Miscellaneous Contract Clauses (41,182)

Grouped Into 893 Collections of Similar Clauses From Business Contracts

This page contains Miscellaneous clauses in business contracts and legal agreements. We have organized these clauses into groups of similarly worded clauses.
Miscellaneous. No person shall have any claim or right to be granted an Award. Neither the adoption, maintenance, nor operation of the Plan nor any Award hereunder shall confer upon any employee or consultant of the Company or of any Affiliate any right with respect to the continuance of his/her employment by or other service with the Company or any such Affiliate nor shall they interfere with the rights of the Company (or Affiliate) to terminate any employee at any time or otherwise change the terms of employ...ment, including, without limitation, the right to promote, demote or otherwise re-assign any employee from one position to another within the Company or any Affiliate. (b) No Rights As Stockholder. Subject to the provisions of the applicable Award, no Participant or Designated Beneficiary shall have any rights as a stockholder with respect to any shares of Common Stock to be distributed under the Plan until he or she becomes the holder thereof. A Participant to whom Restricted Stock, Unrestricted Stock or Restricted Stock Unit is awarded shall be considered a stockholder of the Company at the time of the Award except as otherwise provided in the applicable Award. (c) Effective Date. Subject to the approval of the stockholders of the Company, the Plan, as amended, shall be effective on February 28, 2013. (d) Amendment of Plan. The Board may amend, suspend or terminate the Plan or any portion thereof at any time, subject to such stockholder approval as the Board determines to be necessary or advisable. (e) Governing Law. The provisions of the Plan shall be governed by and interpreted in accordance with the laws of Delaware. * * * * EX-10.1 2 d506189dex101.htm EX-10.1 EX-10.1 Exhibit 10.1 LAMAR ADVERTISING COMPANY 1996 EQUITY INCENTIVE PLAN (as amended and restated in February 2013) 1. Purpose The purpose of the Lamar Advertising Company 1996 Equity Incentive Plan (the "Plan") is to attract and retain directors, key employees and consultants of the Company and its Affiliates, to provide an incentive for them to achieve long-range performance goals, and to enable them to participate in the long-term growth of the Company by granting Awards with respect to the Company's Class A Common Stock (the "Common Stock"). Certain capitalized terms used herein are defined in Section 9 below. View More Arrow
Miscellaneous. No person shall have any claim or right to be granted an Award. Neither the adoption, maintenance, nor operation of the Plan nor any Award hereunder shall confer upon any employee or consultant of the Company or of any Affiliate any right with respect to the continuance of his/her employment by or other service with the Company or any such Affiliate nor shall they interfere with the rights of the Company (or Affiliate) to terminate any employee at any time or otherwise change the terms of employ...ment, including, without limitation, the right to promote, demote or otherwise re-assign any employee from one position to another within the Company or any Affiliate. (b) No Rights As Stockholder. Subject to the provisions of the applicable Award, no Participant or Designated Beneficiary shall have any rights as a stockholder with respect to any shares of Common Stock to be distributed under the Plan until he or she becomes the holder thereof. A Participant to whom Restricted Stock, Unrestricted Stock or Restricted Stock Unit is awarded shall be considered a stockholder of the Company at the time of the Award except as otherwise provided in the applicable Award. (c) Effective Date. Subject to the approval of the stockholders of the Company, the Plan, as amended, shall be effective on February 28, 2013. May 30, 2019. (d) Amendment of Plan. The Board may amend, suspend or terminate the Plan or any portion thereof at any time, subject to such stockholder approval as the Board determines to be necessary or advisable. (e) Governing Law. The provisions of the Plan shall be governed by and interpreted in accordance with the laws of Delaware. As amended and restated by the Board of Directors on February 28, 2019 and approved by Stockholders on May 30, 2019. * * * * 8 EX-10.1 2 d506189dex101.htm d760299dex101.htm EX-10.1 EX-10.1 Exhibit 10.1 LAMAR ADVERTISING COMPANY 1996 EQUITY INCENTIVE PLAN (as amended and restated in February 2013) through May 2019) 1. Purpose The purpose of the Lamar Advertising Company 1996 Equity Incentive Plan (the "Plan") is to attract and retain directors, key employees and consultants of the Company and its Affiliates, to provide an incentive for them to achieve long-range performance goals, and to enable them to participate in the long-term growth of the Company by granting Awards with respect to the Company's Class A Common Stock (the "Common Stock"). Certain capitalized terms used herein are defined in Section 9 below. View More Arrow
Miscellaneous. (a) No Right to Employment. No person shall have any claim or right to be granted an Award. Each employee of the Company or any of its Affiliates is an employee-at-will (that is to say that either the Participant or the Company or any Affiliate may terminate the employment relationship at any time for any reason or no reason at all) unless and only to the extent provided in a written employment agreement for a specified term executed by the chief executive officer of the Company or his duly auth...orized designee or the authorized signatory of any Affiliate. Neither the adoption, maintenance, nor operation of the Plan nor any Award hereunder shall confer upon any employee or consultant of the Company or of any Affiliate any right with respect to the continuance of his/her employment by or other service with the Company or any such Affiliate nor shall they interfere with the rights of the Company (or Affiliate) to terminate any employee at any time or otherwise change the terms of employment, including, without limitation, the right to promote, demote or otherwise re-assign any employee from one position to another within the Company or any Affiliate. (b) No Rights As as Stockholder. Subject to the provisions of the applicable Award, no Participant or Designated Beneficiary shall have any rights as a stockholder with respect to any shares