Securities Law Compliance Clause Example from Business Contracts

This example Securities Law Compliance clause appears in 6 contracts from 4 companies

Securities Law Compliance. The Participant specifically acknowledges and agrees that any sales of shares of Common Stock shall be made in accordance with the requirements of the Securities Act of 1933, as amended. The Company does not currently have an effective registration statement on file with the Securities and Exchange Commission with respect to the Common Stock to be granted hereunder. Without an effective registration statement with respect to the Common Stock to be granted hereunder, Participant will not be able ...to transfer or sell any of the shares of Common Stock issued to the Participant pursuant to this Agreement unless exemptions from registration or filings under applicable securities laws are available. Furthermore, despite registration, applicable securities laws may restrict the ability of the Participant to sell his or her Common Stock, including due to the Participant's affiliation with the Company. The Company shall not be obligated to either issue the Common Stock or permit the resale of any shares of Common Stock if such issuance or resale would violate any applicable securities law, rule or regulation. View More
Found in Longview Acquisition Corp. contract
Longview Acquisition Corp. Contracts

Form of Restricted Stock Unit Agreement under 2020 Equity Incentive Plan (Filed With SEC on February 16, 2021)

Form of Restricted Stock Unit Agreement under 2012 Employee, Director and Consultant Equity Incentive Plan, as amended (Filed With SEC on February 16, 2021)

HighCape Capital Acquisition Corp. Contracts

Form of Restricted Stock Unit Agreement under 2021 Equity Incentive Plan (Filed With SEC on June 15, 2021)

Form of Restricted Stock Unit Agreement under 2013 Employee, Director and Consultant Equity Incentive Plan, as amended (Filed With SEC on June 15, 2021)

D8 Holdings Corp. Contracts

Vicarious Surgical Inc. 2021 Equity Incentive Plan, and forms of agreement thereunder (Filed With SEC on September 23, 2021)

HealthCor Catalio Acquisition Corp. Contracts

Form of Restricted Stock Unit Agreement under 2021 Equity Incentive Plan (Filed With SEC on December 28, 2021)