Restrictions on Exercise Contract Clauses (392)

Grouped Into 13 Collections of Similar Clauses From Business Contracts

This page contains Restrictions on Exercise clauses in business contracts and legal agreements. We have organized these clauses into groups of similarly worded clauses.
Restrictions on Exercise. This Option may not be exercised until such time as the Plan has been approved by the stockholders of the Company, or if the issuance of such Shares upon such exercise or the method of payment of consideration for such shares would constitute a violation of any Applicable Law.
Restrictions on Exercise. This The Option may not be exercised until such time as the Plan has been approved by the stockholders of the Company, Stockholders,6 or if the issuance of such the Shares upon such exercise or the method of payment of consideration for such shares those Shares would constitute a violation of any Applicable Law. applicable law, regulation or Company policy.
Restrictions on Exercise. This Option may not be exercised until such time as the Plan has been approved by the stockholders of the Company, or if the issuance of such the Shares upon such exercise or the method of payment of consideration for such those shares would constitute a violation of any Applicable Law. applicable law, regulation or Company policy.
Restrictions on Exercise. This Option may not be exercised until such time as the Plan has been approved by the stockholders of the Company, or if the issuance of such the Shares upon such exercise or the method of payment of consideration for such those shares would constitute a violation of any Applicable Law. applicable law or regulation.
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Restrictions on Exercise. The Option may not be exercised if the issuance of such Shares upon such exercise or the method of payment of consideration for such Shares would constitute a violation of any applicable federal or state securities or other law or regulation. As a condition to the exercise of the Option, the Company may require Optionee to make any representation and warranty to the Company as may be required by any applicable law or regulation.
Restrictions on Exercise. The This Option may not be exercised until such time as the Plan and the Shares covered by this Option have been approved by the shareholders of the Company, or if the issuance of such Shares upon such exercise or the method of payment of consideration for such Shares shares would constitute a violation of any applicable federal federal, provincial or state securities or other applicable law or regulation. regulation, including any rule under Part 207 of Title 12 of the Code of Federal Regulatio...ns ("Regulation G") as promulgated by the Federal Reserve Board. As a condition to the exercise of the this Option, the Company may require Optionee to make any representation and warranty to the Company as may be required by any applicable law or regulation. 3 5. Nontransferability of Option. This Option may not be transferred in any manner whatsoever and may be exercised during the lifetime of Optionee only by Optionee. The terms of this Option shall be binding upon the executors, administrators, heirs, successors and assigns of the Optionee. View More
Restrictions on Exercise. The Option This option may not be exercised if the issuance of such Shares Common Stock upon such Optionee's exercise or the method of payment of consideration for such Shares Common Stock would constitute a violation of any applicable federal Federal or state securities law or other applicable law or regulation. As a condition to the exercise of the Option, this option, the Company may require Optionee to make any representation representations and warranty to the Company as may be required by ...any applicable law or regulation. View More
Restrictions on Exercise. The Option may not be exercised if If the issuance of such Shares upon such exercise or if the method of payment of consideration for such Shares would constitute a violation of any applicable federal or state securities or other law or regulation. As a condition to regulation, then the exercise of the Option, the Option may not be exercised. The Company may require Optionee to make any representation and warranty to the Company as may be required by any applicable law or regulation. regulation ...before allowing the Option to be exercised. View More
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Restrictions on Exercise. Exercise of the Option is subject to the conditions that, to the extent required at the time of exercise, (i) the Shares covered by the Option will be duly listed, upon official notice of issuance, upon the NYSE, and (ii) a Registration Statement under the Securities Act of 1933 with respect to the Shares will be effective. The Company will not be required to deliver any Common Stock until all applicable federal and state laws and regulations have been complied with and all legal matters in conn...ection with the issuance and delivery of the Shares have been approved by counsel of the Company. View More
Restrictions on Exercise. Exercise of the Stock Option is subject to the conditions that, to the extent required at the time of exercise, (i) (a) the Shares covered by underlying the Stock Option will be duly listed, upon official notice of issuance, upon the NYSE, and (ii) (b) a Registration Statement under the U.S. Securities Act of 1933 1933, as amended, with respect to the Shares will be effective. effective or an exemption from registration will apply. The Company will not be required to deliver any Common Stock Sha...res until all applicable federal federal, state, foreign and state local laws and regulations have been complied with and all legal matters in connection with the issuance and delivery of the Shares have been approved by counsel of the Company. View More
