Research Analyst Independence Clause Example with 287 Variations from Business Contracts

This page contains Research Analyst Independence clauses in business contracts and legal agreements. An example clause is provided at the top of the page, followed by clauses with minor variations. You can view the text differences by selecting the "Show Differences" option.
Research Analyst Independence. The Company acknowledges that the Underwriters' research analysts and research departments are required to be independent from their respective investment banking divisions and are subject to certain regulations and internal policies, and that such Underwriters' research analysts may hold views and make statements or investment recommendations and/or publish research reports with respect to the Company and/or the Offering that differ from the views of their respective investment banking division...s. The Company hereby waives and releases, to the fullest extent permitted by law, any claims that the Company may have against the Underwriters with respect to any conflict of interest that may arise from the fact that the views expressed by their independent research analysts and research departments may be different from or inconsistent with the views or advice communicated to the Company by the such Underwriters' investment banking divisions. The Company acknowledges that each of the Underwriters is a full service securities firm and as such from time to time, subject to applicable securities laws, may effect transactions for its own account or the account of its customers and hold long or short positions in debt or equity securities of the companies that may be the subject of the transactions contemplated by this Agreement. View More
Found in TPB Acquisition Corp I contract

Variations of a "Research Analyst Independence" Clause from Business Contracts

Research Analyst Independence. The Company acknowledges that the Underwriters' research analysts and research departments are required to be independent from their respective investment banking divisions and are subject to certain regulations and internal policies, and that such Underwriters' research analysts may hold views and make statements or investment recommendations and/or publish research reports with respect to the Company and/or the Offering offering that differ from the views of their respective investment banking... divisions. The Company hereby waives and releases, to the fullest extent permitted by applicable law, any claims that the Company may have against the Underwriters with respect to any conflict of interest that may arise from the fact that the views expressed by their independent research analysts and research departments may be different from or inconsistent with the views or advice communicated to the Company by the such Underwriters' investment banking divisions. The Company acknowledges that each of the Underwriters is a full service securities firm and as such from time to time, subject to applicable securities laws, may effect transactions for its own account or the account of its customers and hold long or short positions in debt or equity securities of the companies that may be the subject of the transactions contemplated by this Agreement. 30 16. Integration. This Agreement supersedes all prior agreements and understandings (whether written or oral) between the Company and the Underwriters, or any of them, with respect to the subject matter hereof. View More
Found in Globe Life Inc. contract
Research Analyst Independence. The Company acknowledges that the Underwriters' research analysts and research departments are required to be independent from their respective investment banking divisions and are subject to certain regulations and internal policies, and that such Underwriters' research analysts may hold views and make statements or investment recommendations and/or publish research reports with respect to the Company and/or the Offering offering of the Securities that differ from the views of their respective ...investment banking divisions. The Company hereby waives and releases, to the fullest extent permitted by law, any claims that the Company may have against the Underwriters with respect to any conflict of interest that may arise from the fact that the views expressed by their independent research analysts and research departments may be different from or inconsistent with the views or advice communicated to the Company by the such Underwriters' investment banking divisions. The Company acknowledges that each of the Underwriters is a full service securities firm and as such from time to time, subject to applicable securities laws, may effect transactions for its own account or the account of its customers and hold long or short positions in debt or equity securities of the companies that may be the subject of the transactions contemplated by this Agreement. 28 16. Integration. This Agreement supersedes all prior agreements and understandings (whether written or oral) between the Company and the Underwriters, or any of them, with respect to the subject matter hereof. View More
Found in PG&E Corp contract
