Research Analyst Independence Clause Example with 11 Variations from Business Contracts
This page contains Research Analyst Independence clauses in business contracts and legal agreements. An example clause is provided at the top of the page, followed by clauses with minor variations. You can view the text differences by selecting the "Show Differences" option.
Research Analyst Independence. The Company acknowledges that the Placement Agent's research analysts and research departments are required to be independent from their respective investment banking divisions and are subject to certain regulations and internal policies, and that such Placement Agent's research analysts may hold views and make statements or investment recommendations and/or publish research reports with respect to the Company and/or the offering that differ from the views of their respective investment banking ...divisions. The Company hereby waives and releases, to the fullest extent permitted by law, any claims that the Company may have against the Placement Agent with respect to any conflict of interest that may arise from the fact that the views expressed by their independent research analysts and research departments may be different from or inconsistent with the views or advice communicated to the Company by such Placement Agent's 37 investment banking divisions. The Company acknowledges that the Placement Agent is a full service securities firm and as such from time to time, subject to applicable securities laws, rules and regulations, may effect transactions for its own account or the account of its customers and hold long or short positions in debt or equity securities of the Company; provided, however, that nothing in this Section 16 shall relieve the Placement Agent of any responsibility or liability they may otherwise bear in connection with activities in violation of applicable securities laws, rules and regulations.View More
Variations of a "Research Analyst Independence" Clause from Business Contracts
Research Analyst Independence. The Company acknowledges that the Placement Agent's research analysts and research departments are required to be independent from their respective its investment banking divisions division and are subject to certain regulations and internal policies, and that such the Placement Agent's research analysts may hold views and make statements or investment recommendations and/or publish research reports with respect to the Company and/or the offering that differ from the views of their respective in...vestment banking divisions. division. The Company hereby waives and releases, to the fullest extent permitted by law, any claims that the Company may have against the Placement Agent with respect to any conflict of interest that may arise from the fact that the views expressed by their its independent research analysts and research departments department may be different from or inconsistent with the views or advice communicated to the Company by such the Placement Agent's 37 investment banking divisions. division. The Company acknowledges that the Placement Agent is a full service securities firm and as such from time to time, subject to applicable securities laws, rules and regulations, may effect transactions for its own account or the account of its customers and hold long or short positions in debt or equity securities of the Company; provided, however, that nothing in this Section 16 shall relieve the Placement Agent of any responsibility or liability they it may otherwise bear in connection with activities in violation of applicable securities laws, rules or regulations. 34 17. Entire Agreement. This Agreement constitutes the entire agreement of the parties to this Agreement with respect to the Company's offering, issuance and regulations. sale of the Shares, the Warrants, the Warrant Shares, the Agent's Warrant and the Agent's Warrant Shares, and supersedes all prior written or oral and all contemporaneous oral agreements, understandings and negotiations with respect to the subject matter hereof. View More
Research Analyst Independence. The Company acknowledges that the Placement Agent's research analysts and research departments of each Placement Agent are required to be independent from their respective investment banking divisions and are subject to certain regulations and internal policies, and that such each Placement Agent's research analysts may hold views and make statements or investment recommendations and/or publish research reports with respect to the Company and/or the offering Offering that differ from the views o...f their each Placement Agent's respective investment banking divisions. The Company hereby waives and releases, to the fullest extent permitted by law, any claims that the Company may have against the Placement Agent Agents with respect to any conflict of interest that may arise from the fact that the views expressed by their a Placement Agent's independent research analysts and research departments may be different from or inconsistent with the views or advice communicated to the Company by such Placement Agent's 37 investment banking divisions. The Company acknowledges that the each Placement Agent is a full service securities firm and as such from time to time, subject to applicable securities laws, rules and regulations, may effect transactions for its own account or the account of its customers and hold long or short positions in debt or equity securities of the Company; provided, however, that nothing in this Section 16 shall relieve the Placement Agent of any responsibility or liability they may otherwise bear in connection with activities in violation of applicable securities laws, rules and regulations. Company. View More
