Transfer and Exchange of Warrant Clause Example from Business Contracts

This example Transfer and Exchange of Warrant clause appears in 11 contracts from 5 companies

Transfer and Exchange of Warrant. 5.1 Transferability. Subject to compliance with applicable law, the Warrants may be transferred, assigned or sold to any person. 5.2 Registration of Transfer. The Warrant Agent shall register the transfer, from time to time, of any outstanding Warrant upon the Warrant Register, upon surrender of such Warrant for transfer, properly endorsed with signatures properly guaranteed and accompanied by appropriate instructions for transfer. Upon any such transfer, a new Warrant representing an equal aggr...egate number of Warrants shall be issued and the old Warrant shall be cancelled by the Warrant Agent. In the case of certificated Warrants, the Warrants so cancelled shall be delivered by the Warrant Agent to the Company from time to time upon request. 5.3 Procedure for Surrender of Warrants. Warrants may be surrendered to the Warrant Agent, together with a written request for exchange or transfer, and thereupon the Warrant Agent shall issue in exchange therefor one or more new Warrants as requested by the Registered Holder of the Warrants so surrendered, representing an equal aggregate number of Warrants; provided, however, that in the event that a Warrant surrendered for transfer bears a restrictive legend, the Warrant Agent shall not cancel such Warrant and issue new Warrants in exchange thereof until the Warrant Agent has received an opinion of counsel for the Company stating that such transfer may be made and indicating whether the new Warrants must also bear a restrictive legend. 5.4 Transfers of Fractions of Warrants. The Warrant Agent shall not be required to effect any registration of transfer or exchange of Warrants which would require the issuance of a Warrant certificate or book-entry position for a fraction of a Warrant. 5.5 Service Charges. No service charge shall be made for any exchange or registration of transfer of Warrants. 5.6 Warrant Execution and Countersignature. The Warrant Agent is hereby authorized to countersign and to deliver, in accordance with the terms of this Agreement, the Warrants required to be issued pursuant to the provisions of this Section 5, and the Company, whenever required by the Warrant Agent, shall supply the Warrant Agent with Warrants duly executed on behalf of the Company for such purpose. View More
Found in FG New America Acquisition II Corp contract
Athena Consumer Acquisition Corp. Contracts

Form of Private Warrant Agreement between Continental Stock Transfer & Trust Company and the Registrant (Filed With SEC on July 20, 2021)

Amended and Restated Private Warrant Agreement, dated March 24, 2022, by and between the Company and Continental Stock Transfer & Trust Company, as warrant agent (Filed With SEC on March 24, 2022)

FG New America Acquisition II Corp Contracts

Form of Private Warrant Agreement between Continental Stock Transfer & Trust Company and Registrant (Filed With SEC on September 14, 2021)

Form of Private Warrant Agreement between Continental Stock Transfer & Trust Company and Registrant (Filed With SEC on December 2, 2021)

Everest Consolidator Acquisition Corp Contracts

Form of Private Warrant Agreement between American Stock Transfer & Trust Company, LLC and the Registrant (Filed With SEC on October 29, 2021)

Private Warrant Agreement, dated November 23, 2021, between the Company and American Stock Transfer & Trust Company, LLC, as warrant agent (Filed With SEC on November 29, 2021)

FG Merger Corp. Contracts

Form of Private Warrant Agreement between Continental Stock Transfer & Trust Company and Registrant (Filed With SEC on January 21, 2022)

Form of Private Warrant Agreement between Continental Stock Transfer & Trust Company and Registrant (Filed With SEC on February 8, 2022)

Form of Private Warrant Agreement between Continental Stock Transfer & Trust Company and Registrant (Filed With SEC on February 23, 2022)

Private Warrant Agreement, dated February 25, 2022, by and between the Registrant and Continental Stock Transfer & Trust Company, LLC (Filed With SEC on March 3, 2022)

Athena Technology Acquisition Corp. II Contracts

Amended and Restated Private Warrant Agreement, dated March 29, 2022, by and between the Company and Continental Stock Transfer & Trust Company, as warrant agent (Filed With SEC on March 30, 2022)