of Common Stock to be distributed issued under the Plan until he or she becomes the holder thereof. A Participant to whom Restricted Stock, Unrestricted Common Stock or Restricted Stock Unit is awarded shall be considered a stockholder the holder of the Company Stock at the time of the Award except as otherwise provided in the applicable Award. (c) Effective Date. Subject to the approval The "effective date" of the stockholders Plan, from time to time, shall be the most recent date that the Plan was adopted or that it was approved by the stockholders, if earlier (as such terms are used in the regulations under Section 422 of the Company, the Plan, as amended, shall be effective on February 28, 2013. Code). (d) Amendment of Plan. The Board may amend, suspend or terminate the Plan or any portion thereof at any time, subject to such stockholder approval as the Board determines to be necessary or advisable. advisable to comply with any tax or regulatory requirement. (e) Governing Law. The provisions of the Plan shall be governed by and interpreted in accordance with the laws of Delaware. * * * * the Commonwealth of Massachusetts. As amended March 2, 2016 EX-10.1 2 d506189dex101.htm EX-10.1 EX-10.1 Exhibit 10.1 LAMAR ADVERTISING COMPANY 1996 2000eip.htm PTC INC. 2000 EQUITY INCENTIVE PLAN (as amended and restated in February 2013) 1. Purpose Purpose. The purpose of the Lamar Advertising Company 1996 PTC Inc. 2000 Equity Incentive Plan (the "Plan") is to attract and retain directors, directors and key employees and consultants of the Company and its Affiliates, to provide an incentive for them to achieve long-range performance goals, and to enable them to participate in the long-term growth of the Company by granting Awards with respect to the Company's Class A Common Stock (the "Common Stock"). Stock. Certain capitalized terms used herein are defined in Section 9 below. View More Arrow
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Miscellaneous. 7.2 Each Original Finance Document and this Agreement will, from the Effective Date, be read and construed as one document. 7.3 Except as otherwise provided in this Agreement, the Finance Documents remain in full force and effect without any amendment whatsoever. 7.4 Except to the extent expressly waived in this Agreement, no waiver is given by this Agreement and the Lenders expressly reserve all their rights and remedies in respect of any breach of, or other Default under, the Finance Documents.... View More Arrow
Miscellaneous. 7.2 Each 8.2 The Original Finance Document Common Terms Agreement and this Agreement will, from the Effective Date, be read and construed as one document. 7.3 8.3 Except as otherwise provided in this Agreement, the Finance Documents remain in full force and effect without any amendment whatsoever. 7.4 8.4 Except to the extent expressly waived in this Agreement, no waiver is given by this Agreement and the Lenders expressly reserve all their rights and remedies in respect of any breach of, or oth...er Default under, the Finance Documents. View More Arrow
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Miscellaneous. (a) Borrower and each of the other Companies will take, and Borrower will cause the other Companies to take, all actions that may be required under the Loan Papers to effectuate the transactions contemplated hereby or to grant, preserve, protect or perfect the Liens created or intended to be created by the Security Documents or the validity or priority of any such Lien, all at the expense of Borrower. - 2 - (b) Borrower shall pay Administrative Agent upon demand for all reasonable expenses, incl...uding reasonable attorneys' fees and expenses of Administrative Agent, incurred by Administrative Agent in connection with the preparation, negotiation and execution of this Amendment. (c) The Laws (other than conflict-of-laws provisions) of the State of New York and of the United States of America govern the rights and duties of the parties to this Amendment and the validity, construction, enforcement, and interpretation of this Amendment. (d) This Amendment shall be binding upon Borrower, Administrative Agent and Lenders and their respective successors and assigns, and shall inure to the benefit of Borrower, Administrative Agent and Lenders and the respective successors and assigns of Administrative Agent and Lenders. (e) This Amendment may be executed in any number of counterparts and by different parties hereto in separate counterparts, each of which when so executed and delivered shall be deemed to be an original and all of which taken together shall constitute one and the same instrument. Delivery of an executed counterpart of a signature page of this Amendment by facsimile or other electronic imaging (including in .pdf format) means shall be effective as delivery of a manually executed counterpart of this Amendment. View More Arrow
Miscellaneous. (a) Borrower This Amendment shall become effective and each binding as of the other Companies will take, first date written above. Except as amended and Borrower will cause set forth above, the other Companies to take, all actions that may NPA and the Notes shall continue in full force and effect. This Amendment shall be required governed by and construed under the Loan Papers to effectuate the transactions contemplated hereby or to grant, preserve, protect or perfect the Liens created or intend...ed to be created by the Security Documents or the validity or priority of any such Lien, all at the expense of Borrower. - 2 - (b) Borrower shall pay Administrative Agent upon demand for all reasonable expenses, including reasonable attorneys' fees and expenses of Administrative Agent, incurred by Administrative Agent in connection with the preparation, negotiation and execution of this Amendment. (c) The Laws (other than conflict-of-laws provisions) laws of the State of New York York, without regard to its conflict of laws provisions. This Amendment, together with the NPA, any agreement or document contemplated in the NPA, the Notes and of all exhibits and schedules attached thereto, constitute the United States of America govern the rights and duties of entire agreement among the parties to this Amendment and the validity, construction, enforcement, and interpretation of this Amendment. (d) This Amendment shall be binding upon Borrower, Administrative Agent and Lenders and their respective successors and assigns, and shall inure hereto pertaining to the