B. Riley Financial, Inc. Business Finance Contracts & Agreements

144 Contracts & Agreements
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Filed
Registration Rights Agreement dated May 21, 2025, between B. Riley Financial, Inc. and Holders of Warrants
Registration Rights Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2025
Warrant Agreement dated May 21, 2025 between B. Riley Financial, Inc. and Warrant Holders
Warrant Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2025
Nonstatutory Stock Option Agreement between B. Riley Financial, Inc. and Scott Yessner, dated May 19, 2025
Warrant Agreements
B. Riley Financial, Inc.
Capital Markets
2025
Registration Rights Agreement between B. Riley Financial, Inc. and Holbrook Income Fund (March 26, 2025)
Registration Rights Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2025
Warrant Agreement between B. Riley Financial, Inc. and Holbrook Income Fund dated March 26, 2025
Warrant Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2025
B. Riley Financial, Inc. 8.00% Senior Secured Second Lien Note Due 2028
Note Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2025
Indenture Agreement for 8.00% Senior Secured Second Lien Notes Due 2028 by B. Riley Financial, Inc. and GLAS Trust Company LLC
Indenture Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2025
Membership Interest Purchase Agreement by and among Atlantic Coast Recycling Holdings, Inc. and Seller Parties (March 1, 2025)
Purchase Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2025
Seventh Amendment to Credit Agreement among Lingo Management, LLC, Secured Guarantors, Lenders, and Banc of California
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
VA
2025
Equity Purchase Agreement among OCM SSF III Great American PT, L.P., Opps XII Great American Holdings, LLC, VOF Great American Holdings, L.P., BR Financial Holdings, LLC, and...
Purchase Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2024
Membership Interest Purchase Agreement among HBN 120, LLC, bebe stores, inc., BB Brand Holdings LLC, and BKST Brand Management LLC (October 25, 2024)
Purchase Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2024
Transfer and Contribution Agreement between B. Riley Brand Management LLC and BR Funding Holdings 2024-1 LLC (October 25, 2024)
Contribution Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2024
Guaranty Agreement dated January 18, 2024, by B. Riley Financial, Inc. in favor of Axos Bank and Secured Parties for Babcock & Wilcox Enterprises, Inc.
Guaranty Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2024
B. Riley Financial, Inc. Common Stock Underwriting Agreement with B. Riley Securities, Inc. (July 25, 2023)
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2023
Limited Guarantee Agreement between B. Riley Financial, Inc. and Franchise Group, Inc. (May 10, 2023)
Guaranty Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2023
Equity Commitment Letter by B. Riley Financial, Inc., Freedom VCM, Inc., and Freedom VCM Holdings, LLC (May 10, 2023)
Equity Distribution Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2023
Description of Securities Registered Under Section 12 of the Exchange Act – B. Riley Financial, Inc.
Equity Distribution Agreements
B. Riley Financial, Inc.
Capital Markets
2023
Fourth Amendment to Credit Agreement, dated as of June 21, 2022
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
2022
Third Amended and Restated Credit Agreement among B. Riley Retail Solutions WF, LLC, B. Riley Retail, Inc., B. Riley Retail Canada, ULC, and Wells Fargo Bank, dated April 20, 2022
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
MA
2022
Third Amendment to Credit Agreement among BRPI Acquisition Co LLC, United Online, Inc., YMax Corporation, and Banc of California, N.A.
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2022
Description of Registered Securities of B. Riley Financial, Inc. under Section 12 of the Exchange Act
Equity Distribution Agreements
B. Riley Financial, Inc.
Capital Markets
2022
Seventh Supplemental Indenture to Indenture Dated May 7, 2019 for 5.00% Senior Notes due 2026 between B. Riley Financial, Inc. and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
B. Riley Financial, Inc.
Capital Markets
2021
Underwriting Agreement for B. Riley Financial, Inc. 5.00% Senior Notes Due 2026 with B. Riley Securities, Inc.
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2021
Sixth Supplemental Indenture to 5.25% Senior Notes due 2028 between B. Riley Financial, Inc. and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
B. Riley Financial, Inc.
Capital Markets
2021
Underwriting Agreement for B. Riley Financial, Inc. 5.25% Senior Notes Due 2028 with B. Riley Securities, Inc.
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2021
Amendment No. 4 to Amended and Restated Credit Agreement among Babcock & Wilcox Enterprises, Inc., Bank of America, N.A., and Lenders
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2021
Amendment No. 3 to Amended and Restated Credit Agreement among Babcock & Wilcox Enterprises, Inc., Bank of America, N.A., and Lenders (March 4, 2021)
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2021
Amendment No. 2 to Amended and Restated Credit Agreement among Babcock & Wilcox Enterprises, Inc., Bank of America, N.A., and Lenders
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2021
Subordination Agreement among Tree Line Capital Partners, BRF Finance Co., Dash Holding Company, and Dash Medical Gloves (March 2, 2021)
Subordination Agreement
B. Riley Financial, Inc.
Capital Markets
NY
2021
Subordinated Working Capital Promissory Note by DASH Medical Gloves, LLC and DASH Holding Company, Inc. in Favor of BRF Finance Co., LLC, Dated March 2, 2021
Note Agreements
B. Riley Financial, Inc.
Capital Markets
IL
2021
Joinder to Limited Liability Company Agreement by and between DASH Medical Holdings, LLC and B. Riley Principal Investments, LLC (March 1, 2021)
Joinder Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2021
Subscription Agreement between Dash Medical Holdings, LLC and B. Riley Principal Investments, LLC (March 1, 2021)
Subscription Agreements
B. Riley Financial, Inc.
Capital Markets
IL
2021
Fifth Supplemental Indenture to 5.50% Senior Notes Due 2026 between B. Riley Financial, Inc. and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
B. Riley Financial, Inc.
Capital Markets
2021
Underwriting Agreement for B. Riley Financial, Inc. 5.50% Senior Notes Due 2026 with B. Riley Securities, Inc.
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2021
Description of Registered Securities of B. Riley Financial, Inc. under Section 12 of the Exchange Act
Equity Distribution Agreements
B. Riley Financial, Inc.
Capital Markets
2021
Fourth Supplemental Indenture to 6.00% Senior Notes Due 2028 between B. Riley Financial, Inc. and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
B. Riley Financial, Inc.
Capital Markets
2021
Underwriting Agreement for B. Riley Financial, Inc. 6.00% Senior Notes Due 2028 with B. Riley Securities, Inc.
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2021
B. Riley Financial, Inc. Common Stock Underwriting Agreement with B. Riley Securities, Inc. (January 12, 2021)
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2021
Second Amendment to Credit Agreement among BRPI Acquisition Co LLC, United Online, Inc., YMax Corporation, Lenders, and Banc of California, N.A.
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2021
Specimen Certificate for 7.375% Series B Cumulative Perpetual Preferred Stock of B. Riley Financial, Inc.
Stock Agreements
B. Riley Financial, Inc.
Capital Markets
2020