Stock Certificates Contract Clauses (152)

Grouped Into 12 Collections of Similar Clauses From Business Contracts

This page contains Stock Certificates clauses in business contracts and legal agreements. We have organized these clauses into groups of similarly worded clauses.
Stock Certificates. The Award Shares shall be registered on the Company's stock transfer books in the name of the Participant in book-entry or electronic form or in certificated form as determined by the Committee. If issued in certificated form, physical possession of the stock certificate(s) shall be retained by the Company until such time as the Period of Restriction with respect to any portion of the Award Shares terminates and such Award Shares become transferable or are forfeited hereunder. During the Period ...of Restriction applicable to any portion of the Award Shares, any Award Shares issued in book-entry or electronic form shall be subject to the following legend, and any certificate(s) evidencing the Award Shares shall bear the following legend: The sale or other transfer of the shares of stock represented by this certificate, whether voluntary, involuntary, or by operation of law, is subject to certain restrictions on transfer set forth in the Old Point Financial Corporation 2016 Incentive Stock Plan, in the rules and administrative procedures adopted pursuant to such Plan, and in a restricted stock agreement dated <>. A copy of the Plan, such rules and procedures, and such restricted stock agreement may be obtained from the Human Resource Director of Old Point Financial Corporation. View More
Stock Certificates. The stock certificate(s) for the Award Shares shall be registered on the Company's stock transfer books in the name of the Participant in book-entry or electronic form or in certificated form as determined by the Committee. If issued in certificated form, physical possession of the stock certificate(s) shall be retained by the Company until such time as the Period of Restriction with respect to any portion of the Award Shares terminates and such Award Shares become transferable or are forfeited ...hereunder. During the Period of Restriction applicable to any portion of the Award Shares, any lapses. Any Award Shares issued in book-entry or electronic form shall be subject to the following legend, and any certificate(s) evidencing the Award Shares shall bear the following legend: legend, during the Period of Restriction: The sale or other transfer of the shares of stock represented by this certificate, whether voluntary, involuntary, or by operation of law, is subject to certain restrictions on transfer set forth in the Old Point Financial Atlantic Union Bankshares Corporation 2016 Stock and Incentive Stock Plan, in the rules and administrative procedures adopted pursuant to such Plan, and in a restricted stock agreement Restricted Stock Agreement dated <>. . A copy of the Plan, such rules and procedures, and such restricted stock agreement may be obtained from the Human Resource Director Equity Plan Administrator of Old Point Financial Atlantic Union Bankshares Corporation. View More
Stock Certificates. The Award Shares shall be registered on the Company's stock transfer books in the name of the Participant in book-entry or electronic form or in certificated form as determined by the Committee. If issued in certificated form, physical possession of the stock certificate(s) shall be retained by the Company until such time as the Period of Restriction with respect to any portion of the Award Shares terminates and such Award Shares become transferable or are forfeited hereunder. During the Period ...of Restriction applicable to any portion of the Award Shares, Restriction, any Award Shares issued in book-entry or electronic form shall be subject to the following legend, and any certificate(s) evidencing the Award Shares shall bear the following legend: The sale or other transfer of the shares of stock represented by this certificate, whether voluntary, involuntary, or by operation of law, is subject to certain restrictions on transfer set forth in the Old Point Financial Corporation 2016 Carter Bankshares, Inc. Amended and Restated 2018 Omnibus Equity Incentive Stock Plan, in the rules and administrative procedures adopted pursuant to such Plan, and in a restricted stock agreement dated <>. «Award Date». A copy of the Plan, such rules and procedures, and such restricted stock agreement may be obtained from the Human Resource Director Chief Financial Officer of Old Point Financial Corporation. Carter Bankshares, Inc. 4. Voting Rights. During the Period of Restriction, the Participant may exercise full voting rights with respect to all of the Award Shares. View More
