CONFIDENTIAL PATENT PURCHASE AGREEMENT

EX-10.1 2 v326455_ex10-1.htm EXHIBIT 10.1

 

CONFIDENTIAL PATENT PURCHASE AGREEMENT

 

This CONFIDENTIAL PATENT PURCHASE AGREEMENT (this “Agreement”) is entered into on August 9, 2012 (the “Effective Date”), by and between Nokia Corporation, a company organized under the laws of Finland (“Nokia”) and Vringo, Inc., a corporation organized under the laws of the State of Delaware (“Purchaser”). Nokia and Purchaser are herein referred to separately as “a party” or collectively as “the parties.”

 

RECITALS

 

WHEREAS, Purchaser wishes to acquire certain patents and patent applications owned by Nokia, and Nokia wishes to sell such patents and patent applications to Purchaser in exchange for payments and consideration described herein.

 

NOW THEREFORE, in consideration of the mutual covenants and conditions stated herein, and for other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereby agree as set forth herein.

 

AGREEMENT

 

1.           Definitions

 

Affiliate” means (a) with respect to Purchaser, any entity Controlling, Controlled by, or under common Control with Purchaser whether in the past, present or future for so long, and only for so long, as such Control exists; (b) with respect to Nokia, any entity Controlling, Controlled by, or under common Control with Nokia as of the Effective Date and for so long, and only for so long, thereafter as such Control continues to exist; (c) [***], and (d) with respect to any third party, any entity Controlling, Controlled by, or under common Control with such third party for so long, and only for so long, as such Control exists.

 

Agreement” shall have the meaning set forth in the first paragraph hereto.

 

Applicable Law” shall have the meaning set forth in Section 13.6(a).

 

Assign” means to sell, assign, convey, delegate or otherwise transfer any right, title or interest in or to this Agreement, in each case whether directly or indirectly, expressly or impliedly, voluntarily or involuntarily, in one or a series of transactions, by contract, operation of law or otherwise (including without limitation by means of any merger, consolidation, recapitalization, liquidation, dissolution, Change of Control, transfer or sale of all or substantially all of a business, or similar transaction).

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 1
 

 

Assigned Patents” means (a) all patents and patent applications listed in Exhibit A hereto; (b) all reissues, reexaminations, continuations, continuations-in-part, divisionals, renewals and extensions of such patents and patent applications (whether pending, issued, abandoned or filed prior to, on or after the Effective Date); (c) all patents and patent applications (i) to which any or all of the foregoing directly or indirectly claims priority to, or the benefit of, the filing date, or (ii) for which any or all of the foregoing directly or indirectly forms a basis for priority or otherwise provides the benefit of an earlier filing date; and (d) all foreign counterparts to any or all of the foregoing, and all utility models, certificates of invention, patent registrations and equivalent rights worldwide.

 

Change of Control” shall mean any one or more of the following, whether directly or indirectly, voluntarily or involuntarily, by agreement, operation of law or otherwise, and whether by means of one transaction or a series of related transactions: (a) the acquisition of a party or any Affiliate Controlling such party by another entity (including, without limitation, by means of any stock acquisition, reorganization, merger, consolidation or similar business combination) other than a transaction or series of transactions in which the holders of the voting securities of such party or any Affiliate Controlling such party (as applicable) outstanding immediately prior to such transaction continue to retain (either by such voting securities remaining outstanding or by such voting securities being converted into voting securities of the surviving entity), as a result of securities of such party or any Affiliate Controlling such party (as applicable) held by such holders prior to such transaction, at least fifty percent (50%) of the total voting power represented by the voting securities of such party or any Affiliate Controlling such party (as applicable), or such surviving entity, outstanding immediately after such transaction or series of transactions; (b) the sale, lease, license, assignment, transfer or other conveyance or disposition of all or substantially all the business, properties or assets of such party; or (c) the commencement of any a proceeding under Title 11 of the United States Code (11 U.S.C. § 101 et seq.) or other insolvency, liquidation, reorganization, receivership, moratorium, dissolution or winding up or other similar proceeding of such party or any Affiliate Controlling such party.

 

“Claims” means claims, counterclaims and cross-claims, as well as any and all actions, causes of action, costs, damages, debts, demands, expenses, liabilities, losses, obligations, proceedings, and suits of every kind and nature, liquidated or unliquidated, fixed or contingent, in law, equity or otherwise and whether presently known or unknown.

 

[***].

 

Control” means (a) direct or indirect ownership of more than fifty percent (50%) of the outstanding shares representing the right to vote for members of the board of directors or other managing officers of an entity, or (b) for an entity that does not have outstanding shares, more than fifty percent (50%) of the direct or indirect ownership interest representing the right to make decisions for such entity.

 

Customer(s)” means direct and indirect distributors, resellers, dealers and customers (including end-user customers) of Licensed Products of Nokia, its Affiliates or NSN (in each case, solely to the extent acting in such capacity).

 

Effective Date” shall have the meaning set forth in the first paragraph hereto.

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 2
 

  

Encumbrance” means any lien, charge, claim, pledge, security interest, conditional sale agreement or other title retention agreement, lease, mortgage, security agreement, right, option, restriction, immunity, license, covenant, adverse claim or other encumbrance, including without limitation any (a) patent licenses or sublicenses, covenants not to assert and/or similar patent immunities; (b) rights to renew or extend pre-existing patent licenses exercised solely by third parties (such as legally binding options); and (c) releases for past infringement.

 

Enforcement Activities” shall have the meaning set forth in Section 8.1.

 

Essential Cellular Patents” means Assigned Patents which have been declared essential to the GSM/GPRS Standard or UMTS Standard, including Patents, listed in Exhibit B.

 

Existing Encumbrances” means, in relation to the Assigned Patents, (a) pre-existing patent licenses, covenants not to assert and/or similar patent immunities, including the license to Nokia set forth herein; (b) rights to renew or extend pre-existing patent licenses exercised solely by third parties (such as legally binding options); (c) releases for past infringement; (d) pre-existing commitments or assurances pursuant to Nokia’s or its Affiliates’ standards- or specifications-related activities, and/or (e) [***], in each case of (a), (b), (c), (d) and (e) which transfer in connection with the transfer of the Assigned Patent(s) and/or which Nokia or any of its Affiliates has committed to maintain in connection with the transfer of such Assigned Patent(s), solely in the form they existed prior to the Effective Date.

 

[***].

 

Grantee” shall have the meaning set forth in Section 6.1.

 

Grantor” shall have the meaning set forth in Section 6.1.

 

Gross Revenue” means (i) all cash and other tangible consideration collected and/or received by Purchaser or its Affiliates from third parties (including under patent licenses, covenants not to assert, releases from past infringement, other licenses and patent Sale (excluding any Sale that causes an Impairment Payment)) in consideration for the grant of rights or immunities under one or more of the Assigned Patents or Later Acquired Patents (whether in connection with or otherwise related to an agreement or other settlement that includes one or more Assigned Patents or Later Acquired Patents) and (ii) any withholdings by third parties from any such consideration collected by Purchaser, including contingency fee arrangements with attorneys relating to the Assigned Patents or Later Acquired Patents where such fee was withheld by such attorneys from any settlement amount. Any Gross Revenues collected under this Agreement in a currency other than US Dollars may be converted to US Dollars at the interbank rate as of the date on which such amount is collected and/or received by Purchaser.

 

GSM/GPRS Standard” means the TDMA based GSM/GPRS specification as defined by ETSI and/or 3GPP prior to and at the time of the Effective Date as well as any updates or releases in respect of such GSM/GPRS Standard by ETSI, 3GPP and/or other relevant telecommunications standard setting bodies, as long as not fundamentally technically altering the character thereof, and includes E-GPRS (EDGE), GPRS/HSCSD/EDGE/EGSM and GSM850.

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 3
 

  

Impairment Event” means any of the following by Purchaser or its Affiliate: (a)(i) the Sale of any Essential Cellular Patent to any third party, or (ii) the Sale to a third party in a single transaction of more than [***] percent ([***]%), or in aggregate [***] percent ([***]%), of the Assigned Patents (other than the Essential Cellular Patents); or (b) [***]. Notwithstanding the foregoing, an Impairment Event shall exclude (x) any Sale of an Assigned Patent (i) to any Affiliate of Purchaser, or (ii) in connection with the transfer or sale of all or substantially all of its business or assets to which this Agreement relates, or in the event of its merger, consolidation, recapitalization, liquidation, dissolution, Change of Control or similar transaction, provided that (A) any such assignee shall assume all obligations of Purchaser under this Agreement applicable to such Assigned Patent that is the subject of such Sale, and (B) if the Purchaser continues to be a separate legal entity after such Sale, Purchaser shall continue to be liable for all its obligations under this Agreement (including without limitation such Assigned Patent), and (y) [***].

 

Impairment Payment” shall have the meaning set forth in Section 5.3.

 

Impairment Payment Amount” means, with respect to an Impairment Event, the remainder of [***].

 

Initial Payment” shall have the meaning set forth in Section 4.2.

 

Later Acquired Patents” means any Patents which are acquired or controlled by Purchaser at any time after the Effective Date other than the Assigned Patents and which are received as consideration for rights acquired by a third party under the Assigned Patents or earlier Later Acquired Patents such as a patent license, covenant not to assert, release from past infringement, technology license and/or patent Sale (excluding any Sale that causes an Impairment Payment).

 

License” shall have the meaning set forth in Section 6.1.

 

Licensed Products” means all software, products and services of Nokia, its Affiliate or NSN, in each case that are designed, made, used, sold, offered for sale, imported and otherwise provided and disposed of by or for Nokia, its Affiliate or NSN (as applicable) as its own software, products and services.

 

Nokia” shall have the meaning set forth in the first paragraph hereto.

 

NSN means Nokia Siemens Networks B.V., a private limited liability company incorporated under the laws of the Netherlands, including any and all Affiliates of such entity.

 

Patent means any and all (a) patents and patent applications; (b) reissues, reexaminations, continuations, continuations-in-part, divisionals, renewals and extensions of such patents and patent applications (whether pending, issued, abandoned or filed prior to, on or after the Effective Date); and (c) foreign counterparts to any or all of the foregoing, and all utility models, certificates of invention, patent registrations and equivalent rights worldwide.

 

Payment in Full Date” shall have the meaning set forth in Section 3.1.

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 4
 

  

“Pre-Assignment Agreements” means any and all agreements relating to any Encumbrance on the Assigned Patents entered into by Purchaser or its Affiliates between the Effective Date and the date of assignment of the Assigned Patents to Nokia or its designee pursuant to Section 8.

 

Purchaser” shall have the meaning set forth in the first paragraph hereto.