benefit of Borrower, Administrative Agent and Lenders and the respective successors and assigns of Administrative Agent and Lenders. (e) subject matter hereof or thereof. This Amendment may be executed in any number of counterparts and by different parties hereto in separate counterparts, each of which when so executed and delivered shall be deemed to be an original enforceable, and all of which taken together shall constitute one and the same instrument. Delivery of an executed counterpart of a signature page of this Amendment by facsimile telecopy, emailed pdf. or any other electronic imaging (including in .pdf format) means that reproduces an image of the actual executed signature page shall be effective as delivery of a manually executed counterpart of this Amendment. The words "execution," "signed," "signature," "delivery," and words of like import in or relating to any document to be signed in connection with this Amendment and the transactions contemplated hereby or thereby shall be deemed to include Electronic Signatures, deliveries or the keeping of records in electronic form, each of which shall be of the same legal effect, validity or enforceability as a manually executed signature, physical delivery thereof or the use of a paper-based recordkeeping system, as the case may be, to the extent and as provided for in any applicable law, including the Federal Electronic Signatures in Global and National Commerce Act, the New York State Electronic Signatures and Records Act, or any other similar state laws based on the Uniform Electronic Transactions Act. View More Arrow
Miscellaneous. (a) Borrower and each of the other Companies will take, and Borrower will cause the other Companies to take, all actions that may be required under the Loan Papers to effectuate the transactions contemplated hereby or to grant, preserve, protect or perfect the Liens created or intended to be created by the Security Documents or the validity or priority of any such Lien, all at the expense of Borrower. - 2 - (b) Subject to and in accordance with Section 8.7 of the Credit Agreement, the Borrower a...nd each Guarantor shall pay Administrative Agent upon demand for all reasonable out-of-pocket expenses, including reasonable attorneys' fees and expenses of Administrative Agent, incurred by Administrative Agent in connection with the preparation, negotiation and execution of this Amendment. (c) The Laws (other than conflict-of-laws provisions) of the State of New York and of the United States of America govern the rights and duties of the parties to this Amendment and the validity, construction, enforcement, and interpretation of this Amendment. (d) This Amendment shall be binding upon Borrower, Administrative Agent and Lenders and their respective successors and assigns, and shall inure to the benefit of Borrower, Administrative Agent and Lenders and the respective successors and assigns of Administrative Agent and Lenders. (e) This Amendment may be executed in any number of counterparts and by different parties hereto in separate one or more counterparts, each of which when so executed and delivered shall be deemed to be an original and original, but all of which taken together shall constitute one and the same instrument. Delivery of an executed counterpart of a signature page of this Amendment counterpart hereof by facsimile telecopy, emailed .pdf or any other electronic imaging (including in .pdf format) means that reproduces an image of the actual executed signature page shall be effective as delivery of a manually executed counterpart hereof. The words "execution," "signed," "signature," "delivery," and words of like import in or relating to any document to be signed in connection with this Amendment. Amendment and the transactions contemplated hereby shall be deemed to include electronic signatures, the electronic association of signatures and records on electronic platforms, deliveries or the keeping of records in electronic form, each of which shall be of the same legal effect, validity or enforceability as a manually executed signature, physical delivery thereof or the use of a paper-based recordkeeping system, as the case may be, to the extent and as provided for in any applicable law, including the Federal Electronic Signatures in Global and National Commerce Act, the New York State Electronic Signatures and Records Act, any other similar state laws based on the Uniform Electronic Transactions Act or the Uniform Commercial Code, each as amended, and the parties hereto hereby waive any objection to the contrary, provided that (x) nothing herein shall require the Administrative Agent to accept electronic signature counterparts in any form or format and (y) the Administrative Agent reserves the right to require, at any time and at its sole discretion, the delivery of manually executed counterpart signature pages to this Amendment or any document signed in connection with this Amendment and the parties hereto agree to promptly deliver such manually executed counterpart signature pages. View More Arrow
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Miscellaneous. This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania, without regard to its choice of laws provisions. This Agreement may be amended only by written agreement between the Company and the Recipient. This Agreement may be executed in two or more counterparts, each of which shall be deemed to be an original but all of which together will constitute one and the same instrument. This Agreement represents the entire agreement between the parties hereto with respect to the s...ubject matter hereof and supersedes all prior and contemporaneous agreements, understandings and discussions, whether written or oral, between the parties hereto relating to the subject matter hereof. * * * * * * *CDI CORP.MICHAEL CASTLEMANBy: /s/ Brian D. ShortSignature: /s/ Michael CastlemanName: Brian D. ShortPrint Name: Michael CastlemanTitle: EVP, CAO & GCDate: 1/25/17 512343205.1.TAX EX-10.3 4 exhibit103castlemanperform.htm EXHIBIT 10.3 Exhibit EXHIBIT 10.3CDI CORP. PERFORMANCE UNITS AGREEMENT1. Grant of Performance Units. The Company hereby grants to Michael S. Castleman (the "Recipient") 37,500 Performance Units. This Grant is subject to the terms, definitions and provisions of the Plan, which is incorporated herein by reference. Capitalized terms used but not defined herein shall have the meanings set forth in the Plan. In the event of an express conflict between the terms of this Agreement and the Plan, the Plan will prevail. View More Arrow
