Restrictions on Transfer Clause Example with 6 Variations from Business Contracts

This page contains Restrictions on Transfer clauses in business contracts and legal agreements. An example clause is provided at the top of the page, followed by clauses with minor variations. You can view the text differences by selecting the "Show Differences" option.
Restrictions on Transfer. Except for the transfer of the Shares to the Company or its assignees contemplated by this Notice and Agreement, none of the Shares or any beneficial interest therein shall be transferred, encumbered or otherwise disposed of in any way until the Release Date for such Shares set forth in this Notice and Agreement. In addition, as a condition to any transfer of the Shares after such Release Date, the Company may, in its discretion, require: (i) that the Shares shall have been duly listed upon any ...national securities exchange or automated quotation system on which the Company's common stock may then be listed or quoted; (ii) that either (a) a registration statement under the Securities Act of 1933, as amended ("Securities Act") with respect to the Shares shall be effective, or (b) in the opinion of counsel for the Company, the proposed purchase shall be exempt from registration under the Securities Act and the Participant shall have entered into agreements with the Company as reasonably required; and (iii) fulfillment of any other requirements deemed necessary by counsel for the Company to comply with Applicable Law. View More
Found in CVB Financial Corp. contract

Variations of a "Restrictions on Transfer" Clause from Business Contracts

Restrictions on Transfer. Except for the transfer of the Shares to the Company or its assignees contemplated by this Notice and Agreement, none of the Shares or any beneficial interest therein shall be transferred, encumbered or otherwise disposed of in any way until the Release Date for applicable to such Shares set forth in this Notice Shares, and Agreement. until the applicable Release Date, any such attempted disposition will be void. In addition, as a condition to any transfer of the Shares on or after such Release ...Date, the Company may, in its discretion, require: (i) that the Shares shall have been duly listed upon any national securities exchange or automated quotation system on which the Company's common stock Shares may then be listed or quoted; (ii) that either (a) a registration statement under the Securities Act of 1933, as amended ("Securities Act") with respect to the Shares shall be effective, or (b) in the opinion of counsel for the Company, the proposed purchase shall be exempt from registration under the Securities Act and the Participant shall have entered into agreements with the Company as reasonably required; and (iii) fulfillment of any other requirements deemed necessary by counsel for the Company to comply with Applicable Law. 5. Retention of Shares. To ensure the availability for delivery of the Participant's Unreleased Shares upon their return to the Company pursuant to this Notice and Agreement, the Company shall retain possession of the share certificates representing the Unreleased Shares, together with a stock assignment duly endorsed in blank, attached hereto as Exhibit A. The Company shall hold the Unreleased Shares and related stock assignment until the Release Date for such Shares. In addition, the Company may require the spouse of Participant, if any, to execute and deliver to the Company the Consent of Spouse in the form attached hereto as Exhibit B. View More
Found in Digital Turbine, Inc. contract
Restrictions on Transfer. Except for Neither the transfer of the Shares to the Company or its assignees contemplated by this Notice and Agreement, none of the Shares or RSUs nor any beneficial interest therein shall be transferred, encumbered or otherwise disposed of in any way until other than by will or the Release Date for such Shares set forth laws of descent and distribution or pursuant to a "domestic relations order" (as defined in this Notice and Agreement. Code Section 414(p)(1)(B)). In addition, as a condition t...o any transfer of the Shares after such Release Date, issued with respect to RSUs that have vested, the Company may, in its discretion, require: (i) that the Shares shall have been duly listed upon any national securities exchange or automated quotation system on which the Company's common stock may then be listed or quoted; (ii) that either (a) a registration statement under the Securities Act of 1933, as amended ("Securities Act") with respect to the Shares shall be effective, or (b) in the opinion of counsel for the Company, the proposed purchase shall be exempt from registration under the Securities Act and the Participant shall have entered into agreements with the Company as reasonably required; and (iii) fulfillment of any other requirements deemed necessary by counsel for the Company to comply with Applicable Law. View More
Found in CVB Financial Corp. contract
