Representations and Warranties of the Investor Contract Clauses (562)

Grouped Into 6 Collections of Similar Clauses From Business Contracts

This page contains Representations and Warranties of the Investor clauses in business contracts and legal agreements. We have organized these clauses into groups of similarly worded clauses.
Representations and Warranties of the Investor. 5.2Authorization. 5.3Purchase Entirely for Own Account. 5.4Investment Experience. 5.5Disclosure of Information. 5.6Restricted Securities. 5.7Legends. 5.8Accredited Investor. 5.9No General Solicitation. 5.10Brokers and Finders.
Found in APPIPHANY TECHNOLOGIES HOLDINGS CORP contract
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Representations and Warranties of the Investor. 5.2Authorization. 5.3Purchase 5.2 Authorization. 5.3 Purchase Entirely for Own Account. 5.4Investment 5.4 Investment Experience. 5.5Disclosure of Information. 5.6Restricted 5.6 Restricted Securities. 5.7Legends. 5.8Accredited 5.7 Legends. 5.8 Accredited Investor. 5.9No 5.9 No General Solicitation. 5.10Brokers 5.10 Brokers and Finders.
Found in Rocky Mountain High Brands, Inc. contract
Representations and Warranties of the Investor. 5.2Authorization. 5.3Purchase 5.2 Authorization. 5.3 Purchase Entirely for Own Account. 5.4Investment 5.4 Investment Experience. 5.5Disclosure 5.5 Disclosure of Information. 5.6Restricted 5.6 Restricted Securities. 5.7Legends. 5.8Accredited Investor. 5.9No 5.7 Legends. 5.8 Investor Status. 5.9 No General Solicitation. 5.10Brokers 5.10 Brokers and Finders. 5.11 Prohibited Transactions.
Found in SharpSpring, Inc. contract
Representations and Warranties of the Investor. 5.2Authorization. 5.3Purchase Entirely for Own Account. 5.4Investment 5.2 Authorization. 5.4 Investment Experience. 5.5Disclosure 5.5 Disclosure of Information. 5.6Restricted 5.6 Restricted Securities. 5.7Legends. 5.8Accredited 5.7 Legends. 5.8 Accredited Investor. 5.9No 5.9 No General Solicitation. 5.10Brokers 5.10 Brokers and Finders.
Found in Thinspace Technology, Inc. contract
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Representations and Warranties of the Investor. Each Investor, on behalf of itself, severally represents and warrants to the Company that (a) as of the date hereof, such Investor beneficially owns, directly or indirectly, only the number of shares of Common Stock as described opposite its name on Exhibit B and Exhibit B includes all Affiliates and Associates of any Investors that own any securities of the Company beneficially or of record and reflects all shares of Common Stock in which the Investors have any interest or right to acquire, whe...ther through derivative securities, voting agreements or otherwise, (b) this Agreement has been duly and validly authorized, executed and delivered by such Investor, and constitutes a valid and binding obligation and agreement of such Investor, enforceable against such Investor in accordance with its terms, except as enforcement thereof may be limited by applicable bankruptcy, insolvency, reorganization, moratorium, fraudulent conveyance or similar laws generally affecting the rights of creditors and subject to general equity principles, (c) such Investor has the authority to execute the Agreement on behalf of itself and the applicable Investor associated with that signatory's name, and to bind such Investor to the terms hereof, (d) each of the Investors shall use its commercially reasonable efforts to cause its respective Affiliates, Associates, officers, directors and other Investor Agents (as defined below), including each to comply with the terms of this Agreement and (e) the execution, delivery and performance of this Agreement by such Investor does not and will not violate or conflict with (i) any law, rule, regulation, order, judgment or decree applicable to it, or (ii) result in any breach or violation of or constitute a default (or an event which with notice or lapse of time or both could become a default) under or pursuant to, or result in the loss of a material benefit under, or give any right of termination, amendment, acceleration or cancellation of, any organizational document, agreement, contract, commitment, understanding or arrangement to which such member is a party or by which it is bound. View More Arrow
Found in FOSTER L B CO contract
Representations and Warranties of the Investor. Each Investor, on behalf of itself, jointly and severally represents and warrants to the Company that (a) as of the date hereof, of this Agreement, such Investor beneficially owns, directly or indirectly, only the number of shares of Common Stock as described opposite its name on Exhibit B and Exhibit B includes all Affiliates and Associates of any Investors that own any securities of the Company beneficially or of record and reflects all shares of Common Stock in which the Investors have any in...terest or right to acquire, whether through derivative securities, voting agreements or otherwise, (b) this Agreement has been duly and validly authorized, executed and delivered by such Investor, and constitutes a valid and binding obligation and agreement of such Investor, enforceable against such Investor in accordance with its terms, except as enforcement thereof may be limited by applicable bankruptcy, insolvency, reorganization, moratorium, fraudulent conveyance or similar laws generally affecting the rights of creditors and subject to general equity principles, (c) such Investor has the authority to execute the Agreement on behalf of itself and the applicable 8 Investor associated with that signatory's name, and to bind such Investor to the terms hereof, of this Agreement, (d) each of the Investors shall use its commercially reasonable efforts to cause each of its respective Affiliates, Associates, officers, directors and other Investor Agents (as defined below), including each Related Persons to comply with the terms of this Agreement Agreement, and (e) the execution, delivery and performance of this Agreement by such Investor does not and will not violate or conflict with (i) any law, rule, regulation, order, judgment or decree applicable to it, or (ii) result in any breach or violation of or constitute a default (or an event which with notice or lapse of time or both could become a default) under or pursuant to, or result in the loss of a material benefit under, or give any right of termination, amendment, acceleration or cancellation of, any organizational document, agreement, contract, commitment, understanding or arrangement to which such member is a party or by which it is bound. Each Investor further agrees that it shall not compensate any New Director for serving on the Board or enter into any contract, agreement, arrangement, commitment or understanding (whether written or oral) relating to the Company with any director or officer of the Company. Each Investor represents and warrants that it has no voting commitments or other arrangements or understandings with any of the New Directors as of the date hereof. Each Investor represents and warrants that it does not have, directly or indirectly, any agreements, arrangements or understandings with any person (other than their own Representatives) with respect to any potential transaction involving the Company, the acquisition, voting or disposition of any securities of the Company, or the potential submission of any proposals or director nominations at the Company (other than Investor's agreements, arrangements or understandings with any potential director candidate concerning Investor's nomination or potential nomination of such candidate to the Board, all of which matters have been subsequently addressed by this Agreement). View More Arrow