Stock Certificates. The stock certificate(s) for the Award Shares shall be registered on the Company's stock transfer books in the name of the Participant in book-entry book entry or electronic form or in certificated form as determined by the Committee. If issued in certificated form, physical possession of the stock certificate(s) shall be retained by the Company until such time as the Period of Restriction with respect to any portion of the Award Shares terminates and such Award Shares become transferable or are... forfeited hereunder. During the Period of Restriction applicable to any portion of the Award Shares, any lapses. Any Award Shares issued in book-entry book entry or electronic form shall be subject to the following legend, and any certificate(s) evidencing the Award Shares shall bear the following legend: legend, during the Period of Restriction: The sale or other transfer of the shares of stock Shares represented by this certificate, whether voluntary, involuntary, or by operation of law, is subject to certain restrictions on transfer set forth in the Old Point C&F Financial Corporation 2016 2013 Stock and Incentive Stock Compensation Plan, in the rules and administrative procedures adopted pursuant to such Plan, and in a restricted stock agreement an Agreement dated <>. <>. A copy of the Plan, such rules and procedures, and such restricted stock agreement Restricted Stock Agreement may be obtained from the Human Resource Director Secretary of Old Point C&F Financial Corporation. View More
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Stock Certificates. Certificates representing the Common Stock issued pursuant to the Award will bear all legends required by law and necessary or advisable to effectuate the provisions of the Plan and this Award. The Company may place a "stop transfer" order against shares of the Common Stock issued pursuant to this Award until all restrictions and conditions set forth in the Plan or this Agreement and in the legends referred to in this Section 11 have been complied with.
Stock Certificates. Certificates representing the Common Stock issued pursuant to the Award exercise of the Option will bear all legends required by law and necessary or advisable to effectuate the provisions of the Plan and this Award. Option. The Company may place a "stop transfer" order against shares of the Common Stock issued pursuant to the exercise of this Award Option until all restrictions and conditions 4 set forth in the Plan or this Agreement and in the legends referred to in this Section 11 7 have been... complied with. View More
Stock Certificates. Certificates Any certificates representing the Common Stock issued pursuant to the settlement of an Award will bear all legends required by law and necessary or advisable to effectuate the provisions of the Plan and this Award. The Company may place a "stop transfer" order against shares of the Common Stock issued pursuant to this Award until all restrictions and conditions set forth in the Plan or this Agreement and in the legends referred to in this Section Paragraph 11 have been complied with.... View More
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Stock Certificates. (a) Book Entry Form. The Corporation shall issue the shares of Restricted Stock subject to the Award either: (a) in certificate form as provided in Section 7(b) below; or (b) in book entry form, registered in the name of the Participant with notations regarding the applicable restrictions on transfer imposed under this Award Agreement. (b) Certificates to be Held by Corporation; Legend. Any certificates representing shares of Restricted Stock that may be delivered to the Participant by the Corpo...ration prior to vesting shall be redelivered to the Corporation to be held by the Corporation until the restrictions on such shares shall have lapsed and the shares shall thereby have become vested or the shares represented thereby have been forfeited hereunder. Such certificates shall bear the following legend and any other legends the Corporation may determine to be necessary or advisable to comply with all applicable laws, rules, and regulations: "The ownership of this certificate and the shares of stock evidenced hereby and any interest therein are subject to substantial restrictions on transfer under an Agreement entered into between the registered owner and Francesca's Holdings Corporation. A copy of such Agreement is on file in the office of the Secretary of Francesca's Holdings Corporation." 