Underwriters’ Information Clause Example with 30 Variations from Business Contracts
This page contains Underwriters’ Information clauses in business contracts and legal agreements. An example clause is provided at the top of the page, followed by clauses with minor variations. You can view the text differences by selecting the "Show Differences" option.
Underwriters’ Information. The Depositor and the Underwriters acknowledge and agree that the only information relating to any Underwriter that has been furnished to the Depositor in writing by any Underwriter through the Representative expressly for use in the Registration Statement and the Prospectus (or any amendment or supplement thereto) and the Time of Sale Information consists of the following: (i) the second to last paragraph of the cover page of the Preliminary Free Writing Prospectus and (ii) the second to last p...aragraph of the cover page and the first and third sentence of the third paragraph and the second sentence of the fourth paragraph under the heading "METHOD OF DISTRIBUTION (UNDERWRITER CONFLICTS OF INTEREST)" in the Prospectus Supplement.View More
Variations of a "Underwriters’ Information" Clause from Business Contracts
Underwriters’ Information. The Depositor and the Underwriters acknowledge and agree that the only information relating to any Underwriter that has been furnished to the Depositor in writing by any Underwriter through the Representative Underwriters expressly for use in the Registration Statement and the Prospectus (or any amendment or supplement thereto) and the Time of Sale Information consists of the following: (i) the second to last penultimate paragraph of the cover page of each of the Preliminary Free Writing Prospec...tus and the Prospectus and (ii) the second to last paragraph of the cover page first sentence and the first and third sentence of the third fourth paragraph and the second fourth sentence of the fourth sixth paragraph under the heading "METHOD OF DISTRIBUTION (UNDERWRITER CONFLICTS OF INTEREST)" in each of the Preliminary Prospectus Supplement. and the Prospectus. The parties acknowledge and agree that none of the Underwriters have furnished any Underwriters' Information to the Depositor expressly for use in any Issuer Free Writing Prospectus. -35- 16. Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term "affiliate" has the meaning set forth in Rule 405 under the Securities Act; (b) the term "business day" means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term "subsidiary" has the meaning set forth in Rule 405 under the Securities Act. View More
Underwriters’ Information. The Depositor and the Underwriters acknowledge and agree that the only information relating to any Underwriter that has been furnished to the Depositor in writing by any Underwriter through the Representative Underwriters expressly for use in the Registration Statement and the Prospectus (or any amendment or supplement thereto) and the Time of Sale Information consists of the following: (i) the second to last penultimate paragraph of the cover page of each of the Preliminary Free Writing Prospec...tus and the Prospectus, (ii) the second to last third sentence in the eighth paragraph of under the cover page heading "IMPORTANT NOTICE REGARDING THE OFFERED CERTIFICATES" and (iii) the first sentence and the first and third sentence of the third fourth paragraph and the second fourth sentence of the fourth sixth paragraph under the heading "METHOD OF DISTRIBUTION (UNDERWRITER CONFLICTS (CONFLICTS OF INTEREST)" in each of the Preliminary Prospectus Supplement. and the Prospectus. The parties acknowledge and agree that none of the Underwriters have furnished any Underwriters' Information to the Depositor expressly for use in any Issuer Free Writing Prospectus. -34- 18. Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term "affiliate" has the meaning set forth in Rule 405 under the Securities Act; (b) the term "business day" means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term "subsidiary" has the meaning set forth in Rule 405 under the Securities Act. View More
Underwriters’ Information. The Depositor and the Underwriters acknowledge and agree that the only information relating to any Underwriter that has been furnished to the Depositor in writing by any Underwriter through the Representative Underwriters expressly for use in the Registration Statement and the Prospectus (or any amendment or supplement thereto) and the Time of Sale Information consists of the following: (i) the second to last penultimate paragraph of the cover page of each of the Preliminary Free Writing Prospec...tus and the Prospectus and (ii) the second to last paragraph of the cover page first sentence and the first and third sentence of the third fourth paragraph and the second fourth sentence of the fourth sixth paragraph under the heading "METHOD OF DISTRIBUTION (UNDERWRITER CONFLICTS OF INTEREST)" in each of the Preliminary Prospectus Supplement. and the Prospectus. The parties acknowledge and agree that none of the Underwriters have furnished any Underwriters' Information to the Depositor expressly for use in any Issuer Free Writing Prospectus. -34- 16. Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term "affiliate" has the meaning set forth in Rule 405 under the Securities Act; (b) the term "business day" means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term "subsidiary" has the meaning set forth in Rule 405 under the Securities Act. View More
