Stock Certificates Clause Example with 4 Variations from Business Contracts
This page contains Stock Certificates clauses in business contracts and legal agreements. An example clause is provided at the top of the page, followed by clauses with minor variations. You can view the text differences by selecting the "Show Differences" option.
Stock Certificates. (a) Book Entry Form. The Corporation shall issue the shares of Restricted Stock subject to the Award either: (a) in certificate form as provided in Section 7(b) below; or (b) in book entry form, registered in the name of the Participant with notations regarding the applicable restrictions on transfer imposed under this Award Agreement. (b) Certificates to be Held by Corporation; Legend. Any certificates representing shares of Restricted Stock that may be delivered to the Participant by the Corpo...ration prior to vesting shall be redelivered to the Corporation to be held by the Corporation until the restrictions on such shares shall have lapsed and the shares shall thereby have become vested or the shares represented thereby have been forfeited hereunder. Such certificates shall bear the following legend and any other legends the Corporation may determine to be necessary or advisable to comply with all applicable laws, rules, and regulations: "The ownership of this certificate and the shares of stock evidenced hereby and any interest therein are subject to substantial restrictions on transfer under an Agreement entered into between the registered owner and Francesca's Holdings Corporation. A copy of such Agreement is on file in the office of the Secretary of Francesca's Holdings Corporation." 2 (c) Delivery of Certificates Upon Vesting. Promptly after the vesting of any shares of Restricted Stock pursuant to Section 3 or Section 8 hereof or Section 7 of the Plan and the satisfaction of any and all related tax withholding obligations pursuant to Section 10, the Corporation shall, as applicable, either remove the notations on any shares of Restricted Stock issued in book entry form which have vested or deliver to the Participant a certificate or certificates evidencing the number of shares of Restricted Stock which have vested (or, in either case, such lesser number of shares as may result after giving effect to Section 10). The Participant (or the beneficiary or personal representative of the Participant in the event of the Participant's death or disability, as the case may be) shall deliver to the Corporation any representations or other documents or assurances as the Corporation or its counsel may determine to be necessary or advisable in order to ensure compliance with all applicable laws, rules, and regulations with respect to the grant of the Award and the delivery of shares of Common Stock in respect thereof. The shares so delivered shall no longer be restricted shares hereunder. (d) Stock Power; Power of Attorney. Concurrently with the execution and delivery of this Award Agreement, the Participant shall deliver to the Corporation an executed stock power in the form attached hereto as Exhibit A, in blank, with respect to such shares. The Corporation shall not deliver any share certificates in accordance with this Award Agreement unless and until the Corporation shall have received such stock power executed by the Participant. The Participant, by acceptance of the Award, shall be deemed to appoint, and does so appoint by execution of this Award Agreement, the Corporation and each of its authorized representatives as the Participant's attorney(s)-in-fact to effect any transfer of unvested forfeited shares (or shares otherwise reacquired by the Corporation hereunder) to the Corporation as may be required pursuant to the Plan or this Award Agreement and to execute such documents as the Corporation or such representatives deem necessary or advisable in connection with any such transfer.View More
Variations of a "Stock Certificates" Clause from Business Contracts
Stock Certificates. (a) Book Entry Form. The Corporation Company shall issue the shares of Restricted Stock Shares subject to the Award either: (a) in certificate form as provided in Section 7(b) below; book entry form; or (b) in book entry certificate form, registered as follows: (a) Book Entry Form. Registered in the name of the Participant with notations regarding the applicable restrictions on transfer imposed under this Award Agreement. (b) Certificates to be Held by Corporation; Company; Legend. Any certifica...tes representing shares of the Restricted Stock Shares that may be delivered to the Participant by the Corporation Company prior to vesting shall be redelivered to the Corporation Company to be held by the Corporation Company until the restrictions on such shares shall have lapsed Restricted Shares lapse and the shares shall thereby have become vested Restricted Shares vest or the shares Restricted Shares represented thereby have been forfeited hereunder. Such