 

[***].

 

[***].

 

[***].

 

Reporting Quarter” means a three-month accounting period ending on each of March 31, June 30, September 30, and December 31; provided, however, that the initial Reporting Quarter shall begin on the Effective Date and end on December 31, 2012.

 

Reporting Year” means each period of four (4) consecutive Reporting Quarters beginning upon the Effective Date and ending upon the last day of the fourth Reporting Quarter thereafter.

 

Royalty” shall have the meaning set forth in Section 4.3.

 

Sale” shall mean the sale, transfer, assignment or exclusive license (with the right to enforce and grant sublicenses) of an Assigned Patent, and “Sell” shall mean to consummate a Sale.

 

Standards Organization” means any standards organization, standards body, standards developing organization (SDO), standards setting organization (SSO), or any other organization, entity, association, body or other group of any type whatsoever that may impose upon an affiliated or associated member or participant an obligation or commitment to any Encumbrance on an Assigned Patent.

 

Supply” shall have the meaning set forth in Section 6.1.

 

[***].

 

UMTS Standard” means The Universal Mobile Telecommunications System Standard as promulgated by 3GPP and/or ETSI, as well as the TD-SCDMA, FOMA, HSPA, HSPA+, HSUPA and HSDPA Standards being derivative standards thereof.

 

[***] shall mean[***].

 

2.           Assignment of Patents; Compliance with Existing Encumbrances

 

2.1         Patent Assignment. Nokia hereby sells and assigns to Purchaser, and Purchaser hereby acquires and accepts from Nokia, all right, title and interest in, to and under the Assigned Patents, including any and all inventions and discoveries claimed therein, any and all rights entitled by the original owner of the Assigned Patents and all rights to sue for past, present and future infringement, to collect royalties under such Assigned Patents, to prosecute all existing Assigned Patents worldwide, to apply for additional Assigned Patents worldwide and to have Assigned Patents issue in the name of Purchaser or its designated Affiliate. For the avoidance of doubt, no patent license or other agreements related to the Assigned Patents are being assigned to Purchaser under this Agreement.

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 5
 

 

 

2.2         Assignment of Causes of Action. Nokia hereby sells and assigns to Purchaser, and Purchaser hereby acquires and accepts from Nokia, all right, title and interest in, to and under all causes of action and enforcement rights of any type or nature whatsoever, whether known, unknown, currently pending, filed, or otherwise, for the Assigned Patents, including all rights to pursue damages, injunctive relief and other remedies for past, current and future infringement of the Assigned Patents.

 

2.3         Existing Encumbrances. The Assigned Patents are assigned and transferred subject to the Existing Encumbrances, and Purchaser hereby commits to respect such Existing Encumbrances, including without limitation Purchaser shall ensure that any subsequent sale, assignment, lien, mortgage or other transfer of the Assigned Patents by Purchaser or its future assignees, transferees or successors of any Assigned Patents shall be made subject to Existing Encumbrances. For the avoidance of doubt, any pre-existing patent license agreements related to the Assigned Patents, including, without limitation, any related royalty payments, shall not be assigned or transferred to Purchaser.

 

3.           Delivery

 

3.1         Executed Assignment. Upon the date (the “Payment in Full Date”) on which Nokia receives payment in full of the Initial Payment, Nokia shall execute an assignment (“Assignment”) attached hereto as Exhibit C suitable for recordation with the United States Patent and Trademark Office and other patent offices worldwide.

 

3.2         Delivery. Within forty-five (45) days following the Payment in Full Date, Nokia shall send, or instruct its counsel and attorneys to send to Purchaser, the executed original or certified copy of the Assignment along with all material files and documents in the possession of or available to Nokia regarding patent prosecution of the Assigned Patents including (a) prosecution history files for all issued, pending or abandoned Assigned Patents, (b) a current electronic copy of a docketing report for the Assigned Patents accurately setting forth to the best of Nokia’s knowledge any and all dates relevant to the prosecution or maintenance of the Assigned Patents, including information relating to deadlines through and including a period of not less than the following three (3) months, payments and filings for the Assigned Patents, and the names, business addresses, email addresses, and phone numbers of all prosecution counsel and agents and (c) any other material files and documents not otherwise provided under Section 3.2 (a) through (b) in the possession of Nokia’s outside attorneys who have been involved in the prosecution of any of the Assigned Patents.

 

3.3         Cooperation After Payment in Full Date. Nokia further covenants and agrees that after the Payment in Full Date, it shall, upon request and without further consideration, promptly execute and deliver to Purchaser any and all other documents and materials, and take any and all reasonable further actions, that are reasonably necessary for Purchaser to perfect its title in the Assigned Patents.

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 6
 

 

 

4.           Consideration and Payment Terms

 

4.1         Consideration. Consideration for the Assigned Patents shall be comprised of the Initial Payment and Royalty as set forth herein.

 

4.2         Initial Payment. Purchaser hereby agrees to pay to Nokia the amount of Twenty-Two Million US Dollars (USD22,000,000) (“Initial Payment”) as partial consideration for the Assigned Patents. Purchaser shall pay the Initial Payment to Nokia on or before September 14, 2012.

 

4.3         Royalty.

 

(a)           If and to the extent Gross Revenue exceed Twenty-Two Million US Dollars (USD22,000,000), Purchaser hereby agrees to pay to Nokia 35 % (thirty five per cent) of such excess Gross Revenue (the “Royalty”).

 

(b)           To the extent Gross Revenue comprises cash or cash equivalents, Purchaser shall pay the applicable Royalty in the form of such cash or cash equivalents. To the extent Gross Revenue comprises tangible consideration other than cash or cash equivalents, Purchaser shall pay the applicable Royalty (i) in the form of the applicable share of such tangible consideration representing the Royalty thereon (to the extent divisible and transferable), and (ii) in the form of the applicable interest in such tangible consideration representing the Royalty thereon (to the extent not divisible or transferable).

 

(c)           In the event of a Change of Control of Purchaser, Purchaser (or its successor-in-interest, as applicable) shall continue to be bound by the obligation to pay the Royalty and comply with any and all other obligations of Purchaser under this Agreement.

 

4.4         Royalty Payments. The Royalty is payable within forty five (45) days after the end of each Reporting Quarter ending on March 31, June 30 or September 30, and within seventy five (75) days after the end of each Reporting Quarter ending on December 31. The parties agree that the share of Gross Revenue payable to Nokia will be calculated and paid in US Dollars.

 

4.5         Payments. All payments from Purchaser to Nokia hereunder shall be made in United States Dollars by means of wire transfer to the account specified in Exhibit D.

 

4.6         Assignability of Royalty. Nokia shall have the right to transfer and assign, either in whole or in part, its right to receive the Royalty, subject to the following: If Nokia desires to transfer and assign, whether directly or indirectly in whole or in part, its right to receive the Royalty to a third party, Nokia shall not so assign and transfer such right unless and until Nokia first offers to enter into an agreement to assign and transfer to Purchaser such right on such terms and conditions as such third party in good faith is prepared to enter into such agreement with Nokia. Purchaser shall have seven (7) days to accept or reject the offer to enter into such an agreement with Nokia on such terms and conditions. Nokia shall not enter into such an agreement with any third party unless and until Purchaser rejects such offer or such seven (7) day period expires without being accepted by Purchaser, whichever comes first, and Nokia may only enter into such an agreement with such third party if the terms and conditions offered to such third party are the same as (or more favorable to Nokia than) those offered to Purchaser. Nokia shall give Purchaser prompt notice of any such sale or assignment to a third party. The foregoing right of first refusal shall not apply to any transfer and sale to an Affiliate of Nokia provided that such Affiliate shall continue to be bound by such right of first refusal if it desires to further transfer and assign such right. Any transfer or assignment, either in whole or in part, by Nokia of its right to receive the Royalty shall not relieve Nokia for any of its obligations hereunder.

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 7
 

 

 

5.           General Obligations of Purchaser

 

5.1         Conduct of the Business. Purchaser shall exercise reasonable commercial efforts to monetize the Assigned Patents consistent with prudent business practices; provided, however, in light of the volume, breadth and extent of the Assigned Patents, Purchaser shall have the sole right in its discretion to determine the strategy, manner, timing, nature and extent of any and all actions (and inactions) to monetize the Assigned Patents. Purchaser shall employ, contract or otherwise retain the services of appropriate legal, technical, financial and administrative personnel, advisors and agents to conduct and operate its business. In addition to and without limiting the generality of the foregoing, no later than one business day following Purchaser’s or its Affiliate’s commencement of any patent infringement or other litigation to enforce the Assigned Patents that is filed in any court of law, which, for greater certainty, shall be in Purchaser’s sole discretion, Purchaser shall provide Nokia with notice of such action and, if the action is brought in the United States and to the extent that Purchaser’s counsel indicates disclosure is permitted under applicable rules or regulations, Purchaser shall provide Nokia a copy of the related complaint and initial filings. Nokia recognizes that such notice may be considered “material non-public information” for purposes of United States federal securities laws, and Nokia shall abide by all securities laws relating to the handling of, and acting upon, such information until (A) Purchaser or its Affiliate discloses such information publicly, (B) a third party discloses such information publicly, or (C) such information becomes otherwise publicly available through no fault of Nokia.

 

5.2         Bundling.

 

(a)         Neither Purchaser nor its Affiliates shall grant any Encumbrance on the Assigned Patents to any third party that has been granted an Encumbrance under other Patents by Purchaser or its Affiliate [***] ([***]) [***], nor shall Purchaser or its Affiliate grant an Encumbrance to any Patents to a third party that has been granted an Encumbrance by Purchaser or its Affiliate to the Assigned Patents within the previous [***] ([***]) [***]; and

 

(b)         No Encumbrance of any Assigned Patent shall be included, bundled, or otherwise combined with an Encumbrance of any other Patents under which Purchaser or its Affiliates has the right to grant an Encumbrance.

 

5.3         Impairment Events. Concurrent with the occurrence of an Impairment Event, Purchaser shall pay to Nokia the applicable Impairment Payment Amount (the “Impairment Payment”).

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 8
 

 

5.4         Non-Circumvention. Purchaser acknowledges and agrees that the Royalty is intended to capture Nokia’s share of the economic benefit of monetizing the Assigned Patents and agrees not to circumvent the Royalty, directly or indirectly, with the purpose or effect of impairing the economic value thereof to Nokia. Any Sale by Purchaser or its future assignees or transferees of any of the Assigned Patents shall be made subject to (a) the Existing Encumbrances and (b) the licenses granted herein, and Purchaser shall take appropriate measures to comply with this Section 5.4. Any Sale which fails to so provide shall be null and void.

