Cohen & Co Inc. Business Finance Contracts & Agreements
106 Contracts & Agreements
- Assignment Agreements (5 contracts)
- Contribution Agreements (1)
- Credit Agreements (6)
- Equity Distribution Agreements (2)
- Exchange Agreements (2)
- Guarantee Agreements (1)
- Guaranty Agreements (1)
- Indenture Agreements (4)
- Investment Agreements (11)
- Investor Rights Agreements (1)
- Loan Agreements (9)
- Note Agreements (21)
- Purchase Agreements (11)
- Registration Rights Agreements (1)
- Repurchase Agreements (6)
- Security Agreements (1)
- Servicing Agreements (1)
- Share Agreements (2)
- Stock Agreements (11)
- Subordination Agreement (4)
- Subscription Agreements (1)
- Trust Agreements (3)
- Warrant Agreements (1)
- Supplemental Indenture No. 1 to Junior Subordinated Indenture, dated January 26, 2024, by and between Cohen & Company Inc. and Wells Fargo Bank, N.A (Filed With SEC on January 29, 2024)
- Amendment No. 1 to Amended and Restated Senior Promissory Note, dated January 5, 2024, by and between Cohen & Company, LLC and JKD Capital Partners I LTD (Filed With SEC on January 5, 2024)
- First Amendment to Third Amended and Restated Loan Agreement, dated December 22, 2023, by and between J.V.B. Financial Group, LLC and Byline Bank (Filed With SEC on December 26, 2023)
- Equity Distribution Agreement, dated October 5, 2023, by and between Cohen & Company Inc. and Northland Capital Markets (Filed With SEC on October 5, 2023)
- Third Amended and Restated Loan Agreement, dated June 9, 2023, by and between J.V.B. Financial Group, LLC and Byline Bank (Filed With SEC on June 9, 2023)
- Amendment No. 2 to Investment Agreement, date February 13, 2023, by and between Cohen and Company, LLC and JKD Capital Partners I LTD (Filed With SEC on March 9, 2023)
- Second Amended and Restated Revolving Note and Cash Subordination Agreement, dated December 21, 2022, by and between J.V.B. Financial Group, LLC and Byline Bank (Filed With SEC on December 23, 2022)
- Amended and Restated Senior Promissory Note, dated January 31, 2022, issued by Cohen & Company, LLC to JKD Capital Partners I LTD in the aggregate principal amount of $4,500,000 (Filed With SEC on January 31, 2022)
- Note Purchase Agreement, dated January 31, 2022, by and between Cohen & Company, LLC and JKD Capital Partners I LTD (Filed With SEC on January 31, 2022)
- Amended and Restated Revolving Note and Cash Subordination Agreement, dated December 21, 2021, by and between J.V.B. Financial Group, LLC and Byline Bank, Inc (Filed With SEC on December 22, 2021)
- Equity Distribution Agreement, dated December 1, 2020, by and between Cohen & Company Inc. and Northland Capital Markets (Filed With SEC on December 2, 2020)
- Sponsor Share Cancellation and Vesting Agreement, dated as of November 24, 2020, by and among INSU Acquisition Corp. II and Sponsor (Filed With SEC on November 30, 2020)
- Subscription Agreement, dated November 24, 2020, by and among INSU Acquisition Corp. II and Cohen & Company LLC, as subscriber (Filed With SEC on November 30, 2020)
- Revolving Note and Cash Subordination Agreement, dated October 28, 2020, by and between J.V.B. Financial Group, LLC and Byline Bank, Inc (Filed With SEC on October 30, 2020)
- Loan Agreement, dated October 28, 2020, by and among Cohen & Company Inc., Cohen & Company, LLC, J.V.B. Financial Group Holdings, LP, J.V.B. Financial Group, LLC, C&Co PrinceRidge... (Filed With SEC on October 30, 2020)
- Amendment No. 4 to Investment Agreement, dated October 9, 2020, by and between Cohen & Company, LLC and Cohen Bros. Financial LLC (Filed With SEC on October 15, 2020)
- Amendment No. 1 to Convertible Senior Secured Promissory Note, dated September 25, 2020, by and between Cohen & Company, LLC and the DGC Family Fintech Trust (Filed With SEC on September 29, 2020)
- Amendment No. 1 to Securities Purchase Agreement, dated September 25, 2020, by and among Cohen & Company Inc., Cohen & Company, LLC, Daniel G. Cohen and the DGC Family Fintech... (Filed With SEC on September 29, 2020)
- Amendment No. 3 to Investment Agreement, dated September 25, 2020, by and between Cohen & Company, LLC and Cohen Bros. Financial LLC (Filed With SEC on September 29, 2020)
