Restrictions on Transfer Clause Example from Business Contracts

This example Restrictions on Transfer clause appears in 14 contracts from 14 companies

Restrictions on Transfer. 5.1. Restrictive Legends. All certificates representing the Shares shall have endorsed thereon legends substantially as follows: "THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS AND NEITHER THE SECURITIES NOR ANY INTEREST THEREIN MAY BE OFFERED, SOLD, TRANSFERRED, PLEDGED OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER SUCH ACT OR SUCH LAWS OR AN EXEMPTION FROM REGISTRATION... UNDER SUCH ACT AND SUCH LAWS WHICH, IN THE OPINION OF COUNSEL, IS AVAILABLE." "THE SECURITIES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO LOCKUP PROVISIONS AND MAY NOT BE OFFERED, SOLD, TRANSFERRED, PLEDGED OR OTHERWISE DISPOSED DURING THE TERM OF THE LOCKUP PERIOD." 5.2. Additional Shares or Substituted Securities. In the event of the declaration of a stock dividend, the declaration of a special dividend payable in a form other than Common Stock, a spin-off, a stock split, an adjustment in conversion ratio, a recapitalization or a similar transaction affecting the Company's outstanding Common Stock without receipt of consideration, any new, substituted or additional securities or other property which are by reason of such transaction distributed with respect to any Shares subject to this Section 5 or into which such Shares thereby become convertible shall immediately be subject to this Section 5 and Section 3. Appropriate adjustments to reflect the distribution of such securities or property shall be made to the number or class of Shares subject to this Section 5 and Section 3. 5.3 Registration Rights. Subscriber acknowledges that the Shares are being purchased pursuant to an exemption from the registration requirements of the Securities Act and will become freely tradable only after certain conditions are met or they are registered pursuant to a registration rights agreement to be entered into with the Company prior to the closing of the IPO. View More
Found in Climate Real Impact Solutions II Acquisition Corp contract
CHP Merger Corp. Contracts

Securities Subscription Agreement, dated August 7, 2019, between the Registrant and CHP Acquisition Holdings LLC (Filed With SEC on October 31, 2019)

Longview Acquisition Corp. Contracts

Securities Subscription Agreement, dated February 12, 2020, between the Registrant and Longview Investors LLC (Filed With SEC on May 1, 2020)

Sandbridge Acquisition Corp Contracts

Founder Shares Subscription Agreement, dated June 26, 2020, between the Registrant and Sandbridge Acquisition Holdings LLC (Filed With SEC on August 24, 2020)

Climate Change Crisis Real Impact I Acquisition Corp Contracts

Founder Shares Subscription Agreement, dated August 10, 2020, between the Registrant and Climate Change Crisis Real Impact I Acquisition Holdings, LLC (Filed With SEC on September 10, 2020)

Sports Entertainment Acquisition Corp. Contracts

Securities Subscription Agreement, dated August 11, 2020, between the Registrant and Sports Entertainment Acquisition Holdings LLC (Filed With SEC on September 14, 2020)

Lefteris Acquisition Corp. Contracts

Founder Shares Subscription Agreement, dated August 28, 2020, between the Registrant and Lefteris Holdings LLC (Filed With SEC on October 2, 2020)

Hamilton Lane Alliance Holdings I, Inc. Contracts

Founder Shares Subscription Agreement, dated September 22, 2020, between the Registrant and HL Alliance Holdings Sponsor LLC (Filed With SEC on December 17, 2020)

Climate Real Impact Solutions II Acquisition Corp Contracts

Founder Shares Subscription Agreement, dated December 11, 2020, between the Registrant and Climate Real Impact Solutions II Sponsor, LLC (Filed With SEC on January 8, 2021)

Sustainable Development Acquisition I Corp. Contracts

Founder Shares Subscription Agreement, dated December 19, 2020, between the Registrant and Sustainable Development Sponsor, LLC (Filed With SEC on January 15, 2021)

Longview Acquisition Corp. II Contracts

Securities Subscription Agreement, dated November 18, 2020, between the Registrant and Longview Investors II LLC (Filed With SEC on January 29, 2021)

KKR Acquisition Holdings I Corp. Contracts

Founder Shares Subscription Agreement, dated January 25, 2021, between the Registrant and KKR Acquisition Sponsor LLC (Filed With SEC on February 4, 2021)

Sandbridge X2 Corp Contracts

Founder Shares Subscription Agreement, dated January 25, 2021, between the Registrant and Sandbridge X2 Holdings LLC (Filed With SEC on February 17, 2021)

TCG Growth Opportunities Corp. Contracts

Founder Shares Subscription Agreement, dated February 1, 2021, between the Registrant and the sponsor (Filed With SEC on March 3, 2021)

Climate Real Impact Solutions III Acquisition Corp Contracts

Founder Shares Subscription Agreement, dated February 10, 2021, between the Registrant and Climate Real Impact Solutions III Sponsor, LLC (Filed With SEC on March 5, 2021)