certificates shall bear the following legend and any other legends the Corporation Company may determine to be necessary or advisable to comply with all applicable laws, rules, and regulations: "The ownership of this certificate and the shares of common stock evidenced hereby and any interest therein are subject to substantial restrictions on transfer under an Agreement entered into between the registered owner and Francesca's Holdings Corporation. CTI BioPharma Corp. A copy of such Agreement is on file in the office of the Secretary of Francesca's Holdings Corporation." CTI BioPharma Corp." 2 (c) Delivery of Certificates Upon Vesting. Promptly after the vesting of any shares of Restricted Stock Shares pursuant to Section 3 or Section 8 hereof or Section 7 of the Plan and the satisfaction of any and all related tax withholding obligations Tax-Related Items pursuant to Section 10, 9, the Corporation Company shall, as applicable, either remove the notations on any shares of Restricted Stock Shares issued in book entry form which have vested or deliver to the Participant a certificate or certificates without any vesting restriction legend(s) evidencing the number of shares of Restricted Stock Shares which have vested (or, in either case, such lesser number of shares Restricted Shares as may result after giving effect to Section 10). 9). The Participant (or the beneficiary or personal representative of the Participant in the event of the Participant's death or disability, as the case may be) shall deliver to the Corporation Company any representations or other documents or assurances as the Corporation Company or its counsel may determine to be necessary or advisable in order to ensure compliance with all applicable laws, rules, and regulations with respect to the grant of the Award and the delivery of shares of Common Stock common stock ("Shares") in respect thereof. The shares Shares so delivered shall no longer be restricted shares hereunder. Restricted Shares. (d) Stock Power; Power of Attorney. Concurrently with the execution and delivery of this Award Agreement, the Participant shall deliver to the Corporation Company an executed stock power in the form attached hereto as Exhibit A, in blank, with respect to such shares. the Restricted Shares. The Corporation Company shall not deliver any share certificates in accordance with this Award Agreement unless and until the Corporation Company shall have received such stock power executed by the Participant. The Participant, by acceptance of the Award, shall be deemed to appoint, and does so appoint by execution of this Award Agreement, the Corporation Company and each of its authorized representatives as the Participant's attorney(s)-in-fact attorney(s)‐in‐fact to effect any transfer of unvested forfeited shares (or shares otherwise reacquired by the Corporation Company hereunder) to the Corporation Company as may be required pursuant to the Plan or this Award Agreement and to execute such documents as the Corporation Company or such representatives deem necessary or advisable in connection with any such transfer. View More
Stock Certificates. (a) Book Entry Form. The Corporation shall issue the shares of Restricted Stock subject to the Award either: (a) (i) in certificate form as provided in Section 7(b) below; or (b) (ii) in book entry form, registered in the name of the Participant Director with notations regarding the applicable restrictions on transfer imposed under this Award Agreement. (b) Certificates to be Held by Corporation; Legend. Any certificates representing shares of Restricted Stock that may be delivered to the Partic...ipant Director by the Corporation prior to vesting shall be redelivered to the Corporation to be held by the Corporation until the restrictions on such shares shall have lapsed and the shares shall thereby have become vested or the shares represented thereby have been forfeited hereunder. Such certificates shall bear the following legend and any other legends the Corporation may determine to be necessary or advisable to comply with all applicable laws, rules, and regulations: "The ownership of this certificate and the shares of stock evidenced hereby and any interest therein are subject to substantial restrictions on transfer under an Agreement entered into between the registered owner and Francesca's Holdings Corporation. Quiksilver, Inc. A copy of such Agreement is on file in the office of the Secretary of Francesca's Holdings Corporation." 