Compliance with Securities Laws Clause Example with 7 Variations from Business Contracts

This page contains Compliance with Securities Laws clauses in business contracts and legal agreements. An example clause is provided at the top of the page, followed by clauses with minor variations. You can view the text differences by selecting the "Show Differences" option.
Compliance with Securities Laws. It shall be a condition to the Recipient’s right to receive shares of Restricted Stock hereunder that the Committee may, in its discretion, require (a) that the shares of Restricted Stock reserved for issue upon the grant of this award shall have been duly listed, upon official notice of issuance, upon any national securities exchange or automated quotation system on which the Shares may then be listed or quoted, (b) that either (i) a registration statement under the Securities Act of 1933 with ...respect to the Shares shall be in effect, or (ii) in the opinion of counsel for the Company, the proposed purchase shall be exempt from registration under that Act and the Recipient shall have made such undertakings and agreements with the Company as the Company may reasonably require, and (c) that such other steps, if any, as counsel for the Company shall consider necessary to comply with any law applicable to the issue of such Shares by the Company shall have been taken by the Company or the Recipient, or both. The certificates representing the Shares granted under this Award may contain such legends as counsel for the Company shall consider necessary to comply with any applicable law. View More

Variations of a "Compliance with Securities Laws" Clause from Business Contracts

Compliance with Securities Laws. It shall be a condition to the Recipient’s right to receive shares of Restricted Stock hereunder that the Committee may, in its discretion, require (a) that the shares of Restricted Stock reserved for issue upon the grant of this award shall have been duly listed, upon official notice of issuance, upon any national securities exchange or automated quotation system on which the Shares may then be listed or quoted, (b) that either (i) a registration statement under the Securities Act of 1933 with ...respect to the Shares shall be in effect, or (ii) in the opinion of counsel for the Company, the proposed purchase shall be exempt from registration under that Act and the Recipient shall have made such undertakings and agreements with the Company as the Company may reasonably require, and (c) that such other steps, if any, as counsel for the Company shall consider necessary to comply with any law applicable to the issue of such Shares by the Company shall have been taken by the Company or the Recipient, or both. The certificates representing the Shares granted under this Award may contain such legends as counsel for the Company shall consider necessary to comply with any applicable law. View More
Compliance with Securities Laws. It shall be a condition to the Recipient’s right to receive shares of Restricted Stock hereunder that the Committee may, in its discretion, require (a) that the shares of Restricted Stock reserved for issue upon the grant of this award shall have been duly listed, upon official notice of issuance, upon any national securities exchange or automated quotation system on which the Shares may then be listed or quoted, (b) that either (i) a registration statement under the Securities Act of 1933 with ...respect to the Shares shall be in effect, or (ii) in the opinion of counsel for the Company, the proposed purchase shall be exempt from registration under that Act and the Recipient shall have made such undertakings and agreements with the Company as the Company may reasonably require, and (c) that such other steps, if any, as counsel for the Company shall consider necessary to comply with any law applicable to the issue of such Shares by the Company shall have been taken by the Company or the Recipient, or both. The certificates representing the Shares granted under this Award may contain such legends as counsel for the Company shall consider necessary to comply with any applicable law. View More
Compliance with Securities Laws. It shall be a condition to the Recipient’s right to receive shares of Restricted Stock hereunder that the Committee may, in its discretion, require (a) that the shares of Restricted Stock reserved for issue upon the grant of this award Award shall have been duly listed, upon official notice of issuance, upon any national securities exchange or automated quotation system on which the Shares may then be listed or quoted, (b) that either (i) a registration statement under the Securities Act of 1933... with respect to the Shares shall be in effect, or (ii) in the opinion of counsel for the Company, the proposed purchase shall be exempt from registration under that Act and the Recipient shall have made such undertakings and agreements with the 4 Company as the Company may reasonably require, and (c) that such other steps, if any, as counsel for the Company shall consider necessary to comply with any law applicable to the issue of such Shares by the Company shall have been taken by the Company or the Recipient, or both. The certificates representing the Shares granted under this Award may contain such legends as counsel for the Company shall consider necessary to comply with any applicable law. View More
