Headings Contract Clauses (37,892)

Grouped Into 402 Collections of Similar Clauses From Business Contracts

This page contains Headings clauses in business contracts and legal agreements. We have organized these clauses into groups of similarly worded clauses.
Headings. The paragraph headings used in this Agreement are for convenience only and shall not affect the interpretation of any of the provisions hereof.
Headings. The paragraph section headings used in this Agreement are for convenience only and shall not affect the interpretation of any of the provisions hereof.
Headings. The paragraph headings used in this Agreement Amendment are for convenience only and shall not affect the interpretation of any of the provisions hereof.
Headings. The paragraph headings Headings used in this Agreement are for convenience only and shall not affect the interpretation of any of the provisions provision hereof.
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Headings. The headings set forth in this Amendment are for convenience of reference purposes only and shall not affect or be deemed to affect in any way the meaning or interpretation of this Amendment or any term or provision hereof.
Headings. The headings set forth in this Amendment are for convenience of reference purposes only and shall will not affect or be deemed to affect in any way the meaning or interpretation of this Amendment or any term of its terms or provision hereof. provisions.
Headings. The headings set forth in this Amendment are for convenience of reference purposes only and shall will not affect or be deemed to affect in any way the meaning or interpretation of this Amendment or any term of its terms or provision hereof. provisions.
Headings. The headings set forth in this Amendment Agreement are for convenience of reference purposes only and shall will not affect or be deemed to affect in any way the meaning or interpretation of this Amendment Agreement or any term or provision hereof. of this Agreement.
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Headings. The headings used in this Note are used for convenience only and are not to be considered in construing or interpreting this Note.
Headings. The headings used in this Note are used for convenience only and are not to be considered in construing or interpreting any provision of this Note.
Headings. The headings and captions used in this Note are used only for convenience only and are not to be considered in construing or interpreting this Note.
Headings. The headings or captions used in this Note are used for convenience only and are not to be considered in construing or interpreting this Note.
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Headings. The titles and subtitles used in this Agreement are used for convenience only and are not to be considered in construing or interpreting this Agreement. 11 12. Disclosure; Waiver. As soon as practicable, but in no event later than one business day, after execution of this Agreement, the Company will file a Current Report on Form 8-K under the Securities Exchange Act of 1934, as amended (the "Exchange Act") (the "Form 8-K"), disclosing, to the extent not previously disclosed, (a) the material... terms of this Agreement and (b) any other material non-public information that the Sponsor, the Company, or any person acting on behalf of either has provided to Investor at any time prior to the filing of the Form 8-K. The parties to this Agreement shall cooperate with one another to assure that such disclosure is accurate. The Company agrees that the name of the investor shall not be included in any public disclosures related to this Agreement unless required by applicable law, regulation or stock exchange rule. Investor (i) acknowledges that the Sponsor may possess or have access to material non-public information which has not been communicated to the Investor; (ii) hereby waives any and all claims, whether at law, in equity or otherwise, that he, she, or it may now have or may hereafter acquire, whether presently known or unknown, against the Sponsor or any of the Company's officers, directors, employees, agents, affiliates, subsidiaries, successors or assigns relating to any failure to disclose any non-public information in connection with the transaction contemplated by this Agreement, including any potential business combination involving the Company, including without limitation, any claims arising under Rule 10-b(5) of the Exchange Act; and (iii) is aware that the Sponsor is relying on the truth of the representations set forth in Section 3 of this Agreement and the foregoing acknowledgement and waiver in this Section 12, in connection with the transactions contemplated by this Agreement. The Sponsor and the Company acknowledge and represent that upon the filing of the Form 8-K, Investor shall not be in possession of any material non-public information received from the Sponsor, the Company, or any person acting on behalf of either. View More Arrow
