Potential Conflicts Clause Example with 37 Variations from Business Contracts

This page contains Potential Conflicts clauses in business contracts and legal agreements. An example clause is provided at the top of the page, followed by clauses with minor variations. You can view the text differences by selecting the "Show Differences" option.
Potential Conflicts. The Company acknowledges that the Advisor is a full-service securities firm engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. Subject to applicable law, in the ordinary course of business, the Advisor and its affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or the accounts of customers, in debt or equity securities o...f the Company, its affiliates or other entities that may be involved in the transactions contemplated hereby. Nothing in this Agreement shall be construed to limit or restrict the Advisor or any of its affiliates in conducting such business. View More Arrow
Found in Galileo Acquisition Corp. contract

Variations of a "Potential Conflicts" Clause from Business Contracts

Potential Conflicts. The Company acknowledges that the Advisor is a Advisors are full-service securities firm firms engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. Subject to applicable law, in In the ordinary course of business, the Advisor Advisors and its their respective affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or accounts ...and the accounts of customers, in debt or equity securities of the Company, its affiliates or other entities that may be involved in the transactions contemplated hereby. hereby, and may provide advisory and other services to one or more actual or potential Targets, investors or other parties to any Business Combination or other transaction entered into by the Company, for which services the Advisors or one or more of their respective affiliates may be paid fees, including fees conditioned upon the closing of a particular Business Combination or other transaction or transactions. Nothing in this Agreement shall be construed to limit or restrict the Advisor Advisors or any of its their respective affiliates in conducting any such business. 3 9. Entire Agreement. This Agreement constitutes the entire understanding among the parties with respect to the subject matter hereof and supersedes all prior agreements and understandings, oral or written, with respect thereto. This Agreement may not be modified or terminated orally or in any manner other than by an agreement in writing signed by the parties hereto. View More Arrow
Found in Arena Fortify Acquisition Corp. contract
Potential Conflicts. The Company acknowledges that the Advisor is a Ladenburg Thalmann and Brookline Capital Markets are full-service securities firm engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. Subject to applicable law, Atlantic-Pacific is a limited-services securities firm engaged in brokerage activities and advisory services from which conflicting interests may also arise. In the ordinary course of busine...ss, the any Advisor and its affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or the accounts of customers, in debt or equity securities of the Company, its affiliates or other entities that may be involved in the transactions contemplated hereby. Nothing in this Agreement shall be construed to limit or restrict the any Advisor or any of its affiliates in conducting such business. business.3 9. Entire Agreement. This Agreement constitutes the entire understanding between the parties with respect to the subject matter hereof and supersedes all prior agreements and understandings, oral or written, with respect thereto. This Agreement may not be modified or terminated orally or in any manner other than by an agreement in writing signed by the parties hereto. View More Arrow
Found in Union Acquisition Corp. contract
Potential Conflicts. The Company acknowledges that the each Advisor is a full-service securities firm engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. Subject to applicable law, in In the ordinary course of business, the each Advisor and its affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their its own account or the accounts of customers, in debt or eq...uity securities of the Company, its affiliates or other entities that may be involved in the transactions contemplated hereby. hereby, and may provide advisory and other services to one or more actual or potential Targets, investors or other parties to any Business Combination or other transaction entered into by the Company, for which services the Advisors or one or more of their respective affiliates may be paid fees, including fees conditioned upon the closing of a particular Business Combination or other transaction or transactions. Nothing in this Agreement shall be construed to limit or restrict the Advisor Advisors or any of its their respective affiliates in conducting such business. 3 9.Entire Agreement. This Agreement constitutes the entire understanding among the parties with respect to the subject matter hereof and supersedes all prior agreements and understandings, oral or written, with respect thereto. This Agreement may not be modified or terminated orally or in any manner other than by an agreement in writing signed by the parties hereto. View More Arrow
Found in TradeUP Global Corp contract
Potential Conflicts. The Company acknowledges that the Advisor is a Advisors are full-service securities firm firms engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. Subject to applicable law, in In the ordinary course of business, the each Advisor and its affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their its own account or and the accounts of custom...ers, in debt or equity securities of the Company, its affiliates or other entities that may be involved in the transactions contemplated hereby. hereby, and may provide advisory and other services to one or more actual or potential Targets, investors or other parties to any Business Combination or other transaction entered into by the Company, for which services such Advisor or one or more of its affiliates may be paid fees, including fees conditioned upon the closing of a particular Business Combination or other transaction or transactions. Nothing in this Agreement shall be construed to limit or restrict the any Advisor or any of its affiliates in conducting any such business. 3 9. Entire Agreement. This Agreement constitutes the entire understanding among the parties with respect to the subject matter hereof and supersedes all prior agreements and understandings, oral or written, with respect thereto. This Agreement may not be modified or terminated orally or in any manner other than by an agreement in writing signed by the parties hereto. View More Arrow
Found in 2 Contracts from Foresight Acquisition Corp. II
