ZAIS Group Holdings, Inc. Contracts & Agreements

Consulting Agreement, dated January 4, 2018, between the Company and Michael Szymanski (Filed With SEC on May 11, 2018)

Release Agreement, dated January 4, 2018, between ZAIS Group, LLC and Michael Szymanski (Filed With SEC on May 11, 2018)

Offer Letter, dated January 4, 2018, between ZAIS Group, LLC and Daniel Curry (Filed With SEC on May 11, 2018)

Separation and Release Agreement, dated as of November 20, 2017, between ZAIS Group, LLC and Gregory Barrett (Filed With SEC on March 19, 2018)

Agreement, dated October 1, 2009, between ZAIS Group, LLC and Denise Crowley (Filed With SEC on March 19, 2018)

Incentive Agreement, dated December 19, 2013, between ZAIS Group, LLC and Denise Crowley (Filed With SEC on March 19, 2018)

Incentive Agreement, dated January 31, 2017, between ZAIS Group, LLC and Denise Crowley (Filed With SEC on March 19, 2018)

Description of Agreement, dated February 27, 2012, between Christian Zugel and holders of equity interests in ZAIS Group, LLC (Filed With SEC on March 19, 2018)

Agreement and Plan of Merger, dated as of January 11, 2018, by and among ZAIS Group Holdings, Inc., Z Acquisition LLC, and ZGH Merger Sub, Inc (Filed With SEC on January 12, 2018)

Stockholder Voting and Support Agreement, dated as of January 11, 2018, by and among ZAIS Group Holdings, Inc., Z Acquisition LLC, Christian Zugel, Sonia Zugel, Zugel Family... (Filed With SEC on January 12, 2018)

Stockholder Voting and Support Agreement, dated as of January 11, 2018, by and among ZAIS Group Holdings, Inc. and Ramguard LLC, NAR Special Global, LLC, and, for limited... (Filed With SEC on January 12, 2018)

Letter Agreement, dated as of January 11, 2018, executed by Daniel Curry (Filed With SEC on January 12, 2018)

Investment Agreement, dated as of January 11, 2018, by and among ZAIS Group Parent, LLC, Z Acquisition LLC and, for limited purposes, Christian Zugel (Filed With SEC on January 12, 2018)

INDEMNITY AGREEMENT (Filed With SEC on March 24, 2017)

SEPARATION AGREEMENT (Filed With SEC on March 24, 2017)

ZAIS GROUP HOLDINGS, INC. EMPLOYEE RESTRICTED STOCK UNITS AGREEMENT (Filed With SEC on January 5, 2017)

ZAIS GROUP, LLC EMPLOYEE RESTRICTIVE COVENANTS AGREEMENT (Filed With SEC on January 5, 2017)

POLITICAL CONTRIBUTIONS – EMPLOYMENTCANDIDATE DISCLOSURE (Filed With SEC on May 10, 2016)

TERMINATION AGREEMENT (Filed With SEC on April 8, 2016)

ATTACHMENT I POLITICAL CONTRIBUTIONS – EMPLOYMENTCANDIDATE DISCLOSURE (Filed With SEC on August 6, 2015)

SECONDAmendment to SECONDAMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT (Filed With SEC on July 27, 2015)

FIRSTAmendment to EXCHANGEAGREEMENT (Filed With SEC on July 27, 2015)

firstAmendment to TAXRECEIVABLE AGREEMENT (Filed With SEC on July 27, 2015)

ZAIS GROUP HOLDINGS, INC. NON-EMPLOYEE DIRECTOR COMPENSATIONPOLICY (Filed With SEC on May 11, 2015)

ZAIS GROUP HOLDINGS,INC. BOARD OF DIRECTORS RESTRICTED STOCK UNITS AGREEMENT (Filed With SEC on May 11, 2015)

SECOND AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF ZAIS GROUP PARENT, LLC Effective March 17, 2015 (Filed With SEC on March 23, 2015)

firstAmendment to SECONDAMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT (Filed With SEC on March 23, 2015)

EXCHANGE AGREEMENT (Filed With SEC on March 23, 2015)

REGISTRATIONRIGHTS AGREEMENT (Filed With SEC on March 23, 2015)

TAX RECEIVABLE AGREEMENT (Filed With SEC on March 23, 2015)

CONSULTING AGREEMENT (Filed With SEC on March 23, 2015)

INCENTIVE AGREEMENT (Filed With SEC on March 23, 2015)

NON COMPETITION,NON-SOLICITATION, CONFIDENTIALITY AND INTELLECTUAL PROPERTYAGREEMENT (Filed With SEC on March 23, 2015)

PROMISSORY NOTE (Filed With SEC on March 23, 2015)

INCENTIVE FEE AGREEMENT (Filed With SEC on March 23, 2015)

RESTRICTED UNIT AWARD AGREEMENT (Filed With SEC on March 23, 2015)

SecondAmendment to INVESTMENTAGREEMENT (Filed With SEC on March 4, 2015)

FIRST AMENDMENT TO INVESTMENT AGREEMENT (Filed With SEC on November 6, 2014)

PROMISSORY NOTE (Filed With SEC on March 21, 2013)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on March 21, 2013)

March ___, 2013 (Filed With SEC on March 20, 2013)

March ___, 2013 (Filed With SEC on March 18, 2013)

ESCROW AGREEMENT (Filed With SEC on March 18, 2013)

HF2 FINANCIAL MANAGEMENT INC. ADMINISTRATIVE SERVICES AGREEMENT (Filed With SEC on March 18, 2013)

15,300,000 Shares of Class A Common Stock HF2 FINANCIAL MANAGEMENTINC. UNDERWRITING AGREEMENT (Filed With SEC on February 26, 2013)

INVESTMENT MANAGEMENT TRUST AGREEMENT (Filed With SEC on February 26, 2013)

STOCK ESCROW AGREEMENT (Filed With SEC on February 26, 2013)

ESCROW AGREEMENT (Filed With SEC on February 26, 2013)

PROMISSORY NOTE (Filed With SEC on February 26, 2013)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on February 26, 2013)

ARTICLE I Definitions (Filed With SEC on February 26, 2013)

[Signature Page Follows] (Filed With SEC on February 26, 2013)

[LETTERHEAD] (Filed With SEC on February 26, 2013)

PROMISSORY NOTE (Filed With SEC on January 29, 2013)

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ZAIS Group Holdings, Inc. Contracts & Agreements