- Amendment No. 1 to Senior Promissory Note, dated September 25, 2020, by and between Cohen & Company Inc. and the EBC 2013 Family Trust (Filed With SEC on September 29, 2020)
- U.S. Small Business Association Note, dated May 4, 2020, issued by Cohen & Company, LLC to Fifth Third Bank, National Association, in the aggregate principal amount of $2,165,600 (Filed With SEC on May 7, 2020)
- Senior Promissory Note, dated January 31, 2020, issued by Cohen & Company, LLC to RN Capital Solutions LLC in the aggregate principal amount of $2,250,000 (Filed With SEC on February 3, 2020)
- Senior Promissory Note, dated January 31, 2020, issued by Cohen & Company, LLC to JKD Capital Partners I LTD in the aggregate principal amount of $2,250,000 (Filed With SEC on February 3, 2020)
- Note Purchase Agreement, dated as of January 31, 2020, by and among Cohen & Company, LLC, JKD Capital Partners I LTD and RN Capital Solutions LLC (Filed With SEC on February 3, 2020)
- Securities Purchase Agreement, dated as of December 30, 2019, by and among Cohen & Company Inc., Cohen & Company, LLC, Daniel G. Cohen and the DGC Family Fintech Trust (Filed With SEC on December 31, 2019)
- Amendment No. 2 to Investment Agreement, dated as of December 4, 2019 and effective as of October 1, 2019, by and between Cohen & Company, LLC and the DGC Family Fintech Trust (Filed With SEC on December 9, 2019)
- Amendment No. 2 to Investment Agreement, dated as of December 4, 2019 and effective as of October 1, 2019, by and between Cohen & Company, LLC and Cohen Bros. Financial LLC (Filed With SEC on December 9, 2019)
- Amendment No. 1 to Investment Agreement, dated as of September 25, 2019 and effective as of October 1, 2019, by and between Cohen & Company, LLC and the DGC Family Fintech Trust (Filed With SEC on September 30, 2019)
- Amendment No. 1 to Investment Agreement, dated as of September 25, 2019 and effective as of October 1, 2019, by and between Cohen & Company, LLC and Cohen Bros. Financial LLC (Filed With SEC on September 30, 2019)
- Senior Promissory Note, dated September 25, 2019, issued by Cohen & Company Inc. to the EBC 2013 Family Trust in the aggregate principal amount of $2,400,000 (Filed With SEC on September 30, 2019)
- Senior Promissory Note, dated September 25, 2019, issued by Cohen & Company Inc. to Pensco Trust Company, Custodian fbo Edward E. Cohen IRA in the aggregate principal amount of... (Filed With SEC on September 30, 2019)
- First Amendment to Loan Agreement, by and among Cohen & Company Inc., Cohen & Company, LLC, J.V.B. Financial Group Holdings, LP, C&Co PrinceRidge Holdings, LP, dated January 29,... (Filed With SEC on March 8, 2019)
- Amendment No. 1 to Investment Agreement, dated as of March 6, 2019, by and between Cohen & Company, LLC and JKD Capital Partners I LTD (Filed With SEC on March 8, 2019)
- Revolving Note and Cash Subordination Agreement, dated as of January 29, 2019, by and among Cohen & Company Inc., Cohen & Company, LLC, J.V.B. Financial Group, LLC, J.V.B.... (Filed With SEC on January 30, 2019)
- Warehousing Credit and Security Agreement, dated as of November 20, 2018, by and between ViaNova Capital Group LLC and LegacyTexas Bank (Filed With SEC on November 27, 2018)
- Amendment No. 1 to Convertible Senior Promissory Note, dated September 25, 2018, by and between Cohen & Company Inc. and the EBC 2013 Family Trust (Filed With SEC on September 25, 2018)
- Amendment No. 1 to Convertible Senior Promissory Note, dated September 25, 2018, by and between Cohen & Company Inc. and the Edward E. Cohen IRA (Filed With SEC on September 25, 2018)
- Loan Agreement, dated as of April 25, 2018, by and among Cohen & Company Inc., Cohen & Company, LLC, J.V.B. Financial Group, LLC, J.V.B. Financial Group Holdings, LP,... (Filed With SEC on April 27, 2018)
- Investment Agreement, dated September 29, 2017, by and between Cohen & Company, LLC and the DGC Family Fintech Trust (Filed With SEC on October 5, 2017)
- Investment Agreement, dated September 29, 2017, by and between Cohen & Company, LLC and Cohen Bros. Financial LLC (Filed With SEC on October 5, 2017)
