No Fiduciary Duty Clause Example from Business Contracts

This example No Fiduciary Duty clause appears in 6 contracts from 1 company

No Fiduciary Duty. The Company hereby acknowledges that (a) the purchase and sale of the Shares pursuant to this Agreement is an arm's-length commercial transaction between the Company, on the one hand, and the Agents and any affiliate through which they may be acting, on the other, (b) each Agent is acting solely as a sales agent and/or principal in connection with the purchase and sale of the Company's securities and not as a fiduciary of the Company and (c) the Company's engagement of each Agent in connection w...ith the offering and the process leading up to the offering is as an independent contractor and not in any other capacity. Furthermore, the Company agrees that it is solely responsible for making its own judgments in connection with the offering (irrespective of whether an Agent has advised or is currently advising the Company on related or other matters). The Company agrees that it will not claim that either Agent has rendered advisory services of any nature or respect, or owe an agency, fiduciary or similar duty to the Company, in connection with such transaction or the process leading thereto. View More
Found in Orchid Island Capital, Inc. contract
Orchid Island Capital, Inc. Contracts

FEBRUARY 23, 2017 ORCHIDISLAND CAPITAL, INC., AS COMPANY, BIMINI ADVISORS, LLC, AS ITSMANAGER, AND LADENBURGTHALMANN & CO. INC. AND MUFG SECURITIES AMERICAS INC., ASAGENTS EQUITY... (Filed With SEC on February 23, 2017)

JULY 28, 2016 ORCHID ISLANDCAPITAL, INC., AS COMPANY, BIMINI ADVISORS, LLC, AS ITSMANAGER, AND LADENBURGTHALMANN & CO. INC. AND MUFG SECURITIES AMERICAS INC., ASAGENTS EQUITY... (Filed With SEC on July 29, 2016)

JUNE 17, 2014 ORCHID ISLANDCAPITAL, INC. AS COMPANY, AND BIMINI ADVISORS, LLC, AS MANAGER, AND LADENBURG THALMANN & CO. INC. AND MITSUBISHI UFJ SECURITIES(USA), INC., AS AGENTS... (Filed With SEC on June 18, 2014)

MARCH 2, 2015 ORCHID ISLANDCAPITAL, INC., AS COMPANY, BIMINI ADVISORS, LLC, AS ITSMANAGER, AND LADENBURGTHALMANN & CO. INC. AND MITSUBISHI UFJ SECURITIES (USA), INC., AS AGENTS... (Filed With SEC on March 2, 2015)

SEPTEMBER 3, 2014 ORCHID ISLANDCAPITAL, INC. AS COMPANY, AND BIMINI ADVISORS, LLC AS MANAGER, AND LADENBURG THALMANN & CO. INC. AND MITSUBISHI UFJ SECURITIES(USA), INC., AS AGENTS... (Filed With SEC on September 3, 2014)

AUGUST 2, 2017 ORCHID ISLANDCAPITAL, INC., AS COMPANY, BIMINI ADVISORS, LLC, AS ITSMANAGER, AND LADENBURGTHALMANN & CO. INC. AND MUFG SECURITIES AMERICAS INC., ASAGENTS EQUITY... (Filed With SEC on August 2, 2017)