Headings. The titles and subtitles used in this Agreement are used for convenience only and are not to be considered in construing or interpreting this Agreement. 11 12 Disclosure; 12.Disclosure; Waiver. As soon as practicable, but in no event later than one business day, after execution of In connection with the entry into this Agreement, the Company agreement, TWNI will file (to the extent that it has not already filed) a Current Report on Form 8-K under the Securities Exchange Act of 1934, as amended... (the "Exchange Act") (the "Form 8-K"), disclosing, to the extent not previously disclosed, (a) Act"), reporting the material terms of this Agreement and (b) any other material non-public information that the Sponsor, the Company, or any person acting on behalf of either has provided to Investor at any time prior to the filing of the Form 8-K. Agreement. The parties to this Agreement shall cooperate with one another to assure that such disclosure is accurate. The Company TWNI agrees that the name of the investor shall not be included in any public disclosures related to this Agreement unless required by applicable law, regulation or stock exchange rule. Investor (i) acknowledges that the Sponsor may possess or have access to material non-public information which has not been communicated to the Investor; (ii) hereby waives any and all claims, whether at law, in equity or otherwise, that he, she, or it may now have or may hereafter acquire, whether presently known or unknown, against the Sponsor or any of the Company's TWNI's officers, directors, employees, agents, affiliates, subsidiaries, successors or assigns relating to any failure to disclose any non-public information in connection with the transaction contemplated by this Agreement, including any potential business combination involving the Company, TWNI, including without limitation, any claims arising under Rule 10-b(5) of the Exchange Act; and (iii) is aware that the Sponsor is relying on the truth of the representations set forth in Section 3 of this Agreement and the foregoing acknowledgement and waiver in this Section 12, in connection with the transactions contemplated by this Agreement. The Sponsor TWNI shall, by 9:30 a.m., New York City time, on the first business day immediately following the date of the Meeting, issue one or more press releases or file with the United States Securities and Exchange Commission a Current Report on Form 8-K (collectively, the Company acknowledge "Disclosure Document") disclosing, to the extent not previously publicly disclosed, all material terms of the transactions contemplated hereby and represent any other material, nonpublic information that upon TWNI has provided to Investor at any time prior to the filing of the Form 8-K, Disclosure Document. Upon the issuance of the Disclosure Document, to TWNI's knowledge, Investor shall not be in possession of any material non-public material, nonpublic information received from the Sponsor, the Company, TWNI or any person acting on behalf of either. its officers, directors or employees. View More Arrow
Headings. The titles and subtitles used in this Agreement are used for convenience only and are not to be considered in construing or interpreting this Agreement. 11 12 12. Disclosure; Waiver. As soon as practicable, but in no event later than one business day, after execution of this Agreement, the Company Agreement by all parties, BACA will file a Current Report on Form 8-K under the Securities Exchange Act of 1934, as amended (the "Exchange Act") (the "Form 8-K"), disclosing, to the extent not... previously publicly disclosed, (a) the all material terms of this Agreement the transactions contemplated hereby and (b) any other material non-public information that the Sponsor, the Company, BACA, or any person acting on behalf of either has provided to Investor at any time prior to the filing of the Form 8-K. The parties to this Agreement shall cooperate with one another to assure that such disclosure is accurate. The Company BACA agrees that the name of Investor (and, for the investor avoidance of doubt, any affiliate thereof) shall not be included in any public disclosures related to this Agreement unless required by applicable law, regulation or stock exchange rule. Investor (i) acknowledges that the Sponsor may possess or have access to material non-public information which has not been communicated to the Investor; (ii) hereby waives any and all claims, whether at law, in equity or otherwise, that he, she, or it may now have or may hereafter acquire, whether presently known or unknown, against the Sponsor or any of the Company's BACA's officers, directors, employees, agents, affiliates, subsidiaries, successors or assigns relating to any failure to disclose any non-public information in connection with the transaction contemplated by this Agreement, including any potential business combination involving the Company, BACA, including without limitation, any claims arising under Rule 10-b(5) of 10b-5 under the Exchange Act; and (iii) is aware that the Sponsor is relying on the truth of the representations set forth in Section 3 of this Agreement and the foregoing acknowledgement and waiver in this Section 12, in connection with the transactions contemplated by this Agreement. The Sponsor and the Company BACA acknowledge and represent that upon the filing of the Form 8-K, Investor shall not be in possession of any material non-public information received from the Sponsor, the Company, BACA, or any person acting on behalf of either. View More Arrow
