Grouped Into 132 Collections of Similar Clauses From Business Contracts
This page contains Defined Terms clauses in business contracts and legal agreements. We have organized these clauses into groups of similarly worded clauses.
Defined Terms. All initially capitalized terms used but not defined herein shall have the meanings assigned to such terms in the Agreement.
Defined Terms. All terms defined in the Agreement and used herein shall have such defined meanings when used herein, unless otherwise defined herein, or, if not defined therein, in the Indenture (as defined in the Agreement). "Removal Cut-Off Date" shall mean, with respect to the Removed Accounts, June 30, 2021. "Removal Date" shall mean, with respect to the Removed Accounts, July 16, 2021. "Removal Notice Date" shall mean, with respect to the Removed Accounts, July 9, 2021.
Defined Terms. All terms defined in the Agreement and used herein shall have such defined meanings when used herein, unless otherwise defined herein, or, if not defined therein, in the Indenture (as defined in the Agreement). herein. "Removal Cut-Off Date" shall mean, with respect to the Removed Accounts, June 30, 2021. 2022. "Removal Date" shall mean, with respect to the Removed Accounts, July 16, 2021. 25, 2022. "Removal Notice Date" shall mean, with respect to the Removed Accounts, July 9, 2021. 18, 2022.
Defined Terms. All capitalized terms used herein shall have the same meaning as defined in the Lease, unless otherwise defined in this Fourth Amendment.
Defined Terms. All capitalized terms used herein shall have the same meaning as defined in the Lease, unless otherwise defined in this Fourth Fifth Amendment.
Defined Terms. All capitalized terms used herein shall have the same meaning meanings as defined in the Lease, unless otherwise defined in this Fourth Amendment.
Defined Terms. Unless otherwise indicated herein, all terms, which are capitalized, but are not otherwise defined herein, shall have the meaning ascribed to them in the Original Trust Agreement, as applicable.
Defined Terms. Unless otherwise indicated herein, all terms, which are capitalized, but are not otherwise defined herein, shall have the meaning ascribed to them in the Original Trust JV Agreement, as applicable.
Defined Terms. Initially capitalized terms used herein and not otherwise defined herein shall have the meanings ascribed thereto in the Credit Agreement.
Defined Terms. Initially All capitalized terms used herein and not otherwise defined herein shall have the meanings ascribed thereto in the Credit Agreement. Indenture.
Defined Terms. Certain terms used in this Agreement have the meanings given them in the following Sections: Term Section AAA Section 25 Account Section 1 Advisers Act Section 7(d) Assets Section 1 BHF Introduction BHS Introduction BLIC Introduction BLICNY Introduction Borrower Section 10(m) BRCD Section 1 BRCD and OCIO Agreements Section 1 Brighthouse Parties Section 10(b) Client Directed Investment Section 3 Code Section 8(c) Companies Introduction Company Act Section 9(f) Custodian Section 3(c) Effective Dat...e Introduction ERISA Section 9(h) -28- Expenses Section 12 FCPA Section 7(j) IMAs Introduction Investment Adviser Introduction Investment Adviser Parties Section 10(a) Investment Guidelines Section 3(a) Investments Compliance Section 8(k) Key Person Section 18 Law Section 7(b) Legacy Agreements Section 1 Loaned Securities Section 10(m) Material Action Section 7(l) Material Non-Public Information Section 8(k) Met Representative Section 10(m) MLIA Introduction NELICO Introduction OECD Convention Section 7(j) OFAC Section 7(i) PATRIOT Act Section 9(m) Pricing Sources Section 2(b) Replacement Securities Section 10(m)(i) Rules Section 25 SEC Section 7(d) Securities Act Section 9(f) Securities Lending Activities Section 3(e)(ii) Trust Accounts Section 1 Valuation Information Section 2(b) 23. Modification of Agreement. Except as otherwise provided herein, this Agreement, including the Exhibits, may be amended only by a written instrument signed by Services and the Investment Adviser. For the avoidance of doubt, Exhibit C may be modified in accordance with Section 3 herein.View More
