Securities Laws Restrictions Contract Clauses (74)

Grouped Into 6 Collections of Similar Clauses From Business Contracts

This page contains Securities Laws Restrictions clauses in business contracts and legal agreements. We have organized these clauses into groups of similarly worded clauses.
Securities Laws Restrictions. Regardless of whether the offering and sale of shares of Common Stock issuable to Awardee pursuant to this Agreement and the Plan have been registered under the Securities Act, or have been registered or qualified under the securities laws of any state, the Company at its discretion may impose restrictions upon the sale, pledge or other transfer of such shares of Common Stock (including the placement of appropriate legends on stock certificates or the imposition of stop-transfer instructions) if..., in the judgment of the Company, such restrictions are necessary in order to achieve compliance with the Securities Act or the securities laws of any state or any other law. View More Arrow
Securities Laws Restrictions. Regardless of whether the offering and sale of shares of Common Stock issuable to Awardee pursuant to this Agreement and Shares under the Plan have been registered under the Securities Act, Act or have been registered or qualified under the securities laws of any state, the Company at its discretion may impose restrictions upon the sale, pledge or other transfer of such shares of Common Stock the Shares (including the placement of appropriate legends on stock share certificates or the imposition... of stop-transfer instructions) if, in the judgment of the Company, such restrictions are necessary or desirable in order to achieve compliance with the Securities Act or Act, the securities laws of any state or any other law. Applicable Law. View More Arrow
Securities Laws Restrictions. Regardless of whether the offering and sale of shares of Common Stock issuable to Awardee pursuant to this Agreement and Option or Shares under the Plan have been registered under the Securities Act, or have been registered or qualified under the securities laws of any state, the Company at its discretion may impose restrictions upon the sale, pledge or other transfer of such shares of Common Stock Shares (including the placement of appropriate legends on stock certificates or the imposition of ...stop-transfer instructions) if, in the judgment of the Company, such restrictions are necessary or desirable in order to achieve compliance with the Securities Act or the securities laws of any state or any other law. law or to enforce the intent of this Award. View More Arrow
Securities Laws Restrictions. Regardless of whether the offering and sale of shares of Common Stock issuable to Awardee pursuant to this Agreement and the Plan have been registered under the Securities Act, or have been registered or qualified under the securities laws of any state, the Company at its discretion may impose restrictions upon the sale, pledge or other transfer of such shares of Common Stock (including the placement of appropriate legends on stock certificates or the imposition of stop-transfer instructions) if..., in the judgment of the Company, such restrictions are necessary in order to achieve compliance with the Securities Act or the securities laws of any state or any other law. 10. Lock-Up Agreement. The Awardee, in the event that any shares of Common Stock which become deliverable to Awardee with respect to RSUs at a time during which any directors or officers of the Company have agreed with one or more underwriters not to sell securities of the Company, shall enter into an agreement, in form and substance satisfactory to the Company, pursuant to which the Awardee shall agree to restrictions on transferability of the shares of such Common Stock comparable to the restrictions agreed upon by such directors or officers of the Company. View More Arrow
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Securities Laws Restrictions. Payment of this Award shall not be made in shares of Common Stock unless such issuance is in compliance with the Securities Act of 1933, as amended (the "Act"), and any other applicable securities law, or pursuant to an exemption therefrom. If deemed necessary by the Company to comply with the Act or any applicable laws or regulations relating to the sale of securities, the Participant at the time of payment and as a condition imposed by the Company, shall represent, warrant and agree that the s...hares of Common Stock subject to the Award are being acquired for investment and not with any present intention to resell the same and without a view to distribution, and the Participant shall, upon the request of the Company, execute and deliver to the Company an agreement to such a fact. The Participant acknowledges that any stock certificate representing Common Stock acquired under such circumstances will be issued with a restricted securities legend. View More Arrow
Securities Laws Restrictions. Payment of this Award The Stock Option shall not be made in shares of Common exercised and Stock unless such issuance is in issued only upon compliance with the Securities Act of 1933, as amended (the "Act"), and any other applicable securities law, or pursuant to an exemption therefrom. If deemed necessary by the Company to comply with the Act or any applicable laws or regulations relating to the sale of securities, the Participant Participant, at the time of payment exercise and as a condition... imposed by the Company, shall represent, warrant and agree that the shares of Common Stock subject to the Award Stock Option are being acquired purchased for investment and not with any present intention to resell the same and without a view to distribution, and the Participant shall, upon the request of the Company, execute and deliver to the Company an agreement to such a fact. effect. The Participant acknowledges that any stock certificate certifi­cate representing Common Stock acquired purchased under such circumstances circum­stances will be issued with a restricted securities legend. View More Arrow
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Securities Laws Restrictions. Acceptance of this Agreement shall be deemed to constitute the Participant's acknowledgement that the RSUs shall be subject to such restrictions and conditions on any resale and on any other disposition as the Company shall deem necessary under any applicable laws or regulations or in light of any stock exchange requirements.