2 (c) Delivery of Certificates Upon Vesting. Promptly after the vesting of any shares of Restricted Stock pursuant to Section 3 or Section 8 hereof or Section 7 of the Plan and the satisfaction of any and all related tax withholding obligations pursuant to Section 10, the Corporation shall, as applicable, either remove the notations on any shares of Restricted Stock issued in book entry form which have vested or deliver to the Participant a certificate or certificates evidencing the number of shares of Restricted Stock which have vested (or, in either case, such lesser number of shares as may result after giving effect to Section 10). The Participant (or the beneficiary or personal representative of the Participant in the event of the Participant's death or disability, as the case may be) shall deliver to the Corporation any representations or other documents or assurances as the Corporation or its counsel may determine to be necessary or advisable in order to ensure compliance with all applicable laws, rules, and regulations with respect to the grant of the Award and the delivery of shares of Common Stock in respect thereof. The shares so delivered shall no longer be restricted shares hereunder. (d) Stock Power; Power of Attorney. Concurrently with the execution and delivery of this Award Agreement, the Participant shall deliver to the Corporation an executed stock power in the form attached hereto as Exhibit A, in blank, with respect to such shares. The Corporation shall not deliver any share certificates in accordance with this Award Agreement unless and until the Corporation shall have received such stock power executed by the Participant. The Participant, by acceptance of the Award, shall be deemed to appoint, and does so appoint by execution of this Award Agreement, the Corporation and each of its authorized representatives as the Participant's attorney(s)-in-fact to effect any transfer of unvested forfeited shares (or shares otherwise reacquired by the Corporation hereunder) to the Corporation as may be required pursuant to the Plan or this Award Agreement and to execute such documents as the Corporation or such representatives deem necessary or advisable in connection with any such transfer. View More
Stock Certificates. (a) Book Entry Form. The Corporation shall issue the shares of Restricted Stock subject to the Award either: (a) in certificate form as provided in Section 7(b) below; or (b) in book entry form, registered in the name of the Participant Director with notations regarding the applicable restrictions on transfer imposed under this Award Agreement. (b) Certificates to be Held by Corporation; Legend. Any certificates representing shares of Restricted Stock that may be delivered to the Participant Dir...ector by the Corporation prior to vesting shall be redelivered to the Corporation to be held by the Corporation until the restrictions on such shares shall have lapsed and the shares shall thereby have become vested or the shares represented thereby have been forfeited hereunder. Such certificates shall bear the following legend and any other legends the Corporation may determine to be necessary or advisable to comply with all applicable laws, rules, and regulations: "The ownership of this certificate and the shares of stock evidenced hereby and any interest therein are subject to substantial restrictions on transfer under an Agreement entered into between the registered owner and Francesca's Holdings Corporation. A copy of such Agreement is on file in the office of the Secretary of Francesca's Holdings Corporation." 2 (c) Delivery of Certificates Upon Vesting. Promptly after the vesting of any shares of Restricted Stock pursuant to Section 3 or Section 8 hereof or Section 7 of the Plan and the satisfaction of any and all related tax withholding obligations pursuant to Section 10, the Corporation shall, as applicable, either remove the notations on any shares of Restricted Stock issued in book entry form which have vested or deliver to the Participant Director a certificate or certificates evidencing the number of shares of Restricted Stock which have vested (or, in either case, such lesser number of shares as may result after giving effect to Section 10). The Participant Director (or the beneficiary or personal representative of the Participant Director in the event of the Participant's Director's death or disability, as the case may be) shall deliver to the Corporation any representations or other documents or assurances as the Corporation or its counsel may determine to be necessary or advisable in order to ensure compliance with all applicable laws, rules, and regulations with respect to the grant of the Award and the delivery of shares of Common Stock in respect thereof. The shares so delivered shall no longer be restricted shares hereunder. 2 (d) Stock Power; Power of Attorney. Concurrently with the execution and delivery of this Award Agreement, the Participant Director shall deliver to the Corporation an executed stock power in the form attached hereto as Exhibit A, in blank, with respect to such shares. The Corporation shall not deliver any share certificates in accordance with this Award Agreement unless and until the Corporation shall have received such stock power executed by the Participant. Director. The Participant, Director, by acceptance of the Award, shall be deemed to appoint, and does so appoint by execution of this Award Agreement, the Corporation and each of its authorized representatives as the Participant's Director's attorney(s)-in-fact to effect any transfer of unvested forfeited shares (or shares otherwise reacquired by the Corporation hereunder) to the Corporation as may be required pursuant to the Plan or this Award Agreement and to execute such documents as the Corporation or such representatives deem necessary or advisable in connection with any such transfer. View More