Miscellaneous. This Agreement shall be governed by the laws of the Commonwealth of Pennsylvania, without regard to its choice of laws provisions. This Agreement may be amended only by written agreement between the Company and the Recipient. This Agreement may be executed in two or more counterparts, each of which shall be deemed to be an original but all of which together will constitute one and the same instrument. This Agreement represents the entire agreement between the parties hereto with respect to the s...ubject matter hereof and supersedes all prior and contemporaneous agreements, understandings and discussions, discussions (including, without limitation, any term sheet), whether written or oral, between the parties hereto relating to the subject matter hereof. * * * * * * *CDI CORP.MICHAEL CASTLEMANBy: /s/ Brian D. ShortSignature: /s/ Michael CastlemanName: Brian D. ShortPrint Name: Michael CastlemanTitle: EVP, CAO & GCDate: 1/25/17 512343205.1.TAX EX-10.3 4 exhibit103castlemanperform.htm 12341031.1. TAX8 EX-10.2 3 exhibit102castlemantvdsawa.htm EXHIBIT 10.3 10.2 Exhibit EXHIBIT 10.3CDI 10.2CDI CORP. PERFORMANCE UNITS TIME-VESTED DEFERRED STOCK AGREEMENT1. Grant of Performance Units. Time-Vested Deferred Stock. The Company hereby grants to Michael S. Castleman (the "Recipient") 37,500 Performance Units. 87,500 shares of Time-Vested Deferred Stock (the "Time-Vested Deferred Stock"). This Grant is subject to the terms, definitions and provisions of the Plan, which is incorporated herein by reference. Capitalized terms used but not defined herein shall have the meanings set forth in the Plan. In the event of an express conflict between the terms of this Agreement and the Plan, the Plan will prevail. View More Arrow
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Miscellaneous. 3.1 Except as expressly amended and modified by this Third Amendment, the Amended Note is and shall continue to be in full force and effect in accordance with the terms thereof. 1 5.2 This Third Amendment may be executed by the parties hereto in counterparts, and all of such counterparts taken together shall be deemed to constitute one and the same instrument. 5.3 The Third Amendment shall be construed in accordance and governed by the internal laws of the state of California. 5.4 The headings c...ontained in this Third Amendment are for ease of reference only and shall not be considered in construing this Third Amendment. View More Arrow
Miscellaneous. 3.1 5.1 Except as expressly amended and modified by this Third Second Amendment, the Amended Promissory Note is and shall continue to be in full force and effect in accordance with the terms thereof. 1 5.2 This Third Second Amendment may be executed by the parties hereto in counterparts, and all of such counterparts taken together shall be deemed to constitute one and the same instrument. 5.3 The Third Second Amendment shall be construed in accordance and governed by the internal laws of the sta...te of California. 5.4 The headings contained in this Third Second Amendment are for ease of reference only and shall not be considered in construing this Third Second Amendment. View More Arrow
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Miscellaneous. Except as amended by this First Amendment, the Line of Credit remains in full force and effect in accordance with its terms. This First Amendment shall be governed by and interpreted in accordance with the laws of the State of Georgia, excluding its choice of law rules. If any provision of this First Amendment or part thereof is rendered void, illegal or unenforceable in any respect under any applicable law, the validity, legality and enforceability of the remaining provisions shall not in any w...ay be affected or impaired thereby. This First Amendment may only be amended in the same manner as the Line of Credit. Capitalized terms used herein without specific definition have the respective meanings given to them in the Line of Credit. This First Amendment may be executed in counterparts, each of which shall be deemed to be an original; provided, however, that such counterparts shall together constitute only one instrument. A signed copy of this First Amendment transmitted by facsimile, email or other means of electronic transmission shall be deemed to have the same legal effect as delivery of an original executed copy of this First Amendment for all purposes. View More Arrow
Miscellaneous. Except as amended by this First Amendment, the Line of Credit Warrant remains in full force and effect in accordance with its terms. This First Amendment shall be governed by and interpreted in accordance with the laws of the State of Georgia, excluding its choice of law rules. Nevada. If any provision of this First Amendment or part thereof is rendered void, illegal or unenforceable in any respect under any applicable law, the validity, legality and enforceability of the remaining provisions sh...all not in any way be affected or impaired thereby. This First Amendment may only be amended in the same manner as the Line of Credit. Warrant. Capitalized terms used herein without specific definition have the respective meanings given to them in the Line of Credit. Warrant. This First Amendment may be executed in counterparts, each of which shall be deemed to be an original; provided, however, that such counterparts shall together constitute only one instrument. A signed copy of this First Amendment transmitted by facsimile, email or other means of electronic transmission shall be deemed to have the same legal effect as delivery of an original executed copy of this First Amendment for all purposes. View More Arrow
