Underwriter’s Information Contract Clauses (72)

Grouped Into 5 Collections of Similar Clauses From Business Contracts

This page contains Underwriter’s Information clauses in business contracts and legal agreements. We have organized these clauses into groups of similarly worded clauses.
Underwriter’s Information. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter's Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled "Underwriting – Discounts and Expenses" and the information contained in the second and fourth paragraphs relating to stabilization transactions under the section entitled "Un...derwriting – Price Stabilization; Short Positions." 16. Partial Unenforceability. The invalidity or unenforceability of any section, paragraph, clause or provision of this Agreement shall not affect the validity or enforceability of any other section, paragraph, clause or provision hereof. If any section, paragraph, clause or provision of this Agreement is for any reason determined to be invalid or unenforceable, there shall be deemed to be made such minor changes (and only such minor changes) as are necessary to make it valid and enforceable. View More Arrow
Found in B. Riley Financial, Inc. contract
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Underwriter’s Information. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter's Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled "Underwriting (Conflicts of Interests) – Underwriting Discounts and Expenses" Expenses," the information contained in the section entitled "Underwriting (Conflicts of Interest...) – Price Stabilization, Short Positions" and the information contained in the second and fourth paragraphs relating to stabilization transactions first paragraph under the section entitled "Underwriting (Conflicts of Interests) – Price Stabilization; Short Positions." 16. Electronic Offer, Sale and Distribution of the Notes." 18. Partial Unenforceability. The invalidity or unenforceability of any section, paragraph, clause or provision of this Agreement shall not affect the validity or enforceability of any other section, paragraph, clause or provision hereof. If any section, paragraph, clause or provision of this Agreement is for any reason determined to be invalid or unenforceable, there shall be deemed to be made such minor changes (and only such minor changes) as are necessary to make it valid and enforceable. View More Arrow
Found in LADENBURG THALMANN FINANCIAL SERVICES INC. contract
Underwriter’s Information. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter's Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled "Underwriting – Discounts and Expenses" and the information contained in the second and fourth paragraphs relating to stabilization transactions under the section entitled "Un...derwriting – Price Stabilization; Short Positions." 16. 15. Partial Unenforceability. The invalidity or unenforceability of any section, paragraph, clause or provision of this Agreement shall not affect the validity or enforceability of any other section, paragraph, clause or provision hereof. If any section, paragraph, clause or provision of this Agreement is for any reason determined to be invalid or unenforceable, there shall be deemed to be made such minor changes (and only such minor changes) as are necessary to make it valid and enforceable. 23 16. General. This Agreement constitutes the entire agreement of the parties to this Agreement and supersedes all prior written or oral and all contemporaneous oral agreements, understandings and negotiations with respect to the subject matter hereof. In this Agreement, the masculine, feminine and neuter genders and the singular and the plural include one another. The section headings in this Agreement are for the convenience of the parties only and will not affect the construction or interpretation of this Agreement. This Agreement may be amended or modified, and the observance of any term of this Agreement may be waived, only by a writing signed by the Company and the Underwriter. View More Arrow
Found in B. Riley Financial, Inc. contract
Underwriter’s Information. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter's Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first fourth paragraph under in the section entitled "Underwriting – Discounts and Expenses" (Conflicts of Interest)" and the information contained in the first and second and fourth paragraphs relating to stabilizatio...n transactions under the section entitled "Underwriting – (Conflicts of Interest)– Price Stabilization; Short Positions." 16. Partial Unenforceability. The invalidity or unenforceability of any section, paragraph, clause or provision of this Agreement shall not affect the validity or enforceability of any other section, paragraph, clause or provision hereof. If any section, paragraph, clause or provision of this Agreement is for any reason determined to be invalid or unenforceable, there shall be deemed to be made such minor changes (and only such minor changes) as are necessary to make it valid and enforceable. View More Arrow
Found in Babcock & Wilcox Enterprises, Inc. contract
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Underwriter’s Information. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter's Information consists solely of the following information in the Prospectus: (i) the last paragraph on the front cover page concerning the terms of the offering by the Underwriters; and (ii) the statements concerning the Underwriters contained in the [·] paragraphs under the heading "Underwriting." 20. AUTHORITY OF THE REPRESENTATIVES. In connection with this Agreement, the Representatives will ac...t for and on behalf of the several Underwriters, and any action taken under this Agreement by the Representatives, will be binding on all the Underwriters. View More Arrow
Found in Atreca, Inc. contract
Underwriter’s Information. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter's Information "Underwriter's Information" consists solely of the following information in the Prospectus: (i) the last paragraph on the front cover page concerning the terms of the offering by the Underwriters; Underwriter; and (ii) the statements concerning the Underwriters Underwriter contained in the [·] ninth and tenth paragraphs under the heading "Underwriting." 20. 17. AUTHORITY OF THE REPRES...ENTATIVES. UNDERWRITER. In connection with this Agreement, the Representatives Underwriter will act for and on behalf of the several Underwriters, Underwriter, and any action taken under this Agreement by the Representatives, Underwriter, will be binding on all the Underwriters. Underwriter. View More Arrow
Found in Identiv, Inc. contract
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Underwriter’s Information. The parties acknowledge and agree that, for purposes of Sections 1(c), 1(d) and 6 hereof, the information provided by or on behalf of any Underwriter consists solely of the first sentence of the first paragraph under "Commissions and Discounts; Expenses" and the paragraphs under "Price Stabilization and Short Positions" and "Passive Market Making" under the caption "Underwriting" in each Preliminary Prospectus and the Prospectus.
Found in Onconova Therapeutics, Inc. contract
Underwriter’s Information. The parties acknowledge and agree that, for purposes of Sections 1(c), 1(d) 1(d), 1(e), 1(g) and 6 hereof, the information provided by or on behalf of any Underwriter consists solely of the first sentence of the first paragraph under "Commissions and Discounts; Expenses" and the paragraphs under the captions "Price Stabilization and Short Positions" and "Passive Market Making" under the caption "Underwriting" in each Preliminary Prospectus and the Prospectus.
Found in Chicken Soup for the Soul Entertainment, Inc. contract
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Underwriter’s Information. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter's Information consists solely of the second, eighth, ninth and thirteenth paragraphs under the heading "Underwriting" in the Prospectus.
Found in VERMILLION, INC. contract
Underwriter’s Information. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter's Information consists solely of the second, eighth, ninth seventh, eighth and thirteenth tenth paragraphs under the heading "Underwriting" in the Prospectus.
Found in VERMILLION, INC. contract
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Underwriter’s Information. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter's Information consists solely of the following information in the Prospectus: (i) the last paragraph on the front cover page concerning the terms of the offering by the Underwriter; and (ii) the statements concerning the Underwriter contained in the fourteenth and fifteenth paragraphs under the heading "Underwriting." 18. RESERVED.
Found in Sunworks, Inc. contract
Underwriter’s Information. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter's Information consists solely of the following information in the Prospectus: (i) the last paragraph on the front cover page concerning the terms of the offering by the Underwriter; and (ii) the statements concerning the Underwriter contained in the fourteenth fourth and fifteenth seventh through eleventh paragraphs under the heading "Underwriting." 18. RESERVED. "Underwriting" in the Prospectus.
Found in STRATA Skin Sciences, Inc. contract
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