No Advisory or Fiduciary Relationship Clause Example from Business Contracts

This example No Advisory or Fiduciary Relationship clause appears in 5 contracts from 5 companies

No Advisory or Fiduciary Relationship. The Company acknowledges and agrees that (a) the purchase and sale of the Shares pursuant to this Agreement, including the determination of the public offering price of the Shares and any related discounts and commissions, is an arm's-length commercial transaction between the Company, on the one hand, and the several Underwriters, on the other hand, (b) in connection with the Offering and the process leading thereto, each Underwriter is and has been acting solely as a principal and is not the ag...ent or fiduciary of the Company, the Subsidiaries or their respective stockholders, creditors, employees or any other party, (c) no Underwriter has assumed or will assume an advisory or fiduciary responsibility in favor of the Company with respect to the Offering or the process leading thereto (irrespective of whether such Underwriter has advised or is currently advising the Company or the Subsidiaries on other matters) and no Underwriter has any obligation to the Company with respect to the Offering except the obligations expressly set forth in this Agreement, (d) the Underwriters and their respective affiliates may be engaged in a broad range of transactions that involve interests that differ from those of the Company, (e) any duties and obligations that the Underwriters may have to the Company shall be limited to those duties and obligations specifically stated herein and (f) the Underwriters have not provided any legal, accounting, regulatory or tax advice with respect to the Offering and the Company has consulted its own respective legal, accounting, regulatory and tax advisors to the extent it deemed appropriate. View More Arrow
Found in SOLENO THERAPEUTICS INC contract
SOLENO THERAPEUTICS INC Contracts

Underwriting Agreement, dated as of June 24, 2020, by and between Soleno Therapeutics, Inc. and Guggenheim Securities, LLC (Filed With SEC on June 26, 2020)

DiaMedica Therapeutics Inc. Contracts

Underwriting Agreement, dated August 6, 2020, by and between DiaMedica Therapeutics Inc. and Guggenheim Securities, LLC (Filed With SEC on August 10, 2020)

TREVENA INC Contracts

Underwriting Agreement, dated as of August 12, 2020, by and between Trevena, Inc. and Guggenheim Securities, LLC (Filed With SEC on August 13, 2020)

resTORbio, Inc. Contracts

Underwriting Agreement, dated as of February 10, 2021, by and among the Company and Guggenheim Securities, LLC, as representatives of the several underwriters listed on Schedule A... (Filed With SEC on February 16, 2021)

ICAD INC Contracts

Underwriting Agreement, dated March 2, 2021, by and between iCAD, Inc. and Guggenheim Securities, LLC (Filed With SEC on March 4, 2021)