Defined Terms. Certain terms used in this Agreement have the meanings given them in the following Sections: Term Sections:Term SectionAAA Section AAA 25Account Section 25 Account Section 1 Advisers 1Advisers Act Section 7(d) Assets 7(d)Assets Section 1 BHF Introduction BHS Introduction BLIC Introduction BLICNY Introduction Borrower 1BHF IntroductionBHS IntroductionBLIC IntroductionBLICNY IntroductionBorrower Section 10(m) BRCD 10(m)BRCD IntroductionBRCD Agreement Section 1 BRCD and OCIO Agreements Section 1 Br...ighthouse 1Brighthouse Parties Section 10(b) Client 10(b)Client Directed Investment Section 3 Code 3Code Section 8(c) -30- Companies Introduction Company IntroductionCompany Act Section 9(f) Custodian 9(f)Custodian Section 3(c) Effective 3(c)Effective Date Introduction ERISA Section 9(h) -28- Expenses 9(h)Existing Agreement IntroductionExpenses Section 12 FCPA 12FCPA Section 7(j) IMAs 7(j)IMAs Introduction Investment Adviser Introduction Investment IntroductionInvestment Adviser Parties Section 10(a) Investment 10(a)Investment Guidelines Section 3(a) Investments 3(a)Investments Compliance Section 8(k) Key 8(k)Key Person Section 18 Law 18Law Section 7(b) Legacy 7(b)Legacy Agreements Section 1 Loaned 1Loaned Securities Section 10(m) Material 10(m)Material Action Section 7(l) Material 7(l)Material Non-Public Information Section 8(k) Met 8(k)Met Representative Section 10(m) MLIA Introduction NELICO Introduction OECD 10(m)MIM IntroductionNELICO IntroductionOCIO Agreement Section 1OECD Convention Section 7(j) OFAC 7(j)OFAC Section 7(i) PATRIOT 7(i)PATRIOT Act Section 9(m) Pricing 9(m)Pricing Sources Section 2(b) Replacement 2(b)Private Assets Exhibit APublic Assets Exhibit AReplacement Securities Section 10(m)(i) Rules 10(m)(i)Rules Section 25 SEC 25SEC Section 7(d) Securities 7(d)Securities Act Section 9(f) Securities 9(f)Securities Lending Activities Section 3(e)(ii) Trust 3(e)(ii)Security Incident Section 8(p)Trust Accounts Section 1 Valuation 1Valuation Information Section 2(b) 23. Modification of Agreement. Except as otherwise provided herein, this Agreement, including the Exhibits, may be amended only by a written instrument signed by Services and the Investment Adviser. For the avoidance of doubt, Exhibit C may be modified in accordance with Section 3 herein. herein.24. Governing Law. Except as expressly otherwise provided in this Agreement, THIS AGREEMENT WILL BE GOVERNED BY, AND CONSTRUED AND INTERPRETED IN -31- ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK EXCLUDING CONFLICT OF LAWS PRINCIPLES.25. Arbitration. Services and Investment Adviser agree that they will work in good faith to resolve any dispute arising under or in connection with this Agreement. Any unresolved dispute or difference between the parties arising out of or relating to this Agreement, or the breach thereof, shall be finally settled by arbitration before the American Arbitration Association ("AAA") in accordance with the Commercial Arbitration Rules of the AAA ("Rules") then in effect. The arbitration shall be conducted and decided before a panel of three arbitrators, and the cost, including the arbitrators' fees, shall be borne equally by the parties to such arbitration. Unless the parties otherwise agree, the arbitrators shall be active or retired officers of investment management firms and shall be impartial and independent pursuant to the Rules. Each of the parties to the arbitration shall designate one arbitrator, pursuant to the Rules, and the chairperson shall be selected by the party-appointed arbitrators pursuant to the Rules. The written award rendered by the arbitrators shall be a reasoned award and shall be final and binding upon the parties, and judgment upon the award rendered by the arbitrator may be entered in any court having jurisdiction thereof and having jurisdiction over the parties or their assets. The arbitration shall take place in New York.26. Severability. The invalidity or unenforceability of any provision hereof will in no way affect the validity or enforceability of any and all other provisions hereof.27. Third-Party Beneficiaries. No party intends for this Agreement to benefit any third party not expressly identified or described in this Agreement, but this Agreement is intended to benefit those third parties who are so identified or described as fully as if those third parties were parties to this Agreement.28. Counterparts. This Agreement may be signed in any number of counterparts. Any single counterpart or a set of counterparts signed in either case by the parties hereto will constitute a full and original Agreement for all purposes. Facsimile or electronic signatures on this Agreement shall be as effective and binding as original signatures.29. Entire Agreement. This Agreement constitutes the entire agreement between Services and the Investment Adviser with respect to the subject matter hereof and, subject to Section 1, supersedes all prior agreements and understandings (written or oral) of the parties in connection herewith. View More