Restrictions on Exercise. Exercise of the this Option is subject to the conditions that, to the extent required at the time of exercise, exercise: (i) the The Shares covered by the this Option will be duly listed, upon official notice of issuance, upon on the NYSE, NYSE; and (ii) a A Registration Statement under the Securities Act of 1933 with respect to the Shares will be effective. effective or an exemption from registration will apply. The Company will not be required to deliver any Common Stock Shares until all appli...cable federal and state laws and regulations have been complied with and all legal matters in connection with the issuance and delivery of the Shares have been approved by counsel of the Company. Company's legal counsel. View More
Restrictions on Exercise. Exercise of the Stock Option is subject to the conditions that, to the extent required at the time of exercise, (i) (a) the Shares covered by the Stock Option will be duly listed, upon official notice of issuance, upon on the NYSE, and (ii) (b) a Registration Statement under the Securities Act of 1933 with respect to the Shares will be effective. effective or an exemption from registration will apply. The Company will not be required to deliver any Common Stock until all applicable federal and s...tate laws and regulations have been complied with and all legal matters in connection with the issuance and delivery of the Shares have been approved by the appropriate counsel of the Company. View More
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Restrictions on Exercise. Only the Grantee may exercise the Option during the Grantee's lifetime. After the Grantee's death, the Option shall be exercisable (subject to the limitations specified in the Plan) solely by the legal representatives of the Grantee, or by the person who acquires the right to exercise the Option by will or by the laws of descent and distribution, to the extent that the Option is exercisable pursuant to this Agreement.
Restrictions on Exercise. Only Except as the Company may otherwise permit, only the Grantee may exercise the Option during the Grantee's lifetime. After lifetime and, after the Grantee's death, the Option shall be exercisable (subject to the limitations specified in the Plan) solely by the legal representatives of the Grantee, or by the person who acquires the right to exercise the Option by will or by the laws of descent and distribution, to the extent that the Option is exercisable pursuant to this Agreement.
Restrictions on Exercise. Only Except as the Committee may otherwise permit pursuant to the Plan, only the Grantee may exercise the Option during the Grantee's lifetime. After lifetime and, after the Grantee's death, the Option shall be exercisable (subject to the limitations specified in the Plan) solely by the legal representatives of the Grantee, or by the person who acquires the right to exercise the Option by will or by the laws of descent and distribution, in each case, solely to the extent that the Option is exerc...isable pursuant to this Agreement. View More
Restrictions on Exercise. Only Except as the Committee may otherwise permit pursuant to the Plan, only the Grantee may exercise the Option during the Grantee's lifetime. After lifetime and, after the Grantee's death, the Option shall be exercisable (subject to the limitations specified in the Plan) solely by the legal representatives of the Grantee, or by the person who acquires the right to exercise the Option by will or by the laws of descent and distribution, to the extent that the Option is exercisable pursuant to th...is Agreement. View More
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Restrictions on Exercise. Except as the Board may otherwise permit pursuant to the Plan, only the Grantee may exercise the Option during the Grantee's lifetime and, after the Grantee's death, the Option shall be exercisable (subject to the limitations specified in the Plan) solely by the legal representatives of the Grantee, or by the person who acquires the right to exercise the Option by will or by the laws of descent and distribution, to the extent that the Option is exercisable pursuant to this Agreement. 3 8. Grant ...Subject to Plan Provisions. This grant is made pursuant to the Plan, the terms of which are incorporated herein by reference, and in all respects shall be interpreted in accordance with the Plan. The grant and exercise of the Option are subject to the provisions of the Plan and to interpretations, regulations and determinations concerning the Plan established from time to time by the Board in accordance with the provisions of the Plan, including, but not limited to, provisions pertaining to (a) rights and obligations with respect to withholding taxes, (b) the registration, qualification or listing of the Shares, (c) changes in capitalization of the Company and (d) other requirements of applicable law. The Board shall have the authority to interpret and construe the Option pursuant to the terms of the Plan, and its decisions shall be conclusive as to any questions arising hereunder. View More
