Recognition of the U.S. Special Resolution Regimes Clause Example from Business Contracts

This example Recognition of the U.S. Special Resolution Regimes clause appears in 26 contracts from 11 companies

Recognition of the U.S. Special Resolution Regimes. (a) In the event that any Underwriter that is a Covered Entity (as defined below) becomes subject to a proceeding under a U.S. Special Resolution Regime (as defined below), the transfer from such Underwriter of this Agreement, and any interest and obligation in or under this Agreement, will be effective to the same extent as the transfer would be effective under the U.S. Special Resolution Regime if this Agreement, and any such interest and obligation, were governed by the laws of the United Sta...tes or a state of the United States. (b) In the event that any Underwriter that is a Covered Entity (as defined below) or a BHC Act Affiliate (as defined below) of such Underwriter becomes subject to a proceeding under a U.S. Special Resolution Regime, Default Rights (as defined below) under this Agreement that may be exercised against such Underwriter are permitted to be exercised to no greater extent than such Default Rights could be exercised under the U.S. Special Resolution Regime if this Agreement were governed by the laws of the United States or a state of the United States. For purposes of this Section 12, the following terms shall have the following meaning: (2) "BHC Act Affiliate" has the meaning assigned to the term "affiliate" in, and shall be interpreted in accordance with, 12 U.S.C. § 1841(k); (x) "Covered Entity" means any of the following: (i) a "covered entity" as that term is defined in, and interpreted in accordance with, 12 C.F.R. § 252.82(b); (ii) a "covered bank" as that term is defined in, and interpreted in accordance with, 12 C.F.R. § 47.3(b); or (iii) a "covered FSI" as that term is defined in, and interpreted in accordance with, 12 C.F.R. § 382.2(b); (y) "Default Right" has the meaning assigned to that term in, and shall be interpreted in accordance with, 12 C.F.R. §§ 252.81, 47.2 or 382.1, as applicable; and (z) "U.S. Special Resolution Regime" means each of (i) the Federal Deposit Insurance Act and the regulations promulgated thereunder and (ii) Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act and the regulations promulgated thereunder. View More

Found in Evo Acquisition Corp contract

Software Acquisition Group Inc. II Contracts

Form of Underwriting Agreement (Filed With SEC on August 21, 2020)

Spartacus Acquisition Corp Contracts

Form of Underwriting Agreement (Filed With SEC on October 9, 2020)

Form of Underwriting Agreement (Filed With SEC on October 14, 2020)

Roman DBDR Tech Acquisition Corp. Contracts

Form of Underwriting Agreement (Filed With SEC on October 19, 2020)

Form of Underwriting Agreement (Filed With SEC on November 4, 2020)

Underwriting Agreement, dated November 5, 2020, by and among the Company and B. Riley Securities, Inc (Filed With SEC on November 10, 2020)

Seaport Global Acquisition Corp Contracts

Form of Underwriting Agreement (Filed With SEC on October 21, 2020)

Evo Acquisition Corp Contracts

Underwriting Agreement, dated February 8, 2021 by and among the Company, B. Riley Securities, Inc., and SMBC Nikko Securities Inc. the several underwriters (Filed With SEC on February 12, 2021)

Colombier Acquisition Corp. Contracts

Form of Underwriting Agreement (Filed With SEC on May 7, 2021)

Form of Underwriting Agreement (Filed With SEC on May 28, 2021)

Underwriting Agreement, dated June 8, 2021, between the Company and B. Riley Securities, Inc., as representative of the underwriters (Filed With SEC on June 11, 2021)

Parabellum Acquisition Corp. Contracts

Form of Underwriting Agreement (Filed With SEC on May 21, 2021)

Form of Underwriting Agreement (Filed With SEC on June 30, 2021)

Form of Underwriting Agreement (Filed With SEC on September 7, 2021)

An Underwriting Agreement, dated September 27, 2021, by and between the Company and B. Riley Securities, Inc (Filed With SEC on October 1, 2021)

Aurvandil Acquisition Corp. Contracts

Form of Underwriting Agreement (Filed With SEC on June 9, 2021)

Apeiron Capital Investment Corp. Contracts

Form of Underwriting Agreement (Filed With SEC on June 24, 2021)

Form of Underwriting Agreement (Filed With SEC on July 9, 2021)

Form of Underwriting Agreement (Filed With SEC on August 27, 2021)

Form of Underwriting Agreement (Filed With SEC on October 27, 2021)

Underwriting Agreement, dated November 8, 2021, by and among the Company and Cantor Fitzgerald & Co (Filed With SEC on November 12, 2021)

Seaport Global Acquisition II Corp. Contracts

Form of Underwriting Agreement (Filed With SEC on November 10, 2021)

Underwriting Agreement, dated November 17, 2021, between the Company and B. Riley Securities, Inc., representative of the several underwriters (Filed With SEC on November 22, 2021)

Signal Hill Acquisition Corp. Contracts

Form of Underwriting Agreement (Filed With SEC on January 6, 2022)

Form of Underwriting Agreement (Filed With SEC on February 3, 2022)

Underwriting Agreement, dated February 10, 2022, among the Company and B. Riley, as representative of the underwriters (Filed With SEC on February 17, 2022)