Compliance With Law and Regulations Contract Clauses (724)

Grouped Into 22 Collections of Similar Clauses From Business Contracts

This page contains Compliance With Law and Regulations clauses in business contracts and legal agreements. We have organized these clauses into groups of similarly worded clauses.
Compliance With Law and Regulations. The issuance of Shares will be subject to and conditioned upon compliance by the Company and Participant with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's Common Stock may be listed or quoted at the time of such issuance or transfer.
Compliance With Law and Regulations. The issuance and transfer of the Shares will be subject to and conditioned upon compliance by the Company and Participant the 10 Purchaser with all applicable state and federal U.S. Federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's Common Stock may be listed or quoted at the time of such issuance or transfer.
Compliance With Law and Regulations. The issuance of Shares Share Exchange will be subject to and conditioned upon compliance by the Company and Participant the Stockholders with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's Common Stock capital stock may be listed or quoted at the time of such issuance or transfer.
Compliance With Law and Regulations. The issuance exercise of Shares this Option will be subject to and conditioned upon compliance by the Company and Participant you with all applicable state state, federal and federal foreign laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's Common Stock may be listed or quoted at the time of such issuance or transfer. The Shares issued pursuant to this Agreement shall be endorsed with appropriate legends, if any, ...determined by the Company. View More
View Variations (19)
Compliance With Law and Regulations. The Plan and this Agreement are intended to comply with Section 25102(o) and Rule 701. Any provision of this Agreement that is inconsistent with Section 25102(o) or Rule 701 shall, without further act or amendment by the Company or the Committee, be reformed to comply with the requirements of Section 25102(o) and/or Rule 701. The exercise of this Option and the issuance and transfer of Shares shall be subject to compliance by the Company and Optionee with all applicable requirements of federal a...nd state securities laws and with all applicable requirements of any stock exchange on which the Common Stock may be listed at the time of such issuance or transfer. Optionee understands that the Company is under no obligation to register or qualify the Shares with the SEC, any state securities commission or any stock exchange to effect such compliance. View More
Compliance With Law and Regulations. The Plan and this Agreement are intended to comply with Section 25102(o) of the California Corporations Code ("Section 25102(o)") and Rule 701 et seq. promulgated by the Securities and Exchange Commission under the Securities Act of 1933, as amended ("Rule 701"). Any provision of this Agreement that is inconsistent with Section 25102(o) or Rule 701 shall, without further act or 5 amendment by the Company or the Committee, Board, be reformed to comply with the requirements of Section 25102(o) and.../or Rule 701. The exercise of this Option and the issuance and transfer of Shares shall be subject to compliance by the Company and Optionee with all applicable requirements of federal and state securities laws and with all applicable requirements of any stock exchange on which the Common Stock may be listed at the time of such issuance or transfer. Optionee understands that the Company is under no obligation to register or qualify the Shares with the SEC, Securities and Exchange Commission ("SEC"), any state securities commission or any stock exchange to effect such compliance. View More
Compliance With Law and Regulations. The Plan and this Agreement are intended to comply with Section 25102(o) and Rule 701. Any provision of this Agreement that is inconsistent with Section 25102(o) or Rule 701 shall, without further act or amendment by the Company or the Committee, be reformed to comply with the requirements of Section 25102(o) and/or Rule 701. The exercise of this Option and the issuance and transfer of Shares shall be subject to compliance by the Company and Optionee with all applicable requirements of federal a...nd state securities laws and with all applicable requirements of any stock exchange on which the Common Stock may be listed at the time of such issuance or transfer. Optionee understands that the Company is under no obligation to register or qualify the Shares with the SEC, any state securities commission or any stock exchange to effect such compliance. View More
