Securities Law Compliance Clause Example from Business Contracts
This example Securities Law Compliance clause appears in 91 contracts from 70 companies
Form of Stock Option Grant Notice and Notice of Exercise under the Adynxx, Inc. 2010 Equity Incentive Plan (Filed With SEC on May 9, 2019)
Forms of Option Agreement, Notice of Stock Option Grant, and Exercise Notice under 2011 Equity Incentive Plan (Filed With SEC on April 19, 2019)
Form of Stock Option Agreement (Filed With SEC on April 12, 2019)
Personalis, Inc. 2011 Equity Incentive Plan, as amended, and forms of agreements thereunder (Filed With SEC on May 23, 2019)
Atreca, Inc. 2010 Equity Incentive Plan, as amended, and forms of agreements thereunder (Filed With SEC on May 24, 2019)
2008 Equity Incentive Plan, as amended, and related form agreements (Filed With SEC on June 21, 2019)
SCYNEXIS, Inc. 2015 Inducement Award Plan, Adopted March 26, 2015, Amended June 9, 2015, and form of Stock Option Grant Notice and Stock Option Agreement (Filed With SEC on August 7, 2019)
SCYNEXIS, Inc. Amended and Restated 2015 Inducement Plan (Filed With SEC on August 10, 2020)
Amended and Restated 2015 Inducement Award Plan (Filed With SEC on November 9, 2022)
SCYNEXIS, INC. 2015INDUCEMENT AWARD PLAN ADOPTED: March 26, 2015 (Filed With SEC on April 9, 2015)
2010 Equity Incentive Plan and related form agreements (Filed With SEC on August 15, 2019)
Forms of Option Agreement, Stock Option Grant Notice and Notice of Exercise under the 2007 Equity Incentive Plan (Filed With SEC on January 3, 2020)
Form of Option Agreement for grants under the 2019 Stock Incentive Plan (Filed With SEC on February 25, 2020)
2012 Equity Incentive Plan, as amended, and forms of award agreements (Filed With SEC on July 2, 2020)
Form of Stock Option Agreement under the Exelixis, Inc. 2017 Equity Incentive Plan (Filed With SEC on August 6, 2020)
Forms of Agreements used in Connection with the 2016 Inducement Award Plan EXELIXIS, INC. 2016 INDUCEMENT AWARD PLAN OPTION AGREEMENT (NONSTATUTORY STOCK OPTION) (Filed With SEC on November 22, 2016)
EXELIXIS, INC. 2014 EQUITY INCENTIVE PLAN OPTION AGREEMENT (INCENTIVE STOCK OPTION OR NONSTATUTORY STOCK OPTION) (Filed With SEC on July 31, 2014)
Form of Stock Option Grant Notice of Global Clean Energy Holdings, Inc. 2020 Equity Incentive Plan (Filed With SEC on October 6, 2020)
Form of Option Agreement under the Amended and Restated 2006 Employee, Director and Consultant Stock Plan (Filed With SEC on October 9, 2020)
Form of Option Agreement under the Biodesix, Inc. Bonus-To-Options Program (Filed With SEC on October 9, 2020)
Forms of Stock Option Grant Notice, Stock Option Agreement, and Notice of Exercise under the 2005 Equity Incentive Plan (Filed With SEC on February 19, 2021)
Forms of Stock Option Grant Notice, Stock Option Agreement, Notice of Exercise, Stock Appreciation Right Grant Notice and Stock Appreciation Right Agreement under the 2015 Equity... (Filed With SEC on February 19, 2021)
Form of Owlet Baby Care Inc. Stock Option Grant Notice under the 2014 Equity Incentive Plan (Filed With SEC on March 31, 2021)
2011 Equity Incentive Plan, as amended, and forms of agreements thereunder (Filed With SEC on May 24, 2021)
Amended and Restated 2017 Janel Corporation Equity Incentive Plan dated September 21, 2021 (Filed With SEC on December 27, 2021)
Form of Option Agreement under the 2011 Equity Incentive Plan (Filed With SEC on February 22, 2023)
Form of Stock Option Agreement and Stock Option Grant Notice under the 2008 Equity Incentive Plan (Filed With SEC on September 28, 2018)