Defined Terms. Certain terms used in this Agreement have the meanings given them in the following Sections: Term Sections:Term SectionAAA Section AAA 25Account Section 25 Account Section 1 Advisers 1Advisers Act Section 7(d) Assets 7(d)Assets Section 1 BHF Introduction BHS Introduction BLIC Introduction BLICNY Introduction Borrower 1BHF IntroductionBHS IntroductionBLIC IntroductionBLICNY IntroductionBorrower Section 10(m) BRCD 10(m)BRCD IntroductionBRCD Agreement Section 1 BRCD and OCIO Agreements Section 1 Br...ighthouse 1Brighthouse Parties Section 10(b) Client 10(b)Client Directed Investment Section 3 Code 3Code Section 8(c) -30- Companies Introduction Company IntroductionCompany Act Section 9(f) Custodian 9(f)Custodian Section 3(c) Effective 3(c)Effective Date Introduction ERISA Section 9(h) -28- Expenses 9(h)Existing Agreement IntroductionExpenses Section 12 FCPA 12FCPA Section 7(j) IMAs 7(j)IMAs Introduction Investment Adviser Introduction Investment IntroductionInvestment Adviser Parties Section 10(a) Investment 10(a)Investment Guidelines Section 3(a) Investments 3(a)Investments Compliance Section 8(k) Key 8(k)Key Person Section 18 Law 18Law Section 7(b) Legacy 7(b)Legacy Agreements Section 1 Loaned 1Loaned Securities Section 10(m) Material 10(m)Material Action Section 7(l) Material 7(l)Material Non-Public Information Section 8(k) Met 8(k)Met Representative Section 10(m) MLIA Introduction NELICO Introduction OECD 10(m)MIM IntroductionNELICO IntroductionOCIO Agreement Section 1OECD Convention Section 7(j) OFAC 7(j)OFAC Section 7(i) PATRIOT 7(i)PATRIOT Act Section 9(m) Pricing 9(m)Pricing Sources Section 2(b) Replacement 2(b)Private Assets Exhibit APublic Assets Exhibit AReplacement Securities Section 10(m)(i) Rules 10(m)(i)Rules Section 25 SEC 25SEC Section 7(d) Securities 7(d)Securities Act Section 9(f) Securities 9(f)Securities Lending Activities Section 3(e)(ii) Trust 3(e)(ii)Security Incident Section 8(p)Trust Accounts Section 1 Valuation 1Valuation Information Section 2(b) 23. Modification of Agreement. Except as otherwise provided herein, this Agreement, including the Exhibits, may be amended only by a written instrument signed by Services and the Investment Adviser. For the avoidance of doubt, Exhibit C may be modified in accordance with Section 3 herein. herein.24. Governing Law. Except as expressly otherwise provided in this Agreement, THIS AGREEMENT WILL BE GOVERNED BY, AND CONSTRUED AND INTERPRETED IN -31- ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK EXCLUDING CONFLICT OF LAWS PRINCIPLES.25. Arbitration. Services and Investment Adviser agree that they will work in good faith to resolve any dispute arising under or in connection with this Agreement. Any unresolved dispute or difference between the parties arising out of or relating to this Agreement, or the breach thereof, shall be finally settled by arbitration before the American Arbitration Association ("AAA") in accordance with the Commercial Arbitration Rules of the AAA ("Rules") then in effect. The arbitration shall be conducted and decided before a panel of three arbitrators, and the cost, including the arbitrators' fees, shall be borne equally by the parties to such arbitration. Unless the parties otherwise agree, the arbitrators shall be active or retired officers of investment management firms and shall be impartial and independent pursuant to the Rules. Each of the parties to the arbitration shall designate one arbitrator, pursuant to the Rules, and the chairperson shall be selected by the party-appointed arbitrators pursuant to the Rules. The written award rendered by the arbitrators shall be a reasoned award and shall be final and binding upon the parties, and judgment upon the award rendered by the arbitrator may be entered in any court having jurisdiction thereof and having jurisdiction over the parties or their assets. The arbitration shall take place in New York.26. Severability. The invalidity or unenforceability of any provision hereof will in no