Aldel Financial Inc. Business Finance Contracts & Agreements

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Description of Securities Registered Under Section 12 of the Exchange Act – Hagerty, Inc.
Stock Agreements
Aldel Financial Inc.
Insurance
2025
Hagerty, Inc. Restricted Stock Unit Award Agreement under 2021 Stock Incentive Plan
Stock Agreements
Aldel Financial Inc.
Insurance
DE
2024
Amendment No. 1 to Warrant Agreement between Hagerty, Inc. and Continental Stock Transfer & Trust Company
Warrant Agreements
Aldel Financial Inc.
Insurance
NY
2024
Amendment No. 1 to Warrant Agreement between Hagerty, Inc. and Continental Stock Transfer & Trust Company
Warrant Agreements
Aldel Financial Inc.
Insurance
NY
2024
Eleventh Amendment to Amended and Restated Credit Agreement among The Hagerty Group, LLC, JPMorgan Chase Bank, N.A., and Wells Fargo Bank, N.A.
Credit Agreements
Aldel Financial Inc.
Insurance
2024
Hagerty, Inc. Restricted Stock Unit Award Agreement under 2021 Stock Incentive Plan
Stock Agreements
Aldel Financial Inc.
Insurance
DE
2024
Hagerty, Inc. Performance Restricted Stock Unit Award Agreement under 2021 Stock Incentive Plan
Stock Agreements
Aldel Financial Inc.
Insurance
DE
2024
Description of Securities Registered Under Section 12 of the Exchange Act – Hagerty, Inc.
Equity Distribution Agreements
Aldel Financial Inc.
Insurance
2024
Ninth Amendment to Amended and Restated Credit Agreement among The Hagerty Group, LLC, Broad Arrow Capital Entities, and JPMorgan Chase Bank, N.A.
Credit Agreements
Aldel Financial Inc.
Insurance
2023
Eighth Amendment to Amended and Restated Credit Agreement among The Hagerty Group, LLC, Broad Arrow Capital Europe Limited, Broad Arrow Capital UK Limited, and JPMorgan Chase...
Credit Agreements
Aldel Financial Inc.
Insurance
NY
2023
Amendment No. 1 to Tax Receivable Agreement among Hagerty, Inc., The Hagerty Group, LLC, Hagerty Holding Corp., and Markel Group Inc.
Modification Agreements
Aldel Financial Inc.
Insurance
2023
Hagerty, Inc. Registration Rights Agreement with Buyers Dated June 23, 2023
Registration Rights Agreements
Aldel Financial Inc.
Insurance
DE
2023
Securities Purchase Agreement between Hagerty, Inc. and Investors for Series A Convertible Preferred Stock
Purchase Agreements
Aldel Financial Inc.
Insurance
DE
2023
Seventh Amendment to Amended and Restated Credit Agreement among The Hagerty Group, LLC, Broad Arrow Capital Subsidiaries, and JPMorgan Chase Bank, N.A.
Credit Agreements
Aldel Financial Inc.
Insurance
2023
Sixth Amendment to Amended and Restated Credit Agreement by and among The Hagerty Group, LLC and JPMorgan Chase Bank, N.A.
Credit Agreements
Aldel Financial Inc.
Insurance
2023
Amended and Restated Exchange Agreement among Hagerty, Inc., The Hagerty Group, LLC, Hagerty Holding Corp., and Markel Corporation
Exchange Agreements
Aldel Financial Inc.
Insurance
DE
2023
Description of Securities Registered Under Section 12 of the Exchange Act by Hagerty, Inc.
Equity Distribution Agreements
Aldel Financial Inc.
Insurance
2023
Contribution and Exchange Agreement among Hagerty, Inc., The Hagerty Group, LLC, Broad Arrow Holdings LLC, Broad Arrow Group, Inc., and Contributors
Contribution Agreements
Aldel Financial Inc.
Insurance
DE
2022
Amended and Restated Exchange Agreement among Hagerty, Inc., The Hagerty Group, LLC, Hagerty Holding Corp., and Markel Corporation (March 23, 2022)
Exchange Agreements
Aldel Financial Inc.