Stock Certificates. (a) Book Entry Form. The Corporation shall issue the shares of Restricted Stock subject to the Award either: (a) (i) in certificate form as provided in Section 7(b) below; or (b) (ii) in book entry form, registered in the name of the Participant Director with notations regarding the applicable restrictions on transfer imposed under this Award Agreement. (b) Certificates to be Held by Corporation; Legend. Any certificates representing shares of Restricted Stock that may be delivered to the Partic...ipant Director by the Corporation prior to vesting shall be redelivered to the Corporation to be held by the Corporation until the restrictions on such shares shall have lapsed and the shares shall thereby have become vested or the shares represented thereby have been forfeited hereunder. Such certificates shall bear the following legend and any other legends the Corporation may determine to be necessary or advisable to comply with all applicable laws, rules, and regulations: "The ownership of this certificate and the shares of stock evidenced hereby and any interest therein are subject to substantial restrictions on transfer under an Agreement entered into between the registered owner and Francesca's Holdings Corporation. Quiksilver, Inc. A copy of such Agreement is on file in the office of the Secretary of Francesca's Holdings Corporation." 2 Quiksilver, Inc." (c) Delivery of Certificates Upon Vesting. Promptly after the vesting of any shares of Restricted Stock pursuant have vested, and all other conditions and restrictions applicable to Section 3 such Restricted Stock have been satisfied or Section 8 hereof or Section 7 of the Plan and the lapse (including satisfaction of any and all related tax withholding obligations pursuant to Section 10, applicable Withholding Taxes), the Corporation shall, as applicable, either remove the notations on any shares of Restricted Stock issued in book entry form which have vested or deliver to the Participant Director a certificate or certificates evidencing the number of shares of Restricted Stock which have vested (or, in either case, such lesser number of shares as may result after giving effect be permitted pursuant to Section 10). The Participant Director (or the beneficiary or personal representative of the Participant Director in the event of the Participant's Director's death or disability, Permanent Disability, as the case may be) shall deliver to the Corporation any representations or other documents or assurances as the Corporation or its counsel may determine deem desirable to be necessary or advisable in order to ensure assure compliance with all applicable laws, rules, legal and regulations with respect to the grant of the Award and the delivery of shares of Common Stock in respect thereof. accounting requirements. The shares so delivered shall no longer be restricted shares Restricted Stock hereunder. 3 (Non-Employee Director Automatic Grant - Annual Meeting and Initial Grant Form) (d) Stock Power; Power of Attorney. Concurrently with the execution and delivery of this Award Agreement, the Participant Director shall deliver to the Corporation an executed stock power in the form attached hereto as Exhibit A, in blank, with respect to such shares. The Corporation shall not deliver any share certificates in accordance with this Award Agreement unless and until the Corporation shall have received such stock power executed by the Participant. Director. The Participant, Director, by acceptance of the Award, shall be deemed to appoint, and does so appoint by execution of this Award Agreement, the Corporation and each of its authorized representatives as the Participant's Director's attorney(s)-in-fact to effect any transfer of unvested forfeited shares (or shares otherwise reacquired by the Corporation hereunder) to the Corporation as may be required pursuant to the Plan or this Award Agreement and to execute such documents as the Corporation or such representatives deem necessary or advisable in connection with any such transfer. View More
