CAPITAL SOUTHWEST CORP Business Finance Contracts & Agreements
41 Contracts & Agreements
- Credit Agreements (2 contracts)
- Equity Distribution Agreements (9)
- Indenture Agreements (4)
- Investment Agreements (1)
- Stock Agreements (16)
- Underwriting Agreements (9)
- Incremental Commitment and Assumption Agreement dated December 7, 2023 among Capital Southwest Corporation, as borrower, Capital Southwest Equity Investments, Inc, as a Subsidiary... (Filed With SEC on December 7, 2023)
- Fifth Supplemental Indenture by and between Capital Southwest Corporation and U.S. Bank Trust Company National Association (as successor in interest for U.S. Bank National... (Filed With SEC on June 14, 2023)
- Underwriting Agreement, dated June 7, 2023, by and between Capital Southwest Corporation and Oppenheimer & Co., Inc., as representative of the several underwriters named in... (Filed With SEC on June 8, 2023)
- Underwriting Agreement, dated November 14, 2022, by and between Capital Southwest Corporation and Raymond James & Associates, Inc. as representative of the several underwriters... (Filed With SEC on November 17, 2022)
- Form of Third Amendment, dated August 2, 2022, to Amended and Restated Equity Distribution Agreement, dated May 26, 2021, between the Company and each of JMP Securities LLC and B.... (Filed With SEC on August 2, 2022)
- Form of Third Amendment, dated August 2, 2022, to Third Amended and Restated Equity Distribution Agreement, dated May 26, 2021, between the Company and each of Jefferies LLC and... (Filed With SEC on August 2, 2022)
- Underwriting Agreement, dated November 4, 2021, by and between the Company and Raymond James & Associates, Inc., as representative of the several underwriters named on Schedule A... (Filed With SEC on November 9, 2021)
- Form of Second Amendment, dated November 2, 2021, to Amended and Restated Equity Distribution Agreement between the Company and each of JMP Securities LLC and B. Riley Securities,... (Filed With SEC on November 2, 2021)
- Form of Second Amendment, dated November 2, 2021, to Third Amended and Restated Equity Distribution Agreement between the Company and each of Jefferies LLC and Raymond James &... (Filed With SEC on November 2, 2021)
- Limited Consent and Amendment No. 1 to Second Amended and Restated Senior Secured Revolving Credit Agreement, dated as of September 10, 2021, by and among Capital Southwest... (Filed With SEC on September 10, 2021)
- Fourth Supplemental Indenture, dated as of August 27, 2021, relating to the 3.375% Notes due 2026, by and between the Company and U.S. Bank National Association, as trustee (Filed With SEC on August 27, 2021)
- Underwriting Agreement, dated August 24, 2021, by and between the Company and Raymond James & Associates, Inc., as representative of the several underwriters named on Schedule A... (Filed With SEC on August 27, 2021)
- Form of Amended and Restated Equity Distribution Agreement, dated May 26, 2021, between the Company and each of JMP Securities LLC and B. Riley Securities, Inc., respectively (Filed With SEC on May 26, 2021)
- Form of Third Amended and Restated Equity Distribution Agreement, dated May 26, 2021, between the Company and each of Jefferies LLC and Raymond James & Associates, Inc.,... (Filed With SEC on May 26, 2021)
- Underwriting Agreement, dated February 22, 2021, by and between the Company and Raymond James & Associates, Inc., as the sole underwriter (Filed With SEC on February 25, 2021)
- Third Supplemental Indenture, dated as of December 29, 2020, relating to the 4.50% Notes due 2026, by and between the Company and U.S. Bank National Association, as trustee (Filed With SEC on December 29, 2020)
- Underwriting Agreement, dated December 22, 2020, by and between the Company and Raymond James & Associates, Inc., as representative of the several underwriters named on Schedule A... (Filed With SEC on December 29, 2020)
- Amendment No. 1 to the Amended and Restated Senior Secured Revolving Credit Agreement, dated as of December 10, 2020, by and among Capital Southwest Corporation, as Borrower, the... (Filed With SEC on December 10, 2020)
- Underwriting Agreement, dated August 12, 2020, by and between the Company and Raymond James & Associates, Inc (Filed With SEC on August 13, 2020)
- Form of Equity Distribution Agreement, dated February 4, 2020, between the Company and each of JMP Securities LLC and B. Riley FBR, Inc., respectively (Filed With SEC on February 5, 2020)
- Form of Second Amended and Restated Equity Distribution Agreement, dated February 4, 2020, between the Company and each of Jefferies LLC and Raymond James & Associates, Inc.,... (Filed With SEC on February 5, 2020)
- Underwriting Agreement, dated October 4, 2019, by and between the Company and Raymond James & Associates, Inc., as representative of the several underwriters named on Schedule A... (Filed With SEC on October 8, 2019)
- Second Supplemental Indenture, dated as of September 27, 2019, relating to the 5.375% Notes due 2024, by and between the Company and U.S. Bank National Association, as trustee (Filed With SEC on September 27, 2019)
- Underwriting Agreement, dated September 24, 2019, by and between the Company and Raymond James & Associates, Inc., as representative of the several underwriters named on Schedule... (Filed With SEC on September 27, 2019)
- Form of Amended and Restated Equity Distribution Agreement (Filed With SEC on August 20, 2019)
- Third Amendment to the Capital Southwest Corporation 2010 Restricted Stock Award Plan (Filed With SEC on November 7, 2017)
- Form of Amended and Restated Restricted Stock Award (Executive Compensation Plan CSWI Employee Form) (Filed With SEC on November 9, 2015)
- Form of Amended and Restated Restricted Stock Award (Executive Compensation Plan CSWC Employee Form) (Filed With SEC on November 9, 2015)
- Form of Amended and Restated Restricted Stock Agreement (CSWI Employee Form) (Filed With SEC on November 9, 2015)
- Form of Restricted Stock Agreement (CSWC Employee Form) (Filed With SEC on November 9, 2015)
- Form of Amended and Restated Non-Qualified Stock Option Agreement (Executive Compensation Plan CSWI Employee Form) (Filed With SEC on November 9, 2015)
- Form of Amended and Restated Non-Qualified Stock Option Agreement (Executive Compensation Plan CSWC Employee Form) (Filed With SEC on November 9, 2015)
- Form of Amended and Restated Non-Qualified Stock Option Agreement (CSWI Employee Form) (Filed With SEC on November 9, 2015)
- Form of Amended and Restated Non-Qualified Stock Option Agreement (CSWC Employee Form) (Filed With SEC on November 9, 2015)
- Form of Amended and Restated Restricted Stock Award Agreement (Filed With SEC on September 14, 2015)
- Form of Amended and Restated Non-Qualified Stock Option Agreement (Filed With SEC on September 14, 2015)
- Second Amendment to the 2010 Restricted Stock Award Plan (Filed With SEC on August 12, 2015)
- Form of Restricted Stock Award Agreement under the 2010 Restricted Stock Award Plan, as amended (Filed With SEC on November 7, 2014)
- First Amendment to the Capital Southwest Corporation 2010 Restricted Stock Award Plan (Filed With SEC on November 7, 2014)
- Capital Southwest Corporation 2010 Restricted Stock Award Plan (Filed With SEC on August 5, 2011)
