Covenants of the Manager Contract Clauses (50)

Grouped Into 2 Collections of Similar Clauses From Business Contracts

This page contains Covenants of the Manager clauses in business contracts and legal agreements. We have organized these clauses into groups of similarly worded clauses.
Covenants of the Manager. (a) The Manager covenants with each Underwriter and with the Company that, during the period when a prospectus is required (or but for the exception afforded by Rule 172 under the Securities Act would be required) to be delivered under the Securities Act, it shall notify the Representative and the Company of the occurrence of any material events respecting the Manager's activities, affairs or condition, financial or otherwise, and the Manager will forthwith supply such information to the Company... as shall be necessary in the opinion of counsel to the Company and the Underwriters for the Company to prepare any necessary amendment or supplement to the Prospectus so that, as so amended or supplemented, the Prospectus will not include an untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances existing at the time it is delivered to a purchaser, not misleading. View More Arrow
Found in NexPoint Real Estate Finance, Inc. contract
View All 6 Similar Clauses
Covenants of the Manager. (a) The Manager covenants and agrees with each Underwriter the Agent and with the Company that, during any period in which the period when a prospectus Prospectus relating to the Placement Shares is required (or but for to be delivered by the exception afforded by Agent under the Securities Act with respect to a pending sale of the Placement Shares (including in circumstances where such requirement may be satisfied pursuant to Rule 172 under the Securities Act would be required) to be delivered ...under the Securities Act, Act), it shall notify the Representative Agent and the Company of the occurrence of any material events respecting the Manager's its activities, affairs or condition, financial or otherwise, if, but only if, as a result of any such event it is necessary, in the opinion of counsel, to amend or supplement the Prospectus in order to make the Prospectus not misleading in the light of the circumstances existing at the time it is delivered to a purchaser (including in circumstances where such requirement may be satisfied pursuant to Rule 172 under the Securities Act), and the Manager will forthwith supply such information to the Company as shall be necessary in the opinion of counsel to the Company and the Underwriters Agent for the Company to prepare any necessary amendment or supplement to the Prospectus so that, as so amended or supplemented, the Prospectus will not include contain an untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances existing at the time it is delivered to a purchaser, purchaser (including in circumstances where such requirement may be satisfied pursuant to Rule 172 under the Securities Act), not misleading. View More Arrow
Found in PennyMac Mortgage Investment Trust contract
Covenants of the Manager. (a) The Manager covenants with each Underwriter and with the Company hereby agrees that, during the period when a prospectus relating to the Shares is required (or (or, but for the exception afforded by Rule 172 under the Securities Act, would be) required by the Act would be required) to be delivered under in connection with sales of the Securities Act, Shares, it shall notify the Representative Underwriters and the Company of the occurrence of any material events respecting the Manager's activ...ities, affairs change that results in or condition, financial or otherwise, would result in any Material Adverse Effect and the Manager will forthwith supply such information to the Company as shall be necessary in the opinion of counsel to the Company and the Underwriters for the Company to prepare any necessary amendment or supplement to the Registration Statement, the Disclosure Package and the Prospectus so that, as so amended or supplemented, the Prospectus same will not include an untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, therein (except in the case of the Registration Statement, in the light of the circumstances existing at the time it is delivered to a purchaser, purchaser) not misleading. View More Arrow
Found in Tremont Mortgage Trust contract
Covenants of the Manager. (a) The Manager covenants with each Underwriter and with the Company that, during the period when a prospectus is required (or but for the exception afforded by Rule 172 under the Securities Act would be required) to be delivered under the Securities Act, it shall notify the Representative and the Company of the occurrence of any material events respecting the Manager's activities, affairs or condition, financial or otherwise, and the Manager will forthwith supply such information to the Company... as shall be necessary in the opinion of counsel to the Company and the Underwriters for the Company to prepare any necessary amendment or supplement to the Prospectus so that, as so amended or supplemented, the Prospectus will not include an untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances existing at the time it is delivered to a purchaser, not misleading. (b) The Manager will not at any time, directly or indirectly, take any action designed, or which might reasonably be expected to cause or result in, or which will constitute, stabilization or manipulation of the price of the shares of Series A Preferred Stock to facilitate the sale or resale of any of the Series A Preferred Stock. View More Arrow
Found in NexPoint Real Estate Finance, Inc. contract
View Variations (6) Arrow
Covenants of the Manager. Each Manager covenants with the Company not to take any action that would result in the Company being required to file with the Commission under Rule 433(d) a free writing prospectus prepared by or on behalf of the Manager that otherwise would not be required to be filed by the Company thereunder, but for the action of such Manager.
Found in ROKU, INC contract
View All 5 Similar Clauses
Covenants of the Manager. Each Manager Manager, severally and not jointly, covenants with the Company not to take any action that would result in the Company being required to file with the Commission under Rule 433(d) a free writing prospectus prepared by or on behalf of such Manager pursuant to Rule 433(d) under the Manager Securities Act that otherwise would not be required to be filed by the Company thereunder, but for the action of such Manager.
Found in SPIRIT REALTY CAPITAL, INC. contract
Covenants of the Manager. Each Manager covenants The Managers covenant with the Company not to take any action that would result in the Company being required to file with the Commission under Rule 433(d) a free writing prospectus prepared by or on behalf of the Manager Managers that otherwise would not be required to be filed by the Company thereunder, but for the action of such Manager. the Managers.
Found in Royal Caribbean Cruises Ltd contract
Covenants of the Manager. Each Manager covenants of the Managers, severally and not jointly, covenant with the Company not to take any action that would result in the Company being required to file with the Commission under Rule 433(d) a free writing prospectus prepared by or on behalf of the such Manager that otherwise would not be required to be filed by the Company thereunder, but for the action of such the Manager.
Found in New Senior Investment Group Inc. contract
View Variations (5) Arrow