Legends on Certificates Clause Example with 4 Variations from Business Contracts
This page contains Legends on Certificates clauses in business contracts and legal agreements. An example clause is provided at the top of the page, followed by clauses with minor variations. You can view the text differences by selecting the "Show Differences" option.
Legends on Certificates. The certificates or entries in the register of members of the Company, as applicable, representing the Shares acquired by exercise of an Option shall be subject to such stop transfer orders and other restrictions as the Committee may deem advisable under the Plan or the rules, regulations, and other requirements of the Securities and Exchange Commission, any stock exchange upon which such Shares are listed or quoted or market to which the Shares are admitted for trading and, any applicable feder...al or state or any other applicable laws and the Company's memorandum and articles of association (as may be amended from time to time), and the Committee may cause a legend or legends to be put on any such certificates or entries in the register of members of the Company to make appropriate reference to such restrictions. 12 9. Transferability. An Option may not be assigned, alienated, pledged, attached, sold or otherwise transferred or encumbered by the Participant otherwise than by will or by the laws of descent and distribution, and any such purported assignment, alienation, pledge, attachment, sale, transfer or encumbrance shall be void and unenforceable against the Company or any Affiliate; provided that the designation of a beneficiary shall not constitute an assignment, alienation, pledge, attachment, sale, transfer or encumbrance. No such permitted transfer of an Option to heirs or legatees of the Participant shall be effective to bind the Company unless the Committee shall have been furnished with written notice thereof and a copy of such evidence as the Committee may deem necessary to establish the validity of the transfer and the acceptance by the transferee or transferees of the terms and conditions thereof. During the Participant's lifetime, an Option is exercisable only by the Participant.View More
Variations of a "Legends on Certificates" Clause from Business Contracts
Legends on Certificates. The certificates or entries in the register of members of the Company, as applicable, representing the Shares acquired purchased by exercise of an Option shall be subject to such stop transfer orders and other restrictions as the Committee may deem advisable under the Plan or determine is required by the rules, regulations, and other requirements of the Securities and Exchange Commission, any stock exchange upon which such Shares are listed or quoted or market to which the Shares are admitted fo...r trading and, listed, any applicable federal or state or any other applicable laws and the Company's memorandum Certificate of Incorporation and articles of association (as may be amended from time to time), Bylaws, and the Committee may cause a legend or legends to be put on any such certificates or entries in the register of members of the Company to make appropriate reference to such restrictions. 12 9. 6 7. Transferability. An Unless otherwise determined by the Committee, an Option may not be assigned, alienated, pledged, attached, sold or otherwise transferred or encumbered by the Participant otherwise than by will or by the laws of descent and distribution, and any such purported assignment, alienation, pledge, attachment, sale, transfer or encumbrance shall be void and unenforceable against the Company or any Affiliate; provided that the designation of a beneficiary shall not constitute an assignment, alienation, pledge, attachment, sale, transfer or encumbrance. No such permitted transfer of an Option to heirs or legatees of the Participant shall be effective to bind the Company unless the Committee shall have been furnished with written notice thereof and a copy of such evidence as the Committee may deem necessary to establish the validity of the transfer and the acceptance by the transferee or transferees of the terms and conditions thereof. During the Participant's lifetime, an Option is exercisable only by the Participant. View More
Legends on Certificates. The certificates or entries in the register of members Shares acquired upon vesting of the Company, as applicable, representing the Shares acquired by exercise of an Option Award shall be subject to such stop transfer orders and other restrictions as the Committee may deem advisable under the Plan or the rules, regulations, regulations and other requirements of the Securities and Exchange Commission, any stock exchange upon which such Shares are listed or quoted or market to which the Shares are... admitted for trading and, any applicable federal or state or and any other applicable laws Applicable Law, and the Company's memorandum and articles of association (as may be amended from time to time), and the Committee Administrator may cause a legend or legends to be put on any certificates for such certificates or entries in the register of members of the Company Shares to make appropriate reference to such restrictions. 