Securities Law Compliance Clause Example with 47 Variations from Business Contracts

This page contains Securities Law Compliance clauses in business contracts and legal agreements. An example clause is provided at the top of the page, followed by clauses with minor variations. You can view the text differences by selecting the "Show Differences" option.
Securities Law Compliance. You may not be issued any shares of Common Stock in respect of your Award unless either (i) the shares are registered under the Securities Act; or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award also must comply with other applicable laws and regulations governing the Award, and you will not receive such shares if the Company determines that such receipt would not be in material compliance with such laws and ...regulations. View More
Found in AMBIT BIOSCIENCES CORP contract

Variations of a "Securities Law Compliance" Clause from Business Contracts

Securities Law Compliance. You may not be issued any shares of Common Stock in respect of Shares under your Award unless the Common Shares are either (i) the shares are then registered under the Securities Act; Act of 1933, as amended (the "Securities Act") or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also must comply with other applicable laws and regulations governing the Award, and you will shall not receive such shares i...f the Company determines that such receipt would not be in material compliance with such laws and regulations. View More
Found in 3 Contracts from 2 Companies
Securities Law Compliance. You may will not be issued any shares of Common Stock in respect Shares upon the vesting of your Award unless the Shares are either (i) the shares are (a) then registered under the Securities Act; Act or (ii) (b) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also must comply with other applicable laws and regulations governing the Award, and you will not receive such shares Shares if the Company determines ...that such receipt would not be in material compliance with such laws and regulations. View More
Found in Great Elm Capital Group, Inc. contract
Securities Law Compliance. You may not be issued any shares of Common Stock in respect of under your Award unless the shares of Common Stock are either (i) the shares are then registered under the Securities Act; Act or (ii) the Company has determined that such issuance would be exempt from 1 the registration requirements of the Securities Act. Your Award must also must comply with other applicable laws and regulations governing the Award, and you will shall not receive such shares if the Company determines that such rece...ipt would not be in material compliance with such laws and regulations. View More
Found in 2 Contracts from NEKTAR THERAPEUTICS
Securities Law Compliance. You may will not be issued any shares of Common Stock in respect of under your Award unless either (i) the (a) such shares are then registered under the Securities Act; Act or (ii) (b) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also must comply with other applicable laws and regulations governing the Award, and you will not receive such shares if the Company determines that such receipt would not be in m...aterial compliance with such laws and regulations. View More
Found in 4 Contracts from NEXTGEN HEALTHCARE, INC.
Securities Law Compliance. You may not be issued any shares of Common Stock in respect of Shares under your Award unless the Shares underlying the Restricted Share Units are either (i) the shares are then registered under the Securities Act; Act, or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also must comply with other applicable laws and regulations governing the Award, and you will shall not receive such shares Shares if th...e Company determines that such receipt would not be in material compliance with such laws and regulations. View More
Found in 3 Contracts from 2 Companies
Securities Law Compliance. You may will not be issued any shares of Common Stock in respect of your Award Stock Units or other shares with respect to your Stock Units unless either (i) the shares are registered under the Securities Act; Act, or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award also must comply with all other applicable laws and regulations governing the Award, and you will not receive such shares if the Company determine...s that such receipt would not be in material compliance with such laws and regulations. View More
Found in 2 Contracts from 2 Companies
Securities Law Compliance. You may not be issued any shares of Common Stock in respect of Shares under your Award unless the Shares underlying the Restricted Stock Units are either (i) the shares are then registered under the Securities Act; Act, or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also must comply with other applicable laws and regulations governing the Award, and you will shall not receive such shares Shares if th...e Company determines that such receipt would not be in material compliance with such laws and regulations. View More
Found in 2 Contracts from Kura Oncology, Inc.
Securities Law Compliance. You may not be issued any Common Stock under your Award unless the shares of Common Stock in respect of your Award unless are either (i) the shares are then registered under the Securities Act; Act, or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also must comply with other applicable laws and regulations governing the Award, and you will shall not receive such shares Common Stock if the Company deter...mines that such receipt would not be in material compliance with such laws and regulations. View More
Found in 3 Contracts from 2 Companies
Securities Law Compliance. You Notwithstanding anything to the contrary contained herein, you may not be issued any shares of Common Stock in respect of under your Award unless either (i) the shares are either (i) then registered under the Securities Act; Act or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also must comply with other applicable laws and regulations governing the Award, and you will not receive such shares if th...e Company determines that such receipt would not be in material compliance with such laws and regulations. View More
Found in KEMPHARM, INC contract
Securities Law Compliance. You may not be issued any Common Stock under your Award unless the shares of Common Stock in respect of your Award unless are either (i) the shares are then registered under the Securities Act; Act, or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also must comply with other applicable laws and regulations governing the Award, and you will not receive such shares Common Stock if the Company determines ...that such receipt would not be in material compliance with such laws and regulations. View More
Found in 3 Contracts from 2 Companies