way affect the validity or enforceability of any and all other provisions hereof.27. Third-Party Beneficiaries. No party intends for this Agreement to benefit any third party not expressly identified or described in this Agreement, but this Agreement is intended to benefit those third parties who are so identified or described as fully as if those third parties were parties to this Agreement.28. Counterparts. This Agreement may be signed in any number of counterparts. Any single counterpart or a set of counterparts signed in either case by the parties hereto will constitute a full and original Agreement for all purposes. Facsimile or electronic signatures on this Agreement shall be as effective and binding as original signatures.29. Entire Agreement. This Agreement constitutes the entire agreement between Services and the Investment Adviser with respect to the subject matter hereof and, subject to Section 1, supersedes all prior agreements and understandings (written or oral) of the parties in connection herewith. View More
Defined Terms. Certain terms used in this Agreement have the meanings given them in the following Sections: Term Sections:Term SectionAAA Section AAA 25Account Section 25 Account Section 1 Advisers 1Advisers Act Section 7(d) Assets 7(d)Assets Section 1 BHF Introduction BHS Introduction BLIC Introduction BLICNY Introduction Borrower 1BHF IntroductionBHS IntroductionBLIC IntroductionBLICNY IntroductionBorrower Section 10(m) BRCD 10(m)BRCD IntroductionBRCD Agreement Section 1 BRCD and OCIO Agreements Section 1 Br...ighthouse 1Brighthouse Parties Section 10(b) Client 10(b)Client Directed Investment Section 3 Code 3Code Section 8(c) -30- Companies Introduction Company IntroductionCompany Act Section 9(f) Custodian 9(f)Custodian Section 3(c) Effective 3(c)Effective Date Introduction ERISA Section 9(h) -28- Expenses 9(h)Existing Agreement IntroductionExpenses Section 12 FCPA 12FCPA Section 7(j) IMAs 7(j)IMAs Introduction Investment Adviser Introduction Investment IntroductionInvestment Adviser Parties Section 10(a) Investment 10(a)Investment Guidelines Section 3(a) Investments 3(a)Investments Compliance Section 8(k) Key 8(k)Key Person Section 18 Law 18Law Section 7(b) Legacy 7(b)Legacy Agreements Section 1 Loaned 1Loaned Securities Section 10(m) Material 10(m)Material Action Section 7(l) Material 7(l)Material Non-Public Information Section 8(k) Met 8(k)Met Representative Section 10(m) MLIA Introduction NELICO Introduction OECD 10(m)MIM IntroductionNELICO IntroductionOCIO Agreement Section 1OECD Convention Section 7(j) OFAC 7(j)OFAC Section 7(i) PATRIOT 7(i)PATRIOT Act Section 9(m) Pricing 9(m)Pricing Sources Section 2(b) Replacement 2(b)Private Assets Exhibit APublic Assets Exhibit AReplacement Securities Section 10(m)(i) Rules 10(m)(i)Rules Section 25 SEC 25SEC Section 7(d) Securities 7(d)Securities Act Section 9(f) Securities 9(f)Securities Lending Activities Section 3(e)(ii) Trust 3(e)(ii)Security Incident Section 8(p)Trust Accounts Section 1 Valuation 1Valuation Information Section 2(b) 23. Modification of Agreement. Except as otherwise provided herein, this Agreement, including the Exhibits, may be amended only by a written instrument signed by Services and the Investment Adviser. For the avoidance of doubt, Exhibit C may be modified in accordance with Section 3 herein. herein.24. Governing Law. Except as expressly otherwise provided in this Agreement, THIS AGREEMENT WILL BE GOVERNED BY, AND CONSTRUED AND INTERPRETED IN -31- ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK EXCLUDING CONFLICT OF LAWS PRINCIPLES.25. Arbitration. Services and Investment Adviser agree that they will work in good faith to resolve any dispute arising under or in connection with this Agreement. Any unresolved dispute or difference between the parties arising out of or relating to this Agreement, or the breach thereof, shall be finally settled by arbitration before the American Arbitration Association ("AAA") in accordance with the Commercial Arbitration Rules of the AAA ("Rules") then in effect. The arbitration shall be conducted and decided before a panel of three arbitrators, and the cost, including the arbitrators' fees, shall be borne equally by the parties to such arbitration. Unless the parties otherwise agree, the arbitrators shall be active or retired officers of investment management firms and shall be impartial and independent