 

6.           License

 

6.1         License to Nokia. Subject to the terms and conditions of this Agreement, Purchaser on behalf of itself and its Affiliates (collectively “Grantor”) grants to Nokia, its Affiliates, and NSN (each as a “Grantee”), effective as of the Effective Date, a worldwide, irrevocable, non-exclusive, perpetual, and fully paid-up license, without the right to grant sublicenses, under any and all Assigned Patents solely for Grantee’s own business purposes to (a) make, have made (including the right to have Customers make copies of Grantee’s software and distribute or use such copies), use, lease, import, offer for sale, sell, supply, distribute, host, render, otherwise transfer and promote the commercialization of (collectively “Supply”), Grantee’s Licensed Products, (b) use any software, product or service, and practice any process or method while carrying-out the Supply of Grantee’s Licensed Products, and (c) perform any activities that, in absence of this Agreement, would constitute inducement or contributory infringement in furtherance of the Supply of Grantee’s Licensed Products (the “License”).

 

6.2         Past Release. Purchaser, on behalf of itself and its Affiliates, irrevocably releases, acquits and forever discharges Nokia, its Affiliates, and NSN and all their respective Customers, and each of their respective officers, directors, employees, agents, successors, assigns, representatives, and attorneys from and against any and all Claims which Purchaser or its Affiliates may have or obtain based on acts prior to the Effective Date, which, had they been performed on or after the Effective Date, would have been licensed or otherwise immunized under this Agreement, including any infringement, misappropriation or other violation, or alleged infringement, misappropriation or other violation, of any Assigned Patents (whether direct, contributory or by inducement, and whether or not willful) based on Licensed Products (or the manufacture, use, sale, offer for sale, import, export or other exploitation thereof).

 

6.3         Combinations. Without limiting the rights granted hereunder, the licenses granted in Section 6.1 extend to the Supply by or on behalf of each Grantee, and their respective Customers, of a combination of a Licensed Product with any third-party software, products and services.

 

6.4         Reservation of Rights. All rights not expressly granted in this Agreement are reserved. No additional rights whatsoever (including, without limitation, any implied licenses) are granted by implication, exhaustion, estoppel or otherwise.

 

6.5         Changes of Status. Notwithstanding anything to the contrary in this Agreement, if an entity ceases to be an Affiliate of Nokia or Nokia Siemens Networks B.V., such entity automatically thereafter shall cease to be a Grantee. In the event of a Change of Control of Nokia or NSN, then Licensed Products of Nokia and its Affiliates, or NSN (as applicable), automatically thereafter shall be limited solely (a) to those Licensed Products of Nokia and its Affiliates, or NSN (as applicable), in commercial production or sale immediately prior to giving effect to such Change of Control, and (b) to products of Nokia and its Affiliates, or NSN (as applicable), that are designated in good faith as follow-on versions or models of the Licensed Products described in clause (a) and in the same product lines of Nokia and its Affiliates, or NSN (as applicable), provided that such follow-on versions or models do not alter or add in any material respect any new or different form, function or feature. In no event shall a Licensed Product directly or indirectly include any product that is not specifically described in clause (a) or (b) above.

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 9
 

 

 

6.6         New Affiliates License. If an Affiliate is acquired by Nokia or an Affiliate thereof after the Effective Date, the Affiliate shall be deemed a Grantee under Section 6.1 and the licenses and covenants granted under this Agreement shall extend to such Affiliate as from the date of acquisition.

 

6.7         [***].

 

7.           Audit; Reporting Rights

 

7.1         Quarterly Reports. Within forty five (45) days after the end of each Reporting Quarter ending on March 31, June 30 or September 30, and within seventy five (75) days after the end of each Reporting Quarter ending on December 31, Purchaser shall provide a written report to Nokia containing the following information:

 

(a)         Gross Revenue with respect to such preceding Reporting Quarter;

 

(b)         the amount due and payable to Nokia, if any, under the Royalty with respect to such preceding Reporting Quarter; and

 

(c)         calculations supporting Purchaser’s determinations under Sections 7.1(a) and 7.1(b).

 

7.2         Annual Report. On at least an annual basis, Purchaser shall provide Nokia a written report summarizing key business developments and operations during the preceding year, as well as an overview of Purchaser’s licensing activities and market environment (including the number, but excluding the names, of its third party contacts during the reporting period). The annual report shall be provided in addition to the quarterly reports described above.

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 10
 

 

 

7.3         Records. Purchaser shall maintain complete and accurate books, records and accounts in sufficient detail to confirm the accuracy of the Royalty due hereunder. Such books, records and accounts shall be retained by Purchaser until the later of (a) three (3) years after the end of the period to which such books, records and accounts pertain, and (b) the expiration of the applicable tax statute of limitations (or any extensions thereof), or for such longer period as may be required by applicable law.

 

7.4         Information Rights; Audit. Purchaser shall permit Nokia to audit Purchaser’s books of account and records in accordance with the procedures set forth below; provided, however, that Purchaser shall not be obliged pursuant to this Section 7.4 to provide access to any information the disclosure of which would adversely affect the attorney-client privilege between Purchaser and its counsel. Nokia shall have the right to have an independent certified public accounting firm of nationally recognized standing, selected by Nokia, inspect Purchaser’s books of account and records and have access to Purchaser’s officers during normal business hours, and upon reasonable prior notice, to such of the records of Purchaser (and its Affiliates) as may be reasonably necessary to verify the accuracy of any calculations that formed the basis for a payment to Nokia hereunder during the thirty six (36) months prior to the date of such request (other than records for any period for which Nokia already has conducted an audit); provided, however, that Nokia shall not have the right to conduct more than one such audit in any twelve (12) month period. Nokia shall bear the cost of such audit unless the audit reveals a variance of more than the greater of (a) [***] percent ([***]%) or (b) [***] ([***]) from the reported Gross Revenue, in which case Purchaser shall bear the out of pocket cost of such audit charged by such accounting firm for such audit. The parties agree that errors in form, including, e.g., allocating payments to an incorrect reporting period, and other acts which do not affect aggregate amounts paid under this Agreement will not be included in the calculation of the variance revealed by an audit, provided, however, that only payments made before Nokia’s notice requesting commencement of an audit shall be included in aggregate amounts paid and taken into account in the audit. If, based on the results of such audit, additional payments are owed by Purchaser under this Agreement, Purchaser shall make such additional payments within thirty (30) days after the date on which such audit report is delivered to Purchaser. Nokia shall cause its accounting firm to retain all financial information subject to review under this Section 7.4 in strict confidence, and Purchaser shall have the right to require that such accounting firm, prior to conducting such audit, to enter into an appropriate non-disclosure agreement with Purchaser regarding such financial information. The accounting firm shall disclose to Nokia only whether the reports are correct or not and the amount of any discrepancy. No other information shall be shared, unless Purchaser agrees to comply with its additional payment obligations, if any, pursuant to an audit report.

 

For the avoidance of doubt, the audit and information rights set forth in this Section 7 do not confer on Nokia any rights to direct, control or influence Purchaser’s strategy or conduct.

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

  

Confidential – Page 11
 

 

8.           Assignment Obligation of Purchaser

 

8.1         Covenant. If, at any time prior to the seventh (7th) anniversary of the Effective Date, Purchaser or any of its Affiliates files a lawsuit, including an action before the United States International Trade Commission, or otherwise commences legal proceedings in a court of law against Nokia and/or its Affiliate(s) accusing Nokia and/or its Affiliate(s) of the infringement of any Patent owned or controlled by Purchaser or its Affiliates by the Supply by Nokia or its Affiliates (as the case may be) of the Licensed Products of Nokia or its Affiliates (as applicable) (“Enforcement Activities”), Nokia shall have the right to require Purchaser to assign the Assigned Patents to Nokia or its designee, which right only may be exercised thirty (30) days after providing notice to Purchaser of Nokia’s intent if Purchaser or its Affiliate has not withdrawn its lawsuit or other action by the end of such thirty (30) day period. If Nokia timely exercises such right by giving Purchaser written instructions requiring such assignment in accordance with this Section 8.1 , then Purchaser shall assign the Assigned Patents to Nokia or its designee (in accordance with the instructions of Nokia) by executing and delivering to Nokia an assignment in substantially the form of Exhibit C within ten (10) business days following Purchaser’s receipt of such written instructions requiring such assignment from Nokia, in exchange for [***] US Dollars (USD [***]), without representation or warranty (express or implied) of any kind, other than representations and warranties substantially similar to those provided by Nokia in Section 12.1. Any such assignment of the Assigned Patents to Nokia or its designee in accordance with this Section 8 shall be subject to the Pre-Assignment Agreements. Upon any such assignment of the Assigned Patents to Nokia or its designee in accordance with this Section 8, neither the Pre-Assignment Agreements nor any consideration received by or owing to Purchaser or its Affiliates thereunder shall be assigned. For clarity, Purchaser shall continue to administer all such Pre-Assignment Agreements for the duration of their terms (including any renewal or extension thereof exercised solely by a third party pursuant to existing contractual provisions of a Pre-Assignment Agreement), and the rights of Purchaser and its Affiliates to continue to receive consideration thereunder, as well as Purchaser’s obligation to pay the Royalty associated with the Pre-Assignment Agreements, shall survive any such assignment.

 

8.2         Termination of Obligations. The provisions of Section 8 shall not apply in the event of any lawsuit, including an action before the United States International Trade Commission, or other legal proceedings in a court of law, by Purchaser or its Affiliate in response to any claim, demand, action or other proceeding against Purchaser or its Affiliate directly or indirectly challenging the title, validity, enforceability or claim construction of any Assigned Patent or seeking a judgment or other determination of non-infringement of any Assigned Patent. If an entity ceases to be an Affiliate of Nokia, the provisions of Section 8 automatically thereafter shall cease to apply to such entity. In the event of a Change of Control of Nokia, the provisions of Section 8 automatically thereafter shall cease to apply in their entirety.

 

9.           Compliance with Existing Encumbrances

 

[***].

 

10.         Delivery; Prosecution; Cooperation

 

10.1       Continued Prosecution. Nokia or its Affiliates shall pay, or cause to be paid, any maintenance fees, annuities and the like relating to the Assigned Patents for which the fee is due within sixty (60) days of the Effective Date.

