Securities Law Information Contract Clauses (50)

Grouped Into 4 Collections of Similar Clauses From Business Contracts

This page contains Securities Law Information clauses in business contracts and legal agreements. We have organized these clauses into groups of similarly worded clauses.
Securities Law Information. The Optionee is permitted to sell shares of Common Stock acquired under the Plan through the TPA, if any, provided the resale of shares of Common Stock acquired under the Plan takes place outside Canada through the facilities of a stock exchange on which the shares of Common Stock are listed. Hong Kong 1. Lapse of Restrictions. If, for any reason, shares of Common Stock are issued to the Optionee within six (6) months of the Award Date, the Optionee agrees that the Optionee will not sell or othe...rwise dispose of any such shares of Common Stock prior to the six (6) month anniversary of the Award Date.2. IMPORTANT NOTICE. WARNING: The contents of the Agreement, the Addendum, the Plan, and all other materials pertaining to the Option and/or the Plan have not been reviewed by any regulatory authority in Hong Kong. The Optionee is hereby advised to exercise caution in relation to the offer thereunder. If the Optionee has any doubts about any of the contents of the aforesaid materials, the Optionee should obtain independent professional advice.3. Nature of the Plan. The Company specifically intends that the Plan will not be treated as an occupational retirement scheme for purposes of the Occupational Retirement Schemes Ordinance ("ORSO"). To the extent any court, tribunal or legal/regulatory body in Hong Kong determines that the Plan constitutes an occupational retirement scheme for the purposes of ORSO, the grant of the Option shall be null and void. 11 4. Award Benefits Are Not Wages. The Option and the shares of Common Stock subject to the Option do not form part of the Optionee's wages for the purposes of calculating any statutory or contractual payments under Hong Kong law. Japan None. South Korea 1. Consent to Collection, Processing and Transfer of Personal Data. By electronically accepting the Agreement, the Optionee agrees to the collection, use, processing and transfer of Data as described in Section 2(i) of the Agreement; and the Optionee agrees to the processing of the Optionee's unique identifying information (resident registration number) as described in Section 2(i) of the Agreement. Switzerland 1. Securities Law Information. The grant of the Option is considered a private offering and therefore is not subject to registration in Switzerland. Neither this document nor any other materials relating to the Option (a) constitutes a prospectus as such term is understood pursuant to article 652a of the Swiss Code of Obligations, (b) may be publicly distributed nor otherwise made publicly available in Switzerland, and (c) has been or will be filed with, approved or supervised by any Swiss regulatory authority (in particular, the Swiss Financial Market Supervisory Authority). Taiwan 1. Securities Law Information. The grant of the Option and the shares of Common Stock to be issued pursuant to the Plan are available only for employees of the Company or any parent or subsidiary of the Company. The grant of the Option is not a public offer of securities by a Taiwanese company. ******************************** 12 EX-10.2(M) 3 colm2017123110kexhibit102m.htm FORM OF NONSTATUTORY STOCK OPTION AWARD AGREEMENT Exhibit Exhibit 10.2(m)COLUMBIA SPORTSWEAR COMPANYAWARD AGREEMENTFOR GRANT OF NON-QUALIFIED STOCK OPTIONS PURSUANT TO THE COLUMBIA SPORTSWEAR COMPANY 1997 STOCK INCENTIVE PLAN, AS AMENDEDThis Award Agreement (the "Agreement") is entered into as of (the "Award Date") by and between Columbia Sportswear Company, an Oregon corporation (the "Company"), and (the "Optionee"), for the award (the "Award") of a stock option (the "Option") to purchase all and any part of shares of the Company's common stock, no par value ("Common Stock") at a purchase price of per share (the "Exercise Price") pursuant to Section 6 of the Columbia Sportswear Company 1997 Stock Incentive Plan, as Amended (the "Plan"). The Option is not intended to be an Incentive Stock Option, as defined in Section 422A of the Internal Revenue Code of 1986, as amended (the "Code"). Capitalized terms used herein but not defined shall have the same meaning as provided in the Plan. In the event of a conflict between this Agreement and the terms of the Plan, the provisions of the Plan shall govern. For purposes of this Agreement and to the extent the Optionee is not directly employed by the Company, "Employer" shall mean the subsidiary or branch of the Company that employs the Optionee on the applicable date. IN CONSIDERATION of the mutual covenants and agreements set forth in this Agreement, the parties agree to the following. View More
