Facsimile Signatures Clause Example with 5 Variations from Business Contracts
This page contains Facsimile Signatures clauses in business contracts and legal agreements. An example clause is provided at the top of the page, followed by clauses with minor variations. You can view the text differences by selecting the "Show Differences" option.
Facsimile Signatures. This Warrant may be executed by facsimile signature. [remainder of page intentionally left blank] EXECUTED as of the Date of Issuance indicated above. LYRA THERAPEUTICS, INC. By: Name: Maria Palasis, Ph.D. Title: Chief Executive Officer EXHIBIT I PURCHASE FORM To:_________________ Dated:____________ The undersigned, pursuant to the provisions set forth in the attached Warrant (No. ___), hereby elects to purchase (check applicable box): ☐ ____ shares of the Common Stock of Lyra Therapeutics, Inc.... covered by such Warrant; or ☐ the maximum number of shares of Common Stock covered by such Warrant pursuant to the cashless exercise procedure set forth in subsection 1(b). The undersigned herewith makes payment of the full purchase price for such shares at the price per share provided for in such Warrant. Such payment takes the form of (check applicable box or boxes): ☐ $______ in lawful money of the United States; and/or ☐ the cancellation of such number of Warrant Shares as is necessary, in accordance with the formula set forth in subsection 1(b), to exercise this Warrant with respect to the maximum number of Warrant Shares purchasable pursuant to the cashless exercise procedure set forth in subsection 1(b). Signature: Address: EXHIBIT II ASSIGNMENT FORM FOR VALUE RECEIVED, ________________________________________ hereby sells, assigns and transfers all of the rights of the undersigned under the attached Warrant (No. ____) with respect to the number of shares of Common Stock of Lyra Therapeutics, Inc. covered thereby set forth below, unto: Name of Assignee Address and Electronic Mail Address No. of Shares Dated:_____________________ Signature:___________________________________________ Signature Guaranteed: By: _______________________ EX-4.2 3 d323142dex42.htm EX-4.2 EX-4.2 Exhibit 4.2 LYRA THERAPEUTICS, INC. Schedule of Holders of Warrants to Purchase Common Stock Holder WarrantNo. Number ofShares Venrock Healthcare Capital Partners EG, L.P. PFCS-1 1,956,500 Venrock Healthcare Capital Partners III, L.P. PFCS-2 1,739,000 VHCP Co-Investment Holdings III, LLC PFCS-3 174,000 Venrock Healthcare Capital Partners II, L.P. PFCS-4 804,500 VHCP Co-Investment Holdings II, LLC PFCS-5 326,000 THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUED UPON ITS EXERCISE ARE SUBJECT TO THE RESTRICTIONS ON TRANSFER SET FORTH IN SECTION 5 OF THIS WARRANT Warrant No. PFCS-[•] Number of Shares: [•] (subject to adjustment) Date of Issuance: April 12, 2022 Original Issue Date (as defined in subsection 2(a)): April 12, 2022 Lyra Therapeutics, Inc. Common Stock Purchase Warrant (Void after 5:00 p.m. (New York City time) on April 12, 2027) Lyra Therapeutics, Inc., a Delaware corporation (the "Company"), for value received, hereby certifies that [•], or its registered assigns (the "Registered Holder"), is entitled, subject to the terms and conditions set forth below, to purchase from the Company, at any time or from time to time on or after the date of issuance and on or before 5:00 p.m. (New York City time) on April 12, 2027, shares of Common Stock, $0.001 par value per share, of the Company ("Common Stock"), at a purchase price of $0.001 per share. The shares purchasable upon exercise of this Warrant, and the purchase price per share, each as adjusted from time to time pursuant to the provisions of this Warrant, are hereinafter referred to as the "Warrant Shares" and the "Purchase Price," respectively. This Warrant is one of the Common Stock Purchase Warrants (the "Warrants") issued pursuant to that certain Securities Purchase Agreement, dated as of April 7, 2022, by and among the Company and each of the investors party thereto (the "Purchase Agreement"). Capitalized terms used herein have the respective meanings ascribed thereto in the Purchase Agreement unless otherwise defined herein.View More