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 12
 

 

10.2       Cooperation After Effective Date. Nokia further covenants and agrees that after the Effective Date, it shall, upon request and without further consideration, without unnecessary delay execute and deliver to Purchaser any and all other documents and materials, and take any and all reasonable further actions (including taking reasonable action to obtain the cooperation of the named inventors), that are reasonably necessary for Purchaser to perfect its right, title and interest in the Assigned Patents. In addition, Nokia shall take, or cause to be taken, any and all reasonable actions to provide reasonable access to employee inventors of Nokia, still employed by Nokia at the time of such request, and relevant documents (including information about whether a particular third party does not have a license under the Assigned Patents) to assist Purchaser in the prosecution, maintenance or defense of the Assigned Patents.

 

10.3       Costs. Unless expressly specified herein or in the Related Agreements, each party shall bear its own costs in connection with and arising out of obligations set forth herein.

 

11.         Taxes

 

This Section 11 governs the treatment of all taxes arising as a result of or in connection with this Agreement, notwithstanding any other provision of this Agreement.

 

11.1       Responsibility for Own Taxes. Each party is responsible for all taxes (including, but not limited to, net income, gross receipts, franchise, or property taxes and taxes arising from transactions between such party and its customers) imposed on such party under applicable laws and arising as a result of or in connection with this Agreement or the transactions contemplated by this Agreement.

 

11.2       Payments by Purchaser.

 

(a)         If any taxes are required by applicable law to be withheld on payments made by Purchaser to Nokia, Purchaser may deduct such taxes from the amount owed to Nokia and pay such taxes to the appropriate taxing authority, provided that Purchaser will furnish receipts evidencing such paid taxes to Nokia in the form issued by the relevant jurisdiction. Notwithstanding the preceding sentence to the contrary, Purchaser will not withhold taxes (or will withhold taxes at a reduced rate) on payments to Nokia to the extent that Nokia timely provides Purchaser with reasonably sufficient evidence that an exemption is applicable.

 

(b)         The parties will use commercially reasonable efforts to mitigate, reduce, or eliminate any taxes collected from or withheld by either party pursuant to this Section 11.2.

 

12.         Representations and Warranties

 

12.1       Nokia hereby represents and warrants to Purchaser that:

 

(a)         Authority; Enforceability. Nokia has been duly organized, and is validly existing and in good standing under the laws of the jurisdiction of its incorporation. Nokia has the right and authority to enter into this Agreement and to carry out its obligations hereunder and requires no third party consent, approval, and/or other authorization to enter into this Agreement and to carry out its obligations hereunder. This Agreement has been duly authorized, executed and delivered by Nokia and constitutes a valid and binding agreement of such party, enforceable against such party in accordance with its terms.

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 13
 

 

 

(b)         [***]. After giving effect to the sale and assignment as set forth in Section 2, Purchaser shall be the sole and exclusive owner and assignee of, and shall have good and marketable title to, all right, title and interest in the Assigned Patents, including all rights to sue for past, present and future infringement thereof, [***]. All Assigned Patents have been duly filed or registered (as applicable) with the applicable Governmental Authorities, prosecuted and maintained, including the submission of all necessary filings and fees in accordance with all requirements of applicable laws, regulations and administrative requirements of the appropriate jurisdictions. [***].

 

(c)         Unlicensed Companies. Nokia is the assignee of the Assigned Patents. [***].

 

(d)         [***].

 

12.2         Purchaser. Purchaser hereby represents and warrants to Nokia that:

 

(a)         Purchaser has been duly organized, and is validly existing and in good standing under the laws of the jurisdiction of its incorporation.

 

(b)         Purchaser has the right and authority to enter into this Agreement and to carry out its obligations hereunder and requires no third party consent, approval, and/or other authorization to enter into this Agreement and to carry out its obligations hereunder. This Agreement has been duly authorized, executed and delivered by Purchaser and constitutes a valid and binding agreement of such party, enforceable against such party in accordance with its terms.

 

(c)         Purchaser’s existing agreements and other undertakings shall not result in the imposition of any encumbrances on the Assigned Patents, and Purchaser covenants and agrees not to enter into any agreements or permit any arrangements that would result in Purchaser’s existing agreements and other undertakings so imposing any encumbrances on the Assigned Patents.

 

13.         Miscellaneous

 

13.1       Applicable Law, Jurisdiction, Venue and Waiver of Jury Trial. The validity, construction, and performance of this Agreement shall be governed by and construed in accordance with the laws of the State of New York, U.S.A., exclusive of its choice of law rules. Any legal suit, action or proceeding arising out of or related to or arising out of this Agreement or any transaction contemplated hereby shall be commenced solely in the United States District Court for the Southern District of New York, U.S.A., and each party (a) irrevocably submits to the personal and exclusive jurisdiction and venue of such court in any such suit, action or proceeding, and (b) waives any right to trial by jury with respect to any action related to or arising out of this Agreement or any transaction contemplated hereby.

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 14
 

 

13.2       LIMITATION ON CONSEQUENTIAL DAMAGES. EXCEPT IN THE CASE OF INTENTIONAL MISUSE OR GROSS NEGLIGENCE, NO PARTY SHALL BE LIABLE TO ANY OTHER FOR ANY SPECIAL, CONSEQUENTIAL OR INCIDENTAL DAMAGES, HOWEVER CAUSED, KNOWN OR UNKNOWN, ANTICIPATED OR UNANTICIPATED, EVEN IF ADVISED OF THE POSSIBILITY OF SUCH DAMAGES. THE PARTIES ACKNOWLEDGE THAT THESE LIMITATIONS ON POTENTIAL DAMAGES WERE AN ESSENTIAL ELEMENT IN SETTING CONSIDERATION UNDER THIS AGREEMENT.

 

13.3       [***].

 

13.4       DISCLAIMER OF REPRESENTATIONS AND WARRANTIES. NO PARTY MAKES ANY REPRESENTATION OR WARRANTY EXCEPT FOR THEIR RESPECTIVE REPRESENTATIONS AND WARRANTIES SET FORTH IN SECTIONS 8 AND 12, AND EACH PARTY DISCLAIMS ALL IMPLIED WARRANTIES, INCLUDING THE IMPLIED WARRANTIES OF MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE. EXCEPT AS EXPRESSLY SET FORTH IN SECTIONS 8 AND 12 HEREOF, NEITHER PARTY GIVES THE OTHER PARTY ANY ASSURANCE (A) REGARDING THE PATENTABILITY OF ANY CLAIMED INVENTION IN, OR THE VALIDITY, OF ANY PATENT OR (B) THAT MANUFACTURE, USE, SALE, OFFERING FOR SALE, IMPORTATION, EXPORTATION OR OTHER DISTRIBUTION OF ANY PRODUCT OR METHOD DISCLOSED AND CLAIMED IN ANY PATENT SHALL NOT CONSTITUTE AN INFRINGEMENT OF THE INTELLECTUAL PROPERTY RIGHTS OF OTHER PERSONS. EXCEPT AS SPECIFICALLY PROVIDED IN SECTIONS 8 AND 12 HEREOF, THE ASSIGNED PATENTS ARE ASSIGNED “AS IS” WITHOUT ANY FURTHER REPRESENTATION OR WARRANTY.

 

13.5       Compliance with Laws. Notwithstanding anything contained in this Agreement to the contrary, the obligations of the parties shall be subject to all laws, present and future, of any government having jurisdiction over the parties and this transaction, and to orders, regulations, directions or requests of any such government.

 

13.6       Confidentiality of Terms; Announcements.

 

(a)         Other than the existence of this Agreement and the identity of its parties all other provisions of this Agreement shall be kept in strict confidence by the parties.

 

(b)         Neither party shall issue any press release or otherwise make any public statement, announcement or advertisement (each, an “Announcement”) related to this Agreement without the prior consent of the other party. Notwithstanding the parties agree to prepare a public statement regarding the assignment of the Assigned Patents to be published by Purchaser and Nokia agrees to cooperate in preparing and reviewing such public statement and Nokia shall not unreasonably withhold, delay or condition its consent for the public statement. To the extent commercially practicable, a party shall submit each Announcement to the other party, and the receiving party shall have five (5) days to review and approve any such Announcement or to propose reasonable modifications thereto. Prior to issuing or otherwise making such Announcement, the submitting party shall implement any reasonable modifications to such Announcement that are provided in writing by the receiving party within the applicable five (5) days period. If the receiving party does not respond or proposes no reasonable modifications within the applicable five (5) days period, the submitting party shall have the right to issue or otherwise make such Announcement in the form so submitted.

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 15
 

 

 

(c)         The confidentiality obligations of the parties set forth in this Section 13.6 shall not apply to any disclosure (i) with the prior consent of the other party; (ii) to any governmental body having jurisdiction to require disclosure or to any arbitral body, to the extent required by same; (iii) as otherwise may be required by applicable law, regulation, rule of a stock exchange or automated quotation system, order of a governmental agency or a court of competent jurisdiction or legal process, including tax authorities (“Applicable Law”), and to legal and financial advisors in their capacity of advising a party in such matters; (iv) during the course of litigation, so long as the disclosure of such terms and conditions are restricted in the same manner as is the confidential information of other litigating parties; (v) to legal and financial advisors in their capacity of advising a party in such matters as needed in the normal course of business; (vi) to a bona fide potential acquiror; or (vii) to bona fide potential assignee of Royalty; provided that, in (ii) through (vii) above, (A) the parties shall use reasonable means available to minimize the disclosure to third parties, including seeking a confidential treatment request or protective order whenever appropriate or available; and (B) except for permitted disclosures to legal and financial advisors and accountants or potential acquirers and assignees, the parties provide the other party, when reasonable, with at least ten (10) days’ prior notice of such disclosure to afford the other party reasonable opportunity to object thereto or to seek confidential treatment or a protective order. Nokia acknowledges that, without limiting the foregoing, Purchaser will be required under applicable United States federal and state securities laws and regulations to make certain disclosures regarding this Agreement, and to file a copy of this Agreement with the United States Securities and Exchange Commission.

 

13.7         Entire Agreement; Headings. This Agreement reflects the complete understanding of the parties regarding the subject of the Agreement, and supersedes all prior related negotiations. The section headings contained in this Agreement are for reference purposes only and shall not affect in any way the meaning or interpretation of this Agreement.

 

13.8         Notices. Any notice, consent, waiver or other communication required or permitted to be given by one party to the other party pursuant to this Agreement shall be in writing, shall conspicuously reference (including in the subject line) this Agreement and the provision to which it relates, shall be delivered by any lawful means to such other party at its address indicated below, or to such other address as the addressee shall have last furnished in writing to the addressor, and shall be effective upon actual receipt by the addressee:

 

If to Nokia:   If to Purchaser:
     

Nokia Corporation

Keilalahdentie 4

02150 Espoo, Finland

Attn: VP, Intellectual Property

Facsimile: +358.718.038842 

 

Vringo, Inc.

780 Third Avenue, 15th Floor

New York, New York 10017, U.S.A.