Securities Law Information. The Optionee Recipient is permitted to sell shares of Common Stock acquired under the Plan through the TPA, if any, provided the resale of shares of Common Stock acquired under the Plan takes place outside Canada through the facilities of a stock exchange on which the shares of Common Stock are listed. Hong Kong 1. Lapse of Restrictions. If, for any reason, shares of Common Stock are issued to the Optionee Recipient within six (6) months of the Award Date, the Optionee Recipient agrees that the ...Optionee Recipient will not sell or otherwise dispose of any such shares of Common Stock prior to the six (6) month anniversary of the Award Date.2. IMPORTANT NOTICE. WARNING: The contents of the Agreement, the Addendum, the Plan, and all other materials pertaining to the Option RSUs and/or the Plan have not been reviewed by any regulatory authority in Hong Kong. The Optionee Recipient is hereby advised to exercise caution in relation to the offer thereunder. If the Optionee Recipient has any doubts about any of the contents of the aforesaid materials, the Optionee Recipient should obtain independent professional advice.3. Nature of the Plan. The Company specifically intends that the Plan will not be treated as an occupational retirement scheme for purposes of the Occupational Retirement Schemes Ordinance ("ORSO"). To the extent any court, tribunal or legal/regulatory body in Hong Kong determines that the Plan constitutes an occupational retirement scheme for the purposes of ORSO, the grant of the Option RSUs shall be null and void. 11 4. Award Benefits Are Not Wages. The Option RSUs and the shares of Common Stock subject to underlying the Option RSUs do not form part of the Optionee's Recipient's wages for the purposes of calculating any statutory or contractual payments under Hong Kong law. Japan None. South Korea 1. Consent to Collection, Processing and Transfer of Personal Data. By electronically accepting the Agreement, the Optionee Recipient agrees to the collection, use, processing and transfer of Data as described in Section 2(i) of the Agreement; and the Optionee Recipient agrees to the processing of the Optionee's Recipient's unique identifying information (resident registration number) as described in Section 2(i) of the Agreement. Switzerland 1. Securities Law Information. The grant of the Option RSUs is considered a private offering and therefore is not subject to registration in Switzerland. Neither this document nor any other materials relating to the Option RSUs (a) constitutes a prospectus as such term is understood pursuant to article 652a of the Swiss Code of Obligations, (b) may be publicly distributed nor otherwise made publicly available in Switzerland, and (c) has been or will be filed with, approved or supervised by any Swiss regulatory authority (in particular, the Swiss Financial Market Supervisory Authority). Taiwan 1. Securities Law Information. The grant of the Option RSUs and the shares of Common Stock to be issued pursuant to the Plan are available only for employees of the Company or any parent or subsidiary of the Company. The grant of the Option RSUs is not a public offer of securities by a Taiwanese company. ******************************** 12 EX-10.2(M) 3 colm2017123110kexhibit102m.htm EX-10.6(C) 5 colm2018123110kexhibit106c.htm FORM OF NONSTATUTORY RESTRICTED STOCK OPTION UNIT AWARD AGREEMENT FOR RESTRICTED STOCK UNITS GRANTED Exhibit Exhibit 10.2(m)COLUMBIA EXHIBIT 10.6(c)COLUMBIA SPORTSWEAR COMPANYAWARD AGREEMENTFOR GRANT OF NON-QUALIFIED RESTRICTED STOCK OPTIONS UNITS PURSUANT TO THE COLUMBIA THECOLUMBIA SPORTSWEAR COMPANY 1997 STOCK INCENTIVE PLAN, AS AMENDEDThis Award Agreement (the "Agreement") is entered into as of (the "Award Date") by and between Columbia Sportswear Company, an Oregon corporation (the "Company"), and (the "Optionee"), "Recipient"), for the award (the "Award") of a restricted stock option (the "Option") units (individually, an "RSU" or collectively, "RSUs") with respect to purchase all and any part of shares of the Company's common stock, no par value ("Common Stock") at a purchase price of per share (the "Exercise Price") pursuant to Section 6 7 of the Columbia Sportswear Company 1997 Stock Incentive Plan, as Amended (the "Plan"). The Option is not intended to be an Incentive Stock Option, as defined in Section 422A of the Internal Revenue Code of 1986, as amended (the "Code"). Capitalized terms used herein but not defined shall have the same meaning as provided in the Plan. In the event of a conflict between this Agreement and the terms of the Plan, the provisions of the Plan shall govern. For purposes of this Agreement and to the extent the Optionee Recipient is not directly employed by the Company, "Employer" shall mean the subsidiary or branch of the Company that employs the Optionee Recipient on the applicable date. IN CONSIDERATION of the mutual covenants and agreements set forth in this Agreement, the parties agree to the following. View More
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Securities Law Information. You acknowledge and agree that you will only sell shares of Common Stock acquired through participation in the Plan outside of Canada through the facilities of a stock exchange on which the shares of Common Stock are listed. Currently, the shares of Common Stock are listed on the New York Stock Exchange.
