Cohen & Co Inc. Business Finance Contracts & Agreements

121 Contracts & Agreements
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Filed
Master Transaction Agreement between Cohen & Company Financial Management, LLC and HCMC III, LLC (March 13, 2025)
Purchase Agreements
Cohen & Co Inc.
Capital Markets
2025
Description of Cohen & Company Inc. Common Stock Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Cohen & Co Inc.
Capital Markets
2025
Senior Promissory Note between Cohen & Company, LLC and JKD Capital Partners I LTD dated September 1, 2024
Note Agreements
Cohen & Co Inc.
Capital Markets
2024
Second Amendment to Third Amended and Restated Loan Agreement between J.V.B. Financial Group, LLC and Byline Bank
Loan Agreements
Cohen & Co Inc.
Capital Markets
IL
2024
Description of Cohen & Company Inc. Common Stock Registered Under Section 12 of the Securities Exchange Act of 1934
Equity Distribution Agreements
Cohen & Co Inc.
Capital Markets
2024
Supplemental Indenture No. 1 to Junior Subordinated Indenture between Cohen & Company Inc. and Wells Fargo Bank, N.A.
Indenture Agreements
Cohen & Co Inc.
Capital Markets
NY
2024
Amendment No. 1 to Amended and Restated Senior Promissory Note between Cohen & Company, LLC and JKD Capital Partners I LTD
Note Agreements
Cohen & Co Inc.
Capital Markets
NY
2024
First Amendment to Third Amended and Restated Loan Agreement between J.V.B. Financial Group, LLC and Byline Bank
Loan Agreements
Cohen & Co Inc.
Capital Markets
IL
2023
Cohen & Company Inc. Equity Distribution Agreement with Northland Capital Markets (October 2023)
Equity Distribution Agreements
Cohen & Co Inc.
Capital Markets
MN
2023
Third Amended and Restated Loan Agreement between J.V.B. Financial Group, LLC and Byline Bank (June 9, 2023)
Loan Agreements
Cohen & Co Inc.
Capital Markets
NY
2023
Amendment No. 2 to Investment Agreement between Cohen & Company, LLC and JKD Capital Partners I LTD
Investment Agreements
Cohen & Co Inc.
Capital Markets
NY
2023
Revolving Note and Cash Subordination Agreement between Byline Bank and J.V.B. Financial Group, LLC
Subordination Agreement
Cohen & Co Inc.
Capital Markets
IL
2020
Amendment No. 4 to Investment Agreement between Cohen & Company, LLC and Cohen Bros. Financial LLC
Investment Agreements
Cohen & Co Inc.
Capital Markets
NY
2020
Amendment No. 3 to Investment Agreement between Cohen & Company, LLC and Cohen Bros. Financial LLC
Investment Agreements
Cohen & Co Inc.
Capital Markets
NY
2020
Amendment No. 2 to Investment Agreement between Cohen & Company, LLC and The DGC Family Fintech Trust
Investment Agreements
Cohen & Co Inc.
Capital Markets
NY
2019
Amendment No. 2 to Investment Agreement between Cohen & Company, LLC and Cohen Bros. Financial LLC
Investment Agreements
Cohen & Co Inc.
Capital Markets
NY
2019
Amendment No. 1 to Investment Agreement between Cohen & Company, LLC and The DGC Family Fintech Trust
Investment Agreements
Cohen & Co Inc.
Capital Markets
NY
2019
Amendment No. 1 to Investment Agreement between Cohen & Company, LLC and Cohen Bros. Financial LLC
Investment Agreements
Cohen & Co Inc.
Capital Markets
NY
2019
Description of Cohen & Company Inc. Common Stock Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Cohen & Co Inc.
Capital Markets
2023
Second Amended and Restated Revolving Note and Cash Subordination Agreement between Byline Bank and J.V.B. Financial Group, LLC
Note Agreements
Cohen & Co Inc.
Capital Markets
IL
2022
Description of Cohen & Company Inc. Common Stock Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Cohen & Co Inc.