Research Analyst Independence. The Company acknowledges that the Underwriters' Underwriter's research analysts and research departments are required to be independent from their its respective investment banking divisions and are subject to certain regulations and internal policies, and that such Underwriters' the Underwriter's research analysts may hold views and make statements or investment recommendations and/or publish research reports with respect to the Company and/or the Offering offering that differ from the views of... their its respective investment banking divisions. The Company hereby waives and releases, to the fullest extent permitted by law, any claims that the Company may have against the Underwriters Underwriter with respect to any conflict of interest that may arise from the fact that the views expressed by their its independent research analysts and research 28 departments may be different from or inconsistent with the views or advice communicated to the Company by the such Underwriters' Underwriter's investment banking divisions. The Company acknowledges that each of the Underwriters Underwriter is a full service securities firm and as such from time to time, subject to applicable securities laws, may effect transactions for its own account or the account of its customers and hold long or short positions in debt or equity securities of the companies that may be the subject of the transactions contemplated by this Agreement. View More
Found in NATIONAL PENN BANCSHARES INC contract
Research Analyst Independence. The Company acknowledges that (a) the Underwriters' Underwriter's research analysts and research departments are required to be independent from their respective investment banking divisions and are subject to certain regulations and internal policies, policies and that such Underwriters' (b) the Underwriter's research analysts may hold views and make statements or investment recommendations and/or publish research reports with respect to the Company Company, the value of the Common Stock and/or... the Offering offering that differ from the views of their respective investment banking divisions. The Company hereby waives and releases, to the fullest extent permitted by law, any claims that the Company it may have against the Underwriters Underwriter with respect to any conflict of interest that may arise from the fact that the views expressed by their the Underwriter's independent research analysts and research departments may be different from or inconsistent with the views or advice communicated to the Company by the such Underwriters' Underwriter's investment banking divisions. division. The Company acknowledges that each of the Underwriters Underwriter is a full service securities firm and as such such, from time to time, subject to applicable securities laws, may effect transactions for its own account or the account of its customers and hold long or short positions in debt or equity securities of the companies that may be are the subject of the transactions contemplated by this Agreement. View More
Found in 2 Contracts from Eco-Stim Energy Solutions, Inc.
Research Analyst Independence. The Company acknowledges that the Underwriters' Underwriter's research analysts and research departments are required to be independent from their respective investment banking divisions and are subject to certain regulations and internal policies, policies and that such Underwriters' the Underwriter's research analysts may hold views and make statements or investment recommendations and/or publish research reports with respect to the Company Company, the value of the Common Stock and/or the Off...ering offering that differ from the views of their respective investment banking divisions. The Company hereby waives and releases, to the fullest extent permitted by law, any claims that the Company it may have against the Underwriters Underwriter with respect to any conflict of interest that may arise from the fact that the views expressed by their the Underwriter's independent research analysts and research departments may be different from or inconsistent with the views or advice communicated to the Company by the such Underwriters' any Underwriter's investment banking divisions. division. The Company acknowledges that each of the Underwriters Underwriter is a full service securities firm and as such such, from time to time, subject to applicable securities laws, may effect transactions for its own account or the account of its customers and hold long or short positions in debt or equity securities of the companies that may be are the subject of the transactions contemplated by this Agreement. View More
Found in Mercantil Bank Holding Corp contract
Research Analyst Independence. The Each of the Company and the Selling Stockholder acknowledges that the Underwriters' research analysts and research departments are required to be independent from their respective investment banking divisions and are subject to certain regulations and internal policies, and that such Underwriters' research analysts may hold views and make statements or investment recommendations and/or publish research reports with respect to the Company and/or the Offering offering that differ from the view...s of their respective investment banking divisions. The Company hereby waives and releases, to the fullest extent permitted by law, any claims that the Company may have against the Underwriters with respect to any conflict 34 of interest that may arise from the fact that the views expressed by their independent research analysts and research departments may be different from or inconsistent with the views or advice communicated to the Company by the such Underwriters' investment banking divisions. The Each of the Company and the Selling Stockholder acknowledges that each of the Underwriters is a full service securities firm and as such from time to time, subject to applicable securities laws, may effect transactions for its own account or the account of its customers and hold long or short positions in debt or equity securities of the companies that may be the subject of the transactions contemplated by this Agreement. View More
Found in BELLRING BRANDS, INC. contract