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Miscellaneous. This letter and any other documents subsequently signed by you constitute the complete and exclusive terms and conditions of your employment and supercede any and all prior agreements, whether written or oral. This agreement will be governed by and construed according to the laws of the State of Colorado. By joining the Company, you are agreeing to abide by all laws and regulations, all the Company policies and procedures and that you are bound by the terms and conditions of the Company's Busine...ss Protection Agreement (if any). Violations of these policies may lead to immediate termination of employment in the Company's sole discretion. As required by law, this offer is subject to satisfactory proof of your right to work in the United States. We look forward to having you join us at the Company. If you wish to accept this offer under the terms and conditions described above please sign and date this document and return it to Human Resources by February 23, 2015. If you have any questions about the terms of this offer, please do not hesitate to call us to discuss our offer at your earliest convenience. Sincerely, /s/ Chad Varra Chad Varra, CFO SendGrid, Inc. I have read this offer and I understand and accept its terms. /s/ Craig Kaes Date: 2/18/2015 EXHIBIT A COMPENSATION Your starting semi-monthly base salary will be $8,958.33, which is equivalent to $215,000 on an annualized basis. Your target bonus will be $53,570 for a potential annual compensation of $268,750. You will be eligible to receive a one-time starting bonus in the gross amount of $20,000 to be paid on the first payday after the commencement of your employment with SendGrid. If your employment terminates for any reason before the two-year anniversary of the commencement of your employment with SendGrid, you will be required to promptly repay a pro-rated share of this starting bonus to SendGrid in an amount equal to one-twenty-fourth (1/24th) of the starting bonus multiplied by the difference between twenty-four (24) and the total number of completed calendar months that you were employed by SendGrid. Your salary is subject to adjustment from time to time in accordance with the company's compensation policies. You will also be eligible to participate in the benefit programs that SendGrid, Inc. (the "Company") makes available to its employees. Your eligibility and participation will be subject to the terms of the benefit programs and policies, and all benefits are subject to change or elimination at the sole discretion of the Company. EX-10.11.8 36 a2233508zex-10_118.htm EX-10.11.8 Exhibit 10.11.8 February 18, 2015 Craig Kaes Re: Offer of Employment with SendGrid, Inc. Dear Craig: SendGrid, Inc. (the "Company") is very pleased to offer you employment as Vice President of Engineering, beginning on March 16, 2015. This letter states the complete terms and conditions of your offer, subject to a satisfactory result of a background check. If you agree to these terms and conditions, please sign at the end of this letter in the space indicated. View More Arrow
Miscellaneous. This letter and any other documents subsequently signed by you constitute the complete and exclusive terms and conditions of your employment and supercede any and all prior agreements, whether written or oral. This agreement will be governed by and construed according to the laws of the State of Colorado. By joining the Company, you are agreeing to abide by all laws and regulations, all the Company policies and procedures and that you are bound by the terms and conditions of the Company's Busine...ss Protection Agreement (if any). Violations of these policies may lead to immediate termination of employment in the Company's sole discretion. As required by law, this offer is subject to satisfactory proof of your right to work in the United States. We look forward to having you join us at the Company. If you wish to accept this offer under the terms and conditions described above please sign and date this document and return it to Human Resources by February April 23, 2015. If you have any questions about the terms of this offer, please do not hesitate to call us to discuss our offer at your earliest convenience. Sincerely, /s/ Chad Varra Chad Varra, CFO Sameer Dholakia, CEO SendGrid, Inc. I have read this offer and I understand and accept its terms. /s/ Craig Kaes Yancey Spruill Date: 2/18/2015 April 23, 2015 EXHIBIT A COMPENSATION Your starting semi-monthly base salary will be $8,958.33, $12,500, which is equivalent to $215,000 $300,000 on an annualized basis. Your target bonus will be $53,570 $120,000 for a potential annual compensation of $268,750. You will be eligible to receive a one-time starting bonus in the gross amount of $20,000 to be paid on the first payday after the commencement of your employment with SendGrid. If your employment terminates for any reason before the two-year anniversary of the commencement of your employment with SendGrid, you will be required to promptly repay a pro-rated share of this starting bonus to SendGrid in an amount equal to one-twenty-fourth (1/24th) of the starting bonus multiplied by the difference between twenty-four (24) and the total number of completed calendar months that you were employed by SendGrid. $420,000. Your salary is subject to adjustment from time to time in accordance with the company's compensation policies. You will also be eligible to participate in the benefit programs that SendGrid, Inc. (the "Company") makes available to its employees. Your eligibility and participation will be subject to the terms of the benefit programs and policies, and all benefits are subject to change or elimination at the sole discretion of the Company. EX-10.11.8 36 a2233508zex-10_118.htm EX-10.11.8 EX-10.11.2 30 a2233508zex-10_112.htm EX-10.11.2 Exhibit 10.11.8 February 18, 10.11.2 April 17, 2015 Craig Kaes Yancey Spruill Re: Offer of Employment with SendGrid, Inc. Dear Craig: Yancey, SendGrid, Inc. (the "Company") is very pleased to offer you employment as Vice President of Engineering, Chief Financial Officer & Chief Operating Officer beginning on March 16, a date to be determined in June, 2015. This letter states the complete terms and conditions of your offer, subject to a satisfactory result of a background check. If you agree to these terms and conditions, please sign at the end of this letter in the space indicated. View More Arrow
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Miscellaneous. 8.2 Governing Law; Consent to Jurisdiction. 8.3 Counterparts. 8.4 Titles and Subtitles. 8.5 Notices. 8.6 Modification; Waiver. 8.7 Expenses. 8.8 Delays or Omissions. 8.9 Entire Agreement.
Miscellaneous. 8.2 Governing Law; Consent to Jurisdiction. 8.3 Counterparts. 8.4 Titles and Subtitles. 8.5 Notices. 8.6 Modification; Waiver. 8.7 Expenses. 8.8 Delays or Omissions. 8.9 Remedies Cumulative. 8.10 Attorneys' Fees. 8.12 Entire Agreement.
Miscellaneous. 8.2 Governing Law; Consent to Jurisdiction. 8.3 Counterparts. 8.4 Titles and Subtitles. 8.5 Notices. 8.6 Modification; Waiver. 8.7 Expenses. 8.8 Delays or Omissions. 8.9 Entire Agreement.