Stock Certificates. (a) Book Entry Form. The Corporation Company shall issue the shares of Restricted Stock Shares subject to the Award either: (a) in certificate form as provided in Section 7(b) below; book entry form; or (b) in book entry certificate form, registered as follows: (a) Book Entry Form. Registered in the name of the Participant with notations regarding the applicable restrictions on transfer imposed under this Award Agreement. (b) Certificates to be Held by Corporation; Company; Legend. Any certifica...tes representing shares of the Restricted Stock Shares that may be delivered to the Participant by the Corporation Company prior to vesting shall be redelivered to the Corporation Company to be held by the Corporation Company until the restrictions on such shares shall have lapsed Restricted Shares lapse and the shares shall thereby have become vested Restricted Shares vest or the shares Restricted Shares represented thereby have been forfeited hereunder. Such certificates shall bear the following legend and any other legends the Corporation Company may determine to be necessary or advisable to comply with all applicable laws, rules, and regulations: "The ownership of this certificate and the shares of common stock evidenced hereby and any interest therein are subject to substantial restrictions on transfer under an Agreement entered into between the registered owner and Francesca's Holdings Corporation. CTI BioPharma Corp. A copy of such Agreement is on file in the office of the Secretary of Francesca's Holdings Corporation." CTI BioPharma Corp." 2 (c) Delivery of Certificates Upon Vesting. Promptly after the vesting of any shares of Restricted Stock Shares pursuant to Section 3 or Section 8 hereof or Section 7 of the Plan and the satisfaction of any and all related tax withholding obligations Tax-Related Items pursuant to Section 10, 9, the Corporation Company shall, as applicable, either remove the notations on any shares of Restricted Stock Shares issued in book entry form which have vested or deliver to the Participant a certificate or certificates without any vesting restriction legend(s) evidencing the number of shares of Restricted Stock Shares which have vested (or, in either case, such lesser number of shares Restricted Shares as may result after giving effect to Section 10). 9). The Participant (or the beneficiary or personal representative of the Participant in the event of the Participant's death or disability, as the case may be) shall deliver to the Corporation Company any representations or other documents or assurances as the Corporation Company or its counsel may determine to be necessary or advisable in order to ensure compliance with all applicable laws, rules, and regulations with respect to the grant of the Award and the delivery of shares of Common Stock common stock ("Shares") in respect thereof. The shares Shares so delivered shall no longer be restricted shares hereunder. Restricted Shares. (d) Stock Power; Power of Attorney. Concurrently with the execution and delivery of this Award Agreement, the Participant shall deliver to the Corporation Company an executed stock power in the form attached hereto as Exhibit A, in blank, with respect to such shares. the Restricted Shares. The Corporation Company shall not deliver any share certificates in accordance with this Award Agreement unless and until the Corporation Company shall have received such stock power executed by the Participant. The Participant, by acceptance of the Award, shall be deemed to appoint, and does so appoint by execution of this Award Agreement, the Corporation Company and each of its authorized representatives as the Participant's attorney(s)-in-fact attorney(s)‐in‐fact to effect any transfer of unvested forfeited shares (or shares otherwise reacquired by the Corporation Company hereunder) to the Corporation Company as may be required pursuant to the Plan or this Award Agreement and to execute such documents as the Corporation Company or such representatives deem necessary or advisable in connection with any such transfer. View More
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Stock Certificates. At and after the Effective Time, all of the outstanding certificates which prior to that time represented shares of Delaware Common Stock shall be deemed for all purposes to evidence ownership of and to represent shares of Nevada Common Stock into which the shares of the Delaware Common Stock represented by such certificates have been converted as herein provided. The registered owner on the books and records of XT Delaware or its transfer agent of any such outstanding stock certificate shall, u...ntil such certificate shall have been surrendered for transfer or otherwise accounted for to XT Nevada or its transfer agent, have and be entitled to exercise any voting and other rights with respect to and to receive any dividend and other distributions upon the shares of Delaware Common Stock evidenced by such outstanding certificate as above provided. View More
