Compliance with USA Patriot Act Clause Example from Business Contracts

This example Compliance with USA Patriot Act clause appears in 3 contracts from 3 companies

Compliance with USA Patriot Act. In accordance with the requirements of the USA Patriot Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), the Underwriter is required to obtain, verify and record information that identifies its clients, including the Company, which information may include the name and address of its clients, as well as other information that will allow the Underwriter to properly identify its clients.
Found in Athenex, Inc. contract
Athenex, Inc. Contracts

Underwriting Agreement, dated August 10, 2022, by and between the Company and SVB Securities LLC (Filed With SEC on August 15, 2022)

BioAtla, Inc. Contracts

Underwriting Agreement, dated November 4, 2022, by and between BioAtla, Inc. and J.P. Morgan Securities LLC (Filed With SEC on November 7, 2022)

ONE Gas Contracts

Equity Underwriting Agreement, dated as of March 8, 2023, among ONE Gas, Inc. and BofA Securities, Inc., acting as the underwriter, BofA Securities, Inc., acting as the forward... (Filed With SEC on March 13, 2023)