pursuant to the Rules. Each of the parties to the arbitration shall designate one arbitrator, pursuant to the Rules, and the chairperson shall be selected by the party-appointed arbitrators pursuant to the Rules. The written award rendered by the arbitrators shall be a reasoned award and shall be final and binding upon the parties, and judgment upon the award rendered by the arbitrator may be entered in any court having jurisdiction thereof and having jurisdiction over the parties or their assets. The arbitration shall take place in New York.26. Severability. The invalidity or unenforceability of any provision hereof will in no way affect the validity or enforceability of any and all other provisions hereof.27. Third-Party Beneficiaries. No party intends for this Agreement to benefit any third party not expressly identified or described in this Agreement, but this Agreement is intended to benefit those third parties who are so identified or described as fully as if those third parties were parties to this Agreement.28. Counterparts. This Agreement may be signed in any number of counterparts. Any single counterpart or a set of counterparts signed in either case by the parties hereto will constitute a full and original Agreement for all purposes. Facsimile or electronic signatures on this Agreement shall be as effective and binding as original signatures.29. Entire Agreement. This Agreement constitutes the entire agreement between Services and the Investment Adviser with respect to the subject matter hereof and, subject to Section 1, supersedes all prior agreements and understandings (written or oral) of the parties in connection herewith. View More
Defined Terms. For purposes of this Note, the terms listed below shall have the respective meanings set forth below: 1.1 "business da y" means any day other than Saturday, Sunday or a legal holiday that banks located in Hawaii are not open for business; 1.2 "Common Stoc k" means the Common Stock, par value $0.001 per share, of the Company; 1.3 "Maturity Date" the earlier of (i) December 15, 2016 or (ii) the date of the closing of a firmly underwritten public offering pursuant to an effective registration state...ment under the Securities Act of 1933, as amended, covering the offer and sale of Common Stock for the account of the Company.View More
Defined Terms. For purposes of this Note, the terms listed below shall have the respective espective meanings set forth below: 1.1 "business da y" day" means any day other than Saturday, Sunday or a legal holiday that banks located in Hawaii are not open for business; business ; 1.2 "Common Stoc k" Stock" means the Common Stock, par value $0.001 per share, of the Company; 1.3 "Maturity Date" the earlier of (i) December 15, July 30, 2016 or (ii) the date of the closing of a firmly underwritten public offering p...ursuant to an effective registration statement under the Securities Act of 1933, as amended, covering the offer and sale of Common Stock for the account of the Company. View More
Defined Terms. All initially capitalized terms used but not otherwise defined herein have the meanings given to them in the Guaranty and Security Agreement or, if not defined therein, in the Credit Agreement, and this Trademark Security Agreement shall be subject to the rules of construction set forth in Section 1(b) of the Guaranty and Security Agreement, which rules of construction are incorporated herein by this reference, mutatis mutandis.
Defined Terms. All initially capitalized terms used but not otherwise defined herein have the meanings given to them in the Guaranty and Security Agreement or, if not defined therein, in the Credit Agreement, Indenture, and this Trademark Security Agreement shall be subject to the rules of construction set forth in Section 1(b) of the Guaranty and Security Agreement, which rules of construction are incorporated herein by this reference, mutatis mutandis.
Defined Terms. All terms defined in the Agreement and used herein shall have such defined meanings when used herein, unless otherwise defined herein, or, if not defined therein, in the Indenture (as defined in the Agreement). "Removal Cut-Off Date" shall mean, with respect to the Removed Accounts, December 31, 2015. "Removal Date" shall mean, with respect to the Removed Accounts, February 14, 2016. "Removal Notice Date" shall mean, with respect to the Removed Accounts, February 5, 2016.