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Miscellaneous. Notice given pursuant to any of the provisions of this Agreement shall be in writing and, unless otherwise specified, shall be mailed or delivered (a) if to the Company, at the office of the Company, 4281 Technology Drive, Fremont, California 94538, Attention: Chief Financial Officer, with a copy to Donna M. 18 Petkanics, Esq., Wilson Sonsini Goodrich & Rosati, Professional Corporation, 650 Page Mill Road, Palo Alto, California 94304, or (b) if to the Underwriters, to the Representative at the o...ffices of Needham & Company, LLC, 445 Park Avenue, New York, New York 10022, Attention: Corporate Finance Department, with a copy to Stanton D. Wong, Esq., Pillsbury Winthrop Shaw Pittman LLP, Four Embarcadero Center, 22nd Floor, San Francisco, California 94111. Any such notice shall be effective only upon receipt. Any notice under Section 9 or 10 may be made by telecopier or telephone, but if so made shall be subsequently confirmed in writing. This Agreement has been and is made solely for the benefit of the several Underwriters, the Company and the controlling persons, directors and officers referred to in Section 7, and their respective successors and assigns, and no other person shall acquire or have any right under or by virtue of this Agreement. The term "successors and assigns" as used in this Agreement shall not include a purchaser, as such purchaser, of Shares from any of the several Underwriters. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed entirely within such State. This Agreement may be signed in two or more counterparts with the same effect as if the signatures thereto and hereto were upon the same instrument. In case any provision in this Agreement shall be invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby. Each of the Company and the Underwriters hereby waives any right it may have to a trial by jury in respect of any claim based upon or arising out of this Agreement or the transactions contemplated hereby. 19 Please confirm that the foregoing correctly sets forth the agreement among the Company and the several Underwriters. Very truly yours, AXT, INC. By: /s/ Morris Young Title: Chief Executive Officer Confirmed as of the date first above mentioned: NEEDHAM & COMPANY, LLC Acting on behalf of itself and as the Representative of the other several Underwriters named in Schedule I hereto. By: /s/ James King Title: Managing Director SCHEDULE I UNDERWRITERS Underwriters Number of Firm Shares to be Purchased Needham & Company, LLC 3,923,077 Craig-Hallum Capital Group LLC 692,308 Total 4,615,385 SCHEDULE II Issuer General Use Free Writing Prospectuses: None Permitted Free Writing Prospectuses: None Additional Documents Incorporated by Reference: The following information is also included in the General Disclosure Package: 1. The initial price to the public of the shares, which is $6.50. View More Arrow
Miscellaneous. Notice given pursuant to any of the provisions of this Agreement shall be in writing and, unless otherwise specified, shall be mailed or delivered (a) if to the Company, at the office of the Company, 4281 Technology Drive, Fremont, 26462 Corporate Avenue, Hayward, California 94538, 94545, Attention: Chief Financial Officer, with a copy to Donna M. 18 Petkanics, Alan F. Denenberg, Esq., Wilson Sonsini Goodrich Davis Polk & Rosati, Professional Corporation, 650 Page Mill Road, Palo Alto, Wardwell ...LLP, 1600 El Camino Real, Menlo Park, California 94304, 94025 or (b) if to the Underwriters, to the Representative Representatives at the offices of Needham & Company, LLC, 445 250 Park Avenue, 10th Floor, New York, New York 10022, 10177, Attention: Corporate Finance Department, Department and Cowen and Company, LLC, 599 Lexington Avenue, 27th Floor, New York New York 10022 Attention: General Counsel with a copy to Stanton D. Wong, Esq., Pillsbury Winthrop Shaw Pittman LLP, Four Embarcadero Center, 22nd Floor, San Francisco, California 94111. Any such notice shall be effective only upon receipt. Any notice under Section 9 or 10 may be made by telecopier or telephone, but if so made shall be subsequently confirmed in writing. This Agreement has been and is made solely for the benefit of the several Underwriters, the Company and the controlling persons, directors and officers referred to in Section 7, and their respective successors and assigns, and no other person shall acquire or have any right under or by virtue of this Agreement. The term "successors and assigns" as used in this Agreement shall not include a purchaser, as such purchaser, of Shares from any of the several Underwriters. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed entirely within such State. This Agreement may be signed in two or more counterparts with the same effect as if the signatures thereto and hereto were upon the same instrument. In case any provision in this Agreement shall be invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby. Each of the Company and the Underwriters hereby waives any right it may have to a trial by jury in respect of any claim based upon or arising out of this Agreement or the transactions contemplated hereby. 19 Please confirm that the foregoing correctly sets forth the agreement among the Company and the several Underwriters. Very truly yours, AXT, INC. Ultra Clean Holdings, Inc. By: /s/ Morris Young James P. Scholhamer Name: James P. Scholhamer Title: Chief Executive Officer Confirmed as of the date first above mentioned: NEEDHAM Needham & COMPANY, Company, LLC Acting on behalf of itself and as the a Representative of the other several Underwriters named in Schedule I hereto. By Needham & Company, LLC By: /s/ James P. King Name: James P. King Title: Managing Director Cowen and Company, LLC Acting on behalf of itself and as a Representative of the other several Underwriters named in Schedule I hereto. By Cowen and Company, LLC By: /s/ Todd Coleman Name: Todd Coleman Title: Managing Director Signature page to Underwriting Agreement SCHEDULE I UNDERWRITERS Underwriters Number of Firm Shares to be Purchased Needham & Company, LLC 3,923,077 2,738,095 Cowen and Company, LLC 1,547,620 Craig-Hallum Capital Group LLC 692,308 476,190 Total 4,615,385 4,761,905 SCHEDULE II Issuer General Use Free Writing Prospectuses: None Permitted Free Writing Prospectuses: None Additional Documents Information Incorporated by Reference: The following information is also included in the General Disclosure Package: 1. The 1.The initial price to the public of the shares, which is $6.50. $21.00. View More Arrow
