Participant Acknowledgment Contract Clauses (123)

Grouped Into 7 Collections of Similar Clauses From Business Contracts

This page contains Participant Acknowledgment clauses in business contracts and legal agreements. We have organized these clauses into groups of similarly worded clauses.
Participant Acknowledgment. The Participant hereby acknowledges receipt of a copy of the Plan. The Participant hereby acknowledges that all decisions, determinations and interpretations of the Committee in respect of the Plan, this Agreement and the Restricted Stock shall be final and conclusive.
Participant Acknowledgment. The Participant hereby acknowledges receipt of a copy of the Plan. The Participant hereby acknowledges that all decisions, determinations and interpretations of the Committee Administrator in respect of the Plan, this Agreement and the Restricted Stock Units shall be final and conclusive.
Participant Acknowledgment. The Participant hereby acknowledges receipt of a copy of the Plan. Plan and a Plan prospectus. The Participant hereby acknowledges that all decisions, determinations and interpretations of the Committee in respect of the Plan, this Agreement and the Restricted Stock Shares shall be final and conclusive.
Participant Acknowledgment. The Participant hereby acknowledges receipt of a copy of the Plan. The Participant hereby acknowledges that all decisions, determinations and interpretations of the Committee Board of Directors in respect of the Plan, this Agreement and the Restricted Stock shall be final and conclusive.
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Participant Acknowledgment. The Participant hereby acknowledges receipt of a copy of the Plan. The Participant hereby acknowledges that all decisions, determinations and interpretations of the Committee in respect of the Plan and this Agreement shall be final and conclusive. The Participant acknowledges that there may be adverse tax consequences upon vesting of the DSUs or disposition of the underlying shares of Common Stock and that the Participant should consult a tax advisor prior to such vesting or disposition.
Participant Acknowledgment. The Participant hereby acknowledges receipt of a copy of the Plan. The Participant hereby acknowledges that all decisions, determinations and interpretations of the Committee in respect of the Plan and this Agreement shall be final and conclusive. The Participant acknowledges that there may be adverse tax consequences upon grant or vesting of the DSUs or receipt or disposition of the underlying shares of Common Stock and that the Participant should consult a tax advisor prior to such grant, rece...ipt, vesting or disposition. View More
Participant Acknowledgment. The Participant hereby acknowledges receipt of a copy of the Plan. The Participant hereby acknowledges that all decisions, determinations and interpretations of the Committee in respect of the Plan and Plan, this Agreement and the RSUs shall be final and conclusive. The Participant hereby acknowledges that there may be adverse tax consequences upon vesting or settlement of the DSUs RSUs or disposition of the underlying shares of Common Stock and that the Participant should consult a tax advisor ...prior to such vesting vesting, settlement or disposition. The Participant further acknowledges that he is responsible for the payment of all taxes that arise in respect of the RSUs. View More
Participant Acknowledgment. The Participant hereby acknowledges receipt of a copy of the Plan. The Participant hereby acknowledges that all decisions, determinations and interpretations of the Committee in respect of the Plan and this Agreement shall be final and conclusive. The Participant acknowledges that there may be adverse tax consequences upon vesting exercise of the DSUs Option or disposition of the underlying shares of Common Stock and that the Participant should consult a tax advisor prior to such vesting exercis...e or disposition. View More
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Participant Acknowledgment. By executing this Agreement, the Participant hereby acknowledges that he or she has received and read the Plan and this Agreement and that he or she agrees to be bound by all of the terms and conditions of the Restricted Stock Unit Award as set forth in this Agreement, subject to the terms and conditions of the Plan. The Participant understands that the Participant (and not the Company or any of its Affiliates) shall be responsible for the federal, state, local or foreign tax liability and any o...ther tax consequences to the Participant that may arise as a result of the grant of this Award of Restricted Stock Units and the vesting and delivery of shares of Stock as contemplated by this Agreement. By executing this Agreement, the Participant hereby consents to receive documents in relation to the Plan and this Award by electronic delivery, and agrees to participate in the Plan through an on-line or electronic system established and maintained by the Company or by a third party designated by the Company. ATTEST: OM ASSET MANAGEMENT plc By: Its: , Participant 3 EX-10.18 15 