Underwriters’ Information. The Depositor and the Underwriters acknowledge and agree that the only information relating to any Underwriter that has been furnished to the Depositor in writing by any Underwriter through the Representative expressly for use in the Registration Statement and the Prospectus (or any amendment or supplement thereto) and the Time of Sale Information consists of the following: (i) the second to last paragraph two paragraphs of the cover page of the Preliminary Free Writing Prospectus and (ii) (A) t...he second to last third-to-last paragraph and the second-to-last paragraph of the cover page and (B) the fifth paragraph, the first and third sentence of the third sixth paragraph and the second first sentence of the fourth final paragraph under the heading "METHOD OF DISTRIBUTION (UNDERWRITER CONFLICTS OF INTEREST)" in the Prospectus Supplement. 28 16. Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term "affiliate" has the meaning set forth in Rule 405 under the Securities Act; (b) the term "business day" means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term "subsidiary" has the meaning set forth in Rule 405 under the Securities Act. View More
Underwriters’ Information. The Depositor and the Underwriters acknowledge and agree that the only information relating to any Underwriter that has been furnished to the Depositor in writing by any Underwriter through the Representative expressly for use in the Registration Statement and the Prospectus (or any amendment or supplement thereto) and the Time of Sale Information consists of the following: (i) (A) the second to second-to-last paragraph and the first sentence of the last paragraph of the cover page page, (B) the... third sentence of the last paragraph under the heading "IMPORTANT NOTICE REGARDING THE OFFERED CERTIFICATES" and (C) the first and third sentences of the fourth paragraph, the fourth sentence of the sixth paragraph and the eleventh paragraph under the heading "Method of Distribution (Underwriter)" in the Preliminary Free Writing Prospectus and (ii) (A) the second to second-to-last paragraph and the first sentence of the last paragraph of the cover page page, (B) the third sentence of the last paragraph under the heading "IMPORTANT NOTICE REGARDING THE OFFERED CERTIFICATES" and (C) the first and third sentences of the fourth paragraph, the fourth sentence of the third sixth paragraph and the second sentence of the fourth eleventh paragraph under the heading "METHOD OF DISTRIBUTION (UNDERWRITER CONFLICTS OF INTEREST)" "Method of Distribution (Underwriter)" in the Prospectus Supplement. Prospectus. 31 16. Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term "affiliate" has the meaning set forth in Rule 405 under the Securities Act; (b) the term "business day" means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term "subsidiary" has the meaning set forth in Rule 405 under the Securities Act. View More
Underwriters’ Information. The Depositor and the Underwriters acknowledge and agree that the only information relating to any Underwriter that has been furnished to the Depositor in writing by any Underwriter through the Representative expressly for use in the Registration Statement and the Prospectus (or any amendment or supplement thereto) and the Time of Sale Information consists of the following: (i) (A) the second to last second-to-last paragraph and the first sentence of the cover page of the Preliminary Free Writin...g Prospectus and (ii) the second to last paragraph of the cover page and (B) the third-to-last paragraph and the first and third sentence of the third paragraph second-to-last and the second sentence of the fourth last paragraph under the heading "METHOD OF DISTRIBUTION (UNDERWRITER CONFLICTS OF INTEREST)" "Method of Distribution (Underwriter)" in the Preliminary Prospectus Supplement. and (ii) (A) the second-to-last paragraph and the first sentence of the last paragraph of the cover page and (B) the third-to-last paragraph and the first sentence of the second-to-last and last paragraphs under the heading "Method of Distribution (Underwriter)" in the Prospectus. 30 16. Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term "affiliate" has the meaning set forth in Rule 405 under the Securities Act; (b) the term "business day" means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term "subsidiary" has the meaning set forth in Rule 405 under the Securities Act. View More
Underwriters’ Information. The Depositor and the Underwriters acknowledge and agree that the only information relating to any Underwriter that has been furnished to the Depositor in writing by any Underwriter through the Representative expressly for use in the Registration Statement and the Prospectus (or any amendment or supplement thereto) and the Time of Sale Information consists of the following: (i) (A) the second to last second-to-last paragraph and the first sentence of the cover page of the Preliminary Free Writin...g Prospectus and (ii) the second to last paragraph of the cover page and (B) the third-to-last paragraph and the first and third sentence of the third paragraph second-to-last and the second sentence of the fourth last paragraph under the heading "METHOD OF DISTRIBUTION (UNDERWRITER CONFLICTS OF INTEREST)" "Method of Distribution (Underwriter)" in the Preliminary Prospectus Supplement. and (ii) (A) the second-to-last paragraph and the first sentence of the last paragraph of the cover page and (B) the third-to-last paragraph and the first sentence of the second-to-last and last paragraph under the heading "Method of Distribution (Underwriter)" in the Prospectus. 31 16. Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term "affiliate" has the meaning set forth in Rule 405 under the Securities Act; (b) the term "business day" means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term "subsidiary" has the meaning set forth in Rule 405 under the Securities Act. View More