Miscellaneous. Notice given pursuant to any of the provisions of this Agreement shall be in writing and, unless otherwise specified, shall be mailed or delivered (a) if to the Company, at the office of the Company, 4281 Technology Drive, Fremont, 4721 Calle Carga, Camarillo, California 94538, 93012, Attention: Chief Financial Executive Officer, with a copy to Donna M. 18 Petkanics, John McIlvery, Esq., Wilson Sonsini Goodrich Stubbs Alderton & Rosati, Professional Corporation, 650 Page Mill Road, Palo Alto, Ca...lifornia 94304, Markiles, LLP, 15260 Ventura Boulevard, 20th Floor, Sherman Oaks, CA 91403, or (b) if to the Underwriters, to the Representative at the offices of Needham & Company, LLC, 445 Park Avenue, New York, New York 10022, Attention: Corporate Finance Department, with a copy to Stanton D. Wong, Esq., Pillsbury Winthrop Shaw Pittman LLP, Four Embarcadero Center, 22nd Floor, San Francisco, California 94111. Any such notice shall be effective only upon receipt. Any notice under Section 9 or 10 may be made by telecopier or telephone, but if so made shall be subsequently confirmed in writing. This Agreement has been and is made solely for the benefit of the several Underwriters, the Company and the controlling persons, directors and officers referred to in Section 7, and their respective successors and assigns, and no other person shall acquire or have any right under or by virtue of this Agreement. The term "successors and assigns" as used in this Agreement shall not include a purchaser, as such purchaser, of Shares from any of the several Underwriters. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed entirely within such State. This Agreement may be signed in two or more counterparts with the same effect as if the signatures thereto and hereto were upon the same instrument. In case any provision in this Agreement shall be invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby. Each of the Company and the Underwriters hereby waives any right it may have to a trial by jury in respect of any claim based upon or arising out of this Agreement or the transactions contemplated hereby. 19 18 Please confirm that the foregoing correctly sets forth the agreement among the Company and the several Underwriters. Very truly yours, AXT, INC. VITESSE SEMICONDUCTOR CORPORATION By: /s/ Morris Young Christopher R. Gardner Title: Chief Executive Officer Confirmed as of the date first above mentioned: NEEDHAM & COMPANY, LLC Acting on behalf of itself and as the Representative of the other several Underwriters named in Schedule I hereto. By: NEEDHAM & COMPANY, LLC By: /s/ James King Gunjeet Beweja Title: Managing Director 19 SCHEDULE I UNDERWRITERS Underwriters Number of Firm Shares to be Purchased Needham & Company, LLC 3,923,077 5,037,307 Craig-Hallum Capital Group LLC 692,308 1,305,698 The Benchmark Company, LLC 559,700 Northland Securities, Inc. 559,700 Total 4,615,385 7,462,675 20 SCHEDULE II Issuer General Use Free Writing Prospectuses: None None. Permitted Free Writing Prospectuses: None None. Additional Documents Incorporated by Reference: None. Other Information Included in the General Disclosure Package: The following information is also included in the General Disclosure Package: 1. The initial price to the public of the shares, which is $6.50. $3.35 per share. View More Arrow
Miscellaneous. Notice given pursuant to any of the provisions of this Agreement shall be in writing and, unless otherwise specified, shall be mailed or delivered (a) if to the Company, at the office of the Company, 4281 Technology Drive, Fremont, 3600 Peterson Way, Santa Clara, California 94538, 95054, Attention: Chief Financial Executive Officer, with a copy to Donna M. 18 Petkanics, Mark A. Leahy, Esq., Wilson Sonsini Goodrich Fenwick & Rosati, Professional Corporation, 650 Page Mill Road, Palo Alto, West LL...P, 801 California 94304, Street, Mountain View, California 94041 or (b) if to the Underwriters, to the Representative at the offices of Needham & Company, LLC, 445 Park Avenue, New York, New York 10022, Attention: Corporate Finance Department, with a copy to Stanton D. Wong, Esq., Pillsbury Winthrop Shaw Pittman LLP, Four Embarcadero Center, Center 22nd Floor, San Francisco, California 94111. 94111-5998. Any such notice shall be effective only upon receipt. Any notice under Section 9 or 10 may be made by telecopier or telephone, but if so made shall be subsequently confirmed in writing. This Agreement has been and is made solely for the benefit of the several Underwriters, the Company and the controlling persons, directors and officers referred to in Section 7, and their respective successors and assigns, and no other person shall acquire or have any right under or by virtue of this Agreement. The term "successors and assigns" as used in this Agreement shall not include a purchaser, as such purchaser, of Shares from any of the several Underwriters. 23 This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed entirely within such State. This Agreement may be signed in two or more counterparts with the same effect as if the signatures thereto and hereto were upon the same instrument. In case any provision in this Agreement shall be invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby. Each of the Company and the Underwriters hereby waives any right it may have to a trial by jury in respect of any claim based upon or arising out of this Agreement or the transactions contemplated hereby. 19 Please confirm that the foregoing correctly sets forth the agreement among the Company and the several Underwriters. 24 Very truly yours, AXT, INC. ADESTO TECHNOLOGIES CORPORATION By: /s/ Morris Young Ron Shelton Title: Chief Executive Financial Officer Confirmed as of the date first above mentioned: NEEDHAM & COMPANY, LLC Acting on behalf of itself and as the Representative of the other several Underwriters named in Schedule I hereto. By: NEEDHAM & COMPANY, LLC By: /s/ James King John Higgins Title: Managing Director 25 SCHEDULE I UNDERWRITERS Underwriters Number of Firm Shares to be Purchased Needham & Company, LLC 3,923,077 Craig-Hallum Capital Group 3,937,500 The Benchmark Company, LLC 692,308 437,500 Total 4,615,385 4,375,000 26 SCHEDULE II Issuer General Use Free Writing Prospectuses: None None. Permitted Free Writing Prospectuses: None None. Additional Documents Incorporated by Reference: None. Other Information Included in the General Disclosure Package: The following information is also included in the General Disclosure Package: 1. The initial price to the public of the shares, public, which is $6.50. $4.00 per share. View More Arrow