a2221341zex-10_18.htm EX-10.18 Exhibit 10.18 Time-Based Vesting Restricted Stock Unit Grant - U.S. Taxpayers OM ASSET MANAGEMENT PLC NON-EMPLOYEE DIRECTORS' EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this "Agreement") is made effective as of , 20 (the "Grant Date") between OM Asset Management plc, a public company limited by shares and incorporated under the laws of England and Wales (the "Company"), and (the "Participant"). WITNESSETH: WHEREAS, the Company has adopted the OM Asset Management plc Non-Employee Directors' Equity Incentive Plan (the "Plan") for the benefit of the non-employee directors of the Company and its Subsidiaries; and WHEREAS, the Committee, as defined in the Plan, has authorized the Award to the Participant of Restricted Stock Units under the Plan, on the terms and conditions set forth in the Plan and in this Agreement; NOW, THEREFORE, in consideration of the premises contained herein, the Company and the Participant hereby agree as follows: 1. Definitions. Capitalized terms used but not defined in this Agreement shall have the meanings set forth in the Plan. View More
Participant Acknowledgment. By executing this Agreement, the Participant hereby acknowledges that he or she has received and read the Plan and this Agreement and that he or she agrees to be bound by all of the terms and conditions of the Restricted Stock Unit Award as set forth in this Agreement, subject to the terms and conditions of the Plan. The Participant hereby further acknowledges and agrees that his or her right to receive or retain this Award, any amount received pursuant to this Award (in cash or shares of Stock)..., and any profit or gain realized in connection with this Award, is subject to cancellation and recoupment in accordance with the Company's Claw-back Policy, as in force from time to time. The Participant understands that the Participant (and not the Company or any of its Affiliates) shall be responsible for the federal, state, local or foreign tax liability and any other tax consequences to the Participant that may arise as a result of the grant of this Award of Restricted Stock Units and the vesting and delivery of shares of Stock as transactions contemplated by this Agreement. Agreement, including without limitation the filing of an election under Section 83(b) of the Code if the Participant deems it to be appropriate. The Participant acknowledges that he or she has consulted with any tax advisors he or she thinks advisable in connection with the Restricted Stock, and is not relying, and will not rely, on the Company or any Affiliate for any tax advice, including, without limitation, in relation to any election pursuant to Section 83(b) of the Code. By executing this Agreement, the Participant hereby consents to receive documents in relation to the Plan and this Award by electronic delivery, and agrees to participate in the Plan through an on-line or electronic system established and maintained by the Company or by a third party designated by the Company. 4 ATTEST: OM ASSET MANAGEMENT plc By: Its: , Participant 3 EX-10.18 15 a2221341zex-10_18.htm EX-10.18 5 EX-10.16 13 a2221341zex-10_16.htm EX-10.16 Exhibit 10.18 Time-Based Vesting 10.16 Time-Vesting Restricted Stock Unit Grant - U.S. Taxpayers OM ASSET MANAGEMENT PLC NON-EMPLOYEE DIRECTORS' EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this "Agreement") is made effective as of , 20 (the "Grant Date") between OM Asset Management plc, a public company limited by shares and incorporated under the laws of England and Wales (the "Company"), and (the "Participant"). WITNESSETH: WHEREAS, the Company has adopted the OM Asset Management plc Non-Employee Directors' Equity Incentive Plan (the "Plan") for the benefit of the non-employee directors employees of the Company and its Subsidiaries; and WHEREAS, the Committee, as defined in the Plan, has authorized the Award to the Participant of shares of Restricted Stock Units under the Plan, on the terms and conditions set forth in the Plan and in this Agreement; NOW, THEREFORE, in consideration of the premises contained herein, the Company and the Participant hereby agree as follows: 1. Definitions. Capitalized terms used but not defined in this Agreement shall have the meanings set forth in the Plan. View More
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Participant Acknowledgment. In connection with the grant of any Option and/or the issuance of any Common Stock pursuant to this Plan, each Participant acknowledges and agrees, that as a condition to any such grant or issuance: (a) The Company will have no duty or obligation to disclose to any Participant, and no Participant will have any right to be advised of, any material information regarding the Company or its Subsidiaries at any time prior to, upon or in connection with the repurchase of any Option Shares upon the ter...mination of such Participant's employment with the Company or its Subsidiaries or as otherwise provided under this Plan or any written agreement evidencing the grant of any Option or the issuance of any shares of Common Stock. (b) Neither the grant of any Option, the