Adaptive Insights, Inc. 2003 Equity Incentive Plan, as amended, and forms of agreements thereunder (Filed With SEC on May 17, 2018)
Form of Stock Option, Stock Appreciation Right, Restricted Stock Unit Award, and Performance Share Award Agreements, and Notice of Grant of Stock Option pursuant to TriCos 2009... (Filed With SEC on March 1, 2018)
DEXTERA SURGICAL INC. 2016 EQUITY INCENTIVE PLAN OPTION GRANT NOTICE (Filed With SEC on February 10, 2017)
GTX, INC. 2004 EQUITY INCENTIVE PLAN Adopted January 14, 2004 Approved By Stockholders January 14, 2004 Amended by the Board March 6, 2008 Approved by Stockholders April 30, 2008... (Filed With SEC on March 24, 2017)
ANAPTYSBIO, INC. 2006EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD: APRIL 24, 2006 APPROVED BY THE STOCKHOLDERS: MAY 26, 2006 AMENDED BY THE BOARD: MARCH 19, 2007 APPROVED BY THE... (Filed With SEC on January 17, 2017)
SNAP INC. STOCK OPTIONGRANT NOTICE (AMENDED AND RESTATED 2012 EQUITY INCENTIVE PLAN) (Filed With SEC on February 2, 2017)
SNAP INC. STOCK OPTION GRANT NOTICE (AMENDED AND RESTATED 2014 EQUITY INCENTIVE PLAN) (Filed With SEC on February 2, 2017)
AKCEA THERAPEUTICS, INC. 2015 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: DECEMBER 16, 2015 APPROVED BY THE STOCKHOLDERS: DECEMBER 16, 2015 TERMINATION DATE: DECEMBER... (Filed With SEC on March 27, 2017)
AKCEA THERAPEUTICS, INC. 2015 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: DECEMBER 16, 2015 APPROVED BY THE STOCKHOLDERS: DECEMBER 16, 2015 AMENDED BY THE BOARD OF... (Filed With SEC on June 20, 2017)
CERUS CORPORATION INDUCEMENT PLAN OPTION GRANT NOTICE (Filed With SEC on August 31, 2016)
ACADIA PHARMACEUTICALS INC. NONSTATUTORY STOCK OPTION GRANT NOTICE (2010 EQUITY INCENTIVE PLAN) (Filed With SEC on February 29, 2016)
EVERSPIN TECHNOLOGIES, INC. 2008 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS:JULY 22, 2008 APPROVED BY THE STOCKHOLDERS:OCTOBER 1, 2008 AMENDED BY THE BOARDOF... (Filed With SEC on September 26, 2016)
EVERSPIN TECHNOLOGIES, INC. 2008 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS:JULY 22, 2008 APPROVED BY THE STOCKHOLDERS:OCTOBER 1, 2008 AMENDED BY THE BOARDOF... (Filed With SEC on September 9, 2016)
DIGIPATH,INC. Amendedand Restated 2012Stock Incentive Plan OptionAgreement (Filed With SEC on June 27, 2016)
MIRAGEN THERAPEUTICS, INC. STOCK OPTION GRANT NOTICE (2008 EQUITY INCENTIVE PLAN) (Filed With SEC on December 2, 2016)
GEMPHIRE THERAPEUTICS INC. 2015 EQUITY INCENTIVE PLAN APPROVED BY THE BOARD OF DIRECTORS: April 28, 2015 APPROVED BY THE STOCKHOLDERS: April 28, 2015 (Filed With SEC on April 18, 2016)
MABVAX THERAPEUTICS, INC. 2008 EQUITY INCENTIVE PLAN OPTION AGREEMENT (INCENTIVE STOCK OPTION OR NONSTATUTORY STOCKOPTION) (Filed With SEC on March 31, 2015)
HTG MOLECULAR DIAGNOSTICS, INC. 2011 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS:MARCH 15, 2011 APPROVED BY THE STOCKHOLDERS:MARCH 15, 2011 AMENDED BY THE BOARDOF... (Filed With SEC on December 30, 2014)
eASIC CORPORATION AMENDED AND RESTATED 2010 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS:APRIL 6, 2010 AMENDED BY THE BOARD OFDIRECTORS: JUNE 1, 2010 APPROVED BY... (Filed With SEC on February 19, 2015)
XENOPORT, INC. 2014 EQUITY INCENTIVE PLAN STOCK OPTION GRANT NOTICE (INITIAL GRANT) (Filed With SEC on August 7, 2014)
XENOPORT, INC. 2014 EQUITY INCENTIVE PLAN STOCK OPTION GRANT NOTICE (Filed With SEC on June 16, 2014)
EPOCRATES,INC. 2010 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: JULY15, 2010 AMENDED BY THE BOARD OF DIRECTORS: NOVEMBER11, 2010 APPROVED BY THE STOCKHOLDERS:... (Filed With SEC on July 18, 2014)