12 9. 5 7. Transferability. An Option The Award may not be assigned, alienated, pledged, attached, sold or otherwise transferred or encumbered by the Participant otherwise than by will or by the laws of descent and distribution, and any such purported assignment, alienation, pledge, attachment, sale, transfer or encumbrance shall be void and unenforceable against the Company or any Affiliate; provided that the designation of a beneficiary shall not constitute an assignment, alienation, pledge, attachment, sale, transfer or encumbrance. No such permitted transfer of an Option the Award to heirs or legatees of the Participant shall be effective to bind the Company unless the Committee Administrator shall have been furnished with written notice thereof and a copy of such evidence as the Committee Administrator may deem necessary to establish the validity of the transfer and the acceptance by the transferee or transferees of the terms and conditions thereof. During the Participant's lifetime, an Option is exercisable only by the Participant. hereof. View More
Legends on Certificates. The certificates or entries in the register of members Shares acquired upon vesting of the Company, as applicable, representing the Shares acquired by exercise of an Option Award shall be subject to such stop transfer orders and other restrictions as the Committee may deem advisable under the Plan or the rules, regulations, regulations and other requirements of the Securities and Exchange Commission, any stock exchange upon which such Shares are listed or quoted or market to which the Shares are... admitted for trading and, any applicable federal or state or and any other applicable laws Applicable Law, and the Company's memorandum and articles of association (as may be amended from time to time), and the Committee Administrator may cause a legend or legends to be put on any certificates for such certificates or entries in the register of members of the Company Shares to make appropriate reference to such restrictions. 12 9. 4 7. Transferability. An Option The Award may not be assigned, alienated, pledged, attached, sold or otherwise transferred or encumbered by the Participant otherwise than by will or by the laws of descent and distribution, and any such purported assignment, alienation, pledge, attachment, sale, transfer or encumbrance shall be void and unenforceable against the Company or any Affiliate; provided that the designation of a beneficiary shall not constitute an assignment, alienation, pledge, attachment, sale, transfer or encumbrance. No such permitted transfer of an Option the Award to heirs or legatees of the Participant shall be effective to bind the Company unless the Committee Administrator shall have been furnished with written notice thereof and a copy of such evidence as the Committee Administrator may deem necessary to establish the validity of the transfer and the acceptance by the transferee or transferees of the terms and conditions thereof. During the Participant's lifetime, an Option is exercisable only by the Participant. hereof. View More
Legends on Certificates. The Unless the Company issues the Shares in uncertificated form, the certificates or entries in the register of members of the Company, as applicable, representing the Shares acquired by exercise upon vesting of an Option the Award shall be subject to such stop transfer orders and other restrictions as the Committee may deem advisable under the Plan or the rules, regulations, regulations and other requirements of the Securities and Exchange Commission, any stock exchange upon which such Shares a...re listed or quoted or market to which the Shares are admitted for trading and, listed, and any applicable federal or federal, state or any other applicable laws and the Company's memorandum and articles of association (as may be amended from time to time), foreign laws, and the Committee may cause a legend or legends to be put on any such certificates or entries in the register of members of the Company to make appropriate reference to such restrictions. 12 9. 3 7. Transferability. An Option The Award may not be assigned, alienated, pledged, attached, sold or otherwise transferred or encumbered by the Participant otherwise than by will or by the laws of descent and distribution, and any such purported assignment, alienation, pledge, attachment, sale, transfer or encumbrance shall be void and unenforceable against the Company or any Affiliate; provided that the designation of a beneficiary shall not constitute an assignment, alienation, pledge, attachment, sale, transfer or encumbrance. No such permitted transfer of an Option the Award to heirs or legatees of the Participant shall be effective to bind the Company unless the Committee shall have been furnished with written notice thereof and a copy of such evidence as the Committee may deem necessary to establish the validity of the transfer and the acceptance by the transferee or transferees of the terms and conditions thereof. During the Participant's lifetime, an Option is exercisable only by the Participant. hereof. View More