Restrictions on Exercise. Except as the Board Committee may otherwise permit pursuant to the Plan, only the Grantee Participant may exercise the Option during the Grantee's Participant's lifetime and, after the Grantee's Participant's death, the Option shall be exercisable (subject to the limitations specified in the Plan) solely by the legal representatives of the Grantee, Participant, or by the person who acquires the right to exercise the Option by will or by the laws of descent and distribution, to the extent that th...e Option is exercisable pursuant to this Award Agreement. 3 8. Grant -3- 6. Award Subject to Plan Provisions. This grant Award is made pursuant to the Plan, the terms of which are incorporated herein by reference, and in all respects shall be interpreted in accordance with the Plan. The grant Award and exercise of the Option are subject to the provisions of the Plan and to interpretations, regulations and determinations concerning the Plan established from time to time by the Board Committee in accordance with the provisions of the Plan, including, but not limited to, provisions pertaining to (a) rights and obligations with respect to withholding taxes, (b) the registration, qualification or listing of the Shares, (c) changes in capitalization of the Company and (d) other requirements of applicable law. The Board Committee shall have the authority to interpret and construe the Option pursuant to the terms of the Plan, and its decisions shall be conclusive conclusive, final and binding as to any questions arising hereunder. View More
Restrictions on Exercise. Except as the Board may otherwise permit pursuant to the Plan, only the Grantee may exercise the Option during the Grantee's lifetime and, after the Grantee's death, the Option shall be exercisable (subject to the limitations specified in the Plan) solely by the legal representatives of the Grantee, or by the person who acquires the right to exercise the Option by will or by the laws of descent and distribution, to the extent that the Option is exercisable pursuant to this Agreement. 3 8. 7. Gra...nt Subject to Plan Provisions. This grant is made pursuant to the Plan, the terms of which are incorporated herein by reference, and in all respects shall be interpreted in accordance with the Plan. The grant and exercise of the Option are subject to the provisions of the Plan and to interpretations, regulations and determinations concerning the Plan established from time to time by the Board in accordance with the provisions of the Plan, including, but not limited to, provisions pertaining to (a) rights and obligations with respect to withholding taxes, (b) the registration, qualification or listing of the Shares, (c) changes in capitalization of the Company and (d) other requirements of applicable law. The Board shall have the authority to interpret and construe the Option pursuant to the terms of the Plan, and its decisions shall be conclusive as to any questions arising hereunder. By accepting this Option, the Grantee acknowledges that all the decisions and determinations of the Board shall be final and binding on the Grantee, his or her beneficiaries and any other person having or claiming an interest under the Option. The Grantee acknowledges receipt of the Plan and the Plan prospectus, which are available on the Company's internal X drive (or successor drive); provided that paper copies of the Plan and the Plan prospectus are available upon request by contacting Human Resources (609) 359-3020. View More
Restrictions on Exercise. Except as the Board Committee may otherwise permit pursuant to the Plan, only the Grantee Participant may exercise the Option during the Grantee's Participant's lifetime and, after the Grantee's Participant's death, the Option shall be exercisable (subject to the limitations specified in the Plan) solely by the legal representatives of the Grantee, Participant, or by the person who acquires the right to exercise the Option by will or by the laws of descent and distribution, to the extent that th...e Option is exercisable pursuant to this Agreement. 3 8. 4 7. Grant Subject to Plan Provisions. This grant Grant is made pursuant to the Plan, the terms of which are incorporated herein by reference, and in all respects shall be interpreted in accordance with the Plan. In the event of any contradiction, distinction or difference between this Grant and the terms of the Plan, the terms of the Plan will control. Except as otherwise defined in this Grant, capitalized terms used in this Grant shall have the meanings set forth in the Plan. The grant Grant and exercise of the Option are subject to the provisions of the Plan and to interpretations, regulations and determinations concerning the Plan established from time to time by the Board Committee in accordance with the provisions of the Plan, including, but not limited to, provisions pertaining to (a) (i) rights and obligations with respect to withholding taxes, (b) (ii) the registration, qualification or listing of the Shares, (c) shares of Company Stock, (iii) changes in capitalization of the Company Company, and (d) (iv) other requirements of applicable law. The Board Committee shall have the authority to interpret and construe the Option pursuant to the terms of the Plan, and its decisions shall be conclusive as to any questions arising hereunder. By accepting this Grant, the Participant agrees (A) to be bound by the terms of the Plan and the Grant, (B) to be bound by the determinations and decisions of the Committee with respect to this Grant, the Plan and the Participant's rights to benefits under this Grant and the Plan, and (C) that all decisions and determinations of the Committee with respect to the Grant and the Plan shall be final and binding on the Participant and the Participant's beneficiaries and any other person claiming an interest under this Grant and the Plan on behalf of the Participant. View More