Headings. The titles and subtitles used in this Agreement are used for convenience only and are not to be considered in construing or interpreting this Agreement. 11 12 Disclosure; 12.Disclosure; Waiver. As soon as practicable, but in no event later than one business day, after execution of In connection with the entry into this Agreement, the Company agreement, TWOA will file (to the extent that it has not already filed) a Current Report on Form 8-K under the Securities Exchange Act of 1934, as amended... (the "Exchange Act") (the "Form 8-K"), disclosing, Act"), reporting, to the extent not previously publicly disclosed, (a) the material terms of this Agreement and (b) any other material non-public information that the Sponsor, the Company, or any person acting on behalf of either has provided to Investor at any time prior to the filing of the Form 8-K. Agreement. The parties to this Agreement shall cooperate with one another to assure that such disclosure is accurate. The Company TWOA agrees that the name of the investor shall not be included in any public disclosures related to this Agreement unless required by applicable law, regulation or stock exchange rule. Investor (i) acknowledges that the Sponsor may possess or have access to material non-public information which has not been communicated to the Investor; (ii) hereby waives any and all claims, whether at law, in equity or otherwise, that he, she, or it may now have or may hereafter acquire, whether presently known or unknown, against the Sponsor or any of the Company's TWOA's officers, directors, employees, agents, affiliates, subsidiaries, successors or assigns relating to any failure to disclose any non-public information in connection with the transaction contemplated by this Agreement, including any potential business combination involving the Company, TWOA, including without limitation, any claims arising under Rule 10-b(5) of the Exchange Act; and (iii) is aware that the Sponsor is relying on the truth of the representations set forth in Section 3 of this Agreement and the foregoing acknowledgement and waiver in this Section 12, in connection with the transactions contemplated by this Agreement. The Sponsor TWOA shall, by 9:30 a.m., New York City time, on the first business day immediately following the date of the Meeting, issue one or more press releases or file with the United States Securities and Exchange Commission a Current Report on Form 8-K (collectively, the Company acknowledge "Disclosure Document") disclosing, to the extent not previously publicly disclosed, all material terms of the transactions contemplated hereby and represent any other material, nonpublic information that upon TWOA has provided to Investor at any time prior to the filing of the Form 8-K, Disclosure Document. Upon the issuance of the Disclosure Document, to TWOA's knowledge, Investor shall not be in possession of any material non-public material, nonpublic information received from the Sponsor, the Company, TWOA or any person acting on behalf of either. its officers, directors or employees. View More Arrow
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Headings. The headings contained in this Agreement are intended solely for convenience and shall not affect the rights of the Parties to this Agreement.
Headings. The headings contained in this Agreement are intended solely for convenience and shall not affect the rights of the Parties to this Agreement. Parties.
Headings. The headings contained in this Agreement Amendment are intended solely for convenience and shall not affect the rights of the Parties parties to this Agreement. Amendment.
Headings. The headings contained in this Agreement are intended solely for convenience and shall not affect the rights of the Parties to this Agreement. Parties.
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Headings. The headings used herein are for the convenience of reference only and do not constitute part of this Separation Agreement. The headings shall not be deemed to limit or otherwise affect any of the provisions of this Separation Agreement.
Headings. The headings used herein are for the convenience of reference only and only, do not constitute part of this Separation Agreement. The headings shall Agreement and will not be deemed to limit or otherwise affect any of the provisions of this Separation Agreement.