issuance of any Common Stock nor any provision contained in this Plan or in any written agreement evidencing the grant of any Option or the issuance of any Common Stock shall entitle such Participant to remain in the employment of the Company or its Subsidiaries or affect the right of the Company to terminate any Participant's employment at any time for any reason. (c) Such Participant will have consulted, or will have had an opportunity to consult with, independent legal counsel regarding his or her rights and obligations under this Plan and any written agreement evidencing any grant of any Option and he or she fully understands the terms and conditions contained herein and therein. (d) Prior to the purchase of any shares of Common Stock pursuant to this Plan or any written agreement evidencing the purchase of any shares of Common Stock, such Participant will deliver to the Company an executed consent from such Participant's spouse (if any) in the form of Exhibit A attached hereto. If, at any time subsequent to the date such Participant purchases any shares of Common Stock and prior to the occurrence of a Termination Event, such Participant becomes legally married (whether in the first instance or to a different spouse), such Participant shall cause his or her spouse to execute and deliver to the Company a consent in the form of Exhibit A attached hereto. Such Participant's failure to deliver the Company an executed consent in the form of Exhibit A at any time when such Participant would otherwise be required to deliver such consent shall constitute such Participant's continuing representation and warranty that such Participant is not legally married as of such date. At the request of the Company, all Participants shall execute a joinder to any stockholders agreement among the equityholders of the Company then in effect. View More
Participant Acknowledgment. In connection with the grant of any Option RSU and/or the issuance of any Common Stock pursuant to this Plan, each Agreement, the Participant acknowledges and agrees, that as a condition to any such grant or issuance: (a) The Company will have no duty or obligation to disclose to any Participant, and no Participant will have any right to be advised of, any material information regarding the Company or its Subsidiaries at any time prior to, upon or in connection with the repurchase of any Option ...Shares upon the termination of such Participant's employment with the Company or its Subsidiaries or as otherwise provided under this Plan or any written agreement evidencing the grant of any Option or the issuance of any shares of Common Stock. (b) Neither the grant of any Option, RSU, the issuance of any Common Stock nor any provision contained in this Plan or in any written agreement evidencing the grant of any Option or the issuance of any Common Stock Agreement shall entitle such the Participant to remain in the employment service of the 4 Company or its Subsidiaries or affect the right of the Company to terminate any Participant's employment service at any time for any reason. (c) Such (b) The Participant will have consulted, or will have had an opportunity to consult with, independent legal counsel regarding his or her rights and obligations under this Plan and any written agreement Agreement evidencing any grant of any Option RSUs and he or she fully understands the terms and conditions contained herein and therein. (d) (c) Prior to the purchase issuance of any shares of Common Stock pursuant to this Plan or any written agreement evidencing hereunder, the purchase of any shares of Common Stock, such Participant will deliver to the Company an executed consent from such the Participant's spouse (if any) in the form of Exhibit A attached hereto. If, at any time subsequent to the date such the Participant purchases is issued any shares of Common Stock and prior to the occurrence of a Termination Event, such the Participant becomes legally married (whether in the first instance or to a different spouse), such the Participant shall cause his or her spouse to execute and deliver to the Company a consent in the form of Exhibit A attached hereto. Such The Participant's failure to deliver the Company an executed consent in the form of Exhibit A at any time when such the Participant would otherwise be required to deliver such consent shall constitute such the Participant's continuing representation and warranty that such the Participant is not legally married as of such date. At Prior to the request issuance of any shares of Common Stock hereunder, Participant will deliver to the Company, all Participants shall execute a Company an executed joinder to any stockholders agreement among the equityholders of the Company then in effect. Stockholders Agreement. View More