Found in NN INC contract
Representations and Warranties of the Investor. Each Investor, on behalf of itself, jointly and severally represents and warrants to the Company that (a) as of the date hereof, such Investor beneficially owns, directly or indirectly, only the number of shares of Common Stock as described opposite its name on Exhibit A or Exhibit B (as applicable), and Exhibit A or Exhibit B (as applicable) includes all Affiliates and Associates of any Investors such Investor that own any securities of the Company beneficially or of record and reflects all sha...res of Common Stock in which the Investors have such Investor has any interest or right to acquire, whether through derivative securities, voting agreements or otherwise, (b) this Agreement has been duly and validly authorized, executed and delivered by such Investor, and constitutes a valid and binding obligation and agreement of such Investor, enforceable against such Investor in accordance with its terms, except as enforcement thereof may be limited by applicable bankruptcy, insolvency, reorganization, moratorium, fraudulent conveyance or similar laws generally affecting the rights of creditors and subject to general equity principles, (c) such Investor has the authority to execute the Agreement on behalf of itself and the applicable Investor associated with that signatory's name, and to bind such Investor to the terms hereof, (d) each of the Investors such Investor shall use its commercially reasonable efforts to cause its respective Affiliates, Associates, officers, directors and other Investor Agents (as defined below), including each Related Persons to comply with the terms of this Agreement Agreement, and (e) the execution, delivery delivery, and performance of this Agreement by such Investor does not and will not violate or conflict with (i) any law, rule, regulation, order, judgment or decree applicable to it, or (ii) result in any breach or violation of or constitute a default (or an event which that with notice or lapse of time or both could become a default) under or pursuant to, or result in the loss of a material benefit under, or give any right of termination, amendment, acceleration or cancellation of, any organizational document, agreement, contract, commitment, understanding or arrangement to which such member Investor is a party or by which it is bound. View More Arrow
Found in SPS Commerce, Inc. contract
Representations and Warranties of the Investor. Each Investor, on behalf of itself, severally represents and warrants to the Company that (a) as of the date hereof, such Investor beneficially owns, directly or indirectly, only the number of and other than shares of Common Stock as described opposite its name on Exhibit B and Exhibit B includes all Affiliates and Associates Stock, such Investor does not own beneficially or of any Investors that own record any securities of the Company beneficially Company, any direct or indirect rights or opti...ons to acquire such securities, or any derivative securities or contracts or instruments in any way related to the price of record and reflects all shares of the Common Stock in which the Investors have any interest (other than a broad-based market basket or right to acquire, whether through derivative securities, voting agreements or otherwise, index), (b) this Agreement has been duly and validly authorized, executed executed, and delivered by such Investor, and constitutes a valid and binding obligation and agreement of such Investor, enforceable against such Investor in 8 accordance with its terms, except as enforcement thereof may be limited by applicable bankruptcy, insolvency, reorganization, moratorium, fraudulent conveyance conveyance, or similar laws generally affecting the rights of creditors and subject to general equity principles, (c) such Investor has the authority to execute the this Agreement on behalf of itself and the applicable Investor associated with that signatory's name, and to bind such Investor to the terms hereof, (d) each of the Investors shall use its commercially reasonable efforts to cause its respective Affiliates, Associates, officers, directors Affiliates and other Investor Agents (as defined below), including each Associates to comply with the terms of this Agreement Agreement, and (e) the execution, delivery delivery, and performance of this Agreement by such Investor does not and will not violate or conflict with (i) any law, rule, regulation, order, judgment judgment, or decree applicable to it, or (ii) result in any breach or violation of or constitute a default (or an event which that with notice or lapse of time or both could become a default) under or pursuant to, or result in the loss of a material benefit under, or give any right of termination, amendment, acceleration acceleration, or cancellation of, any organizational document, agreement, contract, commitment, understanding understanding, or arrangement to which such member is a party or by which it is bound. The Investor Group acknowledges the Shareholder Rights Plan (the "Rights Plan") with Wells Fargo Bank, N.A., a national banking association, and that under the Rights Plan, any Investor must seek a waiver from the Company under the Rights Plan prior to acquiring beneficial ownership of 4.99% or more of the Common Stock outstanding, subject to certain exceptions under the Rights Plan. View More Arrow
Found in EVINE Live Inc. contract
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Representations and Warranties of the Investor. 4.2 Authorization. 4.4 Purchase Entirely for Own Account. 4.5 Investment Experience. 4.6 Disclosure of Information. 4.7 Restricted Securities. 4.8 Legends. 4.9 Accredited Investor. 4.10 No General Solicitation. 4.11 Brokers and Finders. 4.12 Prohibited Transactions.