Headings. The headings used herein are for the convenience of reference only and only, do not constitute part of this Separation Agreement. The headings Agreement and shall not be deemed to limit or otherwise affect any of the provisions of this Separation Agreement.
Headings. The headings used herein are for the convenience of reference only and do not constitute part of this Separation Agreement. The headings shall not be deemed to limit or otherwise affect any of the provisions of this Separation Agreement.
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Headings. The headings of the sections hereof are provided for convenience only and shall not in any way affect the meaning or construction of any provision of this Agreement.
Headings. The headings of the sections and subsections hereof are provided for convenience only and shall not in any way affect the meaning or construction of any provision of this Security Agreement.
Headings. The headings of the sections paragraphs and other provisions hereof are provided for convenience only and shall not in any way affect the meaning or construction of any provision of this Agreement. Amendment.
Headings. The headings of the sections and subsections hereof are provided for convenience only and shall not in any way affect the meaning meaning, construction or construction interpretation of any provision of this Security Agreement.
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Headings. The headings in this Agreement are solely for convenience of reference and shall be given no effect in the construction or interpretation of this Agreement.
Headings. The headings in of this Agreement are intended solely for convenience of reference and reference, and shall be given give no effect in the construction or interpretation of this Agreement.
Headings. The headings in this Agreement are intended solely for convenience of reference and shall be given no effect in the construction or interpretation of this Agreement.
Headings. The headings in this Agreement are solely for convenience of reference and shall not be given no any effect in the construction or interpretation of this Agreement.
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Headings. Section headings in this Amendment are included herein for convenience of reference only and shall not constitute a part of this Amendment for any other purpose. 5 7. Counterparts. This Amendment may be executed by one or more of the parties hereto on any number of separate counterparts, and all of said counterparts taken together shall be deemed to constitute one and the same instrument. Delivery of an executed counterpart of a signature page of this Amendment by telecopy, e-mailed .pdf or any... other electronic means that reproduces an image of the actual executed signature page shall be effective as delivery of a manually executed counterpart of this Amendment. View More Arrow
Headings. Section headings in this Amendment are included herein for convenience of reference only and shall not constitute a part of this Amendment for any other purpose. 5 2 7. Counterparts. This Amendment may be executed by one or more of the parties hereto on any number of separate counterparts, and all of said counterparts taken together shall be deemed to constitute one and the same instrument. Signatures delivered by facsimile or PDF shall have the same force and effect as manual signatures... delivered in person. Delivery of an executed counterpart of a signature page of this Amendment by telecopy, e-mailed .pdf fax, emailed pdf. or any other electronic means that reproduces an image of the an actual executed signature page shall be effective as delivery of a manually executed counterpart of this Amendment. For the avoidance of doubt, the provisions of Article XIV of the Credit Agreement apply to this Amendment. View More Arrow
Headings. Section headings in this Amendment are included herein for convenience of reference only and shall not constitute a part of this Amendment for any other purpose. 5 7. 8. Counterparts. This Amendment may be executed by one or more of the parties hereto on any number of separate counterparts, and all of said counterparts taken together shall be deemed to constitute one and the same instrument. Delivery of an executed counterpart of a signature page of this Amendment Signatures delivered by ... class="diff-color-red">telecopy, e-mailed .pdf facsimile or any other electronic means that reproduces an image of PDF shall have the actual executed signature page shall be effective same force and effect as delivery of a manually executed counterpart of this Amendment. manual signatures delivered in person. View More Arrow