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Participant Acknowledgment. By accepting this Award, the Participant acknowledges receipt of a copy of the Plan, and acknowledges that all decisions, determinations and interpretations of the Committee in respect of the Plan and this Award shall be final and conclusive. In addition, the Participant expressly acknowledges that violation by the Participant of Section 11 of this Award will obligate the Participant to pay to the Company the Fair Market Value of the Restricted Stock that becomes vested pursuant to Section 5. EX...-10.38 4 sr-ex1038_175.htm EX-10.38 sr-ex1038_175.htm Exhibit 10.38 Spire Inc. 2015 Equity Incentive Plan Restricted Stock Award THIS AWARD ("Award") is made by Spire Inc. (the "Company") as of this 20th day of November, 2019. Pursuant to the terms of the Company's 2015 Equity Incentive Plan ("Plan"), the Participant has been awarded shares of restricted stock subject to the terms and conditions of the Plan and this Award ("Restricted Stock"). NOW, THEREFORE, in consideration of the mutual covenants set forth in this Award, the parties hereto hereby agree as follows: 1.Restricted Stock Award. Subject to the terms and conditions in this Award and the Plan, the Company awards to the Participant, effective as of the Award Date, the number of shares of Common Stock of the Company reflected on the Company's stock administration website associated with the Award Date. View More
Participant Acknowledgment. By accepting this Award, the Participant acknowledges receipt of a copy of the Plan, and acknowledges that all decisions, determinations and interpretations of the Committee in respect of the Plan and this Award shall be final and conclusive. In addition, the Participant expressly acknowledges that violation by the Participant of Section 11 of this Award will obligate the Participant to pay to the Company the Fair Market Value of the Restricted Stock Units that becomes become vested pursuant to ...Section 6. EX-10.39 5 EX-10.38 4 sr-ex1038_175.htm EX-10.38 sr-ex1038_175.htm sr-ex1039_176.htm EX-10.39 sr-ex1039_176.htm Exhibit 10.38 10.39 Spire Inc. 2015 Equity Incentive Plan Restricted Stock Unit Award THIS AWARD ("Award") is made by Spire Inc. (the "Company") as of this 20th day of November, 2019. Pursuant to the terms of the Company's 2015 Equity Incentive Plan ("Plan"), the Participant has been awarded shares of restricted stock units subject to the terms and conditions of the Plan and this Award ("Restricted Stock"). Stock Units"). NOW, THEREFORE, in consideration of the mutual covenants set forth in this Award, the parties hereto hereby agree as follows: 1.Restricted Stock Unit Award. Subject to the terms and conditions in this Award and the Plan, the Company awards to the Participant, effective as of the Award Date, the number of shares of Common Restricted Stock of the Company reflected on the Company's stock administration website Units associated with the Award Date. Date reflected on the equity records of the Company. View More
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Participant Acknowledgment. The Participant hereby acknowledges receipt of a copy of the Plan. The Participant hereby acknowledges that all decisions, determinations and interpretations of the Board in respect of the Plan, this Agreement and the Option shall be final and conclusive. The Participant further acknowledges that, prior to the existence of a Public Market, no exercise of the Option or any portion thereof shall be effective unless and until the Participant has executed the Management Stockholders' Agreement and t...he Participant hereby agrees to be bound thereby. View More
Participant Acknowledgment. The Participant hereby acknowledges receipt of a copy of the Plan. The Participant hereby acknowledges that all decisions, determinations and interpretations of the Board in respect of the Plan, this Agreement and the Option shall be final and conclusive. The Participant further acknowledges that, prior to the existence of a Public Market, Agreement Termination Date, no exercise of the Option or any portion thereof shall be effective unless and until the Participant has executed the Management S...tockholders' Agreement and the Participant hereby agrees to be bound thereby. Notwithstanding the foregoing, any determination made by the Board relating to the characterization of the Participant's termination of Employment shall be subject to a de novo standard of review. View More
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Participant Acknowledgment. The Participant hereby acknowledges (i) receipt of a copy of the Plan, (ii) that all decisions, determinations and interpretations of the Administrator in respect of the Plan, this Agreement and the Option shall be final and conclusive and (iii) that any Shares acquired through exercise of the Option are being acquired for the Participant's own account and not with a view to distribution.
Participant Acknowledgment. The Participant hereby acknowledges (i) receipt of a copy of the Plan, (ii) that all decisions, determinations and interpretations of the Administrator in respect of the Plan, this Agreement and the Option RSUs shall be final and conclusive and (iii) that any RSU Shares acquired through exercise upon the exercise/redemption of the Option RSUs are being acquired for the Participant's own account and not with a view to distribution.
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