Representations and Warranties of the Holder Contract Clauses (330)

Grouped Into 1 Collection of Similar Clauses From Business Contracts

This page contains Representations and Warranties of the Holder clauses in business contracts and legal agreements. We have organized these clauses into groups of similarly worded clauses.
Representations and Warranties of the Holder. The Holder hereby represents and warrants to the Company with respect to the issuance of the Warrant as follows: 8.1 Accredited Holder. The Holder is an "accredited investor" within the meaning of Rule 501 of Regulation D under the Securities Act. 8.2 Authorization. This Warrant and the agreements contemplated hereby, when executed and delivered by the Holder, will constitute a valid and legally binding obligation of the Holder, enforceable in accordance with their respective terms. 8.3 Brokers ...or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Holder, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Warrant or any transaction contemplated hereby, other than commissions and other compensation to be paid to Paulson Investment Company, Inc. (the "Placement Agent") as consideration for the Placement Agent's services in connection with the sale of Units and the exercise of this Warrant. View More
Found in CytoDyn Inc. contract
Representations and Warranties of the Holder. The Holder hereby represents and warrants to the Company with respect to the issuance of the Warrant as follows: 8.1 9.1 Accredited Holder. The Holder is an "accredited investor" within the meaning of Rule 501 of Regulation D under the Securities Act. 8.2 9.2 Authorization. This Warrant and the agreements contemplated hereby, when executed and delivered by the Holder, will constitute a valid and legally binding obligation of the Holder, enforceable in accordance with their respective terms. 8.3 ...9.3 Brokers or Finders. The Company has not incurred, and will not incur, directly or indirectly, as a result of any action taken by the Holder, any liability for brokerage or finders' fees or agents' commissions or any similar charges in connection with this Warrant or any transaction contemplated hereby, other than commissions and other compensation to be paid to Paulson Investment Company, Inc. (the "Placement Agent") as consideration for the Placement Agent's services in connection with the sale of Units and the exercise of this Warrant. 6 9.4 Securities Laws Matters. The Holder (i) is acquiring the Warrant (and upon the exercise of the Warrant, the Warrant Shares) solely for such Holder's own account for investment purposes only and not with a view to or intent of resale or distribution thereof, in whole or in part, (ii) understands that it must bear the substantial economic risks of the investment in the Warrant (and upon the exercise of the Warrant, the Warrant Shares) indefinitely because none of the Warrant or the Warrant Shares may be sold, hypothecated or otherwise disposed of unless subsequently registered under the Securities Act and applicable state securities laws or an exemption from such registration is available and (iii) understands that legends shall be placed on the securities to the effect that they have not been registered under the Securities Act or applicable state securities laws and appropriate notations thereof will be made in the Company's stock books. View More
Found in CytoDyn Inc. contract
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