Compliance With Law and Regulations. The Plan and this Agreement are intended to comply with Section 25102(o) of the California Corporations Code and Rule 701. any regulations relating thereto. Any provision of this Agreement that is inconsistent with Section 25102(o) or Rule 701 any regulations relating thereto shall, without further act or amendment by the Company or the Committee, Board, be reformed to comply with the requirements of Section 25102(o) and/or Rule 701. and any regulations relating thereto. The exercise of this the... Option and the issuance and transfer of Shares shall be subject to compliance by the Company and Optionee Participant with all applicable requirements of federal and state securities laws and with all applicable requirements of any stock exchange on which the Company's Common Stock may be listed at the time of such issuance or transfer. Optionee Participant understands that the Company is under no obligation to register or qualify the Shares with the SEC, any state securities commission or any stock exchange to effect such compliance. -4- 7. NONTRANSFERABILITY OF OPTION. The Option may not be transferred in any manner other than by will or by the laws of descent and distribution, and, with respect to NQSOs, by instrument to an inter vivos or testamentary trust in which the options are to be passed to beneficiaries upon the death of the trustor (settlor), or by gift to "immediate family" as that term is defined in 17 C.F.R. 240.16a-1(e), and may be exercised during the lifetime of Participant only by Participant or in the event of Participant's incapacity, by Participant's legal representative. The terms of the Option and the Plan shall be binding upon the executors, administrators, successors and assigns of Participant. View More
View Variations (10)
Compliance With Law and Regulations. (a) The exercise of this option and the issuance of the Option Shares upon such exercise shall be subject to compliance by the Company and Optionee with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange (or the Nasdaq Stock Market, if applicable) on which the Common Stock may be listed for trading at the time of such exercise and issuance. (b) The inability of the Company to obtain approval from any regulatory body having authority deem...ed by the Company to be necessary to the lawful issuance and sale of any Common Stock pursuant to this option shall relieve the Company of any liability with respect to the non-issuance or sale of the Common Stock as to which such approval shall not have been obtained. The Company, however, shall use reasonable efforts to obtain all such approvals. View More
Compliance With Law and Regulations. (a) The exercise of this option and the issuance of the Option Shares upon such exercise shall be subject to compliance by the Company Corporation and Optionee with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange (or the Nasdaq Stock Market, if applicable) on which the Common Stock may be listed for trading at the time of such exercise and issuance. (b) The inability of the Company Corporation to obtain approval from any regulatory bo...dy having authority deemed by the Company Corporation to be necessary to the lawful issuance and sale of any Common Stock pursuant to this option shall relieve the Company Corporation of any liability with respect to the non-issuance or sale of the Common Stock as to which such approval shall not have been obtained. The Company, Corporation, however, shall use reasonable its best efforts to obtain all such approvals. View More
Compliance With Law and Regulations. (a) The exercise of this option and the issuance of the Option Shares upon such exercise shall be subject to compliance by the Company Corporation and Optionee with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange (or the Nasdaq Stock Market, if applicable) stock exchange on which the Common Stock may be listed for trading at the time of such exercise and issuance. (b) The inability of the Company Corporation to obtain approval from an...y regulatory body having authority deemed by the Company Corporation to be necessary to the lawful issuance and sale of any Common Stock pursuant to this option shall relieve the Company Corporation of any liability with respect to the non-issuance or sale of the Common Stock as to which such approval shall not have been obtained. The Company, Corporation, however, shall use reasonable its best efforts to obtain all such approvals. View More
Compliance With Law and Regulations. (a) The exercise of this option and the issuance of shares of Common Stock pursuant to the Option Shares upon such exercise Award shall be subject to compliance by the Company Corporation and Optionee Participant with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange (or the Nasdaq Stock Market, if applicable) on which the Common Stock may be listed for trading at the time of such exercise and issuance. (b) The inability of the Company ...Corporation to obtain approval from any regulatory body having authority deemed by the Company Corporation to be necessary to the lawful issuance and sale of any Common Stock pursuant to this option hereby shall relieve the Company Corporation of any liability with respect to the non-issuance or sale of the Common Stock as to which such approval shall not have been obtained. The Company, Corporation, however, shall use reasonable its best efforts to obtain all such approvals. View More
View Variations (8)