Research Analyst Independence. The Company acknowledges that the Placement Agent's research analysts and research departments are required to be independent from their respective its investment banking divisions division and are subject to certain regulations and internal policies, and that such Placement Agent's research analysts may hold views and make statements or investment recommendations and/or publish research reports with respect to the Company and/or the offering that differ from the views of their respective invest...ment banking divisions. division. The Company hereby waives and releases, to the fullest extent permitted by law, any claims that the Company may have against the Placement Agent with respect to any conflict of interest that may arise from the fact that the views expressed by their its independent research analysts and research departments department may be different from or inconsistent with the views or advice communicated to the Company by such the Placement Agent's 37 investment banking divisions. division. The Company acknowledges that the Placement Agent is a full service securities firm and as such from time to time, subject to applicable securities laws, rules and regulations, may effect transactions for its own account or the account of its customers and hold long or short positions in debt or equity securities of the Company; provided, however, that nothing in this Section 16 shall relieve the any Placement Agent of any responsibility or liability they it may otherwise bear in connection with activities in violation of applicable securities laws, rules or regulations. Placement Agency Agreement (RD) Page 31 18. Entire Agreement. This Agreement constitutes the entire agreement of the parties to this Agreement with respect to the Company's offering, issuance and regulations. sale of the Shares and supersedes all prior written or oral and all contemporaneous oral agreements, understandings and negotiations with respect to the subject matter hereof, other than the Letter Agreement to the extent not inconsistent with this Agreement. View More
Research Analyst Independence. The Company acknowledges that the Placement Agent's research analysts and research departments are required to be independent from their respective its investment banking divisions division and are subject to certain regulations and internal policies, and that such the Placement Agent's research analysts may hold views and make statements or investment recommendations and/or publish research reports with respect to the Company and/or the offering that differ from the views of their respective in...vestment banking divisions. division. The Company hereby waives and releases, to the fullest extent permitted by law, any claims that the Company may have against the Placement Agent with respect to any conflict of interest that may arise from the fact that the views expressed by their its independent research analysts and research departments department may be different from or inconsistent with the views or advice communicated to the Company by such the Placement Agent's 37 investment banking divisions. division. The Company acknowledges that the Placement Agent is a full service securities firm and as such from time to time, subject to applicable securities laws, rules and regulations, may effect transactions for its own account or the account of its customers and hold long or short positions in debt or equity securities of the Company; provided, however, that nothing in this Section 16 shall relieve the Placement Agent of any responsibility or liability they it may otherwise bear in connection with activities in violation of applicable securities laws, rules or regulations. 31 17. Entire Agreement. This Agreement constitutes the entire agreement of the parties to this Agreement with respect to the Company's offering, issuance and regulations. sale of the Shares and supersedes all prior written or oral and all contemporaneous oral agreements, understandings and negotiations with respect to the subject matter hereof, other than that certain engagement letter, dated August 10, 2015, by and between the Company and the Placement Agent. View More
Research Analyst Independence. The Company acknowledges that the each Placement Agent's research analysts and research departments are required to be independent from their respective investment banking divisions and are subject to certain regulations and internal policies, and that such each Placement Agent's research analysts may hold views and make statements or investment recommendations and/or publish research reports with respect to the Company and/or the offering that differ from the views of their respective investmen...t banking divisions. The Company hereby waives and releases, to the fullest extent permitted by law, any claims that the Company may have against the any Placement Agent with respect to any conflict of interest that may arise from the fact that the views expressed by their independent research analysts and research departments may be different from or inconsistent with the views or advice communicated to the Company by such Placement Agent's 37 investment banking divisions. The Company acknowledges that the each Placement Agent is a full service securities firm and as such from time to time, subject to applicable securities laws, rules and regulations, may effect transactions for its own account or the account of its customers and hold long or short positions in debt or equity securities of the Company; provided, however, companies that nothing in may be the subject of the transactions contemplated by this Section 16 shall relieve the Placement Agent of any responsibility or liability they may otherwise bear in connection with activities in violation of applicable securities laws, rules and regulations. Agreement. View More
Research Analyst Independence. The Company acknowledges that the Placement Agent's research analysts and research departments are required to be independent from their respective its investment banking divisions division and are subject to certain regulations and internal policies, and that such Placement Agent's research analysts may hold views and make statements or investment recommendations and/or publish research reports with respect to the Company and/or the offering that differ from the views of their respective invest...ment banking divisions. division. The Company hereby waives and releases, to the fullest extent permitted by law, any claims that the Company may have against the Placement Agent with respect to any conflict of interest that may arise from the fact that the views expressed by their its independent research analysts and research departments department may be different from or inconsistent with the views or advice communicated to the Company by such the Placement Agent's 37 investment banking divisions. division. The Company acknowledges that the Placement Agent is a full service securities firm and as such from time to time, subject to applicable securities laws, rules and regulations, may effect transactions for its own account or the account of its customers and hold long or short positions in debt or equity securities of the Company; provided, however, that nothing in this Section 16 shall relieve the any Placement Agent of any responsibility or liability they it may otherwise bear in connection with activities in violation of applicable securities laws, rules or regulations. Placement Agency AgreementPage 29 18. Entire Agreement. This Agreement constitutes the entire agreement of the parties to this Agreement with respect to the Company's offering, issuance and regulations. sale of the Securities and supersedes all prior written or oral and all contemporaneous oral agreements, understandings and negotiations with respect to the subject matter hereof. View More