Underwriters’ Information. The Depositor and the Underwriters acknowledge and agree that the only information relating to any Underwriter that has been furnished to the Depositor in writing by any Underwriter through the Representative expressly for use in the Registration Statement and the Prospectus (or any amendment or supplement thereto) and the Time of Sale Information consists of the following: (i) (A) the second to last second-to-last paragraph and the first sentence of the cover page of the Preliminary Free Writin...g Prospectus and (ii) the second to last paragraph of the cover page and (B) the third-to-last paragraph and the first and third sentence of the third paragraph second-to-last and the second sentence of the fourth last paragraph under the heading "METHOD OF DISTRIBUTION (UNDERWRITER CONFLICTS OF INTEREST)" "Method of Distribution (Underwriter)" in the Preliminary Prospectus Supplement. and (ii) (A) the second-to-last paragraph and the first sentence of the last paragraph of the cover page and (B) the third-to-last paragraph and the first sentence of the second-to-last and last paragraph under the heading "Method of Distribution (Underwriter)" in the Prospectus. 30 16. Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term "affiliate" has the meaning set forth in Rule 405 under the Securities Act; (b) the term "business day" means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term "subsidiary" has the meaning set forth in Rule 405 under the Securities Act. View More
Underwriters’ Information. The Depositor and the Underwriters acknowledge and agree that the only information relating to any Underwriter that has been furnished to the Depositor in writing by any Underwriter through the Representative expressly for use in the Registration Statement and the Prospectus (or any amendment or supplement thereto) and the Time of Sale Information consists of the following: (i) (A) the second to second-to-last paragraph and the first sentence of the last paragraph of the cover page page, (B) the... third sentence of the last paragraph under the heading "IMPORTANT NOTICE REGARDING THE OFFERED CERTIFICATES" and (C) the first and third sentences of the fourth paragraph, the fourth sentence of the sixth paragraph, the first sentence of the tenth paragraph and the first sentence of the eleventh paragraph under the heading "Method of Distribution (CONFLICTS OF INTEREST)" in the Preliminary Free Writing Prospectus and (ii) (A) the second to second-to-last paragraph and the first sentence of the last paragraph of the cover page page, (B) the third sentence of the last paragraph under the heading "IMPORTANT NOTICE REGARDING THE OFFERED CERTIFICATES" and (C) the first and third sentences of the fourth paragraph, the fourth sentence of the third sixth paragraph, the first sentence of the tenth paragraph and the second first sentence of the fourth eleventh paragraph under the 30 heading "METHOD OF DISTRIBUTION (UNDERWRITER CONFLICTS "Method of Distribution (CONFLICTS OF INTEREST)" in the Prospectus Supplement. Prospectus. The Underwriters expect to make, but are not obligated to make, a secondary market in the Offered Certificates. View More
Underwriters’ Information. The Depositor and the Underwriters acknowledge and agree that the only information relating to any Underwriter that has been furnished to the Depositor in writing by any Underwriter through the Representative expressly for use in the Registration Statement and the Prospectus (or any amendment or supplement thereto) and the Time of Sale Information consists of the following: (i) (A) the second to second-to-last paragraph and the first sentence of the last paragraph of the cover page page, (B) the... third sentence of the last paragraph under the heading "IMPORTANT NOTICE REGARDING THE OFFERED CERTIFICATES" and (C) the first and third sentences of the fourth paragraph, the fourth sentence of the sixth paragraph, the first sentence of the tenth paragraph and the eleventh paragraph under the heading "Method of Distribution (CONFLICTS OF INTEREST)" in the Preliminary Free Writing Prospectus and (ii) (A) the second to second-to-last paragraph and the first sentence of the last paragraph of the cover page page, (B) the third sentence of the last paragraph under the heading "IMPORTANT NOTICE REGARDING THE OFFERED CERTIFICATES" and (C) the first and third sentences of the fourth paragraph, the fourth sentence of the third sixth paragraph, the first sentence of the tenth paragraph and the second sentence of the fourth eleventh paragraph under the heading "METHOD OF DISTRIBUTION (UNDERWRITER CONFLICTS "Method of Distribution 30 (CONFLICTS OF INTEREST)" in the Prospectus Supplement. Prospectus. The Underwriters expect to make, but are not obligated to make, a secondary market in the Offered Certificates. View More