Compliance With Law and Regulations. The issuance of Shares will be subject to and conditioned upon compliance by the Company and Participant with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's Common Stock may be listed or quoted at the time of such issuance or transfer. Participant understands that the Company is under no obligation to register or qualify the Common Stock with any state, federal or foreign securi...ties commission or to seek approval or clearance from any governmental authority for the issuance or sale of the Shares. Further, Participant agrees that the Company shall have unilateral authority to amend the Plan and this RSU Agreement without Participant's consent to the extent necessary to comply with securities or other laws applicable to issuance of Shares. Finally, the Shares issued pursuant to this RSU Agreement shall be endorsed with appropriate legends, if any, determined by the Company. View More
Compliance With Law and Regulations. The issuance of Shares and the sale of Shares will be subject to and conditioned upon compliance by the Company and Participant with all applicable state state, federal, local and federal foreign laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's Common Stock Shares may be listed or quoted at the time of such issuance or transfer. Participant understands that the Company is under no obligation to register or qualif...y the Common Stock with any state, federal federal, or foreign securities commission or to seek approval or clearance from any governmental authority for the issuance or sale of the Shares. Further, Participant agrees that the Company shall will have unilateral authority to amend the Plan and this RSU Option Agreement without Participant's consent to the extent necessary to comply with securities or other laws applicable to issuance of Shares. Finally, the Shares issued pursuant to this RSU Option Agreement shall will be endorsed with appropriate legends, if any, determined by the Company. View More
Compliance With Law and Regulations. The issuance of Shares and any restriction on the sale of Shares will be subject to and conditioned upon compliance by the Company and Participant with all applicable state state, federal and federal local laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's Common Stock Shares may be listed or quoted at the time of such issuance or transfer. Participant understands that the Company is under no obligation to register... or qualify the Common Stock with any state, federal or foreign securities commission or to seek approval or clearance from any governmental authority for the issuance or sale of the Shares. Further, Participant agrees that the Company shall have unilateral authority to amend the Plan and this RSU Option Agreement without Participant's consent to the extent necessary to comply with securities or other laws applicable to issuance of Shares. Finally, the Shares issued pursuant to this RSU Option Agreement shall be endorsed with appropriate legends, if any, determined by the Company. View More
Compliance With Law and Regulations. The issuance of Shares and any restriction on the sale of Shares will be subject to and conditioned upon compliance by the Company and Participant with all applicable state state, federal and federal local laws and regulations and with all applicable requirements of any stock exchange or automated quotation system on which the Company's Common Stock Shares may be listed or quoted at the time of such issuance or transfer. Participant understands that the Company is under no obligation to register... or qualify the Common Stock with any state, federal or foreign securities commission or to seek approval or clearance from any governmental authority for the issuance or sale of the Shares. Further, Participant agrees that the Company shall have unilateral authority to amend the Plan and this RSU Option Agreement without Participant's consent to the extent necessary to comply with securities or other laws applicable to issuance of Shares. Finally, the Shares issued pursuant to this RSU Option Agreement shall be endorsed with appropriate legends, if any, determined by the Company. View More
View Variations (5)
Compliance With Law and Regulations. The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation and Participant with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange on which the Common Stock may be listed for trading at the time of such issuance.
Compliance With Law and Regulations. The issuance of shares of Common Stock pursuant to the Award this Agreement shall be subject to compliance by the Corporation and Participant Grantee with all applicable requirements of law relating thereto and with all applicable regulations of any Stock Exchange stock exchange on which the Common Stock Company's stock may be listed for trading at the time of such issuance.
Compliance With Law and Regulations. The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation and the Participant with all applicable requirements of law relating thereto and with all applicable regulations of any the Stock Exchange on which the Common Stock may be is listed for trading at the time of such issuance.
Compliance With Law and Regulations. The issuance of shares of Common Stock pursuant to the Award shall be subject to compliance by the Corporation and Participant with all applicable requirements of law relating thereto and with all applicable regulations of any the Stock Exchange on which the Common Stock may be is listed for trading at the time of such issuance.