Securities Laws Restrictions. Acceptance of this Agreement shall be deemed to constitute the Participant's Battat's acknowledgement that the RSUs shall be subject to such restrictions and conditions on any resale and on any other disposition as the Company shall deem necessary under any applicable laws or regulations or in light of any stock exchange requirements.
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Securities Laws Restrictions. The Employee represents and warrants that he or she is acquiring the Shares for investment, for his or her own account and not with a view to the distribution thereof, and that the Employee has no present intention of disposing of the Shares or any interest therein or sharing ownership thereof with any other person or entity. The Employee shall not sell, hypothecate or transfer the Shares except pursuant to an effective registration statement under the Securities Act of 1933, as amended, or an a...pplicable exemption thereto evidenced by an opinion of counsel in form and substance satisfactory to the Company. View More Arrow
Securities Laws Restrictions. The Employee represents and warrants that he or she is acquiring this Option, and, in the Shares event this Option is exercised, the Shares, for investment, for his or her own account and not with a view to the distribution thereof, and that the Employee has no present intention of disposing of this Option or the Shares or any interest therein or sharing ownership thereof with any other person or entity. The Employee shall not sell, hypothecate pledge or transfer the Shares except pursuant to an... effective registration statement under the Securities Act of 1933, as amended, or an applicable exemption thereto evidenced by an opinion of counsel in form and substance satisfactory to the Company. amended. View More Arrow
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Securities Laws Restrictions. Notwithstanding anything herein to the contrary, shares of Restricted Stock shall not be issued hereunder if, in the opinion of counsel to the Company, such exercise and/or issuance may result in a violation of federal or state securities laws or the securities laws of any other relevant jurisdiction.
Securities Laws Restrictions. Notwithstanding anything herein to the contrary, the option shall in no event be exercisable and shares of Restricted Stock shall not be issued hereunder if, in the opinion of counsel to the Company, such exercise and/or issuance may result in a violation of federal or state securities laws or the securities laws of any other relevant jurisdiction.
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Securities Laws Restrictions. The Option may not be exercised at any time unless, in the opinion of counsel for the Company, the issuance and sale of the Shares issued upon such exercise is exempt from registration under the Securities Act of 1933, as amended, or any other applicable federal or state securities law, rule or regulation, or the Shares have been duly registered under such laws. The Company intends to register the Shares issuable upon the exercise of the Option; however, until the Shares have been registered und...er all applicable laws, the Optionee shall represent, warrant and agree, as a condition to the exercise of any Option, that the Shares are being purchased for investment only and without a view to any sale or distribution of such Shares and that such Shares shall not be transferred or disposed of in any manner without registration under such laws, unless it is the opinion of counsel for the Company that such a disposition is exempt from such registration. The Optionee acknowledges that an appropriate legend giving notice of the foregoing restrictions may appear conspicuously on all certificates evidencing the Shares issued upon the exercise of the Option. View More Arrow
Securities Laws Restrictions. The Option may not be exercised at any time unless, in the opinion of counsel for the Company, the issuance and sale of the Shares shares issued upon such exercise is exempt from registration under the Securities Act of 1933, as amended, amended (the "1933 Act"), or any other applicable federal securities or state securities law, rule or regulation, "blue sky" laws, or the Shares shares have been duly registered under such laws. The Company intends shall not be required to register the Shares sh...ares issuable upon the exercise of the Option; however, until Option under any such laws. Unless the Shares shares have been registered under all applicable such laws, the Optionee Grantee shall represent, warrant and agree, as a condition to the exercise of any the Option, that the Shares shares are being purchased for investment only and without a view to any sale or distribution of such Shares shares and that such Shares shares shall not be transferred or disposed of in any manner without registration under such laws, unless it is the opinion of counsel for the Company that such a disposition is exempt from such registration. The Optionee Grantee acknowledges that the certificates evidencing the shares issued upon the exercise of the Option shall bear an appropriate legend giving notice of the foregoing restrictions may appear conspicuously on all certificates evidencing the Shares issued upon the exercise of the Option. transfer restrictions. View More Arrow
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