Variations of a "Facsimile Signatures" Clause from Business Contracts
Facsimile Signatures. This Warrant may be executed by facsimile signature. [remainder of page intentionally left blank] EXECUTED as of the Date of Issuance indicated above. LYRA THERAPEUTICS, CONSTELLATION PHARMACEUTICALS, INC. By: Name: Maria Palasis, Ph.D. Title: Chief Executive Officer ATTEST: EXHIBIT I PURCHASE FORM To:_________________ Dated:____________ The undersigned, pursuant to the provisions set forth in the attached Warrant (No. ___), hereby elects to purchase (check applicable box): ☐ ❑ ____ shares of th...e Common Stock of Lyra Therapeutics, Constellation Pharmaceuticals, Inc. covered by such Warrant; or ☐ ❑ the maximum number of shares of Common Stock covered by such Warrant pursuant to the cashless exercise procedure set forth in subsection 1(b). The undersigned herewith makes payment of the full purchase price for such shares at the price per share provided for in such Warrant. Such payment takes the form of (check applicable box or boxes): ☐ ❑ $______ in lawful money of the United States; and/or ☐ ❑ the cancellation of such portion of the attached Warrant as is exercisable for a total of _____ Warrant Shares (using a Fair Market Value of $_____ per share for purposes of this calculation) ; and/or ❑ the cancellation of such number of Warrant Shares as is necessary, in accordance with the formula set forth in subsection 1(b), to exercise this Warrant with respect to the maximum number of Warrant Shares purchasable pursuant to the cashless exercise procedure set forth in subsection 1(b). Signature: Address: EXHIBIT II ASSIGNMENT FORM FOR VALUE RECEIVED, ________________________________________ hereby sells, assigns and transfers all of the rights of the undersigned under the attached Warrant (No. ____) with respect to the number of shares of Common Stock of Lyra Therapeutics, Constellation Pharmaceuticals, Inc. covered thereby set forth below, unto: Name of Assignee Address and Electronic Mail Address No. of Shares Dated:_____________________ Signature:___________________________________________ Dated: Signature: Signature Guaranteed: By: _______________________ EX-4.2 3 d323142dex42.htm EX-4.2 EX-4.2 The signature should be guaranteed by an eligible guarantor institution (banks, stockbrokers, savings and loan associations and credit unions with membership in an approved signature guarantee medallion program) pursuant to Rule 17Ad-15 under the Securities Exchange Act of 1934. EX-10.16 22 d562658dex1016.htm EX-10.16 EX-10.16 Exhibit 4.2 LYRA THERAPEUTICS, INC. Schedule of Holders of Warrants to Purchase Common Stock Holder WarrantNo. Number ofShares Venrock Healthcare Capital Partners EG, L.P. PFCS-1 1,956,500 Venrock Healthcare Capital Partners III, L.P. PFCS-2 1,739,000 VHCP Co-Investment Holdings III, LLC PFCS-3 174,000 Venrock Healthcare Capital Partners II, L.P. PFCS-4 804,500 VHCP Co-Investment Holdings II, LLC PFCS-5 326,000 10.16 THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUED UPON ITS EXERCISE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY APPLICABLE STATE SECURITIES LAWS AND MAY NOT BE SOLD OR TRANSFERRED WITHOUT COMPLIANCE WITH THE REGISTRATION OR QUALIFICATION PROVISIONS OF APPLICABLE FEDERAL AND STATE SECURITIES LAWS OR APPLICABLE EXEMPTIONS THEREFROM THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUED UPON ITS EXERCISE ARE SUBJECT TO THE RESTRICTIONS ON TRANSFER SET FORTH IN SECTION 5 OF THIS WARRANT AND THE SECOND SERIES B PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT, AN AMENDED AND