B. Riley Financial, Inc. Business Finance Contracts & Agreements

120 Contracts & Agreements
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Filed
Equity Purchase Agreement, dated October 13, 2024, by and among OCM SSF III Great American PT, L.P., a Delaware limited partnership (“Buyer 1”), Opps XII Great American...
Purchase Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2024
Membership Interest Purchase Agreement, dated October 25, 2024, by and among bebe stores, inc., HBN 120, LLC, BB Brand Holdings, LLC and BKST Brand Management, LLC
Purchase Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2024
Form of Restricted Stock Unit Award Agreement
Stock Agreements
B. Riley Financial, Inc.
Capital Markets
2024
Guaranty, dated January 18, 2024, among B. Riley Financial, Inc., Babcock & Wilcox Enterprises, Inc. and Axos Bank
Guaranty Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2024
Underwriting Agreement, dated as of July 25, 2023, by and between the Company and B. Riley Securities, Inc., as underwriter
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2023
Limited Guarantee, dated of May 10, 2023, by and between B. Riley Financial, Inc. and Franchise Group, Inc
Guarantee Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2023
Fourth Amendment to Credit Agreement, dated as of June 21, 2022
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
2022
Third Amended and Restated Credit Agreement, dated as of April 20, 2022, by and among B. Riley Retail Solutions WF, LLC, B. Riley Retail, Inc., B. Riley Retail Canada, ULC, Wells...
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
MA
2022
Third Amendment to Credit Agreement, dated as of December 16, 2021
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2022
Seventh Supplemental Indenture, dated as of December 3, 2021, by and between the Company and The Bank of New York Mellon Trust Company National Association, as Trustee
Indenture Agreements
B. Riley Financial, Inc.
Capital Markets
2021
Underwriting Agreement, dated as of December 1, 2021, by and among the Company and B. Riley Securities, Inc., as representative of the several underwriters named therein
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2021
Sixth Supplemental Indenture, dated as of August 6, 2021, by and between the Company and The Bank of New York Mellon Trust Company National Association, as Trustee
Indenture Agreements
B. Riley Financial, Inc.
Capital Markets
2021
Underwriting Agreement, dated as of August 3, 2021, by and among the Company and B. Riley Securities, Inc., as representative of the several underwriters named therein
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2021
Amendment No. 4 to Amended and Restated Credit Agreement, dated as of March 26, 2021, by and among Babcock & Wilcox Enterprises, Inc., Bank of America, N.A., as administrative...
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2021
Amendment No. 3 to Amended and Restated Credit Agreement, dated as of March 4, 2021, by and among Babcock & Wilcox Enterprises, Inc., Bank of America, N.A., as administrative...
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2021
Amendment No. 2 to Amended and Restated Credit Agreement, dated as of February 8, 2021, by and among Babcock & Wilcox Enterprises, Inc., Bank of America, N.A., as administrative...
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2021
Subordination Agreement, dated as of March 2, 2021, among Tree Line Capital Partners, LLC, as administrative agent, and BRF Finance Co., LLC, DASH Holding Company, Inc., and DASH...
Subordination Agreement
B. Riley Financial, Inc.
Capital Markets
NY
2021
Subordinated Working Capital Promissory Note, dated as of March 2, 2021, made by DASH Medical Gloves, LLC and DASH Holding Company, Inc., in favor of BRF Finance Co., LLC
Note Agreements
B. Riley Financial, Inc.
Capital Markets
IL
2021
Joinder to Limited Liability Company Agreement, dated as of March 1, 2021, by and between DASH Medical Holdings, LLC and B. Riley Principal Investments, LLC
Joinder Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2021
DASH Medical Holdings, LLC Subscription Agreement, dated as of March 1, 2021, by and between DASH Medical Holdings, LLC and B. Riley Principal Investments, LLC
Investment Agreements
B. Riley Financial, Inc.
Capital Markets
IL
2021
Fifth Supplemental Indenture, dated as of March 29, 2021, by and between the Company and The Bank of New York Mellon Trust Company National Association, as Trustee
Indenture Agreements
B. Riley Financial, Inc.
Capital Markets
2021
Underwriting Agreement, dated as of March 24, 2021, by and among the Company and B. Riley Securities, Inc., as representative of the several underwriters named therein
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2021
Fourth Supplemental Indenture, dated as of January 25, 2021, by and between the Company and The Bank of New York Mellon Trust Company National Association, as Trustee
Indenture Agreements
B. Riley Financial, Inc.
Capital Markets
2021
Underwriting Agreement, dated as of January 20, 2021, by and among the Company and B. Riley Securities, Inc., as representative of the several underwriters named therein
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2021
Underwriting Agreement, dated as of January 12, 2021, by and among the Company and B. Riley Securities, Inc., as underwriter
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2021
Second Amendment to Credit Agreement, dated December 31, 2020
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2021
Form of Specimen Certificate representing the 7.375% Series B Cumulative Perpetual Preferred Stock, par value $0.0001 per share, of B. Riley Financial, Inc
Stock Agreements
B. Riley Financial, Inc.
Capital Markets
2020
Deposit Agreement, dated September 4, 2020, among B. Riley Financial, Inc., Continental Stock Transfer & Trust Company, as Depositary, and the holders of depositary receipts, with...
Stock Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2020
Underwriting Agreement, dated as of September 1, 2020, by and among the Company and B. Riley Securities, Inc., as representative of the several underwriters named therein
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2020
CIBC Guaranty, dated as of February 14, 2020, by the Company in favor of CIBC Bank USA, as administrative agent
Guaranty Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2020
Loan Participant Guaranty, dated as of February 19, 2020, by the Company in favor of the Loan Participant
Loan Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2020
Third Supplemental Indenture, dated as of February 12, 2020, by and between the Company and The Bank of New York Mellon Trust Company National Association, as Trustee
Indenture Agreements
B. Riley Financial, Inc.
Capital Markets
2020
Underwriting Agreement, dated as of February 10, 2020, by and among the Company and B. Riley FBR, Inc., as representative of the several underwriters named therein
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2020
Membership Interest Purchase Agreement, dated as of October 11, 2019 by and among B. Riley Financial, Inc., B. Riley Brand Management LLC, BR Brand Acquisition LLC and BR Brand...
Purchase Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2019
Form of Specimen Certificate representing the 6.875% Series A Cumulative Perpetual Preferred Stock, par value $0.0001 per share, of B. Riley Financial, Inc
Stock Agreements
B. Riley Financial, Inc.
Capital Markets
2019
Deposit Agreement, dated October 7, 2019, among B. Riley Financial, Inc., Continental Stock Transfer & Trust Company, as Depositary, and the holders of depositary receipts, with...
Stock Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2019
Underwriting Agreement, dated as of October 2, 2019, by and among the Company and B. Riley FBR, Inc., as representative of the several underwriters named therein
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2019
Second Supplemental Indenture, dated as of September 23, 2019, by and between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee
Indenture Agreements
B. Riley Financial, Inc.
Capital Markets
2019
Underwriting Agreement, dated as of September 18, 2019, by and among the Company and B. Riley FBR, Inc., as representative of the several underwriters named therein
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2019
Indenture, dated as of May 7, 2019, between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee
Indenture Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2019