Offering of Stock by the Underwriters Contract Clauses (129)
Grouped Into 3 Collections of Similar Clauses From Business Contracts
This page contains Offering of Stock by the Underwriters clauses in business contracts and legal agreements. We have organized these clauses into groups of similarly worded clauses.
Offering of Stock by the Underwriters. Upon authorization by the Representatives of the release of the Firm Stock, the several Underwriters propose to offer the Firm Stock for sale upon the terms and conditions to be set forth in the Prospectus.
Offering of Stock by the Underwriters. Upon authorization by the Representatives Underwriter of the release of the Firm Stock, the several Underwriters propose Underwriter proposes to offer the Firm Stock for sale upon the terms and conditions to be set forth in the Prospectus.
Offering of Stock by the Underwriters. Upon authorization by the Representatives Representative of the release of the Firm Stock, Shares, the several Underwriters propose to offer the Firm Stock Shares for sale upon the terms and conditions to be set forth in the Prospectus.
Offering of Stock by the Underwriters. Upon authorization by the Representatives Representative of the release of the Firm Stock, Shares, the several Underwriters propose to offer the Firm Stock Shares for sale upon the terms and conditions to be set forth in the Prospectus.
Offering of Stock by the Underwriters. Upon authorization by the Representatives of the release of the Firm Stock, the several Underwriters propose to offer the Firm Stock for sale upon the terms and conditions to be set forth in the Prospectus. 20 It is understood that approximately [ · ] shares of the Firm Stock (the "Directed Shares") will initially be reserved by the several Underwriters for offer and sale upon the terms and conditions to be set forth in the most recent Preliminary Prospectus and in accordance with the rules and ...regulations of FINRA to employees of the Company and its subsidiaries and persons having business relationships with the Company and its subsidiaries who have heretofore delivered to Barclays Capital Inc. offers or indications of interest to purchase shares of Firm Stock in form satisfactory to Barclays Capital Inc. (such program, the "Directed Share Program") and that any allocation of such Firm Stock among such persons will be made in accordance with timely directions received by Barclays Capital Inc. from the Company; provided that under no circumstances will Barclays Capital Inc. or any Underwriter be liable to the Company or to any such person for any action taken or omitted in good faith in connection with such Directed Share Program. It is further understood that any Directed Shares not affirmatively reconfirmed for purchase by any participant in the Directed Share Program by 9:00 a.m., New York City time, on the first business day following the date hereof or otherwise are not purchased by such persons will be offered by the Underwriters to the public upon the terms and conditions set forth in the Prospectus. The Company agrees to pay all fees and disbursements incurred by the Underwriters in connection with the Directed Share Program and any stamp duties or other taxes incurred by the Underwriters in connection with the Directed Share Program.View More
Offering of Stock by the Underwriters. Upon authorization by the Representatives of the release of the Firm Stock, the several Underwriters propose to offer the Firm Stock for sale upon the terms and conditions to be set forth in the Prospectus. 20 It is understood that approximately [ · ] [•] shares of the Firm Stock (the "Directed Shares") will initially be reserved by the several Underwriters for offer and sale upon the terms and conditions to be set forth in the most recent Preliminary Prospectus and in accordance with the rules ...and regulations of FINRA to the Company's directors, officers, employees of and business associates and other parties related to the Company and its subsidiaries and persons having business relationships with the Company and its subsidiaries (collectively, "Participants") who have heretofore delivered to Barclays Capital Inc. Morgan Stanley offers or [or indications of interest interest] to purchase shares of Firm Stock in form satisfactory to Barclays Capital Inc. Morgan Stanley (such program, the "Directed Share Program") and that any allocation of such Firm Stock among such persons will be made in accordance with timely directions received by Barclays Capital Inc. Morgan Stanley from the Company; provided that under no circumstances will Barclays Capital Inc. Morgan Stanley or any Underwriter be liable to the Company or to any such person for any action taken or omitted in good faith in connection with such Directed Share Program. It is further understood that any Any Directed Shares not affirmatively reconfirmed confirmed for purchase by any participant in Participant by the Directed Share Program by 9:00 a.m., New York City time, on end of the first business day following the date hereof or otherwise are not purchased by such persons on which this Agreement is executed will be offered to the public by the Underwriters to the public upon the terms and conditions as set forth in the Prospectus. The Company agrees to pay all fees and disbursements incurred by the Underwriters in connection with the Directed Share Program and any stamp duties or other taxes incurred by the Underwriters in connection with the Directed Share Program. View More