RESTATED INVESTORS' RIGHTS AGREEMENT, AS AMENDED, AN AMENDED AND RESTATED STOCKHOLDERS' VOTING AGREEMENT, AS AMENDED AND AN AMENDED AND RESTATED RIGHT OF FIRST REFUSAL AND CO-SALE AGREEMENT, AS AMENDED, BETWEEN THE COMPANY AND THE HOLDER OF THIS WARRANT Warrant No. PFCS-[•] [ ] Number of Shares: [•] [ ] (subject to adjustment) Date of Issuance: April 12, 2022 May [24], 2011 Original Issue Date (as defined in subsection 2(a)): April 12, 2022 Lyra Therapeutics, May [24], 2011 Constellation Pharmaceuticals, Inc. Common Stock Purchase Warrant (Void after 5:00 p.m. (New York City time) on April 12, 2027) Lyra Therapeutics, Inc., May [24], 2021) Constellation Pharmaceuticals, a Delaware corporation (the "Company"), for value received, hereby certifies that [•], SR One Ltd., or its registered assigns (the "Registered Holder"), is entitled, subject to the terms and conditions set forth below, to purchase from the Company, at any time or from time to time on or after the date of issuance and on or before 5:00 p.m. (New York City (Boston time) on April 12, 2027, May [24], 2021, [ ] shares of Common Stock, $0.001 par value per share, of the Company ("Common Stock"), at a purchase price of $0.001 $0.14 per share. The shares purchasable upon exercise of this Warrant, and the purchase price per share, each as adjusted from time to time pursuant to the provisions of this Warrant, are hereinafter referred to as the "Warrant Shares" and the "Purchase Price," respectively. This Warrant is one of the Common Stock Purchase Warrants (the "Warrants") issued pursuant to that certain Securities Purchase Agreement, dated as of April 7, 2022, by and among the Company and each of the investors party thereto (the "Purchase Agreement"). Capitalized terms used herein have the respective meanings ascribed thereto in the Purchase Agreement unless otherwise defined herein.View More
Facsimile Signatures. This Warrant may be executed by facsimile signature. [remainder of page intentionally left blank] EXECUTED as of the Date of Issuance indicated above. LYRA THERAPEUTICS, SELECTA BIOSCIENCES, INC. By: Name: Maria Palasis, Ph.D. Title: Chief Executive Officer EXHIBIT I PURCHASE FORM To:_________________ Dated:____________ The undersigned, pursuant to the provisions set forth in the attached Warrant (No. ___), hereby elects to purchase (check applicable box): ☐ ̈ ____ shares of the Common Stock of ...Lyra Therapeutics, Selecta Biosciences, Inc. covered by such Warrant; or ☐ ̈ the maximum number of shares of Common Stock covered by such Warrant pursuant to the cashless exercise procedure set forth in subsection 1(b). The undersigned herewith makes payment of the full purchase price for such shares at the price per share provided for in such Warrant. Such payment takes the form of (check applicable box or boxes): ☐ $______ ̈$______ in lawful money of the United States; and/or ☐ the ̈the cancellation of such number of Warrant Shares as is necessary, in accordance with the formula set forth in subsection 1(b), to exercise this Warrant with respect to the maximum number of Warrant Shares purchasable pursuant to the cashless exercise procedure set forth in subsection 1(b). Signature: Address: EXHIBIT II ASSIGNMENT FORM FOR VALUE RECEIVED, ________________________________________ hereby sells, assigns and transfers all of the rights of the undersigned under the attached Warrant (No. ____) with respect to the number of shares of Common Stock of Lyra Therapeutics, Selecta Biosciences, Inc. covered thereby set forth below, unto: Name of Assignee Address and Electronic Mail Address No. of Shares Dated:_____________________ Signature:___________________________________________ Dated: Signature: Signature Guaranteed: By: _______________________ EX-4.2 3 d323142dex42.htm EX-4.2 EX-4.2 EX-4.1 2 tm1926772d1_ex4-1.htm EXHIBIT 4.1 Exhibit 4.2 LYRA THERAPEUTICS, INC. Schedule of Holders