Attn: Chief Operating Officer

Fascimile: (646) 532-6775 

 

13.9         Relationship of Parties. The parties hereto are independent contractors. Neither party has any express or implied right or authority to assume or create any obligations on behalf of the other or to bind the other to any contract, agreement or undertaking with any third party. Nothing in this Agreement shall be construed to create a partnership, joint venture, employment or agency relationship between Purchaser and Nokia.

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 16
 

 

 

13.10      Severability. To the extent any terms or conditions of this Agreement are held invalid or unenforceable in a jurisdiction, those terms or conditions shall be enforced to the maximum extent possible in that jurisdiction and the remaining terms and conditions shall retain full force and effect in that jurisdiction, so long as the remaining Agreement continues to express the intent of the parties.

 

13.11      Waiver. Failure by either party to enforce any term of this Agreement shall not be deemed a waiver of future enforcement of that or any other term in this Agreement.

 

13.12      Assignment; Successors; Assigns.

 

(a)         This Agreement is personal to the parties, and except as provided in Section 4.6 or 13.12(b), neither this Agreement nor any right or obligation hereunder is Assignable by either party (whether directly or indirectly, expressly or impliedly, voluntarily or involuntarily, in one or a series of transactions, by contract, operation of law or otherwise (including without limitation by means of any merger, consolidation, recapitalization, liquidation, dissolution, Change of Control, transfer or sale of all or substantially all of a business, or similar transaction)), and shall not be Assigned by a party, without the prior express consent of the other party, which consent may be withheld at the sole discretion of said other Party.

 

(b)         Notwithstanding anything to the contrary in this Agreement, Purchaser shall have the right to Assign this Agreement or any of its rights or obligations hereunder (i) to an Affiliate of Purchaser, or (ii) in connection with the transfer or sale of all or substantially all of its business or assets to which this Agreement relates, or in the event of its merger, consolidation, recapitalization, liquidation, dissolution, Change of Control or similar transaction, without the prior express consent of Nokia. Any such assignee shall assume all applicable obligations of Purchaser under this Agreement.

 

(c)         Any purported Assignment in violation of this Section 13.12 shall be null and void. Subject to the foregoing, this Agreement shall be binding on and inure to the benefit of the parties and their permitted successors and assigns.

 

13.13      Modifications. This Agreement may not be modified after the Effective Date except by a written amendment that expressly references this Agreement and that is signed by an authorized officer of each party.

 

13.14      Construction. As used in this Agreement, (a) the words “include” and “including” and variations thereof, shall not be deemed to be terms of limitation, but rather shall be deemed to be followed by the words “without limitation,” and (b) unless the context otherwise requires, the word “or” shall be deemed to be an inclusive “or” and shall have the meaning equivalent to “and/or.”

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 17
 

 

13.15      Signatures. This Agreement may be executed in counterparts, each of which shall be deemed an original, but each together shall constitute one and the same instrument. For purposes hereof, an email or facsimile copy of this Agreement, including the executed signature pages hereto, shall be deemed to be an original. Notwithstanding the foregoing, the parties shall deliver original signature copies of this Agreement to the other party as soon as practicable following execution thereof.

 

13.16      Specific Performance. The parties agree that they would be irreparably damaged if any provision of this Agreement was not performed in accordance with its specific terms or was otherwise breached and that any non-performance or breach of this Agreement by any party could not be adequately compensated by monetary damages alone and that the parties would not have any adequate remedy at law. Accordingly, the parties shall be entitled to an injunction or injunctions to prevent breaches of this Agreement and to enforce specifically the performance of the terms of this Agreement to prevent breaches or threatened breaches of any of the provisions of this Agreement without posting any bond or other undertaking, in addition to any other remedy at law or in equity.

 

13.17      Mutual Drafting. Each of the parties has participated in the drafting of this Agreement, which each of the parties acknowledges is the result of extensive negotiations among the parties.

 

13.18      Third Party Beneficiary. Notwithstanding the license and/or provisions granting rights to potential acquirer and/or assignee of Royalty nothing in this Agreement, express or implied, is intended to, or shall confer upon, any third party, any legal or equitable right, benefit or remedy of any nature whatsoever.

 

*                *                *

 

[Signature Page Follows]

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 18
 

  

In witness whereof, the parties have executed this Confidential Patent Purchase Agreement as of the Effective Date:

 

NOKIA CORPORATION   VRINGO, INC.
     
/s/ Paul Melin   /s/ Andrew Perlman
Signature   Signature
     
Paul Melin   /s/ Andrew Perlman
Printed Name   Printed Name
     
Vice President    
Intellectual Property   CEO
Title   Title
     
Espoo, August 9, 2012   August 8, 2012
Date   Date
     
/s/ Jukka Nihtilä    
Signature    
     
Jukka Nihtilä    
Printed Name    
     
Head, Business Development    
Legal & IP    
Title    
     
Espoo, August 9, 2012    
Date    

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 19
 

 

 

Exhibit A

 

ASSIGNED PATENTS

 

Patent/
Publication
  Title   Status   Family   County   Filing Date   Filing No.
DE69330097.3   MENETELMÄ SMS-SANOMIEN LÄHETTÄMISEKSI ALERTIA VIIVÄSTÄMÄLLÄ   Grant   2089   DE   17.09.1993   93919376.9
EP660992   MENETELMÄ SMS-SANOMIEN LÄHETTÄMISEKSI ALERTIA VIIVÄSTÄMÄLLÄ   Grant   2089   EP   17.09.1993   93919376.9
FI109064   MENETELMÄ SMS-SANOMIEN LÄHETTÄMISEKSI ALERTIA VIIVÄSTÄMÄLLÄ   Grant   2089   FI   18.09.1992   924198
FR660992   MENETELMÄ SMS-SANOMIEN LÄHETTÄMISEKSI ALERTIA VIIVÄSTÄMÄLLÄ   Grant   2089   FR   17.09.1993   93919376.9
GB660992   MENETELMÄ SMS-SANOMIEN LÄHETTÄMISEKSI ALERTIA VIIVÄSTÄMÄLLÄ   Grant   2089   GB   17.09.1993   93919376.9
US5682600   A METHOD FOR STARTING A SHORT MESSAGE TRANSMISSION   Grant   2089   US   17.09.1993   08/403901
DE69331152.5   METHOD AND APPARATUS FOR SYNCHRONIZING SPEECH FRAMES BETWEENBASE STATIONS   Grant   2314   DE   24.09.1993   93920866.6
EP720805   METHOD AND APPARATUS FOR SYNCHRONIZING SPEECH FRAMES BETWEENBASE STATIONS   Grant   2314   EP   24.09.1993   93920866.6
US5722074   SOFT HANDOFF IN A CELLULAR TELECOMMUNICATIONS SYSTEM   Grant   2314   US   24.09.1993   08/619701
US5600705   METHOD FOR CALL ESTABLISHMENT   Grant   2336   US   20.09.1993   08/387926
CNZL96190165.9   A METHOD FOR SPLITTING AND COMBINING FAX GROUP 3 DATA IN TRANSPARENT HSCSD   Grant   2390   CN   06.03.1996   96190165.9
US5805301   FACSIMILE TRANSMISSION IN A MOBILE COMMUNICATION SYSTEM   Grant   2390   US   06.03.1996   08/732467
CN97192428.7   FAST MOVING MOBILE STATION HANDLING IN A MACRO CELL   Grant   2398   CN   18.02.1997   97192428.7
EP885540   FAST MOVING MOBILE STATION HANDLING IN A MACRO CELL   Abandoned   2398   EP   18.02.1997   97903403
IN200572   FAST MOVING MOBILE STATION HANDLING IN A MACRO CELL   Grant   2398   IN   14.02.1997   304/MAS/97
PH1-1997-55589   FAST MOVING MOBILE STATION HANDLING IN A MACRO CELL   Grant   2398   PH   17.02.1997   I-55589
SG55627   FAST MOVING MOBILE STATION HANDLING IN A MACRO CELL   Grant   2398   SG   18.02.1997   9804369.8
US6285884   FAST MOVING MOBILE STATION HANDLING IN A MACRO CELL   Grant   2398   US   30.11.2000   09/117486

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 20
 

 

Patent/
Publication
  Title   Status   Family   County   Filing Date   Filing No.
DE69326903   Method for congestion management in a frame relay network and a node in a frame relay network   Grant   2651   DE   14.12.1993   94901974.9
EP788698   Method for congestion management in a frame relay network and a node in a frame relay network   Grant   2651   EP   14.12.1993   94901974.9
GB788698   Method for congestion management in a frame relay network and a node in a frame relay network   Grant   2651   GB   14.12.1993   94901974.9
US5638359   Method for congestion management in a frame relay network and a node in a frame relay network   Grant   2651   US   14.12.1993   08/454233
DE69328565.6   A METHOD FOR CONGESTION MANAGEMENT IN A FRAME RELAY NETWORK AND A NODE IN A FRAME RELAY NETWORK   Grant   2652   DE   14.12.1993   94901973.1
EP673573   A METHOD FOR CONGESTION MANAGEMENT IN A FRAME RELAY NETWORK AND A NODE IN A FRAME RELAY NETWORK   Grant   2652   EP   14.12.1993   94901973.1
FR673573   A METHOD FOR CONGESTION MANAGEMENT IN A FRAME RELAY NETWORK AND A NODE IN A FRAME RELAY NETWORK   Grant   2652   FR   14.12.1993   94901973
GB673573   A METHOD FOR CONGESTION MANAGEMENT IN A FRAME RELAY NETWORK AND A NODE IN A FRAME RELAY NETWORK   Grant   2652   GB   14.12.1993   94901973
JP3273790   A METHOD FOR CONGESTION MANAGEMENT IN A FRAME RELAY NETWORK AND A NODE IN A FRAME RELAY NETWORK   Grant   2652   JP   14.12.1993   6513838
US6064648   METHOD FOR NOTIFYING A FRAME RELAY NETWORK OF TRAFFIC CONGESTION IN AN ATM   Grant   2702   US   21.12.1995   08/875582
AU696034   METHOD AND SYSTEM FOR CONTROLLING STATISTICALLY MULTIPLEXEDATM BUS   Grant   2704   AU   13.1.1995   14180/95
CA2181333   METHOD AND SYSTEM FOR CONTROLLING STATISTICALLY MULTIPLEXEDATM BUS   Grant   2704   CA   13.1.1995   2181333
CNZL95191251.8   METHOD AND SYSTEM FOR CONTROLLING STATISTICALLY MULTIPLEXEDATM BUS   Grant   2704   CN   13.1.1995   95191251.8
DE69528819.9   METHOD AND SYSTEM FOR CONTROLLING STATISTICALLY MULTIPLEXEDATM BUS   Grant   2704   DE   13.1.1995   95905653.2
EP740875   METHOD AND SYSTEM FOR CONTROLLING STATISTICALLY MULTIPLEXEDATM BUS   Grant   2704   EP   13.1.1995   95905653.2
ES2186710   METHOD AND SYSTEM FOR CONTROLLING STATISTICALLY MULTIPLEXEDATM BUS   Grant   2704   ES   13.1.1995   95905653.2
FI94816   METHOD AND SYSTEM FOR CONTROLLING STATISTICALLY MULTIPLEXEDATM BUS   Grant   2704   FI   17.1.1994   940220

