B. Riley Financial, Inc. Business Finance Contracts & Agreements
120 Contracts & Agreements
- Credit Agreements (27 contracts)
- Escrow Agreements (2)
- Facility Agreements (1)
- Forbearance Agreements (1)
- Guarantee Agreements (2)
- Guaranty Agreements (9)
- Indenture Agreements (12)
- Investment Agreements (1)
- Joinder Agreements (1)
- Loan Agreements (4)
- Note Agreements (10)
- Purchase Agreements (4)
- Registration Rights Agreements (4)
- Release Agreements (1)
- Security Agreements (7)
- Stock Agreements (6)
- Subordination Agreement (1)
- Subscription Agreements (2)
- Underwriting Agreements (17)
- Waiver Agreements (2)
- Warrant Agreements (6)
- Equity Purchase Agreement, dated October 13, 2024, by and among OCM SSF III Great American PT, L.P., a Delaware limited partnership (“Buyer 1”), Opps XII Great American... (Filed With SEC on November 21, 2024)
- Membership Interest Purchase Agreement, dated October 25, 2024, by and among bebe stores, inc., HBN 120, LLC, BB Brand Holdings, LLC and BKST Brand Management, LLC (Filed With SEC on October 31, 2024)
- Form of Restricted Stock Unit Award Agreement (Filed With SEC on April 24, 2024)
- Guaranty, dated January 18, 2024, among B. Riley Financial, Inc., Babcock & Wilcox Enterprises, Inc. and Axos Bank (Filed With SEC on January 22, 2024)
- Underwriting Agreement, dated as of July 25, 2023, by and between the Company and B. Riley Securities, Inc., as underwriter (Filed With SEC on July 28, 2023)
- Limited Guarantee, dated of May 10, 2023, by and between B. Riley Financial, Inc. and Franchise Group, Inc (Filed With SEC on May 11, 2023)
- Fourth Amendment to Credit Agreement, dated as of June 21, 2022 (Filed With SEC on July 29, 2022)
- Third Amended and Restated Credit Agreement, dated as of April 20, 2022, by and among B. Riley Retail Solutions WF, LLC, B. Riley Retail, Inc., B. Riley Retail Canada, ULC, Wells... (Filed With SEC on April 25, 2022)
- Third Amendment to Credit Agreement, dated as of December 16, 2021 (Filed With SEC on February 28, 2022)
- Seventh Supplemental Indenture, dated as of December 3, 2021, by and between the Company and The Bank of New York Mellon Trust Company National Association, as Trustee (Filed With SEC on December 3, 2021)
- Underwriting Agreement, dated as of December 1, 2021, by and among the Company and B. Riley Securities, Inc., as representative of the several underwriters named therein (Filed With SEC on December 3, 2021)
- Sixth Supplemental Indenture, dated as of August 6, 2021, by and between the Company and The Bank of New York Mellon Trust Company National Association, as Trustee (Filed With SEC on August 6, 2021)
- Underwriting Agreement, dated as of August 3, 2021, by and among the Company and B. Riley Securities, Inc., as representative of the several underwriters named therein (Filed With SEC on August 6, 2021)
- Amendment No. 4 to Amended and Restated Credit Agreement, dated as of March 26, 2021, by and among Babcock & Wilcox Enterprises, Inc., Bank of America, N.A., as administrative... (Filed With SEC on May 10, 2021)
- Amendment No. 3 to Amended and Restated Credit Agreement, dated as of March 4, 2021, by and among Babcock & Wilcox Enterprises, Inc., Bank of America, N.A., as administrative... (Filed With SEC on May 10, 2021)
- Amendment No. 2 to Amended and Restated Credit Agreement, dated as of February 8, 2021, by and among Babcock & Wilcox Enterprises, Inc., Bank of America, N.A., as administrative... (Filed With SEC on May 10, 2021)
- Subordination Agreement, dated as of March 2, 2021, among Tree Line Capital Partners, LLC, as administrative agent, and BRF Finance Co., LLC, DASH Holding Company, Inc., and DASH... (Filed With SEC on May 10, 2021)
- Subordinated Working Capital Promissory Note, dated as of March 2, 2021, made by DASH Medical Gloves, LLC and DASH Holding Company, Inc., in favor of BRF Finance Co., LLC (Filed With SEC on May 10, 2021)
- Joinder to Limited Liability Company Agreement, dated as of March 1, 2021, by and between DASH Medical Holdings, LLC and B. Riley Principal Investments, LLC (Filed With SEC on May 10, 2021)
