CAPITAL SOUTHWEST CORP Business Finance Contracts & Agreements

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Sixth Supplemental Indenture, dated November 8, 2024, by and between Capital Southwest Corporation and U.S. Bank Trust Company, National Association (as successor in interest for...
Indenture Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2024
Underwriting Agreement, dated November 4, 2024, by and between Capital Southwest Corporation and Oppenheimer & Co. Inc., as representative of the several underwriters named in...
Underwriting Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2024
Incremental Commitment and Assumption Agreement dated September 12, 2024 among Capital Southwest Corporation, as borrower, Capital Southwest Equity Investments, Inc, as a...
Investment Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2024
Incremental Commitment and Assumption Agreement dated December 7, 2023 among Capital Southwest Corporation, as borrower, Capital Southwest Equity Investments, Inc, as a Subsidiary...
Investment Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2023
Fifth Supplemental Indenture by and between Capital Southwest Corporation and U.S. Bank Trust Company National Association (as successor in interest for U.S. Bank National...
Indenture Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2023
Underwriting Agreement, dated June 7, 2023, by and between Capital Southwest Corporation and Oppenheimer & Co., Inc., as representative of the several underwriters named in...
Underwriting Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2023
Underwriting Agreement, dated November 14, 2022, by and between Capital Southwest Corporation and Raymond James & Associates, Inc. as representative of the several underwriters...
Underwriting Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2022
Form of Third Amendment, dated August 2, 2022, to Amended and Restated Equity Distribution Agreement, dated May 26, 2021, between the Company and each of JMP Securities LLC and B....
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2022
Form of Third Amendment, dated August 2, 2022, to Third Amended and Restated Equity Distribution Agreement, dated May 26, 2021, between the Company and each of Jefferies LLC and...
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2022
Underwriting Agreement, dated November 4, 2021, by and between the Company and Raymond James & Associates, Inc., as representative of the several underwriters named on Schedule A...
Underwriting Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2021
Form of Second Amendment, dated November 2, 2021, to Amended and Restated Equity Distribution Agreement between the Company and each of JMP Securities LLC and B. Riley Securities,...
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2021
Form of Second Amendment, dated November 2, 2021, to Third Amended and Restated Equity Distribution Agreement between the Company and each of Jefferies LLC and Raymond James &...
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2021
Limited Consent and Amendment No. 1 to Second Amended and Restated Senior Secured Revolving Credit Agreement, dated as of September 10, 2021, by and among Capital Southwest...
Credit Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2021
Fourth Supplemental Indenture, dated as of August 27, 2021, relating to the 3.375% Notes due 2026, by and between the Company and U.S. Bank National Association, as trustee
Indenture Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2021
Underwriting Agreement, dated August 24, 2021, by and between the Company and Raymond James & Associates, Inc., as representative of the several underwriters named on Schedule A...
Underwriting Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2021
Form of Amended and Restated Equity Distribution Agreement, dated May 26, 2021, between the Company and each of JMP Securities LLC and B. Riley Securities, Inc., respectively
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2021
Form of Third Amended and Restated Equity Distribution Agreement, dated May 26, 2021, between the Company and each of Jefferies LLC and Raymond James & Associates, Inc.,...
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2021
Underwriting Agreement, dated February 22, 2021, by and between the Company and Raymond James & Associates, Inc., as the sole underwriter
Underwriting Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2021
Third Supplemental Indenture, dated as of December 29, 2020, relating to the 4.50% Notes due 2026, by and between the Company and U.S. Bank National Association, as trustee
Indenture Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2020
Underwriting Agreement, dated December 22, 2020, by and between the Company and Raymond James & Associates, Inc., as representative of the several underwriters named on Schedule A...
Underwriting Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2020
Amendment No. 1 to the Amended and Restated Senior Secured Revolving Credit Agreement, dated as of December 10, 2020, by and among Capital Southwest Corporation, as Borrower, the...
Credit Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2020
Underwriting Agreement, dated August 12, 2020, by and between the Company and Raymond James & Associates, Inc
Underwriting Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2020
Form of Equity Distribution Agreement, dated February 4, 2020, between the Company and each of JMP Securities LLC and B. Riley FBR, Inc., respectively
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2020
Form of Second Amended and Restated Equity Distribution Agreement, dated February 4, 2020, between the Company and each of Jefferies LLC and Raymond James & Associates, Inc.,...
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2020
Underwriting Agreement, dated October 4, 2019, by and between the Company and Raymond James & Associates, Inc., as representative of the several underwriters named on Schedule A...
Underwriting Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2019
Second Supplemental Indenture, dated as of September 27, 2019, relating to the 5.375% Notes due 2024, by and between the Company and U.S. Bank National Association, as trustee
Indenture Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2019
Underwriting Agreement, dated September 24, 2019, by and between the Company and Raymond James & Associates, Inc., as representative of the several underwriters named on Schedule...
Underwriting Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2019
Form of Amended and Restated Equity Distribution Agreement
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2019
Third Amendment to the Capital Southwest Corporation 2010 Restricted Stock Award Plan
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2017
Form of Amended and Restated Restricted Stock Award (Executive Compensation Plan CSWI Employee Form)
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Form of Amended and Restated Restricted Stock Award (Executive Compensation Plan CSWC Employee Form)
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Form of Amended and Restated Restricted Stock Agreement (CSWI Employee Form)
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Form of Restricted Stock Agreement (CSWC Employee Form)
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Form of Amended and Restated Non-Qualified Stock Option Agreement (Executive Compensation Plan CSWI Employee Form)
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Form of Amended and Restated Non-Qualified Stock Option Agreement (Executive Compensation Plan CSWC Employee Form)
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Form of Amended and Restated Non-Qualified Stock Option Agreement (CSWI Employee Form)
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Form of Amended and Restated Non-Qualified Stock Option Agreement (CSWC Employee Form)
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Form of Amended and Restated Restricted Stock Award Agreement
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Form of Amended and Restated Non-Qualified Stock Option Agreement
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Second Amendment to the 2010 Restricted Stock Award Plan
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2015