Found in PRECISION OPTICS CORPORATION, INC. contract
Representations and Warranties of the Investor. 4.2 Authorization. 4.4 Purchase Entirely for Own Account. 4.3 Consents. 4.5 Investment Experience. 4.6 Disclosure of Information. 4.7 Restricted Securities. 4.8 Legends. 4.9 Accredited Investor. 4.10 No General Solicitation. 4.11 Brokers and Finders. 4.12 Prohibited Transactions.
Found in PRECISION OPTICS CORPORATION, INC. contract
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Representations and Warranties of the Investor. 4.2 Accredited Investor Status; Investment Experience. 4.3 Reliance on Exemptions. 4.5 No Governmental Review. 4.6 Validity; Enforcement; No Conflicts. 4.7 Bring-Down of Representations and Warranties. 5.1 Disclosure. 5.2 Tacking. 5.3 Most Favored Nation Provision. 5.4 Survival of Covenants. 5.5 Blue Sky. 5.7 Note Extension.
Found in GeoVax Labs, Inc. contract
Representations and Warranties of the Investor. 4.2 Accredited Investor Status; Investment Experience. 4.3 Reliance on Exemptions. 4.5 No Governmental Review. 4.4 Information. 4.6 Validity; Enforcement; No Conflicts. 4.7 Bring-Down of Representations and Warranties. 5.1 Disclosure. 5.2 Tacking. 5.3 Most Favored Nation Provision. 5.4 Survival of Covenants. 5.5 Blue Sky. 5.7 Note Extension.
Found in GeoVax Labs, Inc. contract
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Representations and Warranties of the Investor. 5.3 Consents. 5.4 Purchase Entirely for Own Account. 5.5 Investment Experience. 5.6 Disclosure of Information. 5.7 Restricted Securities. 5.8 Legends. 5.9 Accredited Investor. 5.10 No General Solicitation. 5.11 Brokers and Finders. 5.12 Prohibited Transactions.
Found in Sphere 3D Corp contract
Representations and Warranties of the Investor. 5.2 Authorization. 5.3 Consents. 5.4 Purchase Entirely for Own Account. 5.5 Investment Experience. 5.6 Disclosure of Information. 5.7 Restricted Securities. 5.8 Legends. 5.9 Accredited Investor. 5.10 No General Solicitation. 5.11 Brokers and Finders. 5.12 Prohibited Transactions.
Found in PLx Pharma Inc. contract
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Representations and Warranties of the Investor. 5.2 Authorization. 5.3 Purchase Entirely for Own Account. 5.4 Investment Experience. 5.5 Disclosure of Information. 5.6 Restricted Securities. 5.7 Legends. 5.8 Accredited Investor. 5.9 No General Solicitation. 5.10 Brokers and Finders. 6.1 Conditions to the Investor's Obligations. 6.2 Conditions to Obligations of the Company. 6.3 Termination of Obligations to Effect Closing; Effects.
Found in Thinspace Technology, Inc. contract
Representations and Warranties of the Investor. 5.2 Authorization. 5.3 Purchase Entirely for Own Account. 5.4 Investment Experience. 5.5 Disclosure of Information. 5.6 Restricted Securities. 5.7 Legends. 5.8 Accredited Investor. 5.9 No General Solicitation. 5.10 Brokers and Finders. 6.1 Conditions to the Investor's Obligations. 6.2 Conditions to Obligations of the Company. 6.3 Termination of Obligations to Effect Closing; Effects.
Found in Thinspace Technology, Inc. contract
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