Offering of Stock by the Underwriters. Upon authorization by the Representatives of the release of the Firm Stock, the several Underwriters propose to offer the Firm Stock for sale upon the terms and conditions to be set forth in the Prospectus. 20 It is understood that approximately [ · ] shares 5% of the Firm Stock (the "Directed Shares") will initially be reserved by the several Underwriters for offer and sale upon the terms and conditions to be set forth in the most recent Preliminary Prospectus and in accordance with the rules a...nd regulations of FINRA to employees of the Company and its subsidiaries and persons having business relationships with the Company and its subsidiaries who have heretofore delivered to Barclays Capital Inc. Morgan Stanley & Co. LLC offers or indications of interest to purchase shares of Firm Stock in form satisfactory to Barclays Capital Inc. Morgan Stanley & Co. LLC (such program, the "Directed Share Program") and that any allocation of such Firm Stock among such persons will be made in accordance with timely directions received by Barclays Capital Inc. Morgan Stanley & Co. LLC from the Company; provided that under no circumstances will Barclays Capital Inc. Morgan Stanley & Co. LLC or any Underwriter be liable to the Company or to any such person for any action taken or omitted in good faith in connection with such Directed Share Program. It is further understood that any Directed Shares not affirmatively reconfirmed for purchase by any participant in the Directed Share Program by 9:00 a.m., [ ● ]:00 A.M., New York City time, on the first business day following the date hereof or otherwise are not purchased by such persons will be offered by the Underwriters to the public upon the terms and conditions set forth in the Prospectus. The Company agrees to pay all fees and disbursements incurred by the Underwriters in connection with the Directed Share Program and any stamp duties or other taxes incurred by the Underwriters in connection with the Directed Share Program. View More
Offering of Stock by the Underwriters. Upon authorization by the Representatives of the release of the Firm Stock, the several Underwriters propose to offer the Firm Stock for sale upon the terms and conditions to be set forth in the Prospectus. 20 19 It is understood that approximately [ · ] up to 5% of the shares of the Firm Stock (the "Directed Shares") will initially be reserved by the several Underwriters for offer and sale upon the terms and conditions to be set forth in the most recent Preliminary Prospectus and in accordance ...with the rules and regulations of FINRA to employees individuals, including the Company's officers, directors and employees, as well as friends and family members of the Company Company's officers and its subsidiaries and persons having business relationships with the Company and its subsidiaries directors, who have heretofore delivered to Barclays Capital Raymond James & Associates, Inc. offers or indications of interest to purchase shares of Firm Stock in form satisfactory to Barclays Capital Raymond James & Associates, Inc. (such program, the "Directed Share Program") and that any allocation of such Firm Stock among such persons will be made in accordance with timely directions received by Barclays Capital Raymond James & Associates, Inc. from the Company; provided that under no circumstances will Barclays Capital Raymond James & Associates, Inc. or any Underwriter be liable to the Company or to any such person for any action taken or omitted in good faith in connection with such Directed Share Program. It is further understood that any Directed Shares not affirmatively reconfirmed for purchase by any participant in the Directed Share Program by 9:00 a.m., A.M., New York City time, on the first business day following the date hereof or otherwise are not purchased by such persons will be offered by the Underwriters to the public upon the terms and conditions set forth in the Prospectus. The Company agrees to pay all fees and disbursements incurred by the Underwriters in connection with the Directed Share Program and any stamp duties or other taxes incurred by the Underwriters in connection with the Directed Share Program. View More
Offering of Stock by the Underwriters. Upon authorization by the Representatives of the release of the Firm Stock, the several Underwriters propose to offer the Firm Stock for sale upon the terms and conditions to be set forth in the Prospectus. 