of Warrants to Purchase Common Stock Holder WarrantNo. Number ofShares Venrock Healthcare Capital Partners EG, L.P. PFCS-1 1,956,500 Venrock Healthcare Capital Partners III, L.P. PFCS-2 1,739,000 VHCP Co-Investment Holdings III, LLC PFCS-3 174,000 Venrock Healthcare Capital Partners II, L.P. PFCS-4 804,500 VHCP Co-Investment Holdings II, LLC PFCS-5 326,000 4.1 FORM OF COMMON STOCK WARRANT THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUED UPON ITS EXERCISE ARE SUBJECT TO THE RESTRICTIONS ON TRANSFER SET FORTH IN SECTION 5 OF THIS WARRANT Warrant No. PFCS-[•] CS-[●] Number of Shares: [•] [●] (subject to adjustment) Date of Issuance: April 12, 2022 December 23, 2019 Original Issue Date (as defined in subsection 2(a)): April 12, 2022 Lyra Therapeutics, December 23, 2019 Selecta Biosciences, Inc. Common Stock Purchase Warrant (Void after 5:00 p.m. (New York City time) on April 12, 2027) Lyra Therapeutics, December 23, 2024) Selecta Biosciences, Inc., a Delaware corporation (the "Company"), for value received, hereby certifies that [•], [●], or its registered assigns (the "Registered Holder"), is entitled, subject to the terms and conditions set forth below, to purchase from the Company, at any time or from time to time on or after the date of issuance and on or before 5:00 p.m. (New York City time) on April 12, 2027, December 23, 2024 shares of Common Stock, $0.001 $0.0001 par value per share, of the Company ("Common Stock"), at a purchase price of $0.001 $1.46 per share. The shares purchasable upon exercise of this Warrant, and the purchase price per share, each as adjusted from time to time pursuant to the provisions of this Warrant, are hereinafter referred to as the "Warrant Shares" and the "Purchase Price," respectively. This Warrant is one of the Common Stock Purchase Warrants (the "Warrants") issued pursuant to that certain Securities Purchase Agreement, dated as of April 7, 2022, December 18, 2019, by and among the Company and each of the investors party thereto (the "Purchase Agreement"). Capitalized terms used herein have the respective meanings ascribed thereto in the Purchase Agreement unless otherwise defined herein. View More
Facsimile Signatures. This Warrant may be executed by facsimile signature. [remainder of page intentionally left blank] EXECUTED as of the Date of Issuance indicated above. LYRA THERAPEUTICS, SELECTA BIOSCIENCES, INC. By: Name: Maria Palasis, Ph.D. Title: Chief Executive Officer EXHIBIT I PURCHASE FORM To:_________________ Dated:____________ The undersigned, pursuant to the provisions set forth in the attached Warrant (No. ___), hereby elects to purchase (check applicable box): ☐ ̈ ____ shares of the Common Stock of ...Lyra Therapeutics, Selecta Biosciences, Inc. covered by such Warrant; or ☐ ̈ the maximum number of shares of Common Stock covered by such Warrant pursuant to the cashless exercise procedure set forth in subsection 1(b). The undersigned herewith makes payment of the full purchase price for such shares at the price per share provided for in such Warrant. Such payment takes the form of (check applicable box or boxes): ☐ $______ ̈$______ in lawful money of the United States; and/or ☐ the ̈the cancellation of such number of Warrant Shares as is necessary, in accordance with the formula set forth in subsection 1(b), to exercise this Warrant with respect to the maximum number of Warrant Shares purchasable pursuant to the cashless exercise procedure set forth in subsection 1(b). Signature: Address: EXHIBIT II ASSIGNMENT FORM FOR VALUE RECEIVED, ________________________________________ hereby sells, assigns and transfers all of the rights of the undersigned under the attached Warrant (No. ____) with respect to the number of shares of Common Stock of Lyra Therapeutics, Selecta Biosciences, Inc. covered thereby set forth below, unto: Name of Assignee Address and Electronic Mail