Purchase for Investment Clause Example from Business Contracts

This example Purchase for Investment clause appears in 10 contracts from 6 companies

Purchase for Investment. Unless the offering and sale of the Shares shall have been effectively registered under the Securities Act, the Company shall be under no obligation to issue Shares under the Plan unless and until the following conditions have been fulfilled: (a) The person who receives a Stock Right shall warrant to the Company, prior to the receipt of Shares, that such person is acquiring such Shares for his or her own account, for investment, and not with a view to, or for sale in connection with, the distrib...ution of any such Shares, in which event the person acquiring such Shares shall be bound by the provisions of the following legend (or a legend in substantially similar form) which shall be endorsed upon the certificate evidencing the Shares issued pursuant to such exercise or such grant of a Stock Right: "The shares represented by this certificate have been taken for investment and they may not be sold or otherwise transferred by any person, including a pledgee, unless (1) either (a) a Registration Statement with respect to such shares shall be effective under the Securities Act of 1933, as amended, or (b) the Company shall have received an opinion of counsel satisfactory to it that an exemption from registration under such Act is then available, and (2) there shall have been compliance with all applicable state securities laws." (b) At the discretion of the Administrator, the Company shall have received an opinion of its counsel that the Shares may be issued in compliance with the Securities Act without registration thereunder. View More Arrow
Found in PIERIS PHARMACEUTICALS, INC. contract
Inhibrx, Inc. Contracts

Amended and Restated 2017 Employee, Director and Consultant Equity Incentive Plan (to be effective upon completion of this offering) (Filed With SEC on June 3, 2019)

Amended and Restated 2017 Employee, Director and Consultant Equity Incentive Plan (to be effective upon completion of this offering) (Filed With SEC on August 20, 2019)

OneWater Marine Inc. Contracts

Form of OneWater Marine Inc. Omnibus Incentive Plan (Filed With SEC on September 23, 2019)

Gemphire Therapeutics Inc. Contracts

2019 Equity Incentive Plan (Filed With SEC on December 31, 2019)

NEUROTROPE BIOSCIENCE, INC. Contracts

Form of 2020 Equity Incentive Plan (Filed With SEC on October 30, 2020)

2020 Equity Incentive Plan of Synaptogenix, Inc (Filed With SEC on December 10, 2020)

ALBIREO PHARMA, INC. Contracts

Albireo Pharma, Inc. 2018 Equity Incentive Plan, as amended (Filed With SEC on June 21, 2021)

ALBIREO PHARMA, INC. 2016 EQUITY INCENTIVE PLAN (Filed With SEC on November 4, 2016)

Albireo Pharma, Inc. 2017 Inducement Equity Incentive Plan (Filed With SEC on November 14, 2017)

PIERIS PHARMACEUTICALS, INC. Contracts

Pieris Pharmaceuticals, Inc. 2020 Employee, Director and Consultant Equity Incentive Plan, as Amended (Filed With SEC on June 29, 2021)