2 Quiksilver, Inc." (c) Delivery of Certificates Upon Vesting. Promptly after the vesting of any shares of Restricted Stock pursuant have vested, and all other conditions and restrictions applicable to Section 3 such Restricted Stock have been satisfied or Section 8 hereof or Section 7 of the Plan and the lapse (including satisfaction of any and all related tax withholding obligations pursuant to Section 10, applicable Withholding Taxes), the Corporation shall, as applicable, either remove the notations on any shares of Restricted Stock issued in book entry form which have vested or deliver to the Participant Director a certificate or certificates evidencing the number of shares of Restricted Stock which have vested (or, in either case, such lesser number of shares as may result after giving effect be permitted pursuant to Section 10). The Participant Director (or the beneficiary or personal representative of the Participant Director in the event of the Participant's Director's death or disability, Permanent Disability, as the case may be) shall deliver to the Corporation any representations or other documents or assurances as the Corporation or its counsel may determine deem desirable to be necessary or advisable in order to ensure assure compliance with all applicable laws, rules, legal and regulations with respect to the grant of the Award and the delivery of shares of Common Stock in respect thereof. accounting requirements. The shares so delivered shall no longer be restricted shares Restricted Stock hereunder. 3 (Non-Employee Director Automatic Grant - Annual Meeting and Initial Grant Form) (d) Stock Power; Power of Attorney. Concurrently with the execution and delivery of this Award Agreement, the Participant Director shall deliver to the Corporation an executed stock power in the form attached hereto as Exhibit A, in blank, with respect to such shares. The Corporation shall not deliver any share certificates in accordance with this Award Agreement unless and until the Corporation shall have received such stock power executed by the Participant. Director. The Participant, Director, by acceptance of the Award, shall be deemed to appoint, and does so appoint by execution of this Award Agreement, the Corporation and each of its authorized representatives as the Participant's Director's attorney(s)-in-fact to effect any transfer of unvested forfeited shares (or shares otherwise reacquired by the Corporation hereunder) to the Corporation as may be required pursuant to the Plan or this Award Agreement and to execute such documents as the Corporation or such representatives deem necessary or advisable in connection with any such transfer. View More
Stock Certificates. (a) Book Entry Form. The Corporation shall issue the shares of Restricted Stock subject to the Award either: (a) in certificate form as provided in Section 7(b) below; or (b) in book entry form, registered in the name of the Participant Director with notations regarding the applicable restrictions on transfer imposed under this Award Agreement. (b) Certificates to be Held by Corporation; Legend. Any certificates representing shares of Restricted Stock that may be delivered to the Participant Dir...ector by the Corporation prior to vesting shall be redelivered to the Corporation to be held by the Corporation until the restrictions on such shares shall have lapsed and the shares shall thereby have become vested or the shares represented thereby have been forfeited hereunder. Such certificates shall bear the following legend and any other legends the Corporation may determine to be necessary or advisable to comply with all applicable laws, rules, and regulations: "The ownership of this certificate and the shares of stock evidenced hereby and any interest therein are subject to substantial restrictions on transfer under an Agreement entered into between the registered owner and Francesca's Holdings Corporation. A copy of such Agreement is on file in the office of the Secretary of Francesca's Holdings Corporation." 2 (c) Delivery of Certificates Upon Vesting. Promptly after the vesting of any shares of Restricted Stock pursuant to Section 3 or Section 8 hereof or Section 7 of the Plan and the satisfaction of any and all related tax withholding obligations pursuant to Section 10, the Corporation shall, as applicable, either remove the notations on any shares of Restricted Stock issued in book entry form which have vested or deliver to the Participant Director a certificate or certificates evidencing the number of shares of Restricted Stock which have vested (or, in either case, such lesser number of shares as may result after giving effect to Section 10). The Participant Director (or the beneficiary or personal representative of the Participant Director in the event of the Participant's Director's death or disability, as the case may be) shall deliver to the Corporation any representations or other documents or assurances as the Corporation or its counsel may determine to be necessary or advisable in order to ensure compliance with all applicable laws, rules, and regulations with respect to the grant of the Award and the delivery of shares of Common Stock in respect thereof. The shares so delivered shall no longer be restricted shares hereunder. 