Potential Conflicts. The Company acknowledges that the each Advisor is a full-service securities firm engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. Subject to applicable law, in In the ordinary course of business, the either Advisor and its respective affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or the accounts of customers, in d...ebt or equity securities of the Company, its affiliates or other entities that may be involved in the transactions contemplated hereby. hereby, and may provide advisory and other services to one or more actual or potential Targets, investors or other parties to any Business Combination or other transaction entered into by the Company, for which services such Advisor or one or more of its respective affiliates may be paid fees, including fees conditioned upon the closing of a particular Business Combination or other transaction or transactions. Nothing in this Agreement shall be construed to limit or restrict the either Advisor or any of its respective affiliates in conducting any such business. View More Arrow
Found in 2 Contracts from Battery Future Acquisition Corp.
Potential Conflicts. The Company acknowledges that the Advisor is a Ladenburg Thalmann and CIM Securities are full-service securities firm engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. Subject to applicable law, Atlantic-Pacific is a limited-services securities firm engaged in brokerage activities and advisory services from which conflicting interests may also arise. In the ordinary course of business, the any... Advisor and its affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or the accounts of customers, in debt or equity securities of the Company, its affiliates or other entities that may be involved in the transactions contemplated hereby. Nothing in this Agreement shall be construed to limit or restrict the any Advisor or any of its affiliates in conducting such business. 3 9. Entire Agreement. This Agreement constitutes the entire understanding between the parties with respect to the subject matter hereof and supersedes all prior agreements and understandings, oral or written, with respect thereto. This Agreement may not be modified or terminated orally or in any manner other than by an agreement in writing signed by the parties hereto. View More Arrow
Found in 2 Contracts from Union Acquisition Corp.
Potential Conflicts. The Company acknowledges that the Advisor is a full-service securities firm engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. Subject to applicable law, in In the ordinary course of business, the Advisor and its affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or the accounts of customers, in debt or equity securitie...s of the Company, its affiliates or other entities that may be involved in the transactions contemplated hereby. Nothing in this Agreement shall be construed to limit or restrict the Advisor or any of its affiliates in conducting such business. 2 9. Entire Agreement. This Agreement and the Engagement Letter, being executed simultaneously, constitutes the entire understanding between the parties with respect to the subject matter hereof and supersedes all prior agreements and understandings, oral or written, with respect thereto. This Agreement may not be modified or terminated orally or in any manner other than by an agreement in writing signed by the parties hereto. View More Arrow
Found in Greenrose Acquisition Corp contract
Potential Conflicts. The Company acknowledges that the Advisor is a Advisors are full-service securities firm firms engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. Subject to applicable law, in In the ordinary course of business, the Advisor Advisors and its their respective affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or accounts ...and the accounts of customers, in debt or equity securities of the Company, its affiliates or other entities that may be involved in the transactions contemplated hereby. hereby, and may provide advisory and other services to one or more actual or potential Targets, investors or other parties to any Business Combination or other transaction entered into by the Company, for which services the Advisors or one or more of their respective affiliates may be paid fees, including fees conditioned upon the closing of a particular Business Combination or other transaction or transactions. Nothing in this Agreement shall be construed to limit or restrict the any Advisor or any of its their respective affiliates in conducting any such business. View More Arrow
Found in 4 Contracts from 2 Companies
Potential Conflicts. The Company acknowledges that the Advisor is a Advisors are full-service securities firm firms engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. Subject to applicable law, in In the ordinary course of business, the Advisor Advisors and its their respective affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or accounts ...and the accounts of customers, in debt or equity securities of the Company, its affiliates or other entities that may be involved in the transactions contemplated hereby. hereby, and may provide advisory and other services to one or more actual or potential Targets, investors or other parties to any Business Combination or other transaction entered into by the Company, for which services the Advisors or one or more of their respective affiliates may be paid fees, including fees conditioned upon the closing of a particular Business Combination or other transaction or transactions. Nothing in this Agreement shall be construed to limit or restrict the Advisor Advisors or any of its their respective affiliates in conducting any such business. View More Arrow
Found in 2 Contracts from Arena Fortify Acquisition Corp.
Potential Conflicts. The Company acknowledges that the Advisor is a Advisors are full-service securities firm firms engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. Subject to applicable law, in In the ordinary course of business, the Advisor Advisors and its their affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or the accounts of cust...omers, in debt or equity securities of the Company, its affiliates affiliates, or other entities that may be involved in the transactions contemplated hereby. Additionally, the Advisors regularly enter into agreements similar to this Agreement with other companies. Nothing in this Agreement shall be construed to limit or restrict the Advisor Advisors or any of its their affiliates in conducting such business. 4 9. Entire Agreement. This Agreement constitutes the entire understanding between the Company and Advisors with respect to the subject matter hereof and supersedes all prior agreements and understandings, oral or written, with respect thereto. This Agreement may not be modified or terminated orally or in any manner other than by an agreement in writing signed by the Company and Advisors hereto. View More Arrow
Found in Graf Industrial Corp. contract