Position. (a) Duties. The Executive shall serve as the Company's Executive Vice President and Chief Information and Chief Technology Officer and shall have such other duties as agreed to by the Executive, the President and Chief Executive Officer, and the Board of Directors of the Company (the "Board"). In such position, the Executive shall have such duties and authority as shall be determined from time to time by the President and Chief Executive Officer and the Board and as shall be consistent with the
...by-laws of the Company as in effect from time to time. During the Term, the Executive shall devote his full time and best efforts to his duties hereunder. The Executive shall report directly to the President and Chief Executive Officer. The scope, duties and responsibilities of the role will be evaluated at least annually and increased, as appropriate, based on performance in the role. (b) Company Code of Ethics. The Executive shall comply in all respects with the Company's Code of Ethics and all applicable corporate policies referenced in the Code of Ethics, as may be amended from time to time (the "Code of Ethics"). The Executive may, in accordance with the Code of Ethics, (i) engage in personal activities involving charitable, community, educational, religious or similar organizations and (ii) manage his personal investments; provided, however, that, in each case, such activities are in all respects consistent with applicable law, the Continuing Obligations Agreement attached as Exhibit A ("Continuing Obligations Agreement") and Section 9 below.
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Position. (a) Duties.
The Executive shall
continue to serve as the Company's Executive Vice President and
Global Chief
Information Legal and
Chief Technology Policy Officer
("EVP/CLPO") and shall have such other duties as agreed to by the Executive, the
President and Chief Executive
Officer, Officer ("CEO"), and the Board of Directors of the Company (the "Board").
In such position, During the Term, the Executive shall have such duties and authority as shall be determined from time to time by the
President... and Chief Executive Officer and the Board CEO and as shall be consistent with the by-laws of the Company as in effect from time to time. During Additionally, during the Term, the Executive and CEO will have the option to mutually agree upon a date for Executive to transition to serve as a Vice Chairman of the Company ("Transition"); hereinafter, any reference to a Transition in this Agreement is on the assumption that such mutual agreement and approval does occur. During the Term, Executive shall continue to devote his full time and best efforts to his duties hereunder. as EVP/CLPO and/or Vice Chairman. The Executive shall continue to report directly to the President and Chief Executive Officer. The scope, duties and responsibilities CEO for the entirety of the role will be evaluated at least annually Term, both pre- and increased, as appropriate, based on performance in the role. post-Transition. (b) Company Code of Ethics. The Executive shall comply in all respects with the Company's Code of Ethics and all applicable corporate policies referenced in the Code of Ethics, as may be amended from time to time (the "Code of Ethics"). The Executive may, in accordance with the Code of Ethics, (i) engage in personal activities involving charitable, community, educational, religious or similar organizations and (ii) manage his personal investments; provided, however, that, in each case, such activities are in all respects consistent with applicable law, the Employee Continuing Obligations Agreement signed and agreed to on July 29, 2018, attached as Exhibit A ("Continuing Obligations Agreement") ("Confidentiality Agreement"), and Section 9 below.
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Position. (a) Duties. The Executive shall serve as the Company's
Chief Executive
Vice President and Chief Information and Chief Technology Officer and shall have such other duties as agreed to by the
Executive, the President and Chief Executive
Officer, and the Board of Directors of the Company (the "Board"). In such position, the Executive shall have such duties and authority as shall be determined from time to time by the
President and Chief Executive Officer and the Board and as shall be consistent wit
...h the by-laws of the Company as in effect from time to time. time; provided, however, that, at all times, the Executive's duties and responsibilities hereunder shall be commensurate in all material respects with her status as the senior-most officer of the Company. During the Term, the Executive shall devote his her full time and best efforts to his her duties hereunder. The Executive shall report directly to the President and Chief Executive Officer. The scope, duties and responsibilities Board (or any Committee of the role will be evaluated at least annually Board designated for this purpose). In addition, the Executive agrees to serve during the Term as a member of the Board to the extent she is periodically elected or appointed to such position in accordance with the by-laws of the Company and increased, as appropriate, based on performance in the role. applicable law. (b) Company Code of Ethics. The Executive shall comply in all respects with the Company's Code of Ethics and all applicable corporate policies referenced in the Code of Ethics, as may be amended from time to time (the "Code of Ethics"). The Executive may, in accordance with the Code of Ethics, (i) engage in personal activities involving charitable, community, educational, religious or similar organizations and (ii) manage his her personal investments; provided, however, that, in each case, such activities are in all respects consistent with applicable law, the Nasdaq Continuing Obligations Agreement dated as of November 14, 2016 attached as Exhibit A ("Continuing Obligations Agreement") and Section 9 below.
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Position. (a) Duties. The Executive shall serve as the Company's
Executive Vice President and Chief
Information and Chief Technology Executive Officer and shall have such other duties as agreed to by the
Executive, the President and Chief Executive
Officer, and the Board of Directors of the Company (the "Board"). In such position, the Executive shall have such duties and authority as shall be determined from time to time by the
President and Chief Executive Officer and the Board and as shall be consistent
... with the by-laws of the Company as in effect from time to time. time; provided, however, that, at all times, the Executive's duties and responsibilities hereunder shall be commensurate in all material respects with her status as the senior-most officer of the Company. During the Term, the Executive shall devote his her full time and best efforts to his her duties hereunder. The Executive shall report directly to the President and Chief Executive Officer. The scope, duties and responsibilities Board (or any Committee of the role will be evaluated at least annually Board designated for this purpose). In addition, the Executive agrees to serve during the Term as a member of the Board to the extent she is periodically elected or appointed to such position in accordance with the by-laws of the Company and increased, as appropriate, based on performance in the role. applicable law. (b) Company Code of Ethics. The Executive shall comply in all respects with the Company's Code of Ethics and all applicable corporate policies referenced in the Code of Ethics, as may be amended from time to time (the "Code of Ethics"). The Executive may, in accordance with the Code of Ethics, (i) engage in personal activities involving charitable, community, educational, religious or similar organizations and (ii) manage his her personal investments; provided, however, that, in each case, such activities are in all respects consistent with applicable law, the Nasdaq Continuing Obligations Agreement dated as of November 19, 2021 attached as Exhibit A ("Continuing Obligations Agreement") and Section 9 below.
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Position. (a) Duties. The Executive shall serve as the Company's
Executive Vice President President, Global Trading and
Chief Information and Chief Technology Officer Market Services and shall have such other duties as agreed to by the Executive, the
President and Chief Executive Officer, and the Board of Directors of the Company (the "Board"). In such position, the Executive shall have such duties and authority as shall be determined from time to time by the
President and Chief Executive Officer and the
...Board and as shall be consistent with the by-laws of the Company as in effect from time to time. During the Term, the Executive shall devote his full time and best efforts to his duties hereunder. The Executive shall report directly to the President and Chief Executive Officer. The scope, duties and responsibilities of the role will be evaluated at least annually and increased, as appropriate, based on performance in the role. (b) Company Code of Ethics. The Executive shall comply in all respects with the Company's Code of Ethics and all applicable corporate policies referenced in the Code of Ethics, as may be amended from time to time (the "Code of Ethics"). The Executive may, in accordance with the Code of Ethics, (i) engage in personal activities involving charitable, community, educational, religious or similar organizations and (ii) manage his personal investments; provided, however, that, in each case, such activities are in all respects consistent with applicable law, the Continuing Obligations Employee Confidentiality, Non-Solicitation and Invention Assignment Agreement dated as of August 5, 2014 attached as Exhibit A ("Continuing Obligations ("Confidentiality Agreement") and Section 9 below.
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