Stock Certificates. At On and after the Effective Time, Date, all of the outstanding certificates which that prior to that time represented shares of Delaware the Common Stock of the Company shall be deemed for all purposes to continue to evidence ownership of and to represent the shares of Nevada Common Stock the Company into which the shares of the Delaware Common Stock represented by such certificates have been converted as herein provided. The registered owner on the books and records of XT Delaware the Company... or its transfer agent of any such outstanding stock certificate shall, until such certificate shall have been surrendered for transfer or conversion or otherwise accounted for to XT Nevada the Company or its transfer agent, have and be entitled to exercise any voting and other rights with respect to and to receive any dividend and other distributions upon the shares of Delaware Common Stock the Company evidenced by such outstanding certificate as above provided. View More
Stock Certificates. At and after the Effective Time, all of the outstanding certificates which that prior to that time represented shares of Delaware Common Stock shall be deemed for all purposes to evidence ownership of and to represent shares of Nevada Common Stock into which the shares of the Delaware Common Stock represented by such certificates have been converted as herein provided. The registered owner on the books and records of XT Gulf Resources Delaware or its transfer agent of any such outstanding stock ...certificate shall, until such certificate shall have been surrendered for transfer or otherwise accounted for to XT Gulf Resources Nevada or its transfer agent, have and be entitled to exercise any voting and other rights with respect to and to receive any dividend and other distributions upon the shares of Delaware Common Stock evidenced by such outstanding certificate as above provided. View More
Stock Certificates. At and after the Effective Time, all of the outstanding certificates which that prior to that time represented shares of Delaware Nevada Common Stock shall be deemed for all purposes to evidence ownership of and to represent shares of Nevada Common Stock into which the shares of the Delaware Common Stock represented by such certificates have been converted as herein provided. Stock. The registered 2 owner on the books and records of XT Delaware Company or its transfer agent of any such outstandi...ng stock certificate shall, until such certificate shall have been surrendered for transfer or otherwise accounted for to XT Nevada SubCo or its transfer agent, have and be entitled to exercise any voting and other rights with respect to and to receive any dividend and other distributions upon the shares of Delaware Nevada Common Stock evidenced by such outstanding certificate certificates as above provided. View More
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Stock Certificates. Certificates or other evidences of or representing the Common Stock issued pursuant to the exercise of the Option will bear all legends required by law and necessary or advisable to effectuate the provisions of the Plan and this Option.
Stock Certificates. Certificates or other evidences of or Any certificates representing the Common Stock issued pursuant to the exercise of the Option will bear all legends required by law and necessary or advisable to effectuate the provisions of the Plan and this Option.
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Stock Certificates. The Committee may also cause any certificates representing shares of Restricted Stock to be imprinted with any legend which counsel for the Company considers advisable with respect to the restrictions or, if the shares of Restricted Stock are represented by book or electronic entry rather than a certificate, the Company may take such steps to restrict transfer of the shares of Restricted Stock as counsel for the Company considers necessary or advisable.
Stock Certificates. The Committee may also cause any certificates representing shares Shares of Restricted Stock RSUs to be imprinted with any legend which counsel for the Company considers advisable with respect to the restrictions or, if the shares Shares of Restricted Stock RSUs are represented by book or electronic entry rather than a certificate, the Company may take such steps to restrict transfer of the shares Shares of Restricted Stock RSUs as counsel for the Company considers necessary or advisable.
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Stock Certificates. All stock certificates delivered pursuant to this Agreement are subject to any stop-transfer orders and other restrictions as the Board deems necessary or advisable to comply with federal or state securities laws, rules and regulations and the rules of any national securities exchange or automated quotation system on which the stock is listed, quoted, or traded. The Board may place legends on any stock certificate to reference restrictions applicable to the stock.