Research Analyst Independence. The Company acknowledges that the Placement Agent's research analysts and research departments are required to be independent from their respective its investment banking divisions division and are subject to certain regulations and internal policies, and that such Placement Agent's research analysts may hold views and make statements or investment recommendations and/or publish research reports with respect to the Company and/or the offering Offering that differ from the views of their respecti...ve investment banking divisions. The Company hereby waives and releases, to the fullest extent permitted by law, any claims that the Company may have against the Placement Agent with respect to any conflict of interest that may arise from the fact that the views expressed by their independent research analysts and research departments may be different from or inconsistent with the views or advice communicated to the Company by such Placement Agent's 37 investment banking divisions. division. The Company acknowledges that the Placement Agent is a full service securities firm and as such from time to time, subject to applicable securities laws, rules and regulations, may effect transactions for its own account or the account of its customers and hold long or short positions in debt or equity securities of the Company; provided, however, that nothing in this Section 16 20 shall relieve the Placement Agent of any responsibility or liability they it may otherwise bear in connection with activities in violation of applicable securities laws, rules and or regulations. View More
Research Analyst Independence. The Company acknowledges that the each Placement Agent's research analysts and research departments are required to be independent from their respective its investment banking divisions division and are subject to certain regulations and internal policies, and that such Placement Agent's research analysts may hold views and make statements or investment recommendations and/or publish research reports with respect to the Company and/or the offering Offering that differ from the views of their res...pective investment banking divisions. division. The Company hereby waives and releases, to the fullest extent permitted by law, any claims that the Company may have against the any Placement Agent with respect to any conflict of interest that may arise from the fact that the views expressed by their its independent research analysts and research departments may be different from or inconsistent with the views or advice communicated to the Company by such Placement Agent's 37 investment banking divisions. division. The Company acknowledges that the each Placement Agent is a full service securities firm and as such 35 from time to time, subject to applicable securities laws, rules and regulations, may effect transactions for its own account or the account of its customers and hold long or short positions in debt or equity securities of the Company; provided, however, that nothing in this Section 16 19 shall relieve the any Placement Agent of any responsibility or liability they it may otherwise bear in connection with activities in violation of applicable securities laws, rules and or regulations. View More
Research Analyst Independence. The Company acknowledges that the each Placement Agent's research analysts and research departments are required to be independent from their respective its investment banking divisions division and are subject to certain regulations and internal policies, and that such Placement Agent's research analysts may hold views and make statements or investment recommendations and/or publish research reports with respect to the Company and/or the offering Offering that differ from the views of their res...pective investment banking divisions. division. The Company hereby waives and releases, to the fullest extent permitted by law, any claims that the Company may have against the either Placement Agent with respect to any conflict of interest that may arise from the fact that the views expressed by their its independent research analysts and research departments may be different from or inconsistent with the views or advice communicated to the Company by such Placement Agent's 37 investment banking divisions. division. The Company acknowledges that the each Placement Agent is a full service securities firm and as such from time to time, subject to applicable securities laws, rules and regulations, may effect transactions for its own account or the account of its customers and hold long or short positions in debt or equity securities of the Company; provided, however, that nothing in this Section 16 18 shall relieve the either Placement Agent of any responsibility or liability they it may otherwise bear in connection with activities in violation of applicable securities laws, rules and or regulations. View More
Research Analyst Independence. The Company acknowledges that the each Placement Agent's research analysts and research departments are required to be independent from their respective its investment banking divisions division and are subject to certain regulations and internal policies, and that such Placement Agent's research analysts may hold views and make statements or investment recommendations and/or publish research reports with respect to the Company and/or the offering Offering that differ from the views of their res...pective investment banking divisions. division. The Company hereby waives and releases, to the fullest extent permitted by law, any claims that the Company may have against the either Placement Agent with respect to any conflict of interest that may arise from the fact that the views expressed by their its independent research analysts and research departments may be different from or inconsistent with the views or advice communicated to the Company by such Placement Agent's 37 investment banking divisions. division. The Company acknowledges that the each Placement Agent is a full service securities firm and as such from time to time, subject to applicable securities laws, rules and regulations, may effect transactions for its own account or the account of its customers and hold long or short positions in debt or equity securities of the Company; provided, however, that nothing in this Section 16 19 shall relieve the either Placement Agent of any responsibility or liability they it may otherwise bear in connection with activities in violation of applicable securities laws, rules and or regulations. View More
