Representations and Covenants of Agent Contract Clauses (39)

Grouped Into 1 Collection of Similar Clauses From Business Contracts

This page contains Representations and Covenants of Agent clauses in business contracts and legal agreements. We have organized these clauses into groups of similarly worded clauses.
Representations and Covenants of Agent. Agent represents and warrants that it is duly registered as a broker-dealer under FINRA, the Exchange Act and the applicable statutes and regulations of each state in which the Placement Shares will be offered and sold, except such states in which Agent is exempt from registration or such registration is not otherwise required. Agent shall continue, for the term of this Agreement, to be duly registered as a broker-dealer under FINRA, the Exchange Act and the applicable statutes and regulations o...f each state in which the Placement Shares will be offered and sold, except such states in which Agent is exempt from registration or such registration is not otherwise required, during the term of this Agreement. Agent will comply with all applicable law and regulations in connection with the Placement Shares. View More
Found in Onconova Therapeutics, Inc. contract
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Representations and Covenants of Agent. Agent represents and warrants that it is duly registered as a broker-dealer under FINRA, the Exchange Act and the applicable statutes and regulations of each state in which the Placement Shares will be offered and sold, except such states in which Agent is exempt from registration or such registration is not otherwise required. Agent shall continue, for the term of this Agreement, to be duly registered as a broker-dealer under FINRA, the Exchange Act and the applicable statutes and regulations o...f each state in which the Placement Shares will be offered and sold, except in such states in which Agent is exempt from registration or such registration is not otherwise required, during the term terms of this Agreement. Agent will comply with all applicable law laws and regulations in connection with the Placement Shares. sale of Shares pursuant to this Agreement and any Terms Agreement, including, but not limited to, Regulation M under the Exchange Act. View More
Found in INNOVATIVE INDUSTRIAL PROPERTIES INC contract
Representations and Covenants of Agent. Agent represents and warrants that it is duly registered as a broker-dealer under FINRA, the Exchange Act and the applicable statutes and regulations of each state in which the Placement Shares will be offered and sold, except such states in which Agent is exempt from registration or such registration is not otherwise required. Agent shall continue, for the term of this Agreement, to be duly registered as a broker-dealer under FINRA, the Exchange Act and the applicable statutes and regulations o...f each state in which the Placement Shares will be offered and sold, except in such states in which Agent is exempt from registration or such registration is not otherwise required, during the term terms of this Agreement. Agent will comply with all applicable law laws and regulations in connection with the Placement Shares. sale of 31 Shares pursuant to this Agreement and any Terms Agreement, including, but not limited to, Regulation M under the Exchange Act. View More
Found in CIM Commercial Trust Corp contract
Representations and Covenants of Agent. The Agent represents and warrants that it is duly registered as a broker-dealer under FINRA, the Exchange Act and the applicable statutes and regulations of each state in which the Placement Shares will be offered and sold, except such states in which Agent is exempt from registration or such registration is not otherwise required. Agent shall continue, for the term of this Agreement, to be duly registered as a broker-dealer under FINRA, the Exchange Act and the applicable statutes and regulatio...ns of each state in which the Placement Shares will be offered and sold, except such states in which Agent is exempt from registration or such registration is not otherwise required, during the term of this Agreement. The Agent will comply in all material respects with all applicable law laws and regulations in connection with the offer and sale of the Placement Shares. Shares, including, but not limited to, Regulation M under the Securities Act. View More
Found in Aldeyra Therapeutics, Inc. contract
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