Address No. of Shares Dated:_____________________ Signature:___________________________________________ Dated: Signature: Signature Guaranteed: By: _______________________ EX-4.2 3 d323142dex42.htm EX-4.2 EX-4.2 tm1926772d1_ex4-2.htm EXHIBIT 4.2 Exhibit 4.2 LYRA THERAPEUTICS, INC. Schedule of Holders of Warrants to Purchase Common Stock Holder WarrantNo. Number ofShares Venrock Healthcare Capital Partners EG, L.P. PFCS-1 1,956,500 Venrock Healthcare Capital Partners III, L.P. PFCS-2 1,739,000 VHCP Co-Investment Holdings III, LLC PFCS-3 174,000 Venrock Healthcare Capital Partners II, L.P. PFCS-4 804,500 VHCP Co-Investment Holdings II, LLC PFCS-5 326,000 FORM OF PRE-FUNDED COMMON STOCK WARRANT THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUED UPON ITS EXERCISE ARE SUBJECT TO THE RESTRICTIONS ON TRANSFER SET FORTH IN SECTION 5 OF THIS WARRANT Warrant No. PFCS-[•] PFCS-[●] Number of Shares: [•] [●] (subject to adjustment) Date of Issuance: April 12, 2022 December 23, 2019 Original Issue Date (as defined in subsection 2(a)): April 12, 2022 Lyra Therapeutics, December 23, 2019 Selecta Biosciences, Inc. Common Stock Purchase Warrant (Void after 5:00 p.m. (New York City time) on April 12, 2027) Lyra Therapeutics, December 23, 2024) Selecta Biosciences, Inc., a Delaware corporation (the "Company"), for value received, hereby certifies that [•], [●], or its registered assigns (the "Registered Holder"), is entitled, subject to the terms and conditions set forth below, to purchase from the Company, at any time or from time to time on or after the date of issuance and on or before 5:00 p.m. (New York City time) on April 12, 2027, December 23, 2024 shares of Common Stock, $0.001 $0.0001 par value per share, of the Company ("Common Stock"), at a purchase price of $0.001 $0.0001 per share. The shares purchasable upon exercise of this Warrant, and the purchase price per share, each as adjusted from time to time pursuant to the provisions of this Warrant, are hereinafter referred to as the "Warrant Shares" and the "Purchase Price," respectively. This Warrant is one of the Common Stock Purchase Warrants (the "Warrants") issued pursuant to that certain Securities Purchase Agreement, dated as of April 7, 2022, December 18, 2019, by and among the Company and each of the investors party thereto (the "Purchase Agreement"). Capitalized terms used herein have the respective meanings ascribed thereto in the Purchase Agreement unless otherwise defined herein. View More
Facsimile Signatures. This Warrant may be executed by facsimile signature. [remainder of page intentionally left blank] 8 EXECUTED as of the Date of Issuance indicated above. LYRA THERAPEUTICS, CELCUITY INC. By: Name: Maria Palasis, Ph.D. Brian F. Sullivan Title: Chief Executive Officer EXHIBIT I A PURCHASE FORM To:_________________ Dated:____________ The undersigned, pursuant to the provisions set forth in the attached Warrant (No. ___), hereby elects to purchase (check applicable box): ☐ ____ shares of the Common S...tock of Lyra Therapeutics, Inc. __________________ Warrant Shares covered by such Warrant; or ☐ the maximum number of shares of Common Stock covered by such Warrant pursuant to the cashless exercise procedure set forth in subsection 1(b). Warrant. The undersigned herewith makes payment of the full purchase price for such shares at the price per share provided for in such Warrant. Such payment takes Warrant, in the form amount of (check applicable box or boxes): ☐ $______ in lawful money of the United States; and/or ☐ the cancellation of such number of Warrant Shares as is necessary, in accordance with the formula set forth in subsection 1(b), to exercise this Warrant with respect to the maximum number of Warrant Shares purchasable pursuant to the cashless exercise procedure set forth in subsection 1(b). States. Signature: Address: EXHIBIT II B ASSIGNMENT FORM FOR