INTERSECT ENT, INC. 2013 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS:SEPTEMBER 5, 2013 APPROVED BY THE STOCKHOLDERS:SEPTEMBER 23, 2013 AMENDED BY THE BOARDOF... (Filed With SEC on July 9, 2014)
INTERSECT ENT, INC. 2003 EQUITY INCENTIVE PLAN ADOPTED: OCTOBER 8, 2003 APPROVED BY STOCKHOLDERS: OCTOBER 30, 2003 AMENDED: JANUARY 24, 2006 APPROVED BY STOCKHOLDERS: MARCH 23,... (Filed With SEC on July 14, 2014)
INTERSECT ENT, INC. 2013 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS:SEPTEMBER 5, 2013 APPROVED BY THE STOCKHOLDERS:SEPTEMBER 23, 2013 AMENDED BY THE BOARDOF... (Filed With SEC on July 14, 2014)
INTERSECT ENT, INC. 2003 EQUITY INCENTIVE PLAN ADOPTED: OCTOBER 8, 2003 APPROVED BY STOCKHOLDERS: OCTOBER 30, 2003 AMENDED: JANUARY 24, 2006 APPROVED BY STOCKHOLDERS: MARCH 23,... (Filed With SEC on June 23, 2014)
INTERSECT ENT, INC. 2013 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS:SEPTEMBER 5, 2013 APPROVED BY THE STOCKHOLDERS:SEPTEMBER 23, 2013 TERMINATION DATE: SEPTEMBER 4,... (Filed With SEC on June 23, 2014)
VIROBAY, INC. STOCK OPTION GRANT NOTICE (2006 EQUITY INCENTIVE PLAN) (Filed With SEC on September 10, 2014)
PROTEON THERAPEUTICS, INC. 2006 EQUITY INCENTIVE PLAN STOCK OPTION AGREEMENT (INCENTIVE STOCK OPTION OR NONSTATUTORY STOCK OPTION) (Filed With SEC on September 16, 2014)
MANDIANT CORPORATION 2011 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS:APRIL 6, 2011 APPROVED BY THE STOCKHOLDERS:APRIL 6, 2011 TERMINATION DATE: APRIL 5, 2021 (Filed With SEC on February 3, 2014)
ALTHEADX, INC. 2008 EQUITY INCENTIVE PLAN Adopted by the Board of Directors: February 6, 2008 Approved by the Stockholders: February 6, 2008 Amended by the Board of Directors: May... (Filed With SEC on January 23, 2015)
ALTHEADX, INC. 2008 EQUITY INCENTIVE PLAN Adopted by the Board of Directors: February 6, 2008 Approved by the Stockholders: February 6, 2008 Amended by the Board of Directors: May... (Filed With SEC on December 23, 2014)
FLEXION THERAPEUTICS, INC. 2009 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS:SEPTEMBER 24, 2009 AMENDED: JANUARY 31, 2012 APPROVED BY THE STOCKHOLDERS: SEPTEMBER 29,... (Filed With SEC on January 8, 2014)
NEW RELIC, INC. 2008 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS:FEBRUARY 20, 2008 APPROVED BY THE STOCKHOLDERS:FEBRUARY 20, 2008 ADOPTED BY THE BOARDOF DIRECTORS:... (Filed With SEC on February 13, 2015)
NEW RELIC, INC. 2008 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS:FEBRUARY 20, 2008 APPROVED BY THE STOCKHOLDERS:FEBRUARY 20, 2008 ADOPTED BY THE BOARDOF DIRECTORS:... (Filed With SEC on December 1, 2014)
NEW RELIC, INC. 2008 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS:FEBRUARY 20, 2008 APPROVED BY THE STOCKHOLDERS:FEBRUARY 20, 2008 ADOPTED BY THE BOARDOF DIRECTORS:... (Filed With SEC on November 10, 2014)
COHBAR, INC. STOCK OPTION GRANT NOTICE (2011 EQUITY INCENTIVE PLAN) (Filed With SEC on November 10, 2014)
CALITHERA BIOSCIENCES, INC. 2010 EQUITY INCENTIVE PLAN OPTION AGREEMENT (INCENTIVE STOCK OPTION OR NONSTATUTORY STOCKOPTION) (Filed With SEC on August 25, 2014)
ARIOSA DIAGNOSTICS, INC. STOCK OPTION GRANT NOTICE (2009 EQUITY INCENTIVE PLAN) (Filed With SEC on April 16, 2014)
TRIVASCULAR TECHNOLOGIES, INC. 2014 EQUITY INCENTIVE PLAN ADOPTED BY BOARD: [ ],2014 APPROVED BY STOCKHOLDERS:[ ], 2014 EFFECTIVEDATE/INITIAL PUBLIC OFFERING DATE: [ ], 2014 (Filed With SEC on April 3, 2014)