14 4. Delivery of and Payment for the Stock. Delivery of and payment for the Firm Stock shall be made at 10:00 A.M., New York City time, on the second full business day following the date of this Agreement or at such other date or place as shall be determined by agreement between the Represen...tatives and the Company. This date and time are sometimes referred to as the "Initial Delivery Date". Delivery of the Firm Stock shall be made to the Representatives for the account of each Underwriter against payment by the several Underwriters through the Representatives and of the respective aggregate purchase prices of the Firm Stock being sold by the Company to or upon the order of the Company of the purchase price by wire transfer in immediately available funds to the accounts specified by the Company. Time shall be of the essence, and delivery at the time and place specified pursuant to this Agreement is a further condition of the obligation of each Underwriter hereunder. The Company shall deliver the Firm Stock through the facilities of DTC unless the Representatives shall otherwise instruct. The option granted in Section 2 will expire 30 days after the date of this Agreement and may be exercised in whole or from time to time in part by written notice being given to the Company by the Representatives; provided that if such date falls on a day that is not a business day, the option granted in Section 2 will expire on the next succeeding business day. Such notice shall set forth the aggregate number of shares of Option Stock as to which the option is being exercised, the names in which the shares of Option Stock are to be registered, the denominations in which the shares of Option Stock are to be issued and the date and time, as determined by the Representatives, when the shares of Option Stock are to be delivered; provided, however, that this date and time shall not be earlier than the Initial Delivery Date nor earlier than the second business day after the date on which the option shall have been exercised nor later than the fifth business day after the date on which the option shall have been exercised. Each date and time the shares of Option Stock are delivered is sometimes referred to as an "Option Stock Delivery Date", and the Initial Delivery Date and any Option Stock Delivery Date are sometimes each referred to as a "Delivery Date". Delivery of the Option Stock by the Company and payment for the Option Stock by the several Underwriters through the Representatives shall be made at 10:00 A.M., New York City time, on the date specified in the corresponding notice described in the preceding paragraph or at such other date or place as shall be determined by agreement between the Representatives and the Company. On each Option Stock Delivery Date, the Company shall deliver, or cause to be delivered, the Option Stock, to the Representatives for the account of each Underwriter, against payment by the several Underwriters through the Representatives and of the respective aggregate purchase prices of the Option Stock being sold by the Company to or upon the order of the Company of the purchase price by wire transfer in immediately available funds to the accounts specified by the Company. Time shall be of the essence, and delivery at the time and place specified pursuant to this Agreement is a further condition of the obligation of each Underwriter hereunder. The Company shall deliver the Option Stock through the facilities of DTC unless the Representatives shall otherwise instruct.View More
Offering of Stock by the Underwriters. Upon authorization by the Representatives Representative of the release of the Firm Stock, Shares, the several Underwriters propose intend to offer the Firm Stock Shares for sale upon the terms and conditions to be set forth in the Prospectus. 14 15 4. Delivery of and Payment for the Stock. Shares. Delivery of and payment for the Firm Stock Shares shall be made at 10:00 A.M., a.m., New York City time, on the second third full business day following the date of this Agreement or at such other dat...e or place as shall be determined by agreement between the Representatives Representative and the Company against the irrevocable release of a wire transfer of immediately available funds for the amount of the purchase price of the Firm Shares by the several Underwriters through the Representative or upon the order of the Company by wire transfer in immediately available funds to the account specified by the Company. This date and time are sometimes referred to as the "Initial Delivery Date". Delivery of the Firm Stock shall be made to the Representatives for the account of each Underwriter against payment by the several Underwriters through the Representatives and of the respective aggregate purchase prices of the Firm Stock being sold by the Company to or upon the order of the Company of the purchase price by wire transfer in immediately available funds to the accounts specified by the Company. Date." Time shall be of the essence, and delivery at the time and place specified pursuant to this Agreement is a further condition of the obligation of each Underwriter hereunder. The Company shall deliver the Firm Stock Shares through the facilities of DTC unless the Representatives Representative shall otherwise instruct. The option granted in Section 2 will expire 30 days after the date of this Agreement and may be exercised in whole or from time to time in part by written notice being given to the Company by the Representatives; provided that if such date falls on a day that is not a business day, the option granted in Section 2 will expire on the next succeeding business day. Such notice shall set forth the aggregate number of shares of Option Stock as to which the option is being exercised, the names in which the shares of Option Stock are to be registered, the denominations in which the shares of Option Stock are to be issued and the date and time, as