Insurance
DE
2022
Description of Securities Registered Under Section 12 of the Exchange Act – Hagerty, Inc.
Equity Distribution Agreements
Aldel Financial Inc.
Insurance
2022
Common Stock Purchase Agreement between Broad Arrow Group, Inc. and Investors (January 2022)
Purchase Agreements
Aldel Financial Inc.
Insurance
DE
2022
Hagerty, Inc. Employee Stock Purchase Plan
Stock Agreements
Aldel Financial Inc.
Insurance
DE
2021
Exchange Agreement among Hagerty, Inc., The Hagerty Group, LLC, Hagerty Holding Corp., and Markel Corporation (December 2, 2021)
Exchange Agreements
Aldel Financial Inc.
Insurance
DE
2021
Sponsor Warrant Lock-Up Agreement among Hagerty, Inc., Aldel Investors LLC, and FG SPAC Partners, LP (December 2, 2021)
Warrant Agreements
Aldel Financial Inc.
Insurance
NY
2021
Warrant Agreement between Aldel Financial Inc. and Continental Stock Transfer & Trust Company (December 2, 2021)
Warrant Agreements
Aldel Financial Inc.
Insurance
NY
2021
Aldel Financial Inc. Warrant Certificate for Class A Common Stock
Warrant Agreements
Aldel Financial Inc.
Insurance
2021
Hagerty, Inc. Class V Common Stock Certificate
Stock Agreements
Aldel Financial Inc.
Insurance
2021
Hagerty, Inc. Class A Common Stock Certificate
Stock Agreements
Aldel Financial Inc.
Insurance
2021
Exchange Agreement among Hagerty, Inc., The Hagerty Group, LLC, Hagerty Holding Corp., and Markel Corporation
Exchange Agreements
Aldel Financial Inc.
Insurance
DE
2021
Investor Rights Agreement among Hagerty Holding Corp., State Farm, Markel Corporation, and Aldel Financial Inc.
Investor Rights Agreements
Aldel Financial Inc.
Insurance
DE
2021
Sponsor Warrant Lock-Up Agreement among Hagerty, Inc., Aldel Investors LLC, and FG SPAC Partners, LP
Warrant Agreements
Aldel Financial Inc.
Insurance
NY
2021
Amended and Restated Registration Rights Agreement among Aldel Financial Inc. and Certain Security Holders (August 17, 2021)
Registration Rights Agreements
Aldel Financial Inc.
Insurance
NY
2021
Subscription Agreement between Aldel Financial Inc. and Subscriber for Purchase of Common Stock and Warrants
Subscription Agreements
Aldel Financial Inc.
Insurance
NY
2021
Forward Purchase Agreement between Aldel Financial Inc. and Aldel Capital LLC (April 8, 2021)
Purchase Agreements
Aldel Financial Inc.
Insurance
DE
2021
OTM Warrants Purchase Agreement between Aldel Financial Inc., Aldel Investors LLC, and FG SPAC Partners LP (April 8, 2021)
Warrant Agreements
Aldel Financial Inc.
Insurance
NY
2021
Private Placement Units Purchase Agreement between Aldel Financial Inc. and Aldel Investors LLC (April 8, 2021)
Purchase Agreements
Aldel Financial Inc.
Insurance
NY
2021
Registration Rights Agreement among Aldel Financial Inc., Aldel Investors LLC, FG SPAC Partners LP, ThinkEquity, and Other Holders
Registration Rights Agreements
Aldel Financial Inc.
Insurance
NY
2021
Investment Management Trust Agreement between Aldel Financial Inc. and Continental Stock Transfer & Trust Company (April 8, 2021)
Trust Agreements
Aldel Financial Inc.
Insurance
2021
Aldel Financial Inc. Insider Letter Agreement Regarding Initial Public Offering
Underwriting Agreements
Aldel Financial Inc.
Insurance
2021
Warrant Agreement between Aldel Financial Inc. and Continental Stock Transfer & Trust Company (April 8, 2021)
Warrant Agreements
Aldel Financial Inc.
Insurance
NY
2021