Compliance With Law and Regulations Clause Example with 10 Variations from Business Contracts

This page contains Compliance With Law and Regulations clauses in business contracts and legal agreements. An example clause is provided at the top of the page, followed by clauses with minor variations. You can view the text differences by selecting the "Show Differences" option.
Compliance With Law and Regulations. The Plan and this Agreement are intended to comply with Section 25102(o) and Rule 701. Any provision of this Agreement that is inconsistent with Section 25102(o) or Rule 701 shall, without further act or amendment by the Company or the Committee, be reformed to comply with the requirements of Section 25102(o) and/or Rule 701. The exercise of this Option and the issuance and transfer of Shares shall be subject to compliance by the Company and Optionee with all applicable requirements of federal a...nd state securities laws and with all applicable requirements of any stock exchange on which the Common Stock may be listed at the time of such issuance or transfer. Optionee understands that the Company is under no obligation to register or qualify the Shares with the SEC, any state securities commission or any stock exchange to effect such compliance. View More Arrow

Variations of a "Compliance With Law and Regulations" Clause from Business Contracts

Compliance With Law and Regulations. The Plan and this Agreement are intended to comply with Section 25102(o) of the California Corporations Code and Rule 701. any regulations relating thereto. Any provision of this Agreement that which is inconsistent with Section 25102(o) or Rule 701 any regulations relating thereto shall, without further act or amendment by the Company or the Committee, Board, be reformed to comply with the requirements of Section 25102(o) and/or Rule 701. and any regulations relating thereto. The exercise of th...is the Option and the issuance and transfer of Shares shall be subject to compliance by the Company and Optionee Participant with all applicable requirements of federal and state securities laws and with all applicable requirements of any stock exchange on which the Common Stock Company's securities may be listed at the time of such issuance or transfer. Optionee Participant understands that the Company is under no obligation to register or qualify the Shares with the SEC, any state securities commission or any stock exchange to effect such compliance. 4 7. Nontransferability of Option. The Option may not be transferred in any manner other than by will or by the laws of descent and distribution, and, with respect to NQSOs, by instrument to an inter vivos or testamentary trust in which the options are to be passed to beneficiaries upon the death of the trustor (settlor), or by gift to "immediate family" as that term is defined in 17 C.F.R. 240.16a-1(e), and may be exercised during the lifetime of Participant only by Participant or in the event of Participant's incapacity, by Participant's legal representative. The terms of the Option shall be binding upon the executors, administrators, successors and assigns of Participant. View More Arrow
Compliance With Law and Regulations. The Plan and this Agreement are intended to comply with Section 25102(o) of the California Corporations Code and Rule 701. any regulations relating thereto. Any provision of this Agreement that is inconsistent with Section 25102(o) or Rule 701 any regulations relating thereto shall, without further act or amendment by the Company or the Committee, Board, be reformed to comply with the requirements of Section 25102(o) and/or Rule 701. and any regulations relating thereto. The exercise of this the... Option and the issuance and transfer of Shares shall be subject to compliance by the Company and Optionee Participant with all applicable requirements of federal and state securities laws and with all applicable requirements of any stock exchange on which the Company's Common Stock may be listed at the time of such issuance or transfer. Optionee Participant understands that the Company is under no obligation to register or qualify the Shares with the SEC, any state securities commission or any stock exchange to effect such compliance. -4- 7. NONTRANSFERABILITY OF OPTION. The Option may not be transferred in any manner other than by will or by the laws of descent and distribution, and, with respect to NQSOs, by instrument to an inter vivos or testamentary trust in which the options are to be passed to beneficiaries upon the death of the trustor (settlor), or by gift to "immediate family" as that term is defined in 17 C.F.R. 240.16a-1(e), and may be exercised during the lifetime of Participant only by Participant or in the event of Participant's incapacity, by Participant's legal representative. The terms of the Option and the Plan shall be binding upon the executors, administrators, successors and assigns of Participant. View More Arrow