Headings. Section headings in this Amendment are included herein for convenience of reference only and shall only, are not constitute a part of this Amendment for any other purpose. 5 7. and shall not affect the construction of, or be taken into consideration in interpreting, this Amendment. 6 8. Counterparts. This Amendment may be executed in counterparts (and by one or more of the different parties hereto on any number different counterparts), each of separate counterparts, and which shall constitute... an original, but all of said counterparts which when taken together shall be deemed to constitute one and the same instrument. a single contract. Delivery of an executed counterpart of a signature page of this Amendment by telecopy, e-mailed .pdf or any other electronic means that reproduces an image of the actual executed signature page shall be effective as delivery of a manually executed counterpart of this Amendment. View More Arrow
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Headings. The section headings used herein are for convenience only and shall not affect the construction hereof. -24- 20. Definitions. The terms that follow, when used in this Agreement, shall have the meanings indicated. "Business Day" shall mean any day other than a Saturday, a Sunday or a legal holiday or a day on which banking institutions or trust companies are authorized or obligated by law to close in New York City. "Commission" shall mean the Securities and Exchange Commission. "Disclosure... Package" shall mean, as of [●] [a/p].m. Eastern Daylight Time on [●] (i) the most recent Preliminary Prospectus that is generally distributed to investors and used to offer the Securities, (ii) the Issuer Free Writing Prospectuses, if any, identified in Schedule III hereto, and (iii) any other Free Writing Prospectus that the parties hereto shall hereafter expressly agree in writing to treat as part of the Disclosure Package. "Effective Date" shall mean each date and time that the Registration Statement, any post-effective amendment or amendments thereto and any Rule 462(b) Registration Statement became or becomes effective. "Exchange Act" shall mean the Securities Exchange Act of 1934, as amended, and the rules and regulations of the Commission promulgated thereunder. "Execution Time" shall mean the date and time that this Agreement is executed and delivered by the parties hereto. "Free Writing Prospectus" shall mean a free writing prospectus, as defined in Rule 405. "Issuer Free Writing Prospectus" shall mean an issuer free writing prospectus, as defined in Rule 433. "Preliminary Prospectus" shall mean each prospectus referred to in paragraph 1(a) above and any preliminary prospectus included in the Registration Statement at each Effective Date that omits Rule 430A Information. "Prospectus" shall mean the prospectus relating to the Securities that is first filed pursuant to Rule 424(b) after the Execution Time. "Registration Statement" shall mean the registration statement referred to in paragraph 1(a) above, including exhibits and financial statements and any prospectus supplement relating to the Securities that is filed with the Commission pursuant to Rule 424(b) and deemed part of such registration statement pursuant to Rule 430A, as amended at the Execution Time and, in the event any post-effective amendment thereto or any Rule 462(b) Registration Statement becomes effective prior to the Closing Date, shall also mean such registration statement as so amended or such Rule 462(b) Registration Statement, as the case may be. "Rule 158", "Rule 163", "Rule 164", "Rule 172", "Rule 405", "Rule 415", "Rule 424", "Rule 430A", "Rule 433" and "Rule 462(b)" refer to such rules under the Securities Act. -25- "Rule 430A Information" shall mean information with respect to the Securities and the offering thereof permitted to be omitted from the Registration Statement when it becomes effective pursuant to Rule 430A. "Rule 462(b) Registration Statement" shall mean a registration statement and any amendments thereto filed pursuant to Rule 462(b) relating to the offering covered by the registration statement referred to in Section 1(a) hereof. "Securities Act" shall mean the Securities Act of 1933, as amended, and the rules and regulations of the Commission promulgated thereunder. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the enclosed duplicate hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Company and the several Underwriters. View More Arrow