Capital Markets
2022
Amended and Restated Senior Promissory Note between Cohen & Company, LLC and JKD Capital Partners I LTD dated January 31, 2022
Note Agreements
Cohen & Co Inc.
Capital Markets
2022
Note Purchase Agreement between Cohen & Company, LLC and JKD Capital Partners I LTD (January 31, 2022)
Note Agreements
Cohen & Co Inc.
Capital Markets
NY
2022
Amended and Restated Revolving Note and Cash Subordination Agreement between Byline Bank and J.V.B. Financial Group, LLC
Note Agreements
Cohen & Co Inc.
Capital Markets
IL
2021
Description of Cohen & Company Inc. Common Stock Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Cohen & Co Inc.
Capital Markets
2021
Equity Distribution Agreement between Cohen & Company Inc. and Northland Capital Markets (December 1, 2020)
Equity Distribution Agreements
Cohen & Co Inc.
Capital Markets
MN
2020
Sponsor Share Cancellation and Vesting Agreement among INSU Acquisition Corp. II, Insurance Acquisition Sponsor II, LLC, and Dioptra Advisors II, LLC
Stock Agreements
Cohen & Co Inc.
Capital Markets
DE
2020
Subscription Agreement between INSU Acquisition Corp. II and Subscriber for Class A Common Stock Purchase
Subscription Agreements
Cohen & Co Inc.
Capital Markets
2020
Loan Agreement among J.V.B. Financial Group, LLC, Corporate Guarantors, and Byline Bank dated October 28, 2020
Loan Agreements
Cohen & Co Inc.
Capital Markets
DE
2020
Amendment No. 1 to Convertible Senior Secured Promissory Note between Cohen & Company, LLC and DGC Family Fintech Trust
Note Agreements
Cohen & Co Inc.
Capital Markets
NY
2020
Amendment No. 1 to Securities Purchase Agreement by and among Cohen & Company Inc., Cohen & Company, LLC, Daniel G. Cohen, and the DGC Family Fintech Trust
Purchase Agreements
Cohen & Co Inc.
Capital Markets
DE
2020
Amendment No. 1 to Senior Promissory Note between Cohen & Company Inc. and EBC 2013 Family Trust
Note Agreements
Cohen & Co Inc.
Capital Markets
NY
2020
SBA Paycheck Protection Program Promissory Note between Cohen & Company, LLC and Fifth Third Bank
Note Agreements
Cohen & Co Inc.
Capital Markets
2020
Description of Cohen & Company Inc. Common Stock Registered under Section 12 of the Exchange Act
Equity Distribution Agreements
Cohen & Co Inc.
Capital Markets
2020
Senior Promissory Note between Cohen & Company, LLC and RN Capital Solutions LLC dated January 31, 2020
Note Agreements
Cohen & Co Inc.
Capital Markets
2020
Senior Promissory Note between Cohen & Company, LLC and JKD Capital Partners I LTD dated January 31, 2020
Note Agreements
Cohen & Co Inc.
Capital Markets
2020
Note Purchase Agreement between Cohen & Company, LLC, JKD Capital Partners I LTD, and RN Capital Solutions LLC (January 31, 2020)
Note Agreements
Cohen & Co Inc.
Capital Markets
NY
2020
Securities Purchase Agreement among Cohen & Company Inc., Cohen & Company, LLC, Daniel G. Cohen, and The DGC Family Fintech Trust (December 30, 2019)
Purchase Agreements
Cohen & Co Inc.
Capital Markets
DE
2019
Senior Promissory Note between Cohen & Company Inc. and EBC 2013 Family Trust dated September 25, 2019
Note Agreements
Cohen & Co Inc.
Capital Markets
2019
Senior Promissory Note between Cohen & Company Inc. and Pensco Trust Company, Custodian fbo Edward E. Cohen IRA, dated September 25, 2019
Note Agreements
Cohen & Co Inc.
Capital Markets
2019