Compliance With Law and Regulations. The Plan and this Agreement are intended to comply with Section 25102(o) and Rule 701. Any provision of this Agreement that is inconsistent with Section 25102(o) or Rule 701 shall, without further act or amendment by the Company or the Committee, be reformed to comply with the requirements of Section 25102(o) and/or Rule 701. The exercise of this Option and the issuance and transfer of Shares shall be subject to compliance by the Company and Optionee with all applicable requirements of federal a...nd state securities laws and with all applicable requirements of any stock exchange on which the Company's Class A Common Stock may be listed at the time of such issuance or transfer. Optionee understands that the Company is under no obligation to register or qualify the Shares with the SEC, any state securities commission or any stock exchange to effect such compliance. 3 6. NONTRANSFERABILITY OF OPTION. This Option may not be transferred in any manner other than by will or by the laws of descent and distribution, and, with respect to NQSOs, by instrument to a testamentary trust in which the options are to be passed to beneficiaries upon the death of the trustor (settlor) or a revocable trust, or by gift to "immediate family" as that term is defined in 17 C.F.R. 240.16a-1(e), and may be exercised during the lifetime of Optionee only by Optionee or in the event of Optionee's incapacity, by Optionee's legal representative. The terms of this Option shall be binding upon the executors, administrators, successors and assigns of Optionee. View More Arrow
Compliance With Law and Regulations. The Plan and this Agreement are intended to comply with Section 25102(o) and Rule 701. Any provision of this Agreement that is inconsistent with Section 25102(o) or Rule 701 shall, without further act or amendment by the Company or the Committee, be reformed to comply with the requirements of Section 25102(o) and/or Rule 701. The exercise of this Option and the issuance and transfer of Shares shall be subject to compliance by the Company and Optionee with all applicable requirements of federal a...nd state securities laws and with all applicable requirements of any stock exchange on which the Common Stock may be listed at the time of such issuance or transfer. Optionee understands that the Company is under no obligation to register or qualify the Shares with the SEC, any state securities commission or any stock exchange to effect such compliance. 4 6. NONTRANSFERABILITY OF OPTION. This Option may not be transferred in any manner other than by will or by the laws of descent and distribution, and, with respect to NQSOs, by instrument to a testamentary trust in which the options are to be passed to beneficiaries upon the death of the trustor (settlor) or a revocable trust, or by gift to "immediate family" as that term is defined in 17 C.F.R. 240.16a-1(e), and may be exercised during the lifetime of Optionee only by Optionee or in the event of Optionee's incapacity, by Optionee's legal representative. The terms of this Option shall be binding upon the executors, administrators, successors and assigns of Optionee. View More Arrow
Compliance With Law and Regulations. The Plan and this Agreement are intended to comply with Section 25102(o) and Rule 701. Any provision of this Agreement that is inconsistent with Section 25102(o) or Rule 701 shall, without further act or amendment by the Company or the Committee, be reformed to comply with the requirements of Section 25102(o) and/or Rule 701. The exercise of this Option and the issuance and transfer of Shares shall be subject to compliance by the Company and Optionee with all applicable requirements of federal a...nd state securities laws and with all applicable requirements of any stock exchange on which the Common Stock may be listed at the time of such issuance or transfer. Optionee understands that the Company is under no obligation to register or qualify the Shares with the SEC, any state securities commission or any stock exchange to effect such compliance. 3 6. NONTRANSFERABILITY OF OPTION. This Option may not be transferred in any manner other than by will or by the laws of descent and distribution, and, with respect to NQSOs, by instrument to a testamentary trust in which the options are to be passed to beneficiaries upon the death of the trustor (settlor) or a revocable trust, or by gift to "immediate family" as that term is defined in 17 C.F.R. 240.16a-1(e), and may be exercised during the lifetime of Optionee only by Optionee or in the event of Optionee's incapacity, by Optionee's legal representative. The terms of this Option shall be binding upon the executors, administrators, successors and assigns of Optionee. View More Arrow
Compliance With Law and Regulations. The Plan and this Agreement are intended to comply with Section 25102(o) of the California Corporations Code and Rule 701. any regulations relating thereto. Any provision of this Agreement that is inconsistent with Section 25102(o) or Rule 701 any regulations relating thereto shall, without further act or amendment by the Company or the Committee, Board, be reformed to comply with the requirements of Section 25102(o) and/or Rule 701. and any regulations relating thereto. The exercise of this the... Option and the issuance and transfer of Shares shall be subject to compliance by the Company and Optionee Participant with all applicable requirements of federal U.S. Federal and state securities laws laws, all applicable foreign laws, and with all applicable requirements of any stock exchange on which the Company's Common Stock may be listed at the time of such issuance or transfer. Optionee Participant understands that the Company is under no obligation to register or qualify the Shares with the SEC, any state securities commission commission, any foreign governmental agency or any stock exchange to effect such compliance. View More Arrow