- DASH Medical Holdings, LLC Subscription Agreement, dated as of March 1, 2021, by and between DASH Medical Holdings, LLC and B. Riley Principal Investments, LLC (Filed With SEC on May 10, 2021)
- Fifth Supplemental Indenture, dated as of March 29, 2021, by and between the Company and The Bank of New York Mellon Trust Company National Association, as Trustee (Filed With SEC on March 29, 2021)
- Underwriting Agreement, dated as of March 24, 2021, by and among the Company and B. Riley Securities, Inc., as representative of the several underwriters named therein (Filed With SEC on March 29, 2021)
- Fourth Supplemental Indenture, dated as of January 25, 2021, by and between the Company and The Bank of New York Mellon Trust Company National Association, as Trustee (Filed With SEC on January 25, 2021)
- Underwriting Agreement, dated as of January 20, 2021, by and among the Company and B. Riley Securities, Inc., as representative of the several underwriters named therein (Filed With SEC on January 25, 2021)
- Underwriting Agreement, dated as of January 12, 2021, by and among the Company and B. Riley Securities, Inc., as underwriter (Filed With SEC on January 15, 2021)
- Second Amendment to Credit Agreement, dated December 31, 2020 (Filed With SEC on January 6, 2021)
- Form of Specimen Certificate representing the 7.375% Series B Cumulative Perpetual Preferred Stock, par value $0.0001 per share, of B. Riley Financial, Inc (Filed With SEC on September 4, 2020)
- Deposit Agreement, dated September 4, 2020, among B. Riley Financial, Inc., Continental Stock Transfer & Trust Company, as Depositary, and the holders of depositary receipts, with... (Filed With SEC on September 4, 2020)
- Underwriting Agreement, dated as of September 1, 2020, by and among the Company and B. Riley Securities, Inc., as representative of the several underwriters named therein (Filed With SEC on September 4, 2020)
- CIBC Guaranty, dated as of February 14, 2020, by the Company in favor of CIBC Bank USA, as administrative agent (Filed With SEC on May 11, 2020)
- Loan Participant Guaranty, dated as of February 19, 2020, by the Company in favor of the Loan Participant (Filed With SEC on May 11, 2020)
- Third Supplemental Indenture, dated as of February 12, 2020, by and between the Company and The Bank of New York Mellon Trust Company National Association, as Trustee (Filed With SEC on February 12, 2020)
- Underwriting Agreement, dated as of February 10, 2020, by and among the Company and B. Riley FBR, Inc., as representative of the several underwriters named therein (Filed With SEC on February 12, 2020)
- Membership Interest Purchase Agreement, dated as of October 11, 2019 by and among B. Riley Financial, Inc., B. Riley Brand Management LLC, BR Brand Acquisition LLC and BR Brand... (Filed With SEC on November 1, 2019)
- Form of Specimen Certificate representing the 6.875% Series A Cumulative Perpetual Preferred Stock, par value $0.0001 per share, of B. Riley Financial, Inc (Filed With SEC on October 7, 2019)
- Deposit Agreement, dated October 7, 2019, among B. Riley Financial, Inc., Continental Stock Transfer & Trust Company, as Depositary, and the holders of depositary receipts, with... (Filed With SEC on October 7, 2019)
- Underwriting Agreement, dated as of October 2, 2019, by and among the Company and B. Riley FBR, Inc., as representative of the several underwriters named therein (Filed With SEC on October 7, 2019)
- Second Supplemental Indenture, dated as of September 23, 2019, by and between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee (Filed With SEC on September 23, 2019)
- Underwriting Agreement, dated as of September 18, 2019, by and among the Company and B. Riley FBR, Inc., as representative of the several underwriters named therein (Filed With SEC on September 23, 2019)
- Indenture, dated as of May 7, 2019, between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee (Filed With SEC on May 7, 2019)