Compliance with Securities Laws. It shall be a condition to the Recipient’s Optionee’s right to receive purchase shares of Restricted Common Stock hereunder that the Committee Company may, in its discretion, require (a) that the shares of Restricted Common Stock reserved for issue upon the grant exercise of this award Option shall have been duly listed, upon official notice of issuance, upon any national securities exchange or automated quotation system on which the Shares Company’s Common Stock may then be listed or quoted, (b...) that either (i) a registration statement under the Securities Act of 1933 with respect to the Shares shares shall be in effect, or (ii) in the opinion of counsel for the Company, the proposed purchase shall be exempt from registration under that Act and the Recipient Optionee shall have made such undertakings and agreements with the Company as the Company may reasonably require, and (c) that such other steps, if any, as counsel for the Company shall consider necessary to comply with any law applicable to the issue of such Shares shares by the Company shall have been taken by the Company or the Recipient, Optionee, or both. The certificates representing the Shares granted shares purchased under this Award Option may contain such legends as counsel for the Company shall consider necessary to comply with any applicable law. View More
Compliance with Securities Laws. It shall be a condition to the Recipient’s Option Holder's right to receive purchase shares of Restricted Common Stock hereunder that the Committee Company may, in its discretion, require (a) that the shares of Restricted Common Stock reserved for issue upon the grant exercise of this award the Option shall have been duly listed, upon official notice of issuance, upon any national securities exchange or automated quotation system on which the Shares Company's Common Stock may then be listed or q...uoted, (b) that either (i) a registration statement under the Securities Act of 1933 with respect to the Shares shares shall be in effect, or (ii) in the opinion of counsel for the Company, the proposed purchase shall be exempt from registration under that Act and the Recipient Option Holder shall have made such undertakings and agreements with the Company as the Company may reasonably require, and (c) that such other steps, if any, as counsel for the Company shall consider necessary to comply with any law applicable to the issue of such Shares shares by the Company shall have been taken by the Company or the Recipient, Option Holder, or both. The certificates representing the Shares granted shares purchased under this Award the Option may contain such legends as counsel for the Company shall consider necessary to comply with any applicable law. View More
Compliance with Securities Laws. It shall be a condition to the Recipient’s Optionholder’s right to receive purchase shares of Restricted Common Stock hereunder that the Committee Company may, in its discretion, require (a) that the shares of Restricted Common Stock reserved for issue upon the grant exercise of this award Option shall have been duly listed, upon official notice of issuance, upon any national securities exchange or automated quotation system on which the Shares Company’s Common Stock may then be listed or quoted..., (b) that either (i) a registration statement under the Securities Act of 1933 with respect to the Shares shares shall be in effect, or (ii) in the opinion of counsel for the Company, the proposed purchase shall be exempt from registration under that Act and the Recipient Optionholder shall have made such undertakings and agreements with the Company as the Company may reasonably require, and (c) that such other steps, if any, as counsel for the Company shall consider necessary to comply with any law applicable to the issue of such Shares shares by the Company shall have been taken by the Company or the Recipient, Optionholder, or both. The certificates representing the Shares granted shares purchased under this Award Option may contain may be subject to such legends stop transfer restrictions as counsel for the Company shall consider necessary to comply with any applicable law. View More
Compliance with Securities Laws. It shall be a condition to the Recipient’s Optionholder’s right to receive purchase shares of Restricted Common Stock hereunder that the Committee Company may, in its discretion, require (a) that the shares of Restricted Common Stock reserved for issue upon the grant exercise of this award Option shall have been duly listed, upon official notice of issuance, upon any national securities exchange or automated quotation system on which the Shares Company’s Common Stock may then be listed or quoted..., (b) that either (i) a registration statement under the Securities Act of 1933 with respect to the Shares shares shall be in effect, or (ii) in the opinion of counsel for the Company, the proposed purchase shall be exempt from registration under that Act and the Recipient Optionholder shall have made such undertakings and agreements with the Company as the Company may reasonably require, and (c) that such other steps, if any, as counsel for the Company shall consider necessary to comply with any law applicable to the issue of such Shares shares by the Company shall have been taken by the Company or the Recipient, Optionholder, or both. The certificates representing the Shares granted shares purchased under this Award Option may contain such legends as counsel for the Company shall consider necessary to comply with any applicable law. View More