Compliance with USA Patriot Act Clause Example from Business Contracts

This example Compliance with USA Patriot Act clause appears in 3 contracts from 1 company

Compliance with USA Patriot Act. In accordance with the requirements of the USA Patriot Act (Title III of Pub. U. 107-56 (signed into law October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the Company, which information may include the name and address of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients.
Found in Granite Point Mortgage Trust Inc. contract
Granite Point Mortgage Trust Inc. Contracts

Underwriting Agreement, dated November 22, 2021, by and between the Company and Raymond James & Associates, Inc., as representative of the several underwriters named therein (Filed With SEC on November 23, 2021)

Underwriting Agreement, dated January 18, 2022, by and between the Company and Raymond James & Associates, Inc., as representative of the several underwriters named therein (Filed With SEC on January 19, 2022)

Underwriting Agreement, dated October 9, 2018, between the Company, the Manager and the Underwriters (Filed With SEC on October 12, 2018)