Covenant of the Underwriter Clause Example from Business Contracts

This example Covenant of the Underwriter clause appears in 2 contracts from 1 company

Covenant of the Underwriter. Each Underwriter severally covenants with the Trust and the Company not to take any action that would result in the Trust or the Company being required to file with the Commission under Rule 433(d) a free writing prospectus prepared by or on behalf of such Underwriter that otherwise would not be required to be filed by the Trust or the Company thereunder, but for the action of the Underwriter.
Found in Compass Group Diversified Holdings LLC contract
Compass Group Diversified Holdings LLC Contracts

Underwriting Agreement, dated May 4, 2020, between the Company, the Trust and Compass Group Management LLC and Morgan Stanley & Co. LLC, as manager of the several underwriters... (Filed With SEC on May 7, 2020)

COMPASS DIVERSIFIED HOLDINGS COMPASS GROUP DIVERSIFIED HOLDINGS LLC 5,600,000 Common Shares UNDERWRITING AGREEMENT (Filed With SEC on December 13, 2016)