Compliance With Law and Regulations. The Plan and this Agreement are intended to comply with Section 25102(o) of the California Corporations Code ("Section 25102(o)") and Rule 701 et seq. promulgated by the Securities and Exchange Commission under the Securities Act of 1933, as amended ("Rule 701"). Any provision of this Agreement that is inconsistent with Section 25102(o) or Rule 701 shall, without further act or amendment by the Company or the Committee, Board, be reformed to comply with the requirements of Section 25102(o) and/o...r Rule 701. The exercise of this Option and the issuance and transfer of Shares shall be subject to compliance by the Company and Optionee with all applicable requirements of federal and state securities laws and with all applicable requirements of any stock exchange on which the Common Stock may be listed at the time of such issuance or transfer. Optionee understands that the Company is under no obligation to register or qualify the Shares with the SEC, Securities and Exchange Commission ("SEC"), any state securities commission or any stock exchange to effect such compliance. 5 6. NONTRANSFERABILITY OF OPTION. This Option may not be transferred in any manner other than by will or by the laws of descent and distribution, and may be exercised during the lifetime of Optionee only by Optionee or in the event of Optionee's incapacity, by Optionee's legal representative. The terms of this Option shall be binding upon the executors, administrators, successors and assigns of Optionee. View More Arrow
Compliance With Law and Regulations. The Plan and this Agreement are intended to comply with Section 25102(o) of the California Corporations Code and Rule 701. any regulations relating thereto. Any provision of this Agreement that is inconsistent with Section 25102(o) or Rule 701 any regulations relating thereto shall, without further act or amendment by the Company or the Committee, Board, be reformed to comply with the requirements of Section 25102(o) and/or Rule 701. and any regulations relating thereto. The exercise of this the... Option and the issuance and transfer of Shares shall be subject to compliance by the Company and Optionee Participant with all applicable requirements of federal and state securities laws and with all applicable requirements of any stock exchange on which the Company's Common Stock may be listed at the time of such issuance or transfer. Optionee Participant understands that the Company is under no obligation to register or qualify the Shares with the SEC, any state securities commission or any stock exchange to effect such compliance. View More Arrow
Compliance With Law and Regulations. The Plan and this Agreement are intended to comply with Section 25102(o) and Rule 701. Any provision of this Agreement that is inconsistent with Section 25102(o) or Rule 701 shall, without further act or amendment by the Company or the Committee, be reformed to comply with the requirements of Section 25102(o) and/or Rule 701. The exercise of this Option and the issuance and transfer of Shares shall be subject to compliance by the Company and Optionee with all applicable requirements of federal a...nd state securities laws and with all applicable requirements of any stock exchange on which the Common Stock may be listed at the time of such issuance or transfer. Optionee understands that the Company is under no obligation to register or qualify the Shares with the SEC, any state securities commission or any stock exchange to effect such compliance. View More Arrow
Compliance With Law and Regulations. The Plan and this Agreement are intended to comply with Section 25102(o) of the California Corporations Code ("Section 25102(o)") and Rule 701 et seq. promulgated by the Securities and Exchange Commission under the Securities Act of 1933, as amended ("Rule 701"). Any provision of this Agreement that is inconsistent with Section 25102(o) or Rule 701 shall, without further act or 5 amendment by the Company or the Committee, Board, be reformed to comply with the requirements of Section 25102(o) and.../or Rule 701. The exercise of this Option and the issuance and transfer of Shares shall be subject to compliance by the Company and Optionee with all applicable requirements of federal and state securities laws and with all applicable requirements of any stock exchange on which the Common Stock may be listed at the time of such issuance or transfer. Optionee understands that the Company is under no obligation to register or qualify the Shares with the SEC, Securities and Exchange Commission ("SEC"), any state securities commission or any stock exchange to effect such compliance. View More Arrow