Stock Certificates. All stock certificates delivered pursuant to this Agreement are Stock issued under the Plan is subject to any stop-transfer orders and other restrictions as the Board Committee deems necessary or advisable to comply with federal or state securities laws, rules and regulations and the rules of any national securities exchange or automated quotation system on which the stock Stock is listed, quoted, or traded. The Board Committee may place legends on any stock Stock certificate or issue instructio...ns to the transfer agent to reference restrictions applicable to the stock. Stock. View More
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Stock Certificates. (a) The Company shall issue the Award Shares either: (i) in certificate form as provided in Paragraph 3(b) below; or (ii) in book entry form, registered in the name of the Participant with notations regarding the applicable restrictions on transfer imposed under this Agreement. -2- (b) Any certificates representing the Award Shares shall be held by the Company until such time as the restrictions hereunder lapse and such Award Shares become transferable, or are forfeited hereunder. Any Award Shar...es issued in book entry form shall be subject to the following legend and any certificates representing the Award Shares shall bear the following legend, until such time as the restrictions hereunder lapse and such shares become transferable: The sale or other transfer of the shares of stock represented by this certificate, whether voluntary, involuntary, or by operation of law, is subject to certain restrictions on transfer set forth in the Trustmark Corporation Amended and Restated Stock and Incentive Compensation Plan, in the rules and administrative procedures adopted pursuant to such Plan, and in a Time-Based Restricted Stock Agreement dated <>. A copy of the Plan, any such rules and procedures, and such Time-Based Restricted Stock Agreement may be obtained from the Secretary of Trustmark Corporation. (c) Promptly after the lapse of the restrictions with respect to any of the Award Shares, the Company shall, as applicable, either remove the notations on any of the Award Shares issued in book entry form as to which the restrictions have lapsed or deliver to the Participant a certificate or certificates evidencing the number of Award Shares as to which the restrictions have lapsed. (d) The Committee may require, concurrently with the Participant's electronic acceptance of this Agreement, the Participant to submit to the Company an executed stock power, in blank, with respect to the Award Shares. The Participant, by acceptance of the Award, shall be deemed to appoint, and does so appoint, the Company and each of its authorized representatives as the Participant's attorney(s) in fact to effect any transfer of forfeited shares (or shares otherwise reacquired or withheld by the Company hereunder) to the Company as may be required pursuant to the Plan or this Agreement and to execute such documents as the Company or such representatives deem necessary or advisable in connection with any such transfer. View More
Stock Certificates. (a) The Company shall issue the Award Shares either: (i) in certificate form as provided in Paragraph 3(b) below; or (ii) in book entry book-entry form, registered in the name of the Participant with notations regarding the applicable restrictions on transfer imposed under this Agreement. -2- (b) Any certificates representing the Award Shares shall be held by the Company until such time as the restrictions hereunder lapse and such Award Shares become transferable, or are forfeited hereunder. Any... Award Shares issued in book entry book-entry form shall be subject to the following legend and any certificates representing the Award Shares shall bear the following legend, until such time as the restrictions hereunder lapse and such shares become transferable: The shares of stock represented by this certificate have not been registered under the Securities Act of 1933, as amended (the "Securities Act"), or any state securities law. No sale, transfer, pledge, assignment or other disposition of these shares shall be valid unless such transfer (a) is made pursuant to an effective 1 registration statement under the Securities Act and in compliance with any applicable state securities law, or (b) is exempt from the registration requirements of the Securities Act and applicable state securities laws. (Legend #1) In addition, the sale or other transfer of the shares of stock represented by this certificate, whether voluntary, involuntary, or by operation of law, is subject to certain restrictions on transfer set forth in the Trustmark Corporation Amended and Restated 2014 Incentive Stock and Incentive Compensation Plan, Plan of Pinnacle Bankshares Corporation, in the rules and administrative procedures adopted pursuant to such Plan, and in a Time-Based Restricted Stock Agreement dated <>. A copy of the Plan, any such rules and procedures, and such Time-Based Restricted Stock Agreement may be obtained from the Secretary of Trustmark Pinnacle Bankshares Corporation. (Legend #2) (c) Promptly after the lapse end of the restrictions applicable Period of Restriction with respect to any of the Award Shares, the Company shall, as applicable, either remove the notations on any of the Award Shares issued in book entry book-entry form as to which the restrictions referenced in Legend #2 have lapsed or deliver to the Participant a certificate or certificates evidencing the number of Award Shares as to which the restrictions have lapsed. lapsed, without Legend #2. (d) The Committee may require, concurrently with the Participant's electronic acceptance execution and delivery of this Agreement, the Participant to submit deliver to the Company an executed stock power, in blank, with respect to the Award Shares. The Participant, by acceptance of the Award, shall be deemed to appoint, and does so appoint, appoint by execution of this Agreement, the Company and each of its authorized representatives as the Participant's attorney(s) in fact to effect any transfer of forfeited shares (or shares otherwise reacquired or withheld by the Company hereunder) to the Company as may be required pursuant to the Plan or this Agreement and to execute such documents as the Company or such representatives deem necessary or advisable in connection with any such transfer. View More