Restrictions on Transfer. Except for Neither the transfer of the Shares to the Company or its assignees contemplated by this Notice and Agreement, none of the Shares or PRSUs nor any beneficial interest therein shall be transferred, encumbered or otherwise disposed of in any way until the Release Date for way, and any such Shares set forth in this Notice and Agreement. attempted disposition shall be void. In addition, as a condition to any transfer of the Common Shares after such Release Date, issued with respect to PRSU...s that have vested, the Company may, in its discretion, require: (i) that the Common Shares shall have been duly listed upon any national securities exchange or automated quotation system on which the Company's common stock Common Stock may then be listed or quoted; (ii) that either (a) a registration statement under the Securities Act of 1933, as amended ("Securities Act") Act"), with respect to the Common Shares shall be effective, or (b) in the opinion of counsel for the Company, the proposed purchase transfer shall be exempt from registration under the Securities Act and the Participant shall have entered into agreements with the Company as reasonably required; and (iii) fulfillment of any other requirements deemed necessary by counsel for the Company to comply with Applicable Law. View More
Found in 2 Contracts from Digital Turbine, Inc.
Restrictions on Transfer. Except for the transfer None of the Shares to the Company or its assignees contemplated by this Notice and Agreement, none of the Shares RSUs or any beneficial interest therein shall be transferred, encumbered or otherwise disposed of in any way until the Release Date for such Shares set forth in this Notice and Agreement. occurrence of the applicable Vesting Date. In addition, as a condition to any transfer of the Common Shares underlying vested RSUs after such Release Vesting Date, the Company... may, in its discretion, require: (i) that the Common Shares shall have been duly listed upon any national securities exchange or automated quotation system on which the Company's common stock Common Shares may then be listed or quoted; (ii) that either (a) a registration statement under the Securities Act of 1933, as amended ("Securities Act") with respect to the Common Shares shall be effective, or (b) in the opinion of counsel for the Company, the proposed purchase shall be exempt from registration under the Securities Act and the Participant shall have entered into agreements with the Company as reasonably required; and (iii) fulfillment of any other requirements deemed necessary by counsel for the Company to comply with Applicable Law. View More
Found in Superior Industries International, Inc. contract
Restrictions on Transfer. Except for the transfer None of the Shares to the Company or its assignees contemplated by this Notice and Agreement, none of the Shares RSUs or any beneficial interest therein shall be transferred, encumbered or otherwise disposed of in any way until the Release Date for such Shares set forth in this Notice and Agreement. occurrence of the Vesting Date. In addition, as a condition to any transfer of the Common Shares underlying earned and vested RSUs after such Release the Vesting Date, the Com...pany may, in its discretion, require: (i) that the Common Shares shall have been duly listed upon any national securities exchange or automated quotation system on which the Company's common stock Common Shares may then be listed or quoted; (ii) that either (a) a registration statement under the Securities Act of 1933, as amended ("Securities Act") with respect to the Common Shares shall be effective, or (b) in the opinion of counsel for the Company, the proposed purchase shall be exempt from registration under the Securities Act and the Participant shall have entered into agreements with the Company as reasonably required; and (iii) fulfillment of any other requirements deemed necessary by counsel for the Company to comply with Applicable Law. View More
Found in Superior Industries International, Inc. contract
Restrictions on Transfer. Except for Neither the transfer of the Shares to the Company or its assignees contemplated by this Notice and Agreement, none of the Shares or RSUs nor any beneficial interest therein shall be transferred, encumbered or otherwise disposed of in any way until the Release Date for way, and any such Shares set forth in this Notice and Agreement. attempted disposition shall be void. In addition, as a condition to any transfer of the Common Shares after such Release Date, issued with respect to RSUs ...that have vested, the Company may, in its discretion, require: (i) that the Common Shares shall have been duly listed upon any national securities exchange or automated quotation system on which the Company's common stock Common Stock may then be listed or quoted; (ii) that either (a) a registration statement under the Securities Act of 1933, as amended ("Securities Act") Act"), with respect to the Common Shares shall be effective, or (b) in the opinion of counsel for the Company, the proposed purchase transfer shall be exempt from registration under the Securities Act and the Participant shall have entered into agreements with the Company as reasonably required; and (iii) fulfillment of any other requirements deemed necessary by counsel for the Company to comply with Applicable Law. View More
Found in Digital Turbine, Inc. contract