View Variations (5)
Compliance With Law and Regulations. The issuance of Shares upon vesting of the Performance Stock Units shall be subject to compliance by the Company and the Grantee with all applicable requirements of securities laws, other applicable laws and regulations of any stock exchange or interdealer quotation system on which the Common Stock may be listed at the time of such issuance or transfer. The Grantee understands that the Company is under no obligation to register or qualify the Shares with the Securities and Exchange Commission ("...SEC"), any state securities commission or any stock exchange to effect such compliance. View More
Compliance With Law and Regulations. The exercise of this Option and the issuance and transfer of Shares upon vesting of the Performance Stock Units shall be subject to compliance by the Company and the Grantee Optionee with all applicable requirements of federal and state securities laws, other applicable laws and regulations with all applicable requirements of any stock exchange or interdealer quotation system on which the Company's Common Stock may be listed at the time of such issuance or transfer. The Grantee Optionee understa...nds that the Company is under no obligation to register or qualify the Shares with the Securities and Exchange Commission ("SEC"), any state securities commission or any stock exchange to effect such compliance. View More
Compliance With Law and Regulations. The issuance and transfer of Shares Common Stock upon vesting of the Performance Restricted Stock Units shall be is subject to compliance by the Company and the Grantee with all applicable requirements of federal and state securities laws, other applicable laws and regulations with all applicable requirements of any stock exchange or interdealer quotation system on which the Company's Common Stock may be listed at the time of such issuance or transfer. The Grantee understands that the Company is... under no obligation to register or qualify the Shares such shares of Common Stock with the Securities and Exchange Commission ("SEC"), Commission, any state securities commission commission, or any stock exchange to effect such compliance. View More
Compliance With Law and Regulations. The issuance of Shares shares of Common Stock upon vesting of the Performance Stock Units shall be subject to compliance by the Employer, the Company and the Grantee with all applicable requirements of securities laws, other applicable laws and regulations of any stock exchange or interdealer quotation system on which the shares of Common Stock may be listed at the time of such issuance or transfer. The Grantee understands that the Company is under no obligation to register or qualify the Shares... shares of Common Stock with the Securities and Exchange Commission ("SEC"), any state securities commission or any stock exchange to effect such compliance. View More
View Variations (3)
Compliance With Law and Regulations. Notwithstanding anything herein to the contrary, the Company shall not be obligated to either (a) cause to be issued or delivered any certificates for Shares, or (b) credit a book entry related to the Shares to be entered on the records of the Company's stockholder record keeper, unless and until the Company is advised by its counsel that such issuance and delivery of such certificates or entry on the records, as applicable, is in compliance with all applicable laws, regulations of governmental ...authority, and the requirements of any exchange upon which Shares are traded. The Company may require, as a condition of such issuance and delivery of such certificates or entry on the records, as applicable, and in order to ensure compliance with such laws, regulations and requirements, that the Grantee make such covenants, agreements, and representations as the Company, in its sole discretion, considers necessary or desirable. View More
Compliance With Law and Regulations. Notwithstanding anything herein to the contrary, the Company shall not be obligated to either (a) cause to be issued or delivered any certificates for Shares, or (b) credit a book entry related to the Shares to be entered on the records of the Company's stockholder record keeper, unless and until the Company is advised by its counsel that such issuance and delivery of such certificates or entry on the records, as applicable, is in compliance with all applicable laws, regulations of governmental ...authority, and the requirements of any exchange upon which Shares are traded. The Company may require, as a condition of such issuance and delivery of such certificates or entry on the records, as applicable, and in order to ensure compliance with such laws, regulations and requirements, that the Grantee make such covenants, agreements, and representations as the Company, in its sole discretion, considers necessary or desirable. 3 Exhibit 10.38 Restricted Stock Unit Agreement 16.Successors and Assigns. Except as otherwise expressly set forth in this Agreement, the provisions of this Agreement shall inure to the benefit of, and be binding upon, the succeeding administrators, heirs and legal representatives of the Grantee and the successors and assigns of the Company. View More
View Variations (2)
Compliance With Law and Regulations. The initial issuance of Shares and, if applicable, any subsequent delivery of Shares upon release from escrow in accordance with Section 3, will be subject to and conditioned upon compliance by the Company and Participant (including any written representations, warranties and agreements as the Committee may request of Participant for compliance with applicable laws) with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange or automated ...quotation system on which the Company's securities may be listed or quoted at the time of such issuance or transfer. Participant may not be issued any Shares if such issuance would constitute a violation of any applicable federal, state or foreign securities laws or other law or regulations or the requirements of any stock exchange or automated quotation system upon which the Shares may then be listed. The inability of the Company to obtain from any regulatory body having jurisdiction the authority, if any, deemed by the Company's legal counsel to be necessary to the lawful issuance and sale of any Shares shall relieve the Company of any liability in respect of the failure to issue or sell such shares. View More