IMMUNE DESIGN CORP. 2008 EQUITY INCENTIVE PLAN OPTION AGREEMENT (INCENTIVE STOCK OPTION OR NONSTATUTORY STOCKOPTION) (Filed With SEC on June 23, 2014)
AVALANCHE BIOTECHNOLOGIES, INC. STOCK OPTION GRANT NOTICE (2006 EQUITY INCENTIVE PLAN) (Filed With SEC on July 25, 2014)
FLEX PHARMA, INC. 2014 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: MARCH 21, 2014 APPROVED BY THE STOCKHOLDERS: MARCH 21, 2014 AMENDED BY THE BOARD OF DIRECTORS:... (Filed With SEC on December 29, 2014)
DANCE PHARMACEUTICALS, INC. STOCK OPTION GRANT NOTICE (2009 EQUITY INCENTIVE PLAN) (Filed With SEC on April 9, 2014)
NEUROCRINE BIOSCIENCES, INC. INDUCEMENT PLAN ADOPTED: SEPTEMBER 15, 2014 AMENDED: OCTOBER 7, 2014 (Filed With SEC on November 4, 2014)
NEUROCRINE BIOSCIENCES, INC. 2011 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS:FEBRUARY 21, 2011 APPROVED BY THESTOCKHOLDERS: MAY 25, 2011 AMENDED BYTHE STOCKHOLDERS:... (Filed With SEC on August 6, 2014)
NEUROCRINE BIOSCIENCES, INC. INDUCEMENT PLAN ADOPTED: SEPTEMBER 15, 2014 AMENDED: OCTOBER 7, 2014 AMENDED: APRIL 29, 2015 (Filed With SEC on July 29, 2015)
INSTRUCTURE, INC. 2010 EQUITY INCENTIVE PLAN LAST AMENDED BY THE BOARD OFDIRECTORS: FEBRUARY 4, 2015 LAST APPROVED BYTHE STOCKHOLDERS: MARCH 25, 2015 TERMINATION DATE:JANUARY 25,... (Filed With SEC on November 2, 2015)
INSTRUCTURE, INC. 2010 EQUITY INCENTIVE PLAN LAST AMENDED BY THE BOARD OFDIRECTORS: FEBRUARY 4, 2015 LAST APPROVED BYTHE STOCKHOLDERS: MARCH 25, 2015 TERMINATION DATE:JANUARY 25,... (Filed With SEC on October 9, 2015)
MYOKARDIA, INC. 2012 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS:SEPTEMBER 7, 2012 APPROVED BY THE STOCKHOLDERS:SEPTEMBER 7, 2012 TERMINATION DATE: SEPTEMBER 6, 2022... (Filed With SEC on September 28, 2015)
PURE STORAGE, INC. STOCK OPTION GRANT NOTICE (2009 EQUITY INCENTIVE PLAN) (Filed With SEC on August 12, 2015)
EIGER BIOPHARMACEUTICALS, INC. 2009 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS:MAY 27, 2009 APPROVED BY THE STOCKHOLDERS:JULY 22, 2009 TERMINATION DATE: MAY 26, 2019... (Filed With SEC on December 14, 2015)
NEUROONE, INC. STOCK OPTION GRANT NOTICE (2016 Equity Incentive Plan) (Filed With SEC on July 20, 2017)
Forms of grant notice, stock option agreement, notice of exercise and early exercise stock purchase agreement under the Stitch Fix, Inc. 2011 Equity Incentive Plan (Filed With SEC on October 19, 2017)
Form of Option Agreement for grants under the 2017 Stock Incentive Plan (Filed With SEC on May 18, 2017)
TheChron Organization, Inc. 2017Equity Incentive Plan StockOption Agreement (IncentiveStock Option or Nonstatutory Stock Option) (Filed With SEC on August 21, 2017)
Dynavax Technologies Inducement Award Plan, Form of Stock Option Grant Notice, Option Agreement and Notice of Exercise, and Form of Restricted Stock Unit Award Grant Notice and... (Filed With SEC on November 30, 2017)
Forms of Option Agreement and Option Grant Notice under 2008 Equity Incentive Plan (Filed With SEC on September 1, 2017)
Hansen Medical, Inc. 2006 Equity Incentive Plan Option Agreement (Nonstatutory Stock Option) (Filed With SEC on March 18, 2013)
RALLY SOFTWARE DEVELOPMENT CORP. STOCK OPTION GRANT NOTICE (2002 STOCK OPTION PLAN) (Filed With SEC on March 11, 2013)
LeapFrogEnterprises, Inc. Non-Employee Director Stock Option Grant Notice (2011 Equity and Incentive Plan) (Filed With SEC on August 7, 2013)
XENCOR, INC. 2010 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: FEBRUARY 18, 2010 APPROVED BY THE STOCKHOLDERS: DECEMBER 17, 2010 AMENDED BY THE BOARD OF DIRECTORS:... (Filed With SEC on October 11, 2013)