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 21
 

 

Patent/
Publication
  Title   Status   Family   County   Filing Date   Filing No.
FR740875   METHOD AND SYSTEM FOR CONTROLLING
STATISTICALLY MULTIPLEXEDATM BUS
  Grant   2704   FR   13.1.1995   95905653.2
GB740875   METHOD AND SYSTEM FOR CONTROLLING STATISTICALLY MULTIPLEXEDATM BUS   Grant   2704   GB   13.1.1995   95905653.2
IT740875   METHOD AND SYSTEM FOR CONTROLLING STATISTICALLY MULTIPLEXEDATM BUS   Grant   2704   IT   13.1.1995   95905653.2
JP2927553   METHOD AND SYSTEM FOR CONTROLLING STATISTICALLY MULTIPLEXEDATM BUS   Grant   2704   JP   13.1.1995   7-518860
NZ278086   METHOD AND SYSTEM FOR CONTROLLING STATISTICALLY MULTIPLEXEDATM BUS   Grant   2704   NZ   13.1.1995   278086
US5841774   METHOD AND SYSTEM FOR CONTROLLING STATISTICALLY MULTIPLEXEDATM BUS   Grant   2704   US   13.1.1995   08/676202
US20050240981   SPLIT ADVERTISEMENT   Pending   4561   US   24.06.2005   11/165994
US6961953   SPLIT ADVERTISEMENT   Grant   4561   US   29.12.2000   09/752127
US6577721   CONFERENCE CALL MACRO   Grant   6390   US   30.04.1999   09/302811
US6029065   REMOTE FEATURE CODE PROGRAMMING FOR MOBILE STATIONS   Grant   6815   US   05.05.1997   08/841850
CNZL95197341.X   A METHOD FOR INDICATING A MULTI-SLOT CHANNEL IN A TDMA RADIOSYSTEM   Grant   7158   CN   24.11.1995   95197341.X
NL1001744   A METHOD FOR INDICATING A MULTI-SLOT CHANNEL IN A TDMA RADIOSYSTEM   Grant   7158   NL   24.11.1995   1001744
US6295286   A METHOD FOR INDICATING A MULTI-SLOT CHANNEL IN A TDMA RADIOSYSTEM   Grant   7158   US   24.11.1995   08/836969
CNZL96195981.9   IMPLEMENTATION OF MUTUAL RATE ADAPTATIONS IN DATA SERVICES BETWEEN GSM AND   Grant   7164   CN   29.05.1996   96195981.9
DE69633315.5   IMPLEMENTATION OF MUTUAL RATE ADAPTATIONS IN DATA SERVICES BETWEEN GSM AND   Grant   7164   DE   05.06.1996   96304138.9
EP748136   IMPLEMENTATION OF MUTUAL RATE ADAPTATIONS IN DATA SERVICES BETWEEN GSM AND   Grant   7164   EP   05.06.1996   96304138.9
JP3842335   IMPLEMENTATION OF MUTUAL RATE ADAPTATIONS IN DATA SERVICES BETWEEN GSM AND   Grant   7164   JP   30.05.1996   8-136887
NL748136   IMPLEMENTATION OF MUTUAL RATE ADAPTATIONS IN DATA SERVICES BETWEEN GSM AND   Grant   7164   NL   05.06.1996   96304138.9
RU2153238   IMPLEMENTATION OF MUTUAL RATE ADAPTATIONS IN DATA SERVICES BETWEEN GSM AND   Grant   7164   RU   29.05.1996   97119934
US6081534   IMPLEMENTATION OF MUTUAL RATE ADAPTATIONS IN DATA SERVICES BETWEEN GSM AND   Grant   7164   US   06.06.1996   08/659590
AU716158   NEW 14.4 KBIT/S SERVICE FOR GSM   Grant   7272   AU   31.10.1996   73003/96
US7420948   NEW 14.4 KBIT/S SERVICE FOR GSM   Grant   7272   US   09.09.2005   11/221797

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 22
 

 

Patent/
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  Title   Status   Family   County   Filing Date   Filing No.
US6173187   ADAPTIIVINEN MENETELMÄ OPTIMAALISEN SIR-TAVOITTEEN ASETTAMISEKSI   Grant   7300   US   25.11.1997   09/117274
US6366602   BCCH-CARRIER CHANGE FOR GSM   Grant   7485   US   03.12.1997   09/117700
US6349099   Connection identification in transmission system of wireless telecommunication network over ATM protocol stack   Grant   7776   US   11.6.1998   09/460158
US6859447   A BASESTATION CONTROLLER (BSC) BASED ON AN ATM SWITCH   Grant   7794   US   30.12.1997   09/607065
AT1068762   TRACKING OF REAL TIME AND OBSERVED TIME DIFFERENCE VALUES INTIME   Grant   7882   AT   30.03.1999   99945702.1
AU755890   TRACKING OF REAL TIME AND OBSERVED TIME DIFFERENCE VALUES INTIME   Grant   7882   AU   30.03.1999   59468/99
CH1068762   TRACKING OF REAL TIME AND OBSERVED TIME DIFFERENCE VALUES INTIME   Grant   7882   CH   30.03.1999   99945702.1
CNZL99804679.5   TRACKING OF REAL TIME AND OBSERVED TIME DIFFERENCE VALUES INTIME   Grant   7882   CN   30.03.1999   99804679.5
DE69927492.3   TRACKING OF REAL TIME AND OBSERVED TIME DIFFERENCE VALUES INTIME   Grant   7882   DE   30.03.1999   99945702.1
EP1068762   TRACKING OF REAL TIME AND OBSERVED TIME DIFFERENCE VALUES INTIME   Grant   7882   EP   30.03.1999   99945702.1
JP4059626   TRACKING OF REAL TIME AND OBSERVED TIME DIFFERENCE VALUES INTIME   Grant   7882   JP   30.03.1999   2000-544146
NL1068762   TRACKING OF REAL TIME AND OBSERVED TIME DIFFERENCE VALUES INTIME   Grant   7882   NL   30.03.1999   99945702.1
NO325596   TRACKING OF REAL TIME AND OBSERVED TIME DIFFERENCE VALUES INTIME   Grant   7882   NO   30.03.1999   20004893
US6456237   TRACKING OF REAL TIME AND OBSERVED TIME DIFFERENCE VALUES INTIME   Grant   7882   US   30.03.1999   09/677114
GB2370183   NBR POOL FOR SIMA NETWORK   Grant   7959   GB   20.7.1999   30514.4
US6249816   NBR POOL FOR SIMA NETWORK   Grant   7959   US   22.7.1998   09/120607
DE69935006.9   System and method for prioritizing multicast packets in a network service class utilizing a priority-based quality of service   Grant   7960   DE   9.12.1999   99966074.9
EP1135962   System and method for prioritizing multicast packets in a network service class utilizing a priority-based quality of service   Grant   7960   EP   9.12.1999   99966074.9
FR1135962   System and method for prioritizing multicast packets in a network service class utilizing a priority-based quality of service   Grant   7960   FR   9.12.1999   99966074.9

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 23
 

 

Patent/
Publication
  Title   Status   Family   County   Filing Date   Filing No.
GB1135962   System and method for prioritizing multicast packets in a network service class utilizing a priority-based quality of service   Grant   7960   GB   9.12.1999   99966074.9
IT1135962   System and method for prioritizing multicast packets in a network service class utilizing a priority-based quality of service   Grant   7960   IT   9.12.1999   99966074.9
SE1135962   System and method for prioritizing multicast packets in a network service class utilizing a priority-based quality of service   Grant   7960   SE   9.12.1999   99966074.9
US6549938   System and method for prioritizing multicast packets in a network service class utilizing a priority-based quality of service   Grant   7960   US   10.12.1998   09/209182
US6466794   CHANNEL ALLOCATION   Grant   10215   US   21.01.1998   09/357180
CNZL97192088.5   MT SMS QUEUING AT THE VISITED MSC   Grant   10609   CN   04.02.1997   97192088.5
FI102346   MT SMS QUEUING AT THE VISITED MSC   Grant   10609   FI   05.02.1996   FI 960523
US6463291   MT SMS QUEUING AT THE VISITED MSC   Grant   10609   US   04.02.1997   09/117701
CA2250037   SPEECH TRANSMISSION IN A PACKET NETWORK   Grant   10732   CA   27.3.1997   2250037
CNZL97194117.3   SPEECH TRANSMISSION IN A PACKET NETWORK   Grant   10732   CN   27.3.1997   97194117.3
DE69738106.4   SPEECH TRANSMISSION IN A PACKET NETWORK   Grant   10732   DE   27.3.1997   97908301.1
EP894383   SPEECH TRANSMISSION IN A PACKET NETWORK   Grant   10732   EP   27.3.1997   97908301.1
ES894383   SPEECH TRANSMISSION IN A PACKET NETWORK   Grant   10732   ES   27.3.1997   97908301.1
FI103456   SPEECH TRANSMISSION IN A PACKET NETWORK   Grant   10732   FI   29.3.1996   961442
FR894383   SPEECH TRANSMISSION IN A PACKET NETWORK   Grant   10732   FR   27.3.1997   97908301.1
GB894383   SPEECH TRANSMISSION IN A PACKET NETWORK   Grant   10732   GB   27.3.1997   97908301.1
HK1017189   SPEECH TRANSMISSION IN A PACKET NETWORK   Grant   10732   HK   27.4.1999   99101866.1
IN206503   SPEECH TRANSMISSION IN A PACKET NETWORK   Grant   10732   IN   20.3.1997   IN 588/MAS/97
IT894383   SPEECH TRANSMISSION IN A PACKET NETWORK   Grant   10732   IT   27.3.1997   97908301.1
PH1-1997-55861   SPEECH TRANSMISSION IN A PACKET NETWORK   Grant   10732   PH   17.3.1997   I-55861
US6738374   SPEECH TRANSMISSION IN A PACKET NETWORK   Grant   10732   US   27.3.1997   09/155426
US6085100   METHOD OF ROUTING REPLY SHORT MESSAGES   Grant   10762   US   02.01.1998   09/125752
CNZL98807025.1   ROUTING SHORT MESSAGES   Grant   10765   CN   02.06.1998   98807025.1
DE69834402.2   ROUTING SHORT MESSAGES   Grant   10765   DE   02.06.1998   98924342.3
EP992164   ROUTING SHORT MESSAGES   Grant   10765   EP   02.06.1998   98924342.3
ES992164   ROUTING SHORT MESSAGES   Grant   10765   ES   02.06.1998   98924342.3
FI109511   ROUTING OF MOBILE ORIGINATED SHORT MESSAGES (MO-SM) FORM SMSC TO THE RIGHT   Grant   10765   FI   03.06.1997   FI 972357
FR992164   ROUTING SHORT MESSAGES   Grant   10765   FR   02.06.1998   98924342.3
GB992164   ROUTING SHORT MESSAGES   Grant   10765   GB   02.06.1998   98924342.3
IT992164   ROUTING SHORT MESSAGES   Grant   10765   IT   02.06.1998   98924342.3
JP3988836   ROUTING SHORT MESSAGES   Grant   10765   JP   02.06.1998   11-501673