VALUE RECEIVED, ________________________________________ hereby sells, assigns and transfers all of the rights of the undersigned under the attached Warrant (No. ____) with respect to the number of shares of Common Stock of Lyra Therapeutics, Inc. Warrant Shares covered thereby set forth below, unto: Name of Assignee Address and Electronic Mail Address No. of Warrant Shares Dated:_____________________ Signature:___________________________________________ Signature Signature Guaranteed: By: _______________________ EX-4.2 3 d323142dex42.htm EX-4.2 EX-4.2 EX-4.1 2 ex4-1.htm Exhibit 4.2 LYRA THERAPEUTICS, INC. Schedule of Holders of Warrants to Purchase Common Stock Holder WarrantNo. Number ofShares Venrock Healthcare Capital Partners EG, L.P. PFCS-1 1,956,500 Venrock Healthcare Capital Partners III, L.P. PFCS-2 1,739,000 VHCP Co-Investment Holdings III, LLC PFCS-3 174,000 Venrock Healthcare Capital Partners II, L.P. PFCS-4 804,500 VHCP Co-Investment Holdings II, LLC PFCS-5 326,000 4.1 THIS WARRANT AND THE WARRANT SHARES OF COMMON STOCK ISSUED UPON ITS EXERCISE ARE SUBJECT TO THE RESTRICTIONS ON TRANSFER SET FORTH IN SECTION 5 OF THIS WARRANT WARRANT. Warrant No. PFCS-[•] : PA-[●] Number of Shares: [•] [●] (subject to adjustment) Date of Issuance: April 12, [●], 2022 Original Issue Date Date: [●], 2022 (as defined in subsection 2(a)): April 12, 2022 Lyra Therapeutics, 2(b)) Holder: [●] Celcuity Inc. Common Stock Purchase Warrant (Void after 5:00 p.m. (New York City time) on April 12, 2027) Lyra Therapeutics, [●], 2027, subject to earlier termination as provided herein) Celcuity Inc., a Delaware corporation (the "Company"), for value received, hereby certifies that [•], the Holder named above, or its registered assigns (the "Registered Holder"), is entitled, subject to the terms and conditions set forth below, to purchase from the Company, at any time or from time to time on or after the date of issuance and on or before 5:00 p.m. (New York City time) on April 12, 2027, the expiration of the Exercise Period (as defined below), up to [●] shares of Common Stock, $0.001 par value per share, of the Company ("Common Stock"), Series A Preferred Stock (as defined below) at a purchase price of $0.001 $80.50 per share. The shares purchasable upon exercise of this Warrant, and the purchase price per share, each as adjusted from time to time pursuant to the provisions of this Warrant, are hereinafter referred to as the "Warrant Shares" and the "Purchase Price," respectively. This Warrant is one of the Common Stock Purchase Warrants (the "Warrants") issued pursuant to that certain Securities Purchase Agreement, Agreement dated as of April 7, May 15, 2022, by and among the Company and each of the investors party thereto (the "Purchase Agreement"). Capitalized terms used herein have the respective meanings ascribed thereto in the Purchase Agreement unless otherwise defined herein. "Series A Preferred Stock" means the Series A Convertible Preferred Stock, par value $0.001 per share, of the Company, having the rights, preferences and privileges specified in the Certificate of Designations, which will be convertible into Common Stock, $0.001 par value per share, of the Company ("Common Stock") in accordance with the terms set forth in the Certificate of Designations. View More
