Compliance with USA Patriot Act Clause Example from Business Contracts

This example Compliance with USA Patriot Act clause appears in 11 contracts from 7 companies

Compliance with USA Patriot Act. In accordance with the requirements of the USA Patriot Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the Issuer, which information may include the name and address of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients.
Found in American Homes 4 Rent, L.P. contract
American Homes 4 Rent, L.P. Contracts

Underwriting Agreement, dated January 15, 2019, by and among American Homes 4 Rent, L.P. and J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and... (Filed With SEC on January 17, 2019)

TRI Pointe Group Contracts

Underwriting Agreement, dated as of June 3, 2020, among TRI Pointe Group, Inc., the guarantors named therein and Citigroup Global Markets Inc., as representative of the several... (Filed With SEC on June 10, 2020)

Aptiv PLC Contracts

Underwriting Agreement relating to the ordinary shares, dated June 9, 2020, between Aptiv PLC and Goldman Sachs & Co. LLC, as representative of the several underwriters listed on... (Filed With SEC on June 12, 2020)

Underwriting Agreement relating to the mandatory convertible preferred shares, dated June 9, 2020, between Aptiv PLC and Goldman Sachs & Co. LLC, as representative of the several... (Filed With SEC on June 12, 2020)

Underwriting Agreement, dated as of November 9, 2021 by and between Aptiv PLC and the underwriters named therein (Filed With SEC on November 23, 2021)

STERIS Ltd Contracts

Underwriting Agreement, dated as of March 24, 2021, by and among STERIS Irish FinCo Unlimited Company, the guarantors party thereto, and J.P. Morgan Securities LLC, BofA... (Filed With SEC on April 1, 2021)

nVent Electric plc Contracts

Underwriting Agreement, dated November 8, 2021, among nVent Electric plc, nVent Finance S. r.l., and BofA Securities, Inc., Citigroup Global Markets Inc. and J.P. Morgan... (Filed With SEC on November 9, 2021)

Aon plc Contracts

Underwriting Agreement, dated February 23, 2022, among Aon Corporation, AGH, Aon plc and AGL, and Morgan Stanley & Co. LLC, Barclays Capital Inc., Credit Suisse Securities (USA)... (Filed With SEC on February 28, 2022)

Underwriting Agreement, dated September 7, 2022, among Aon Corporation, AGH, Aon plc and AGL, and Citigroup Global Markets Inc. and J.P. Morgan Securities LLC as representatives... (Filed With SEC on September 12, 2022)

Underwriting Agreement, dated February 23, 2023, among Aon Corporation, AGH, Aon plc and AGL, and Morgan Stanley & Co. LLC, BofA Securities, Inc. and HSBC Securities (USA) Inc. as... (Filed With SEC on February 28, 2023)

Dollar Tree Contracts

Underwriting Agreement, dated as of April 5, 2018, by and among Dollar Tree, Inc. and J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells... (Filed With SEC on April 9, 2018)