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 24
 

 

Patent/
Publication
  Title   Status   Family   County   Filing Date   Filing No.
NL992164   ROUTING SHORT MESSAGES   Grant   10765   NL   02.06.1998   98924342.3
SE992164   ROUTING SHORT MESSAGES   Grant   10765   SE   02.06.1998   98924342.3
US6292669   ROUTING SHORT MESSAGES   Grant   10765   US   02.06.1998   09/454946
US6571284   RADIOTOISTINTEN AUTOMAATTINEN VIRITYS   Grant   10780   US   02.01.1998   09/331764
CNZL00816538.6   CALL ROUTING IN A TELECOMMUNICATION SYSTEM   Grant   10906   CN   29.11.2000   816538.6
EP1234418   CALL ROUTING IN A TELECOMMUNICATION SYSTEM   Grant   10906   EP   29.11.2000   985284.9
GB1234418   CALL ROUTING IN A TELECOMMUNICATION SYSTEM   Grant   10906   GB   29.11.2000   985284.9
US7606261   CALL ROUTING IN A TELECOMMUNICATION SYSTEM   Grant   10906   US   29.11.2000   10/153180
CNZL01810732.X   MANAGEMENT OF SUBSCRIBER DATA IN MOBILE SYSTEM   Grant   10919   CN   04.06.2001   01810732.X
DE60115454.1   MANAGEMENT OF SUBSCRIBER DATA IN MOBILE SYSTEM   Grant   10919   DE   04.06.2001   1938289.4
EP1303942   MANAGEMENT OF SUBSCRIBER DATA IN MOBILE SYSTEM   Grant   10919   EP   04.06.2001   1938289.4
ES1303942   MANAGEMENT OF SUBSCRIBER DATA IN MOBILE SYSTEM   Grant   10919   ES   04.06.2001   1938289.4
FI111594   IP-TEKNIIKAN JA WEB-SIVUJEN HYÖDYNTÄMINEN MATKAPUHELINVERKONTILAAJATIETOJEN   Grant   10919   FI   05.06.2000   20001339
FR1303942   MANAGEMENT OF SUBSCRIBER DATA IN MOBILE SYSTEM   Grant   10919   FR   04.06.2001   1938289.4
GB1303942   MANAGEMENT OF SUBSCRIBER DATA IN MOBILE SYSTEM   Grant   10919   GB   04.06.2001   1938289.4
IT1303942   MANAGEMENT OF SUBSCRIBER DATA IN MOBILE SYSTEM   Grant   10919   IT   04.06.2001   1938289.4
US20040038679   MANAGEMENT OF SUBSCRIBER DATA IN MOBILE SYSTEM   Pending   10919   US   04.06.2001   10/297333
US7012924   Process and unit for configuring or monitoring ATM devices comprising registers   Grant   10969   US   11.1.2000   09/889522
CA2287227   Method to combine the radio and fixed network transmission channels effectively in the fixed   Grant   11159   CA   09.04.1998   2287227
CNZL98804385.8   DATA TRANSMISSION IN A MOBILE NETWORK   Grant   11159   CN   09.04.1998   98804385.8
DE69834917.2   Method to combine the radio and fixed network transmission channels effectively in the fixed   Grant   11159   DE   09.04.1998   98913785.6
EP985288   Method to combine the radio and fixed network transmission channels effectively in the fixed   Grant   11159   EP   09.04.1998   98913785.6
FR985288   Method to combine the radio and fixed network transmission channels effectively in the fixed   Grant   11159   FR   09.04.1998   98913785.6

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 25
 

 

Patent/
Publication
  Title   Status   Family   County   Filing Date   Filing No.
GB985288   Method to combine the radio and fixed network transmission channels effectively in the fixed   Grant   11159   GB   09.04.1998   98913785.6
IT985288   Method to combine the radio and fixed network transmission channels effectively in the fixed   Grant   11159   IT   09.04.1998   98913785.6
US6353605   Method to combine the radio and fixed network transmission channels effectively in the fixed   Grant   11159   US   09.04.1998   09/418660
DE69733613.1   ROUTING OF PACKETS IN A TELECOMMUNICATIONS SYSTEM   Grant   11162   DE   27.10.1997   97910478.3
EP941592   ROUTING OF PACKETS IN A TELECOMMUNICATIONS SYSTEM   Grant   11162   EP   27.10.1997   97910478.3
FR941592   ROUTING OF PACKETS IN A TELECOMMUNICATIONS SYSTEM   Grant   11162   FR   27.10.1997   97910478.3
GB941592   ROUTING OF PACKETS IN A TELECOMMUNICATIONS SYSTEM   Grant   11162   GB   27.10.1997   97910478.3
IT941592   ROUTING OF PACKETS IN A TELECOMMUNICATIONS SYSTEM   Grant   11162   IT   27.10.1997   97910478.3
US6870839   CROSS-CONNECTING SUB-TIMESLOT DATA RATES   Grant   11338   US   21.9.1999   09/400645
CNZL98812499.8   CALLING SUBSCRIBER VALIDATION   Grant   11399   CN   23.12.1998   98812499.8
DE69829118.2   CALLING SUBSCRIBER VALIDATION   Grant   11399   DE   23.12.1998   98962457.2
EP1053626   CALLING SUBSCRIBER VALIDATION   Grant   11399   EP   23.12.1998   98962457.2
GB1053626   CALLING SUBSCRIBER VALIDATION   Grant   11399   GB   23.12.1998   98962457.2
US6678368   CALLING SUBSCRIBER VALIDATION   Grant   11399   US   23.12.1998   09/594334
US6345091   Telecommunication system and method for implementing an ISDN PBX interface   Grant   11406   US   16.2.1999   09/641381
EP1013132   SWITCH ARRANGEMENT   Grant   11590   EP   14.7.1998   98935047.5
GB1013132   SWITCH ARRANGEMENT   Grant   11590   GB   14.7.1998   98935047.5
US6735203   SWITCH ARRANGEMENT   Grant   11590   US   14.7.1998   09/480235
DE69838103.3   BUFFER MANAGEMENT   Grant   11602   DE   27.10.1998   98950138.2
EP1031253   BUFFER MANAGEMENT   Grant   11602   EP   27.10.1998   98950138.2
FR1031253   BUFFER MANAGEMENT   Grant   11602   FR   27.10.1998   98950138.2
US6549541   BUFFER MANAGEMENT   Grant   11602   US   27.10.1998   09/557467
US6954426   METHOD AND SYSTEM FOR ROUTING IN AN ATM NETWORK   Grant   11674   US   31.5.1999   09/728615
CA2276374   SCP.N OHJAAMAN LISÄVALINNAN KERÄÄMISEN MONIPUOLISTAMINEN   Grant   14028   CA   26.10.1998   2276374
CN98802213.3   SCP.N OHJAAMAN LISÄVALINNAN KERÄÄMISEN MONIPUOLISTAMINEN   Grant   14028   CN   26.10.1998   98802213.3
DE69828151.9   SCP.N OHJAAMAN LISÄVALINNAN KERÄÄMISEN MONIPUOLISTAMINEN   Grant   14028   DE   26.10.1998   98950132.5

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 26
 

 

Patent/
Publication
  Title   Status   Family   County   Filing Date   Filing No.
EP956714   SCP.N OHJAAMAN LISÄVALINNAN KERÄÄMISEN MONIPUOLISTAMINEN   Grant   14028   EP   26.10.1998   98950132.5
ES956714   SCP.N OHJAAMAN LISÄVALINNAN KERÄÄMISEN MONIPUOLISTAMINEN   Grant   14028   ES   26.10.1998   98950132.5
FI105981   SCP.N OHJAAMAN LISÄVALINNAN KERÄÄMISEN MONIPUOLISTAMINEN   Grant   14028   FI   30.10.1997   974100
FR956714   SCP.N OHJAAMAN LISÄVALINNAN KERÄÄMISEN MONIPUOLISTAMINEN   Grant   14028   FR   26.10.1998   98950132.5
GB956714   SCP.N OHJAAMAN LISÄVALINNAN KERÄÄMISEN MONIPUOLISTAMINEN   Grant   14028   GB   26.10.1998   98950132.5
IT956714   SCP.N OHJAAMAN LISÄVALINNAN KERÄÄMISEN MONIPUOLISTAMINEN   Grant   14028   IT   26.10.1998   98950132.5
JP4317271   SCP.N OHJAAMAN LISÄVALINNAN KERÄÄMISEN MONIPUOLISTAMINEN   Grant   14028   JP   26.10.1998   11-530114
US6393121   SCP.N OHJAAMAN LISÄVALINNAN KERÄÄMISEN MONIPUOLISTAMINEN   Grant   14028   US   26.10.1998   09/331874
EP1232646   MENETELMÄ GSM-TILAAJAN LASKUTUKSEN OHJAAMISEKSI KESKITETYN SSP-KESKUKSEN   Publication   14208   EP   23.11.2000   981400.5
US6980791   MENETELMÄ GSM-TILAAJAN LASKUTUKSEN OHJAAMISEKSI KESKITETYN SSP-KESKUKSEN   Grant   14208   US   23.11.2000   10/152353
EP1142236   Data transmission method and a network element   Publication   14268   EP   23.12.1999   99967599.4
JP4477240   Data transmission method and a network element   Grant   14268   JP   23.12.1999   2000-591759
US7792092   Data transmission method and a network element   Grant   14268   US   23.12.1999   09/868819
US6466790   SOLSA AND GPRS   Grant   14541   US   17.01.2000   09/903865
US7031318   Selection of a virtual path or channel in a communications network   Grant   14633   US   20.4.2000   10/013634
US7050403   PACKET LENGTH CLASSIFICATION   Grant   14670   US   12.04.1999   09/970754
BR9917334   TRANSMISSION AND INTERCONNECTION METHOD   Publication   14734   BR   31.05.1999   PI9917334.4
CA2374847   TRANSMISSION AND INTERCONNECTION METHOD   Grant   14734   CA   31.05.1999   2374847
CNZL99816695.2   TRANSMISSION AND INTERCONNECTION METHOD   Grant   14734   CN   31.05.1999   99816695.2
JP3782348   TRANSMISSION AND INTERCONNECTION METHOD   Grant   14734   JP   31.05.1999   2001-500582
KR700080   TRANSMISSION AND INTERCONNECTION METHOD   Grant   14734   KR   31.05.1999   7015377/2001
US7072358   TRANSMISSION AND INTERCONNECTION METHOD   Grant   14734   US   31.05.1999   09/997200
DE69940526.2   IP TELEPHONY GATEWAY FOR SOLUTION FOR TELECOM SWITCHES   Grant   14777   DE   14.5.1999   99973857.8