Facsimile Signatures. This Warrant may be executed by facsimile signature. signature or electronic mail (including pdf or any electronic signature complying with the U.S. federal ESIGN Act of 2000, e.g., www.docusign.com) . [remainder of page intentionally left blank] EXECUTED as of the Date of Issuance indicated above. LYRA THERAPEUTICS, AYALA PHARMACEUTICALS, INC. By: Name: Maria Palasis, Ph.D. Title: Chief Executive Officer By:________________________________ Name:_______________________________ Title:____________...___________________ EXHIBIT I PURCHASE FORM To:_________________ Dated:____________ The undersigned, pursuant to the provisions set forth in the attached Warrant (No. ___), hereby elects to purchase (check applicable box): ☐ ____ shares of the Common Stock of Lyra Therapeutics, Ayala Pharmaceuticals, Inc. covered by such Warrant; or ☐ the maximum number of shares of Common Stock covered by such Warrant pursuant to the cashless exercise procedure set forth in subsection 1(b). The undersigned herewith makes payment of the full purchase price for such shares at the price per share provided for in such Warrant. Such payment takes the form of (check applicable box or boxes): ☐ $______ in lawful money of the United States; and/or ☐ the cancellation of such number of Warrant Shares as is necessary, in accordance with the formula set forth in subsection 1(b), to exercise this Warrant with respect to the maximum number of Warrant Shares purchasable pursuant to the cashless exercise procedure set forth in subsection 1(b). Signature: ______________________ Address: _______________________ _______________________ EXHIBIT II ASSIGNMENT FORM FOR VALUE RECEIVED, ________________________________________ hereby sells, assigns and transfers all of the rights of the undersigned under the attached Warrant (No. ____) with respect to the number of shares of Common Stock of Lyra Therapeutics, Ayala Pharmaceuticals, Inc. covered thereby set forth below, unto: Name of Assignee Address and Electronic Mail Address No. of Shares Dated:_____________________ Signature:___________________________________________ Signature: Signature Guaranteed: By: _______________________ EX-4.2 3 d323142dex42.htm d123775dex42.htm EX-4.2 EX-4.2 Exhibit 4.2 LYRA THERAPEUTICS, INC. Schedule of Holders of Warrants to Purchase Common Stock Holder WarrantNo. Number ofShares Venrock Healthcare Capital Partners EG, L.P. PFCS-1 1,956,500 Venrock Healthcare Capital Partners III, L.P. PFCS-2 1,739,000 VHCP Co-Investment Holdings III, LLC PFCS-3 174,000 Venrock Healthcare Capital Partners II, L.P. PFCS-4 804,500 VHCP Co-Investment Holdings II, LLC PFCS-5 326,000 FORM OF WARRANT THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUED UPON ITS EXERCISE ARE SUBJECT TO THE RESTRICTIONS ON TRANSFER SET FORTH IN SECTION 5 OF THIS WARRANT Warrant No. PFCS-[•] Number of Shares: [•] (subject to adjustment) Date of Issuance: April 12, 2022 February [•], 2021 Original Issue Date (as defined in subsection Subsection 2(a)): April 12, 2022 Lyra Therapeutics, February [•], 2021 Ayala Pharmaceuticals, Inc. Common Stock Purchase Warrant (Void after 5:00 p.m. (New York City time) on April 12, 2027) Lyra Therapeutics, February [•], 2031) Ayala Pharmaceuticals, Inc., a Delaware corporation (the "Company"), for value received, hereby certifies that [•], or its registered assigns (the "Registered Holder"), is entitled, subject to the terms and conditions set forth below, to purchase from the Company, at any time or from time to time on or after the date of issuance and on or before 5:00 p.m. (New York City time) on April 12, 2027, February [•], 2031, [•] shares of Common Stock, $0.001 $0.01 par value per share, of the Company ("Common Stock"), at a purchase price of $0.001 $0.01 per share. The shares purchasable upon exercise of this Warrant, and the purchase price per share, each as adjusted from time to time pursuant to the provisions of this Warrant, are hereinafter referred to as the "Warrant Shares" and the "Purchase Price," respectively. This Warrant is one of the Common Stock Purchase Warrants (the "Warrants") issued pursuant to that certain Securities Purchase Agreement, dated as of April 7, 2022, February 19, 2021, by and among the Company and each of the investors party thereto (the "Purchase Agreement"). Capitalized terms used herein have the respective meanings ascribed thereto in the Purchase Agreement unless otherwise defined herein. View More