Headings. The section headings used herein are for convenience only and shall not affect the construction hereof. -24- 20. Definitions. hereof 21.Definitions. The terms that follow, when used in this Agreement, shall have the meanings indicated. "Act" shall mean the Securities Act of 1933, as amended, and the rules and regulations of the Commission promulgated thereunder. "Applicable Time" shall mean [●] p.m. (New York time) on the date of this Agreement. "Business Day" shall mean any day other than a... Saturday, a Sunday or a legal holiday or a day on which banking institutions or trust companies are authorized or obligated by law to close in New York City. "Commission" shall mean the Securities and Exchange Commission. "Disclosure Package" shall mean, as of [●] [a/p].m. Eastern Daylight Time on [●] (i) the most recent Preliminary Prospectus that is generally distributed to investors and used to offer the Securities, (ii) the Issuer Free Writing Prospectuses, if any, identified in Schedule III hereto, and (iii) any other Free Writing Prospectus that the parties hereto shall hereafter expressly agree in writing to treat as part of the Disclosure Package. "Effective Date" shall mean each date and time that the Registration Statement, any post-effective amendment or amendments thereto and any Rule 462(b) Registration Statement became or becomes effective. "Exchange Act" shall mean the Securities Exchange Act of 1934, as amended, and the rules and regulations of the Commission promulgated thereunder. "Execution Time" shall mean the date and time that this Agreement is executed and delivered by the parties hereto. "Free Writing Prospectus" shall mean a free writing prospectus, as defined in Rule 405. "Issuer Free Writing Prospectus" 36 "Liquidation" shall mean an issuer free writing prospectus, the distributions of the Trust Account to the Public Shareholders in connection with the redemption of Common Stock held by the Public Shareholders pursuant to the terms of the Company's the Amended and Restated Certificate of Incorporation or bylaws, as defined in Rule 433. amended, if the Company fails to consummate a Business Combination. "Preliminary Prospectus" shall mean each any preliminary prospectus referred to in paragraph 1(a) above and any preliminary prospectus included in the Registration Statement at each the Effective Date that omits Rule 430A Information. Date. "Prospectus" shall mean the prospectus relating to the Securities that is first filed pursuant to Rule 424(b) after the Execution Time. "Registration Statement" shall mean the registration statement statements referred to in paragraph 1(a) above, including exhibits and financial statements and any prospectus and prospectus supplement relating to the Securities that is filed with the Commission pursuant to Rule 424(b) and deemed part of such registration statement pursuant to Rule 430A, as amended at the Execution Time and, in the event any post-effective amendment thereto or any Rule 462(b) Registration Statement becomes effective prior to the Closing Date, shall also mean such registration statement as so amended or such Rule 462(b) Registration Statement, as the case may be. "Rule 158", "Rule 163", "Rule 164", "Rule 172", "Rule 405", "Rule 415", 419", "Rule 424", "Rule 430A", "Rule 433" and "Rule 462(b)" 462" refer to such rules under the Securities Act. -25- "Rule 430A Information" shall mean information with respect to the Securities and the offering thereof permitted to be omitted from the Registration Statement when it becomes effective pursuant to Rule 430A. "Rule 462(b) Registration Statement" shall mean a registration statement and any amendments thereto filed pursuant to Rule 462(b) relating to the offering covered by the registration statement referred to in Section 1(a) hereof. "Securities Act" "Statutory Prospectus" shall mean (i) the Preliminary Prospectus dated [●], 2021, relating to the Securities Act and (ii) the Time of 1933, as amended, and the rules and regulations Delivery Information, if any, set forth on Schedule II hereto. [Remainder of the Commission promulgated thereunder. Page Intentionally Left Blank] 37 If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the enclosed duplicate hereof, whereupon this letter and your acceptance shall represent it will become a binding agreement among the Company and the several Underwriters. Underwriters in accordance with its terms. Very truly yours, One Equity Partners Open Water I Corp. By: Name: Title: The foregoing Underwriting Agreement is hereby confirmed and accepted as of the date first above written. View More Arrow