2 (d) Stock Power; Power of Attorney. Concurrently with the execution and delivery of this Award Agreement, the Participant Director shall deliver to the Corporation an executed stock power in the form attached hereto as Exhibit A, in blank, with respect to such shares. The Corporation shall not deliver any share certificates in accordance with this Award Agreement unless and until the Corporation shall have received such stock power executed by the Participant. Director. The Participant, Director, by acceptance of the Award, shall be deemed to appoint, and does so appoint by execution of this Award Agreement, the Corporation and each of its authorized representatives as the Participant's Director's attorney(s)-in-fact to effect any transfer of unvested forfeited shares (or shares otherwise reacquired by the Corporation hereunder) to the Corporation as may be required pursuant to the Plan or this Award Agreement and to execute such documents as the Corporation or such representatives deem necessary or advisable in connection with any such transfer. View More
Stock Certificates. (a) Book Entry Form. The Corporation shall issue the shares of Restricted Stock Shares subject to the Award either: (a) in certificate form as provided in Section 7(b) below; book entry form; or (b) in book entry certificate form, registered as follows: (a) Book Entry Form. Registered in the name of the Participant with notations regarding the applicable restrictions on transfer imposed under this Award Agreement. (b) Certificates to be Held by Corporation; Legend. Any certificates representing ...shares of the Restricted Stock Shares that may be delivered to the Participant by the Corporation prior to vesting shall be redelivered to the Corporation to be held by the Corporation until the restrictions on such shares shall have lapsed Restricted Shares lapse and the shares shall thereby have become vested Restricted Shares vest or the shares Restricted Shares represented thereby have been forfeited hereunder. Such certificates shall bear the following legend and any other legends the Corporation may determine to be necessary or advisable to comply with all applicable laws, rules, and regulations: "The ownership of this certificate and the shares of common stock evidenced hereby and any interest therein are subject to substantial restrictions on transfer under an Agreement entered into between the registered owner and Francesca's Holdings Corporation. CTI BioPharma Corp. A copy of such Agreement is on file in the office of the Secretary of Francesca's Holdings Corporation." 2 CTI BioPharma Corp." (c) Delivery of Certificates Upon Vesting. Promptly after the vesting of any shares of Restricted Stock Shares pursuant to Section 3 or Section 8 hereof or Section 7 of the Plan and the satisfaction of any and all related tax withholding obligations Tax-Related Items pursuant to Section 10, 9, the Corporation shall, as applicable, either remove the notations on any shares of Restricted Stock Shares issued in book entry form which have vested or deliver to the Participant a certificate or certificates without any vesting restriction legend(s) evidencing the number of shares of Restricted Stock Shares which have vested (or, in either case, such lesser number of shares Restricted Shares as may result after giving effect to Section 10). 9). The Participant (or the beneficiary or personal representative of the Participant in the event of the Participant's death or disability, as the case may be) shall deliver to the Corporation any representations or other documents or assurances as the Corporation or its counsel may determine to be necessary or advisable in order to ensure compliance with all applicable laws, rules, and regulations with respect to the grant of the Award and the delivery of shares of Common Stock ("Shares") in respect thereof. The shares Shares so delivered shall no longer be restricted shares hereunder. Restricted Shares. (d) Stock Power; Power of Attorney. Concurrently with the execution and delivery of this Award Agreement, the Participant shall deliver to the Corporation an executed stock power in the form attached hereto as Exhibit A, in blank, with respect to such shares. the Restricted Shares. The Corporation shall not deliver any share certificates certificates, or the electronic equivalent, in accordance with this Award Agreement unless and until the Corporation shall have received such stock power executed by the Participant. The Participant, by acceptance of the Award, shall be deemed to appoint, and does so appoint by execution of this Award Agreement, the Corporation and each of its authorized representatives as the Participant's attorney(s)-in-fact attorney(s)‐in‐fact to effect any transfer of unvested forfeited shares Shares (or shares otherwise reacquired by the Corporation hereunder) to the Corporation as may be required pursuant to the Plan or this Award Agreement and to execute such documents as the Corporation or such representatives deem necessary or advisable in connection with any such transfer. View More