determined by the Representatives, when the shares of Option Stock are to be delivered; provided, however, that this date and time shall not be earlier than the Initial Delivery Date nor earlier than the second business day after the date on which the option shall have been exercised nor later than the fifth business day after the date on which the option shall have been exercised. Each date and time the shares of Option Stock are delivered is sometimes referred to as an "Option Stock Delivery Date", and the Initial Delivery Date and any Option Stock Delivery Date are sometimes each referred to as a "Delivery Date". Delivery of the Option Stock Shares by the Company and payment for the Option Stock Shares by the several Underwriters through the Representatives Representative shall be made at 10:00 A.M., a.m., New York City time, on the date specified in the corresponding notice described in the preceding paragraph Section 2 or at such other date or place as shall be determined by agreement between the Representatives Representative and the Company. Each date and time the Option Shares are delivered in accordance with Section 2 is sometimes referred to as an "Option Share Delivery Date," and the Initial Delivery Date and any Option Share Delivery Date are sometimes each referred to as a "Delivery Date." On each the Option Stock Share Delivery Date, the Company shall deliver, deliver or cause to be delivered, delivered the Option Stock, Shares to the Representatives Representative for the account of each Underwriter, Underwriter against payment the irrevocable release of a wire transfer of immediately available funds for the amount of the purchase price of the Option Shares by the several Underwriters through the Representatives and of the respective aggregate purchase prices of the Option Stock being sold by the Company to Representative or upon the order of the Company of the purchase price by wire transfer in immediately available funds to the accounts account specified by the Company. Time shall be of the essence, and delivery at the time and place specified pursuant to this Agreement is a further condition of the obligation of each Underwriter hereunder. The Company shall deliver the Option Stock Shares through the facilities of DTC unless the Representatives Representative shall otherwise instruct. View More
Offering of Stock by the Underwriters. Upon authorization by the Representatives of the release of the Firm Stock, the several Underwriters propose to offer the Firm Stock for sale upon the terms and conditions to be set forth in the Prospectus. 14 13 4. Delivery of and Payment for the Stock. Delivery of and payment for the Firm Stock shall be made at 10:00 A.M., New York City time, on the second fifth full business day following the date of this Agreement or at such other date or place as shall be determined by agreement between the... Representatives and the Company. This date and time are sometimes referred to as the "Initial Delivery Date". "Delivery Date." Delivery of the Firm Stock shall be made to the Representatives for the account of each Underwriter against payment by the several Underwriters through the Representatives and of the respective aggregate purchase prices price of the Firm Stock being sold by the Company to or upon the order of the Company of the purchase price by wire transfer in immediately available funds to the accounts specified by the Company. Time shall be of the essence, and delivery at the time and place specified pursuant to this Agreement is a further condition of the obligation of each Underwriter hereunder. The Company shall deliver the Firm Stock through the facilities of DTC The Depository Trust Company ("DTC") unless the Representatives shall otherwise instruct. The option granted in Section 2 will expire 30 days after the date of this Agreement and may be exercised in whole or from time to time in part by written notice being given to the Company by the Representatives; provided that if such date falls on a day that is not a business day, the option granted in Section 2 will expire on the next succeeding business day. Such notice shall set forth the aggregate number of shares of Option Stock as to which the option is being exercised, the names in which the shares of Option Stock are to be registered, the denominations in which the shares of Option Stock are to be issued and the date and time, as determined by the Representatives, when the shares of Option Stock are to be delivered; provided, however, that this date and time shall not be earlier than the Initial Delivery Date nor earlier than the second business day after the date on which the option shall have been exercised nor later than the fifth business day after the date on which the option shall have been exercised. Each date and time the shares of Option Stock are delivered is sometimes referred to as an "Option Stock Delivery Date", and the Initial Delivery Date and any Option Stock Delivery Date are sometimes each referred to as a "Delivery Date". Delivery of the Option Stock by the Company and payment for the Option Stock by the several Underwriters through the Representatives shall be made at 10:00 A.M., New York City time, on the date specified in the corresponding notice described in the preceding paragraph or at such other date