Headings. The section headings used herein are for convenience only and shall not affect the construction hereof. -24- hereof 20. Definitions. DEFINITIONS. The terms that follow, when used in this Agreement, shall have the meanings indicated. "Act" shall mean the Securities Act of 1933, as amended, and the rules and regulations of the Commission promulgated thereunder. "Applicable Time" shall mean 5:00 PM (New York time) on the date of this Agreement. 35 "Business Day" shall mean any day other than a... Saturday, a Sunday or a legal holiday or a day on which banking institutions or trust companies are authorized or obligated by law to close in New York City. "Commission" shall mean the Securities and Exchange Commission. "Disclosure Package" shall mean, as of [●] [a/p].m. Eastern Daylight Time on [●] (i) the most recent Preliminary Prospectus that is generally distributed to investors and used to offer the Securities, (ii) the Issuer Free Writing Prospectuses, if any, identified in Schedule III hereto, and (iii) any other Free Writing Prospectus that the parties hereto shall hereafter expressly agree in writing to treat as part of the Disclosure Package. "Effective Date" shall mean each date and time that the Registration Statement, any post-effective amendment or amendments thereto and any Rule 462(b) Registration Statement became or becomes effective. "Exchange Act" shall mean the Securities Exchange Act of 1934, as amended, and the rules and regulations of the Commission promulgated thereunder. "Execution Time" shall mean the date and time that this Agreement is executed and delivered by the parties hereto. "Free Writing Prospectus" shall mean a free writing prospectus, as defined in Rule 405. "Issuer Free Writing Prospectus" "FINRA Questionnaires" shall mean an issuer free writing prospectus, as defined the written questionnaires sent on behalf of the Representatives to the officers, directors, and holders of 5% or more of any class of the Company's capital stock prior to the Closing Date. "Liquidation" shall mean the distributions of the Trust Account to the Public Stockholders in Rule 433. connection with the redemption of Common Stock held by the Public Stockholders pursuant to the terms of the Amended and Restated Certificate of Incorporation and bylaws if the Company fails to consummate a Business Combination. "Preliminary Prospectus" shall mean each any preliminary prospectus referred to in paragraph 1(a) above and any preliminary prospectus included in the Registration Statement at each the Effective Date that omits Rule 430A Information. "Prospectus" shall mean the prospectus relating to the Securities that is first filed pursuant to Rule 424(b) after the Execution Time. "Registration Statement" shall mean the registration statement statements referred to in paragraph 1(a) above, including exhibits and financial statements and any prospectus and prospectus supplement relating to the Securities that is filed with the Commission pursuant to Rule 424(b) and deemed part of such registration statement pursuant to Rule 430A, as amended at the Execution Time and, in the event any post-effective amendment thereto or any Rule 462(b) Registration Statement becomes effective prior to the Closing Date, shall also mean such registration statement as so amended or such Rule 462(b) Registration Statement, as the case may be. "Rule 158", "Rule 163", "Rule 164", "Rule 172", "Rule 405", "Rule 415", 419", "Rule 424", "Rule 430A", "Rule 433" 433", "Rule 462" and "Rule 462(b)" 501" refer to such rules under the Securities Act. -25- 36 "Rule 430A Information" shall mean information with respect to the Securities and the offering thereof permitted to be omitted from the Registration Statement when it becomes effective pursuant to Rule 430A. "Rule 462(b) Registration Statement" shall mean a registration statement and any amendments thereto filed pursuant to Rule 462(b) relating to the offering covered by the registration statement referred to in Section 1(a) hereof. "Securities Act" "Statutory Prospectus" shall mean (i) the Preliminary Prospectus dated June 20, 2016, relating to the Securities Act and (ii) the Time of 1933, as amended, and the rules and regulations of the Commission promulgated thereunder. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the enclosed duplicate hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Company and the several Underwriters. Delivery Information, if any, set forth on Schedule II hereto. View More Arrow