Compliance With Law and Regulations. The initial issuance of Shares and, if applicable, any subsequent delivery of Shares upon release from escrow in accordance with Section 3, will be subject to and conditioned upon compliance by the Company and Participant (including any written representations, warranties and agreements as the Committee may request of Participant for compliance with applicable laws) with all applicable foreign and US state and federal laws and regulations and with all applicable requirements of any stock exchang...e or automated quotation system on which the Company's securities Common Stock may be listed or quoted at the time of such issuance or transfer. Participant may not be issued any Shares if such issuance would constitute a violation of any applicable federal, state or foreign securities laws or other law or regulations or the requirements of any stock exchange or automated quotation market system upon which the Shares Stock may then be listed. The inability of the Company to obtain from any regulatory body having jurisdiction the authority, if any, deemed by the Company's legal counsel to be necessary to the lawful issuance and sale of any Shares shall relieve the Company of any liability in respect of the failure to issue or sell such shares. View More
Compliance With Law and Regulations. The initial issuance of Shares and, if applicable, any subsequent delivery of Shares upon release from escrow in accordance with Section 3, Common Units will be subject to and conditioned upon compliance by the Company and Participant (including any written representations, warranties and agreements as the Committee may request of Participant for compliance with applicable laws) with all applicable state and federal laws and regulations and with all applicable requirements of any stock exchange ...or automated quotation system on which the Company's securities Common Units may be listed or quoted at the time of such issuance or transfer. Participant may not be issued any Shares Common Units if such issuance would constitute a violation of any applicable federal, state or foreign securities laws or other law or regulations or the requirements of any stock exchange or automated quotation market system upon which the Shares Common Units may then be listed. The inability of the Company to obtain from any regulatory body having jurisdiction the authority, if any, deemed by the Company's legal counsel to be necessary to the lawful issuance and sale of any Shares Common Units shall relieve the Company of any liability in respect of the failure to issue or sell such shares. units. View More
View Variations (2)
Compliance With Law and Regulations. This Agreement and the obligations of the Company hereunder shall be subject to all applicable federal and state laws, rules and regulations and to such approvals by any government or regulatory agency as may be required.
Compliance With Law and Regulations. This Agreement and the The obligations of the Company hereunder under this Award shall be subject to all applicable federal and state laws, rules and regulations and to such approvals by any government or regulatory agency as may be required.
Compliance With Law and Regulations. This Agreement and the obligations obligation of the Company to deliver Shares hereunder shall be subject to all applicable federal and state laws, rules and regulations and to such approvals by any government or regulatory agency as may be required.
View Variations (2)
Compliance With Law and Regulations. The Company will not permit anyone to exercise this Option if the issuance of shares at that time would violate any law or regulation, including without limitation all applicable state, federal and foreign laws and regulations and all applicable requirements of any stock exchange or automated quotation system on which the Company's Common Stock may be listed or quoted at the time of such issuance or transfer. The Shares issued pursuant to this Option Agreement shall be endorsed with appropriate ...legends, if any, determined by the Company. View More
Compliance With Law and Regulations. The Company will not permit anyone to exercise this Option if the issuance of shares at that time would violate any law or regulation, including without limitation all applicable state, federal and foreign laws and regulations and all applicable requirements of any stock exchange or automated quotation system on which the Company's Common Stock may be listed or quoted at the time of such issuance or transfer. The Shares issued pursuant to this Option Agreement shall be endorsed with appropriate ...legends, if any, determined by the Company. issuance. View More
Compliance With Law and Regulations. The Company will not permit anyone to exercise this Option if the issuance of shares at that time would violate any law or regulation, including without limitation all applicable state, federal and foreign laws and regulations and all applicable requirements of any stock exchange or automated quotation system on which the Company's Common Stock may be listed or quoted at the time of such issuance or transfer. The Shares issued pursuant to this Option Agreement shall be endorsed with appropriate ...legends, if any, determined by the Company. issuance. View More
Compliance With Law and Regulations. The Company will not permit anyone issue any Shares underlying this RSU to exercise this Option Participant if the issuance of shares such Shares at that time would violate any law or regulation, including without limitation all applicable state, federal and foreign laws and regulations and all applicable requirements of any stock exchange or automated quotation system on which the Company's Common Stock may be listed or quoted at the time of such issuance or transfer. The Shares issued pursuant... to this Option RSU Agreement shall be endorsed with appropriate legends, if any, determined by the Company. View More
View Variations (2)