Defined Terms. All terms defined in the Agreement and used herein shall have such defined meanings when used herein, unless otherwise defined herein, or, if not defined therein, in the Indenture (as defined in the Agreement). "Removal Cut-Off Date" shall mean, with respect to the Removed Accounts, December 31, 2015. September 30, 2019. "Removal Date" shall mean, with respect to the Removed Accounts, February 14, 2016. October 30, 2019. "Removal Notice Date" shall mean, with respect to the Removed Accounts, Feb...ruary 5, 2016. October 10, 2019. View More
Defined Terms. In addition to the terms defined elsewhere in this Agreement: (a) capitalized terms that are not otherwise defined herein have the meanings given to such terms in the New Note or Security Agreement (as defined herein); and (b) the following terms have the meanings set forth in this Section 1: "Affiliate" of any specified Person means any other Person directly or indirectly controlling or controlled by or under direct or indirect common control with such specified Person. For the purposes of this... definition, "control", when used with respect to any specified Person, means the power to direct the management and policies of such Person, directly or indirectly, whether through the ownership of voting securities, by contract or otherwise; and the terms "controlling" and "controlled" have meanings correlative to the foregoing. "Business Day" means any day except any Saturday, any Sunday, any day which is a federal legal holiday in the United States or any day on which banking institutions in the State of New York are authorized or required by law or other governmental action to close. "Closing Date" means the Trading Day on which all of the Transaction Documents have been executed and delivered by the applicable parties thereto, and all conditions precedent to: (i) the Holders' obligations to surrender the Original Note and (ii) the Company's obligations to deliver the New Note have been satisfied or waived. "Commission" means the United States Securities and Exchange Commission. "Common Stock" means the common stock of the Company, par value $0.001 per share, and any other class of securities into which such securities may hereafter be reclassified or changed. "Conversion Price" shall have the meaning ascribed to such term in the New Note. "Conversion Shares" means the shares of Common Stock issuable upon the conversion of the New Note. "Encumbrances" shall mean any security or other property interest or right, claim, lien, pledge, option, charge, security interest, contingent or conditional sale, or other title claim or retention agreement interest or other right or claim of third parties, whether perfected or not perfected, voluntarily incurred or arising by operation of law, and including any agreement (other than this Agreement) to grant or submit to any of the foregoing in the future. "Exchange Act" means the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder. "New Note" means the Secured Convertible Note due, subject to the terms therein, on the one-year anniversary of the date on which it is issued, as issued by the Company to the Holder hereunder, in an aggregate principal amount equal to the sum of (i) the principal amount of the Original Notes, plus (ii) the accrued and unpaid interest on the Original Notes up to the Business Day immediately preceding the Closing Date, which New Note shall be in the form of Exhibit A attached hereto. 1 "Person" means an individual or corporation, partnership, trust, incorporated or unincorporated association, joint venture, limited liability company, joint stock company, government (or an agency or subdivision thereof) or other entity of any kind. "Required Approvals" shall have the meaning ascribed to such term in Section 4(d). "Required Minimum" means, as of any date, the maximum aggregate number of shares of Common Stock then issued or potentially issuable in the future pursuant to the New Note, ignoring any conversion or exercise limits set forth therein. "Securities" means the New Note and the Conversion Shares. "Securities Act" means the Securities Act of 1933, as amended, and the rules and regulations promulgated thereunder. "Security Agreement" means that certain Amended and Restated Security Agreement, dated as of the date first set forth above, among the Company and the secured parties, as named therein. "Trading Day" means a day on which the principal Trading Market is open for trading. "Trading Market" means any of the following markets or exchanges on which the Common Stock is listed or quoted for trading on the date in question: the NYSE MKT, the Nasdaq Capital Market, the Nasdaq Global Market, the Nasdaq Global Select Market, the New York Stock Exchange, or any tier of the OTC Markets Inc. (or any successors to any of the foregoing). "Transaction Documents" means this Agreement, the New Note, the Security Agreement, all exhibits and schedules thereto and hereto and any other documents or agreements executed in connection with the transactions contemplated hereunder.View More