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Restrictions on Exercise. (a) You may not exercise the Option (i) if it is an Incentive Stock Option and the Plan has not been approved by the Stockholders or (ii) if the issuance of Shares upon exercise or the method of payment for those Shares would constitute a violation of any Applicable Law or Company policy. (b) Any issuance of Shares under the Option may be effected on a non-certificated basis, to the extent not prohibited by Applicable Law. (c) If a certificate for Shares is delivered to you under the Option, the... certificate may bear the following or a similar legend as determined by the Company: The ownership and transferability of this certificate and the shares of stock represented hereby are subject to the terms (including forfeiture) of the Oak Street Health, Inc. Omnibus Incentive Plan and an option award agreement entered into between the registered owner and Oak Street Health, Inc. Copies of such plan and agreement are on file in the executive offices of Oak Street Health, Inc. In addition, any stock certificates for Shares will be subject to any stop-transfer orders and other restrictions as the Company may deem advisable under Applicable Law, and the Company may 2 cause a legend or legends to be placed on any certificates to make appropriate reference to these restrictions. In addition, you acknowledge and expressly agree to the lock-up terms of Section 13.21 of the Plan (and any successor terms). View More
Restrictions on Exercise. (a) You may not exercise the Option (i) if it is an Incentive Stock Option and the Plan has not been approved by the Stockholders or (ii) if the issuance of Shares upon exercise or the method of payment for those Shares would constitute a violation of any Applicable Law applicable law, regulation, or Company policy. (b) Any issuance of Shares under the Option may be effected on a non-certificated basis, to the extent not prohibited by Applicable Law. applicable law or the applicable rules of any... securities exchange or similar entity. (c) If a certificate for Shares is delivered to you under the Option, the certificate may bear the following or a similar legend as determined by the Company: The ownership and transferability of this certificate and the shares of stock represented hereby are subject to the terms (including forfeiture) of the Oak Street Health, HBT Financial, Inc. Omnibus Incentive Plan and an option award agreement entered into between the registered owner 2 and Oak Street Health, HBT Financial, Inc. Copies of such plan and agreement are on file in the executive offices of Oak Street Health, HBT Financial, Inc. In addition, any stock certificates for Shares will be subject to any stop-transfer orders and other restrictions as the Company may deem advisable under Applicable Law, the rules, regulations, and other requirements of the SEC, any securities exchange or similar entity upon which the Shares are then listed, and any applicable federal or state securities law, and the Company may 2 cause a legend or legends to be placed on any certificates to make appropriate reference to these restrictions. In addition, you acknowledge and expressly agree to the lock-up terms of Section 13.21 of the Plan (and any successor terms). View More
Restrictions on Exercise. (a) You may not exercise the Option (i) if it is an Incentive Stock Option and the Plan has not been approved by the Stockholders or (ii) if the issuance of Shares upon exercise or the method of payment for those Shares would constitute a violation of any Applicable Law or Company policy. (b) Any issuance of Shares under the Option may be effected on a non-certificated basis, to the extent not prohibited by Applicable Law. (c) If a certificate for Shares is delivered to you under the Option, the... certificate may bear the following or a similar legend as determined by the Company: The ownership and transferability of this certificate and the shares of stock represented hereby are subject to the terms (including forfeiture) of the Oak Street Health, Alignment Healthcare, Inc. Omnibus 2021 Equity Incentive Plan and an option award agreement entered into between the registered owner and Oak Street Health, Alignment Healthcare, Inc. Copies of such plan and agreement are on file in the executive offices of Oak Street Health, Alignment Healthcare, Inc. In addition, any stock certificates for Shares will be subject to any stop-transfer orders and other restrictions as the Company may deem advisable under Applicable Law, and the Company may 2 cause a legend or legends to be placed on any certificates to make appropriate reference to these restrictions. In addition, you acknowledge and expressly agree Unless otherwise determined by the Board, any shares of Common Stock acquired in respect of the Option will be subject to the lock-up terms of restrictions as set forth in Section 13.21 13.20 of the Plan (and any successor terms). View More
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Restrictions on Exercise. This Option may not be exercised if the issuance of such Shares upon such exercise or the method of payment of consideration for such shares would constitute a violation of any Applicable Laws. The Company will be relieved of any liability with respect to any delayed issuance of shares or its failure to issue shares if such delay or failure is necessary to comply with Applicable Laws.