Securities Law Information. You acknowledge and agree that you will only sell shares of Common Stock Shares acquired through participation in the Plan outside of Canada through the facilities of a stock exchange on which the shares of Common Stock Shares are listed. Currently, the shares of Common Stock Shares are listed on the New York Stock Exchange.
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Securities Law Information. You are permitted to sell shares of Stock acquired under the Plan through the designated broker appointed under the Plan, if any, provided that the sale of shares of Stock takes place outside Canada through the facilities of a stock exchange on which the shares are listed (i.e., the New York Stock Exchange).
Securities Law Information. You are permitted to sell shares of Stock Shares acquired under the Plan through the designated broker appointed under the Plan, if any, provided that the sale resale of shares of Stock Shares acquired under the Plan takes place outside Canada through the facilities of a stock exchange on which the shares Shares are listed. The Shares currently are listed (i.e., on the New York Stock Exchange). Exchange.
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Securities Law Information. The grant of Performance Shares is considered a private offering in Peru; therefore, it is not subject to registration. For more information concerning this offer, please refer to the Plan, the Award Agreement and any other grant documents made available to the Participant by the Company. SINGAPORE Securities Law Information. The grant of the Award under the Plan is being made pursuant to the "Qualifying Person" exemption under section 273(1)(f) of the Securities and Futures Act (Chapter 289, 20...06 Ed.) (the "SFA"). The Plan has not been and will not be lodged or registered as a prospectus with the Monetary Authority of Singapore and is not regulated by any financial supervisory authority pursuant to any legislation in Singapore. Accordingly, statutory liability under the SFA in relation to the content of prospectuses would not apply. The Participant should note that, as a result, the Award is subject to section 257 of the SFA and the Participant will not be able to make: (a) any subsequent sale of the shares of Common Stock underlying the Award in Singapore; or (b) any offer of such subsequent sale of the shares of Common Stock subject to the Award in Singapore, unless such sale or offer is made pursuant to the exemptions under Part XIII Division 1 Subdivision (4) (other than section 280) of the SFA. SOUTH AFRICA 1. Withholding Taxes. The following provision supplements Section 9 of the Award Agreement: By accepting the Award, the Participant agrees to notify the Employer of the amount of any gain realized upon payment of the Performance Shares. If the Participant fails to advise the Employer of the gain realized upon payment of the Performance Shares, the Participant may be liable for a fine. The Participant will be responsible for paying any difference between the actual tax liability and the amount withheld. View More
Securities Law Information. The grant of Performance Shares Restricted Stock Units is considered a private offering in Peru; therefore, it is not subject to registration. For more information concerning this offer, please refer to the Plan, the Award Agreement and any other grant documents made available to the Participant you by the Company. SINGAPORE Securities Law Information. The grant of the Award under the Plan is being made pursuant to the "Qualifying Person" exemption under section 273(1)(f) of the Securities and F...utures Act (Chapter 289, 2006 Ed.) (the "SFA"). The Plan has not been and will not be lodged or registered as a prospectus with the Monetary Authority of Singapore and is not regulated by any financial supervisory authority pursuant to any legislation in Singapore. Accordingly, statutory liability under the SFA in relation to the content of prospectuses would not apply. The Participant You should note that, as a result, the Award is subject to section 257 of the SFA and the Participant you will not be able to make: (a) any subsequent sale of the shares of Common Stock underlying the Award in Singapore; or (b) any offer of such subsequent sale of the shares of Common Stock subject to the Award in Singapore, unless such sale or offer is made pursuant to the exemptions under Part XIII Division 1 Subdivision (4) (other than section 280) of the SFA. SOUTH AFRICA 1. Withholding Taxes. The following provision supplements Section 9 6 of the Award Agreement: By accepting the Award, the Participant agrees Restricted Stock Units, you agree to notify the Employer of the amount of any gain realized upon payment vesting of the Performance Shares. Restricted Stock Units. If the Participant fails you fail to advise the Employer of the gain realized upon payment vesting of the Performance Shares, the Participant Restricted Stock Units, you may be liable for a fine. The Participant You will be responsible for paying any difference between the actual tax liability and the amount withheld. View More
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