Research Analyst Independence. The Company acknowledges that (a) the Underwriters' research analysts and research departments are required to be independent from their respective investment banking divisions and are subject to certain regulations and internal policies, policies and that such (b) the Underwriters' research analysts may hold views and make statements or investment recommendations and/or publish research reports with respect to the Company Company, the value of the Common Stock and/or the Offering offering conte...mplated by this Agreement that differ from the views of their respective investment banking divisions. The Company hereby waives and releases, to the fullest extent permitted by law, any claims that the Company it may have against the Underwriters with respect to any conflict of interest that may arise from the fact that the views expressed by their the Underwriters' independent research analysts and research departments may be different from or inconsistent with the views or advice communicated to the Company by the such Underwriters' any Underwriter's investment banking divisions. division. The Company acknowledges that each of the Underwriters is a full service securities firm and as such such, from time to time, subject to applicable securities laws, may effect 22 transactions for its own account or the account of its customers and hold long or short positions in debt or equity securities of the companies that may be are the subject of the transactions contemplated by this Agreement. View More
Found in FS Bancorp, Inc. contract
Research Analyst Independence. The Company acknowledges that the Underwriters' Underwriter's research analysts and research departments are required to be independent from their respective its investment banking divisions and are subject to certain regulations and internal policies, and that such Underwriters' the Underwriter's research analysts may hold views and make statements or investment recommendations and/or publish research reports with respect to the Company and/or the Offering offering that differ from the views of... their respective its investment banking divisions. The Company hereby waives and releases, to the fullest extent permitted by law, any claims that the Company may have against the Underwriters Underwriter with respect to any conflict of interest interests that may arise from the fact that the views expressed by their its independent research analysts and research departments may be different from or inconsistent with the views or advice communicated to the Company by the such Underwriters' Underwriter's investment banking divisions. The Company acknowledges that each of the Underwriters Underwriter is a full service securities firm and and, as such from time to time, subject to applicable securities laws, may effect transactions for its own account or the account of its customers and hold long or short positions in debt or equity securities of the companies that may be the subject of the transactions contemplated by this Agreement. View More
Found in 2 Contracts from United Community Banks, Inc.
Research Analyst Independence. The Company acknowledges that (a) the Underwriters' research analysts and research departments are required to be independent from their respective investment banking divisions and are subject to certain regulations and internal policies, policies and that such (b) the Underwriters' research analysts may hold views and make statements or investment recommendations and/or publish research reports with respect to the Company Company, the value of the Common Stock and/or the Offering offering conte...mplated by this Agreement that differ from the views of their respective investment banking divisions. The Company hereby waives and releases, to the fullest extent permitted by law, any claims that the Company it may have against the Underwriters with respect to any conflict of interest that may arise from the fact that the views expressed by their the Underwriters' independent research analysts and research departments may be different from or inconsistent with the views or advice communicated to the Company by the such Underwriters' any 32 Underwriter's investment banking divisions. division. The Company acknowledges that each of the Underwriters is a full service securities firm and as such such, from time to time, subject to applicable securities laws, may effect transactions for its own account or the account of its customers and hold long or short positions in debt or equity securities of the companies that may be are the subject of the transactions contemplated by this Agreement. View More
Found in ALERUS FINANCIAL CORP contract
Research Analyst Independence. The Company acknowledges acknowledge that (a) the Underwriters' research analysts and research departments are required to be independent from their respective investment banking divisions and are subject to certain regulations and internal policies, policies and that such (b) the Underwriters' research analysts may hold views and make statements or investment recommendations and/or publish research reports with respect to the Company Company, the 32 value of the Common Stock and/or the Offering... offering that differ from the views of their respective investment banking divisions. The Company hereby waives and releases, to the fullest extent permitted by law, any claims that the Company it may have against the Underwriters with respect to any conflict of interest that may arise from the fact that the views expressed by their the Underwriters' independent research analysts and research departments may be different from or inconsistent with the views or advice communicated to the Company by the such Underwriters' any Underwriter's investment banking divisions. division. The Company acknowledges that each of the Underwriters is a full service securities firm and as such such, from time to time, subject to applicable securities laws, may effect transactions for its own account or the account of its customers and hold long or short positions in debt or equity securities of the companies that may be are the subject of the transactions contemplated by this Agreement. View More
Found in Iridium Communications Inc. contract