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Miscellaneous. This Warrant and all actions arising out of or in connection with this Warrant shall be governed by and construed in accordance with the laws of the State of Delaware, without regard to the conflicts of law provisions of the State of Delaware or of any other state. This Warrant and any term hereof may be changed, waived, discharged or terminated only by an instrument in writing signed by the Holder and the Company. The headings in this Warrant are for purposes of reference only, and shall not li...mit or otherwise affect any of the terms hereof. GENO LLC By: /s/ Kurt A. Dasse Name: Kurt A. Dasse Title: President & CEO ACKNOWLEDGED BY: By: /s/ David H. Fine Name: David H. Fine EXHIBIT A NOTICE OF EXERCISE GeNO LLC 45 First Ave. Waltham, MA 02451 Attention: President 1. The undersigned hereby elects to purchase Common Shares of GeNO LLC (the "Company") pursuant to the terms of the attached Warrant. By: Name: Title: Current Address: Current Fax Number: Dated: EX-4.17 5 d572802dex417.htm EX-4.17 EX-4.17 Exhibit 4.17 THIS WARRANT AND THE COMMON SHARES WHICH MAY BE PURCHASED UPON THE EXERCISE OF THIS WARRANT HAVE BEEN ACQUIRED SOLELY FOR INVESTMENT AND HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR ANY STATE SECURITIES LAWS. SUCH SECURITIES MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF SUCH REGISTRATION OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY AND ITS COUNSEL THAT SUCH SALE, OFFER, PLEDGE OR HYPOTHECATION IS EXEMPT FROM THE REGISTRATION AND PROSPECTUS DELIVERY REQUIREMENTS OF THE ACT AND OF ANY APPLICABLE STATE SECURITIES LAWS. GENO LLC COMMON SHARES WARRANT CS-58 Issued as of November 12, 2013 Void after the Expiration Date WARRANT TO PURCHASE COMMON SHARES For value received, GeNO LLC, a Delaware limited liability company (the "Company"), hereby certifies that David H. Fine (the "Holder"), subject to the provisions and upon the terms and conditions hereinafter set forth, is entitled to subscribe for and purchase from the Company, at any time after the date hereof and before the Expiration Date (as defined below), up to Twenty-Five Thousand (25,000) Common Shares of the Company (the "Shares"). This Warrant is issued by the Company in connection with the issuance of a promissory note on the date hereof from the Company to the Holder (the "Promissory Note"). In the event that the Company converts to a corporation pursuant to Section 13 of the Company Operating Agreement, the successor corporation shall issue to the Holder a replacement warrant containing terms and conditions substantially similar to this Warrant. Upon the issuance of such replacement warrant, this Warrant shall automatically terminate and no longer be of any force or effect. View More Arrow
Miscellaneous. This Warrant and all actions arising out of or in connection with this Warrant shall be governed by and construed in accordance with the laws of the State of Delaware, without regard to the conflicts of law provisions of the State of Delaware or of any other state. This Warrant and any term hereof may be changed, waived, discharged or terminated only by an instrument in writing signed by the Holder and the Company. The headings in this Warrant are for purposes of reference only, and shall not li...mit or otherwise affect any of the terms hereof. GENO LLC By: /s/ Kurt A. Dasse Name: Kurt A. Dasse Title: President & CEO ACKNOWLEDGED BY: By: /s/ David H. Fine Theo Melas-Kyriazi Name: David H. Fine Theo Melas-Kyriazi Title: President & CEO EXHIBIT A NOTICE OF EXERCISE GeNO LLC 45 First Ave. Waltham, MA 02451 Attention: President 1. The undersigned hereby elects to purchase Common Shares of GeNO LLC (the "Company") pursuant to the terms of the attached Warrant. By: Name: Title: Current Address: Current Fax Number: Dated: EX-4.17 5 d572802dex417.htm EX-4.17 EX-4.17 EX-4.18 6 d572802dex418.htm EX-4.18 EX-4.18 Exhibit 4.17 4.18 THIS WARRANT AND THE COMMON SHARES WHICH MAY BE PURCHASED UPON THE EXERCISE OF THIS WARRANT HAVE BEEN ACQUIRED SOLELY FOR INVESTMENT AND HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR ANY STATE SECURITIES LAWS. SUCH SECURITIES MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF SUCH REGISTRATION OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY AND ITS COUNSEL THAT SUCH SALE, OFFER, PLEDGE OR HYPOTHECATION IS EXEMPT FROM THE REGISTRATION AND PROSPECTUS DELIVERY REQUIREMENTS OF THE ACT AND OF ANY APPLICABLE STATE SECURITIES LAWS. GENO LLC COMMON SHARES WARRANT CS-58 CS-59 Issued as of November 12, 2013 Void after the Expiration Date WARRANT TO PURCHASE COMMON SHARES For value received, GeNO LLC, a Delaware limited liability company (the "Company"), hereby certifies that David H. Fine JAK Trust (the "Holder"), subject to the provisions and upon the terms and conditions hereinafter set forth, is entitled to subscribe for and purchase from the Company, at any time after the date hereof and before the Expiration Date (as defined below), up to Twenty-Five Thousand (25,000) Common Shares of the Company (the "Shares"). This Warrant is issued by the Company in connection with the issuance of a promissory note on the date hereof from the Company to the Holder (the "Promissory Note"). In the event that the Company converts to a corporation pursuant to Section 13 of the Company Operating Agreement, the successor corporation shall issue to the Holder a replacement warrant containing terms and conditions substantially similar to this Warrant. Upon the issuance of such replacement warrant, this Warrant shall automatically terminate and no longer be of any force or effect. View More Arrow
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