or place as shall be determined by agreement between the Representatives and the Company. On each Option Stock Delivery Date, the Company shall deliver, or cause to be delivered, the Option Stock, to the Representatives for the account of each Underwriter, against payment by the several Underwriters through the Representatives and of the respective aggregate purchase prices of the Option Stock being sold by the Company to or upon the order of the Company of the purchase price by wire transfer in immediately available funds to the accounts specified by the Company. Time shall be of the essence, and delivery at the time and place specified pursuant to this Agreement is a further condition of the obligation of each Underwriter hereunder. The Company shall deliver the Option Stock through the facilities of DTC unless the Representatives shall otherwise instruct.View More
Offering of Stock by the Underwriters. Upon authorization by the Representatives of the release of the Firm Stock, Shares, the several Underwriters propose to offer the Firm Stock Shares for sale upon the terms and conditions to be set forth in the Prospectus. 14 4. 13 5. Delivery of and Payment for the Stock. Delivery of and payment for the Firm Stock Shares shall be made at 10:00 A.M., New York City time, on the second third full business day following the date of this Agreement or at such other date or place as shall be determined... by agreement between the Representatives and the Company. Company or as provided in Section 11 hereof. This date and time are sometimes referred to as the "Initial Delivery Date". Date." Delivery of the Firm Stock Shares shall be made to the Representatives for the account of each Underwriter against payment by the several Underwriters through the Representatives and of the respective aggregate purchase prices of the Firm Stock Shares being sold by the Company and the Selling Shareholder to or upon the order of the Company and the Selling Shareholder of the purchase price by wire transfer in immediately available funds to the accounts specified by the Company. Time shall be of Company and the essence, and delivery at the time and place specified pursuant to this Agreement is a further condition of the obligation of each Underwriter hereunder. Selling Shareholder. The Company and the Selling Shareholder shall deliver the Firm Stock Shares through the facilities of DTC unless the Representatives shall otherwise instruct. The option options granted in Section 2 3 will expire 30 days after the date of this Agreement and may be exercised in whole or from time to time in part by written notice being given to the Company and the Selling Shareholder by the Representatives; provided that if such date falls on a day that is not a business day, the option options granted in Section 2 3 will expire on the next succeeding business day. Such notice shall set forth the aggregate number of shares of Option Stock Shares as to which the option is options are being exercised, the names in which the shares of Option Stock Shares are to be registered, the denominations in which the shares of Option Stock Shares are to be issued and the date and time, as determined by the Representatives, when the shares of Option Stock Shares are to be delivered; provided, however, that this date and time shall not be earlier than the Initial Delivery Date nor earlier than the second business day after the date on which the option options shall have been exercised nor later than the fifth business day after the date on which the option options shall have been exercised. exercised or as provided in Section 11 hereof. Each date and time the shares of Option Stock Shares are delivered is sometimes referred to as an "Option Stock Shares Delivery Date", Date," and the Initial Delivery Date and any Option Stock Shares Delivery Date are sometimes each referred to as a "Delivery Date". Date." Delivery of the Option Stock Shares by the Company and the Selling Shareholder and payment for the Option Stock Shares by the several Underwriters through the Representatives shall be made at 10:00 A.M., New York City time, on the date specified in the corresponding notice described in the preceding paragraph or at such other date or place as shall be determined by agreement between the Representatives and the Company. On each the Option Stock Shares Delivery Date, the Company and the Selling Shareholder shall deliver, deliver or cause to be delivered, delivered the Option Stock, Shares to the Representatives for the account of each Underwriter, Underwriter against payment by the several Underwriters through the Representatives and of the respective aggregate purchase prices of the Option Stock Shares being sold by the Company and the Selling Shareholder to or upon the order of the Company and the Selling Shareholder of the purchase price by wire transfer in immediately available funds to the accounts specified by the Company. Time shall be of Company and the essence, and delivery at the time and place specified pursuant to this Agreement is a further condition of the obligation of each Underwriter hereunder. Selling Shareholder. The Company and the Selling Shareholder shall deliver the Option Stock Shares through the facilities of DTC unless the Representatives shall otherwise instruct. View More