Restrictions on Exercise. This Option may not be exercised (a) until such time as the Plan has been approved by the stockholders of the Company, or (b) if the issuance of such Shares upon such exercise or the method of payment of consideration for such shares would constitute a violation of any Applicable Laws. The Company will be relieved of any liability with respect to any delayed issuance of shares or its failure to issue shares if such delay or failure is necessary to comply with Applicable Laws.
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Restrictions on Exercise. The Option may not be exercised if the issuance of the Shares subject to the Option upon such exercise would constitute a violation of any applicable federal or state securities law. If the exercise of the Option within the time periods set forth in Sections 6, 7, or 8 of this Option Agreement is prevented by the provisions of this Section 5, the Option shall remain exercisable until one month after the date the Participant is notified by the Corporation that the Option is exercisable, but in an...y event no later than the Expiration Date. View More
Restrictions on Exercise. The Option may not be exercised if the issuance of the Shares subject to the Option upon such exercise would constitute a violation of any applicable federal or state securities law. Applicable Laws. If the exercise of the Option within the time periods set forth in Sections 6, 7, or 7 and 8 of this Option Agreement is prevented by the provisions of this Section 5, 6, the Option shall remain exercisable until one month after the date the Participant Grantee is notified by the Corporation Company... that the Option is exercisable, but in any event no later than the Expiration Date. View More
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Restrictions on Exercise. This Option may not be exercised until such time as the Plan has been approved by the stockholders of the Company, or if the issuance of such shares upon such exercise or the method of payment of consideration for such shares would constitute a violation of any Applicable Law. -3- 7. Non-Transferability of Option. This Option may not be transferred in any manner otherwise than by will or by the laws of descent or distribution and may be exercised during the lifetime of Optionee only by Optionee.... The terms of the Plan and this Option Agreement shall be binding upon the executors, administrators, heirs, successors and assigns of the Optionee. View More
Restrictions on Exercise. This Option may not be exercised until such time as the Plan has been approved by the stockholders of the Company, or if the issuance of such shares the Shares upon such exercise or the method of payment of consideration for such shares those Shares would constitute a violation of any Applicable Law. -3- 7. applicable law or regulation. 2 5. Non-Transferability of Option. This Option may not be transferred in any manner otherwise other than by will or by the laws of descent or distribution and m...ay be exercised during the lifetime of the Optionee only by the Optionee. The terms of the Plan and this Option Agreement shall be binding upon the executors, administrators, heirs, successors and assigns of the Optionee. View More
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Restrictions on Exercise. The Option is subject to all restrictions in this Agreement and/or in the Plan. As a condition of any exercise of the Option, the Company may require Participant or his or her successor to make any representation and warranty to comply with any applicable law or regulation or to confirm any factual matters reasonably requested by the Company.
Restrictions on Exercise. The Option is subject to all restrictions in this Agreement and/or in the Plan. As a condition of any exercise of the Option, the Company may require Participant Optionee or his or her transferee or successor to make any representation and warranty to comply with any applicable law or regulation or to confirm any factual matters reasonably requested by the Company. The Option shall not be exercisable if such exercise would involve a violation of any applicable law.
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