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Stock Certificates. The stock certificate representing the Restricted Shares registered in the name of the Holder shall remain in the custody of the Trust and the Holder shall execute, deliver to and deposit with the Trust a stock power, duly endorsed in blank, so as to permit the retransfer to the Trust of the Restricted Shares if the Restricted Shares shall be forfeited or otherwise do not vest in accordance with the Plan and this Agreement. The certificate representing the Restricted Shares shall bear the follow...ing restrictive legends: "The transferability of this certificate and the shares represented by this certificate are subject to the terms and conditions of the BRT Realty Trust 2012 Incentive Plan and to the terms and conditions of an Agreement entered into between the registered owner of the shares and BRT Realty Trust." 4. Vesting of Restricted Shares. (a) Unless the Restricted Shares are forfeited pursuant to this Agreement or the Plan, the Period of Restriction for the Restricted Shares shall terminate upon the earlier of (such date, the "Vesting Date,") (i) the death, Disability or Retirement of the Holder, (ii) and (iii) a Change in Control; provided, however, that notwithstanding anything to the contrary in the Plan, the reincorporation of the Trust into a different jurisdiction and/or into a different form of entity shall not constitute a Change in Control. On the Vesting Date, (x) the Period of Restriction shall terminate, (y) the Restricted Shares shall vest and be delivered to Holder and (z) Retained Distributions (as defined in Section 5), if any, with respect to the Restricted Shares shall vest and be delivered to Holder. View More
Stock Certificates. The stock certificate representing the Restricted Shares Stock registered in the name of the Holder shall remain in the custody of the Trust Company and the Holder shall execute, deliver to and deposit with the Trust Company a stock power, duly endorsed in blank, so as to permit the retransfer to the Trust Company of the Restricted Shares Stock if the Restricted Shares Stock shall be forfeited or otherwise do does not vest in accordance with the Plan and this Agreement. The certificate represent...ing the Restricted Shares Stock shall bear the following restrictive legends: legend: "The transferability of this certificate and the shares represented by this certificate are subject to the terms and conditions of the BRT Realty Trust One Liberty Properties, Inc. 2012 Incentive Plan and to the terms and conditions of an Agreement entered into between the registered owner of the shares and BRT Realty Trust." One Liberty Properties, Inc." 4. Vesting of Restricted Shares. (a) Stock. Unless the Restricted Shares are Stock is forfeited pursuant to this Agreement or the Plan, the Period of Restriction for the Restricted Shares Stock shall terminate upon the earlier of (such date, the "Vesting Date,") (i) (a) the death, Disability or Retirement of the Holder, (ii) and (iii) (b) a Change in Control; provided, however, that notwithstanding anything to the contrary in the Plan, the reincorporation of the Trust into a different jurisdiction and/or into a different form of entity shall not constitute a Change in Control. Control, and (c) [ ]. On the Vesting Date, (x) (i) the Period of Restriction shall terminate, (y) (ii) the Restricted Shares Stock shall vest and be delivered to the Holder and (z) (iii) Retained Distributions (as defined in Section 5), defined), if any, with respect to the Restricted Shares Stock shall vest and be delivered to Holder. View More
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Stock Certificates. To secure the rights of the Company under Section 3, the Company will retain the certificate or certificates representing the Restricted Shares. Upon any forfeiture of the Restricted Shares covered by this Agreement, the Company shall have the right to cancel the Restricted Shares in accordance with this Agreement without any further action by the Recipient. After Restricted Shares have vested, the Company shall deliver a certificate for the remaining vested Restricted Shares to the Recipient.
Stock Certificates. To secure the rights of the Company under Section 3, Sections 3 and 5, the Company will retain the certificate or certificates representing the Restricted Shares. Upon any forfeiture of the Restricted Shares covered by this Agreement, the Company shall have the right to cancel the Restricted Shares in accordance with this Agreement without any further action by the Recipient. After Restricted Shares have vested, vested and all required withholding has been paid to the Company in connection with ...such vesting, the Company shall deliver a certificate for the remaining vested Restricted Shares to the Recipient. View More
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