Defined Terms. In addition to the terms defined elsewhere in this Agreement: (a) capitalized terms that are not otherwise defined herein have the meanings given to such terms in the New Note or Security Agreement (as defined herein); and (b) the following terms have the meanings set forth in this Section 1: "Affiliate" of any specified Person means any other Person directly or indirectly controlling or controlled by or under direct or indirect common control with such specified Person. For the purposes of this... definition, "control", when used with respect to any specified Person, means the power to direct the management and policies of such Person, directly or indirectly, whether through the ownership of voting securities, by contract or otherwise; and the terms "controlling" and "controlled" have meanings correlative to the foregoing. "Business Day" means any day except any Saturday, any Sunday, any day which is a federal legal holiday in the United States or any day on which banking institutions in the State of New York are authorized or required by law or other governmental action to close. "Closing Date" means the Trading Business Day on which all of the Transaction Documents have been executed and delivered by the applicable parties thereto, and all conditions precedent to: (i) the Holders' obligations to surrender the Original Note and (ii) the Company's obligations to deliver the New Note have been satisfied or waived. "Commission" means the United States Securities and Exchange Commission. "Common Stock" means the common stock of the Company, par value $0.001 per share, and any other class of securities into which such securities may hereafter be reclassified or changed. "Conversion Price" shall have "Consent Agreement" means that certain agreement entered into by certain of the meaning ascribed Senior Holders consenting to such term in the New Note. "Conversion Shares" means the shares of Common Stock issuable upon the conversion issuance of the New Note. Notes on the terms contemplated hereby. "Encumbrances" shall mean any security or other property interest or right, claim, lien, pledge, option, charge, security interest, contingent or conditional sale, or other title claim or retention agreement interest or other right or claim of third parties, whether perfected or not perfected, voluntarily incurred or arising by operation of law, and including any agreement (other than this Agreement) to grant or submit to any of the foregoing in the future. "Exchange Act" means the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder. 1 "New Note" Note(s)" means the Secured Convertible Note senior secured grid notes due, subject to the terms therein, on the one-year anniversary of the date on which it is issued, June 30, 2020, as issued by the Company to the Holder Holders hereunder, in an aggregate the maximum principal amount as stated on the face of the instrument evidencing such loan and pursuant to which an amount of principal shall be deemed outstanding on the date of issuance equal to the sum of (i) the principal amount of the Original Notes, Note(s) held by such Holders, plus (ii) the accrued and unpaid interest on the Original Notes thereon, up to the Business Day immediately preceding the Closing Date, which New Note Notes shall be in the form of Exhibit A attached hereto. 1 "Person" means an individual or corporation, partnership, trust, incorporated or unincorporated association, joint venture, limited liability company, joint stock company, government (or an agency or subdivision thereof) or other entity of any kind. "Required Approvals" shall have the meaning ascribed to such term in Section 4(d). "Required Minimum" means, as of any date, the maximum aggregate number of shares of Common Stock then issued or potentially issuable in the future pursuant to the New Note, ignoring any conversion or exercise limits set forth therein. "Securities" means the New Note and the Conversion Shares. "Securities Act" means the Securities Act of 1933, as amended, and the rules and regulations promulgated thereunder. "Security Agreement" Agreement Amendment" means an amendment to that certain Amended and Restated Security Agreement, Agreement dated as of March 20, 2017, as amended prior to the date first set forth above, among hereof (the "Security Agreement"), which provides for the inclusion of the New Notes as a secured note under the terms of such Amended and Restated Security Agreement. "Prior Senior Notes" means those certain senior secured convertible notes, in the aggregate principal amount of $3,049,651, of which the aggregate principal amount of $2,545,199 was originally issued by the Company on March 20, 2017 and the secured parties, aggregate principal amount of $504,452 was originally issued by the Company on March 27, 2018, in each case as named therein. "Trading Day" such senior notes have been amended to date. "Senior Holders" means a day on which the principal Trading Market is open for trading. "Trading Market" means any holders of the following markets or exchanges on which the Common Stock is listed or quoted for trading on the date in question: the NYSE MKT, the Nasdaq Capital Market, the Nasdaq Global Market, the Nasdaq Global Select Market, the New York Stock Exchange, or any tier of the OTC Markets Inc. (or any successors to any of the foregoing). Prior Senior Notes. "Transaction Documents" means this Agreement, the New Note, Notes, the Security Agreement, Agreement Amendment, all exhibits and schedules thereto and hereto and any other documents or agreements executed in connection with the transactions contemplated hereunder. View More