Headings. The section headings used herein are for convenience only and shall not affect the construction hereof. -24- 20. 22 17. Definitions. The terms that which follow, when used in this Agreement, shall have the meanings indicated. "Act" shall mean the Securities Act of 1933, as amended and the rules and regulations of the Commission promulgated thereunder. "Applicable Time" means 4:10 p.m. (New York time) on August 8, 2016 or such other time as agreed by the Company and the Representatives.... "Business Day" shall mean any day other than a Saturday, a Sunday or a legal holiday or a day on which banking institutions or trust companies are authorized or obligated by law to close in New York City. "Commission" shall mean the Securities and Exchange Commission. "Disclosure Package" shall mean, as of [●] [a/p].m. Eastern Daylight Time on [●] (i) the most recent Preliminary Prospectus that is generally distributed to investors and used to offer the Securities, (ii) the Issuer Free Writing Prospectuses, if any, identified in Schedule III hereto, and (iii) any other Free Writing Prospectus that the parties hereto shall hereafter expressly agree in writing to treat as part of the Disclosure Package. "Effective Date" shall mean each date and time that the Registration Statement, any post-effective amendment or amendments thereto and any Rule 462(b) Registration Statement became or becomes effective. "Exchange Act" shall mean the Securities Exchange Act of 1934, as amended, and the rules and regulations of the Commission promulgated thereunder. "Execution Time" shall mean "Investment Company Act" means the date and time that this Agreement is executed and delivered by the parties hereto. "Free Investment Company Act of 1940, as amended. "Issuer Free Writing Prospectus" shall mean a means any "issuer free writing prospectus, prospectus," as defined in Rule 405. 433, relating to the Securities that (i) is required to be filed with the Commission by the Company, or (ii) is exempt from filing pursuant to Rule 433(d)(5)(i) because it contains a description of the Securities or of the offering that does not reflect the final terms, in each case in the form filed or required to be filed with the Commission or, if not required to be filed, in the form retained in the Company's records pursuant to Rule 433(g). "Issuer General Use Free Writing Prospectus" means any Issuer Free Writing Prospectus that is intended for general distribution to prospective investors, as evidenced by its being specified in Schedule III hereto. "Regulations" shall mean an issuer free writing prospectus, as defined in Rule 433. "Preliminary Prospectus" the rules and regulations of the Commission "Rule 163," "Rule 164," "Rule 405," "Rule 415," "Rule 424," "Rule 430B," "Rule 433," "Rule 462" and "Rule 501" refer to such rules under the Act. "Rule 430B Information" shall mean each prospectus referred information included in the Prospectus that was omitted from the Registration Statement at the time it became effective but that is deemed to in paragraph 1(a) above be part of and any preliminary prospectus included in the Registration Statement at each Effective Date that omits pursuant to Rule 430A Information. "Prospectus" shall mean 430B. "Statutory Prospectus" as of any time means the prospectus relating to the Securities that is first filed pursuant to Rule 424(b) after the Execution Time. "Registration Statement" shall mean the registration statement referred to included in paragraph 1(a) above, including exhibits and financial statements and any prospectus supplement relating to the Securities that is filed with the Commission pursuant to Rule 424(b) and deemed part of such registration statement pursuant to Rule 430A, as amended at the Execution Time and, in the event any post-effective amendment thereto or any Rule 462(b) Registration Statement becomes effective prior to the Closing Date, shall also mean such registration statement as so amended or such Rule 462(b) Registration Statement, as the case may be. "Rule 158", "Rule 163", "Rule 164", "Rule 172", "Rule 405", "Rule 415", "Rule 424", "Rule 430A", "Rule 433" and "Rule 462(b)" refer to such rules under the Securities Act. -25- "Rule 430A Information" shall mean information with respect to the Securities and the offering thereof permitted to be omitted from the Registration Statement when it becomes effective pursuant immediately prior to Rule 430A. "Rule 462(b) Registration Statement" shall mean a registration statement that time, including any document incorporated by reference therein and any amendments thereto filed pursuant preliminary or other prospectus deemed to Rule 462(b) relating to the offering covered by the registration statement referred to in Section 1(a) hereof. "Securities be a part thereof. 23 "Trust Indenture Act" shall mean the Securities Trust Indenture Act of 1933, 1939, as amended, amended and the rules and regulations of the Commission promulgated thereunder. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the enclosed duplicate hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Company and the several Underwriters. View More Arrow
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