Securities Representations Clause Example from Business Contracts

This example Securities Representations clause appears in 7 contracts from 6 companies

Securities Representations. The shares of Restricted Stock are being issued to the Participant and this Agreement is being made by the Company in reliance upon the following express representations and warranties of the Participant. The Participant acknowledges, represents and warrants that: (a) The Participant has been advised that the Participant may be an "affiliate" within the meaning of Rule 144 under the Securities Act and in this connection the Company is relying in part on the Participant's representations set fort...h in this Section 11. (b) If the Participant is deemed an affiliate within the meaning of Rule 144 of the Securities Act, the shares of Restricted Stock must be held indefinitely unless an exemption from any applicable resale restrictions is available or the Company files an additional registration statement (or a "re-offer prospectus") with regard to the shares of Restricted Stock and the Company is under no obligation to register the shares of Restricted Stock (or to file a "re-offer prospectus"). (c) If the Participant is deemed an affiliate within the meaning of Rule 144 of the Securities Act, the Participant understands that (i) the exemption from registration under Rule 144 will not be available unless (A) a public trading market then exists for the Common Stock of the Company, (B) adequate information concerning the Company is then available to the public, and (C) other terms and conditions of Rule 144 or any exemption therefrom are complied with, and (ii) any sale of the shares of vested Restricted Stock hereunder may be made only in limited amounts in accordance with the terms and conditions of Rule 144 or any exemption therefrom. View More
Found in Falcon Minerals Corp contract
Falcon Minerals Corp Contracts

Form of Restricted Stock Award Agreement (Filed With SEC on May 16, 2019)

loanDepot, Inc. Contracts

Form Restricted Stock Agreement (Filed With SEC on January 21, 2021)

OTG EXP, Inc. Contracts

RESTRICTED STOCK AGREEMENT PURSUANT TO THE OTG EXP, INC. 2016 OMNIBUS INCENTIVEPLAN * * * * * (Filed With SEC on February 2, 2016)

VWR Corp Contracts

RESTRICTED STOCK AGREEMENT PURSUANT TO THE VWRCORPORATION 2014 EQUITY INCENTIVE PLAN * * * * * (Filed With SEC on September 17, 2014)

21st Century Oncology Holdings, Inc. Contracts

RESTRICTED STOCK AGREEMENT PURSUANT TO THE 21st CENTURY ONCOLOGY HOLDINGS, INC. 2014 OMNIBUS INCENTIVE PLAN * * * * * (Filed With SEC on May 7, 2014)

RESTRICTED STOCK AGREEMENT PURSUANT TO THE 21st CENTURY ONCOLOGY HOLDINGS, INC. 2014 OMNIBUS INCENTIVE PLAN * * * * * (Filed With SEC on May 7, 2014)

Freshpet, Inc. Contracts

RESTRICTED STOCK AGREEMENT PURSUANT TO THE FRESHPET, INC. 2014 OMNIBUS INCENTIVE PLAN * * * * * (Filed With SEC on October 27, 2014)