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 27
 

 

Patent/
Publication
  Title   Status   Family   County   Filing Date   Filing No.
EP1179266   IP TELEPHONY GATEWAY FOR SOLUTION FOR TELECOM SWITCHES   Grant   14777   EP   14.5.1999   99973857.8
FR1179266   IP TELEPHONY GATEWAY FOR SOLUTION FOR TELECOM SWITCHES   Grant   14777   FR   14.5.1999   99973857.8
GB1179266   IP TELEPHONY GATEWAY FOR SOLUTION FOR TELECOM SWITCHES   Grant   14777   GB   14.5.1999   99973857.8
US 11/448132   IP TELEPHONY GATEWAY FOR SOLUTION FOR TELECOM SWITCHES   N/A   14777   US   7.6.2006   11/448132
US7075923   IP TELEPHONY GATEWAY FOR SOLUTION FOR TELECOM SWITCHES   Grant   14777   US   14.5.1999   10/002242
DE69917686.7   Connection management in ATM based network and in ATM network elements   Grant   14786   DE   23.12.1999   99968379
EP1245130   Connection management in ATM based network and in ATM network elements   Grant   14786   EP   23.12.1999   99968379
US7467209   Connection management in ATM based network and in ATM network elements   Grant   14786   US   23.12.1999   10/149734
CA2375995   ARCHITECTURE FOR IP TEPELHONY NETWORK WITH MOBILITY SUPPORT   Grant   14926   CA   12.06.2000   2375995
CN811870.1   ARCHITECTURE FOR IP TEPELHONY NETWORK WITH MOBILITY SUPPORT   Grant   14926   CN   12.06.2000   811870.1
US7502339   ARCHITECTURE FOR IP TEPELHONY NETWORK WITH MOBILITY SUPPORT   Grant   14926   US   21.06.1999   09/337330
BR13975   RELOCATION OF RRC PROTOCOL IN SRNS RELOCATION   Publication   15038   BR   13.09.2000   PI0013975.0
CA2384290   RELOCATION OF RRC PROTOCOL IN SRNS RELOCATION   Grant   15038   CA   13.09.2000   2384290
CNZL00812876.6   RELOCATION OF RRC PROTOCOL IN SRNS RELOCATION   Grant   15038   CN   13.09.2000   812876.6
DE60044939.4   RELOCATION OF RRC PROTOCOL IN SRNS RELOCATION   Grant   15038   DE   13.09.2000   966045.7
EP1212919   RELOCATION OF RRC PROTOCOL IN SRNS RELOCATION   Grant   15038   EP   13.09.2000   966045.7
ES1212919   RELOCATION OF RRC PROTOCOL IN SRNS RELOCATION   Grant   15038   ES   13.09.2000   966045.7
GB1212919   RELOCATION OF RRC PROTOCOL IN SRNS RELOCATION   Grant   15038   GB   13.09.2000   966045.7
JP3602501   RELOCATION OF RRC PROTOCOL IN SRNS RELOCATION   Grant   15038   JP   13.09.2000   524385/2001
KR531144   RELOCATION OF RRC PROTOCOL IN SRNS RELOCATION   Grant   15038   KR   13.09.2000   7003438/2002
US7242933   RELOCATION OF RRC PROTOCOL IN SRNS RELOCATION   Grant   15038   US   13.09.2000   10/088452
AU773182   SYNCHRONIZATION OF PROTOCOL REMAPPING   Grant   15081   AU   11.10.1999   63372/99
BE1221212   SYNCHRONIZATION OF PROTOCOL REMAPPING   Grant   15081   BE   11.10.1999   99950691.8
CA2385914   SYNCHRONIZATION OF PROTOCOL REMAPPING   Grant   15081   CA   11.10.1999   2385914

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 28
 

 

Patent/
Publication
  Title   Status   Family   County   Filing Date   Filing No.
CH1221212   SYNCHRONIZATION OF PROTOCOL REMAPPING   Grant   15081   CH   11.10.1999   99950691.8
CNZL99816942.0   SYNCHRONIZATION OF PROTOCOL REMAPPING   Grant   15081   CN   11.10.1999   99816942
DE69923611.8   SYNCHRONIZATION OF PROTOCOL REMAPPING   Grant   15081   DE   11.10.1999   99950691.8
EP1221212   SYNCHRONIZATION OF PROTOCOL REMAPPING   Grant   15081   EP   11.10.1999   99950691.8
ES1221212   SYNCHRONIZATION OF PROTOCOL REMAPPING   Grant   15081   ES   11.10.1999   99950691.8
FR1221212   SYNCHRONIZATION OF PROTOCOL REMAPPING   Grant   15081   FR   11.10.1999   99950691.8
GB1221212   SYNCHRONIZATION OF PROTOCOL REMAPPING   Grant   15081   GB   11.10.1999   99950691.8
IT1221212   SYNCHRONIZATION OF PROTOCOL REMAPPING   Grant   15081   IT   11.10.1999   99950691.8
JP3694266   SYNCHRONIZATION OF PROTOCOL REMAPPING   Grant   15081   JP   11.10.1999   2001-530235
KR621232   SYNCHRONIZATION OF PROTOCOL REMAPPING   Grant   15081   KR   11.10.1999   7004651/2002
NL1221212   SYNCHRONIZATION OF PROTOCOL REMAPPING   Grant   15081   NL   11.10.1999   99950691.8
SE1221212   SYNCHRONIZATION OF PROTOCOL REMAPPING   Grant   15081   SE   11.10.1999   99950691.8
US7720048   Channel allocation in a network element between at least two networks   Grant   15251   US   11.4.2001   10/297764
JP4357835   PROVIDING MT SERVICES FOR UNREGISTERED SUBSCRIBERS IN R2000IM NETWORKS   Grant   15483   JP   04.01.2002   2002-555050
JP4929248   PROVIDING MT SERVICES FOR UNREGISTERED SUBSCRIBERS IN R2000IM NETWORKS   Grant   15483   JP   06.08.2008   2008-202743
US7043246   PROVIDING MT SERVICES FOR UNREGISTERED SUBSCRIBERS IN R2000IM NETWORKS   Grant   15483   US   04.01.2002   10/035339
CNZL00819649.4   MULTIMEDIA MESSAGING DIGITAL PRINT DESIGNATION FORMAT   Grant   15513   CN   16.06.2000   819649.4
DE60010529.6   MULTIMEDIA MESSAGING DIGITAL PRINT DESIGNATION FORMAT   Grant   15513   DE   16.06.2000   942088.6
EP1295465   MULTIMEDIA MESSAGING DIGITAL PRINT DESIGNATION FORMAT   Grant   15513   EP   16.06.2000   942088.6
FR1295465   MULTIMEDIA MESSAGING DIGITAL PRINT DESIGNATION FORMAT   Grant   15513   FR   16.06.2000   942088.6
GB1295465   MULTIMEDIA MESSAGING DIGITAL PRINT DESIGNATION FORMAT   Grant   15513   GB   16.06.2000   942088.6
US7986422   MULTIMEDIA MESSAGING DIGITAL PRINT DESIGNATION FORMAT   Grant   15513   US   16.06.2000   10/296891
US6934280   Multiple services emulation over a single network service   Grant   16675   US   4.5.2000   09/565675
US7353278   SUBSCRIPTION OF EVENTS IN IMS FROM AN EXTERNAL NETWORK   Grant   16712   US   04.06.2003   10/517532
CN200480014430   TRANSMITTING KEY LOAD/THROUGHPUT FIGURES FOR CLUSTER NODES IN HEARTBEAT   Grant   16875   CN   24.05.2004   200480014430
EP1627316   TRANSMITTING KEY LOAD/THROUGHPUT FIGURES FOR CLUSTER NODES IN HEARTBEAT   Publication   16875   EP   24.05.2004   4734532.7

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 29
 

 

Patent/
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JP4129473   TRANSMITTING KEY LOAD/THROUGHPUT FIGURES FOR CLUSTER NODES IN HEARTBEAT   Grant   16875   JP   24.05.2004   2006-508328
US7546366   TRANSMITTING KEY LOAD/THROUGHPUT FIGURES FOR CLUSTER NODES IN HEARTBEAT   Grant   16875   US   31.07.2003   10/630972
DE69727641.4   METHOD FOR SENDING A SECURE MESSAGE IN A TELECOMMUNICATION SYSTEM   Grant   17007   DE   04.11.1997   97308890.9
EP841770   METHOD FOR SENDING A SECURE MESSAGE IN A TELECOMMUNICATION SYSTEM   Grant   17007   EP   04.11.1997   97308890.9
FR841770   METHOD FOR SENDING A SECURE MESSAGE IN A TELECOMMUNICATION SYSTEM   Grant   17007   FR   04.11.1997   97308890.9
GB841770   METHOD FOR SENDING A SECURE MESSAGE IN A TELECOMMUNICATION SYSTEM   Grant   17007   GB   04.11.1997   97308890.9
US5909491   METHOD FOR SENDING A SECURE MESSAGE IN A TELECOMMUNICATIONSSYSTEM   Grant   17007   US   06.11.1996   08/744682
US6996195   MMSE INTERPOLATION TECHNIQUES FOR THE LEAST SQUARES CHANNELESTIMATE IN STC   Grant   17122   US   21.12.2000   09/746376
CN2806506.9   CROSS SESSION DICTIONARY FOR COMPRESSION OF TEXT-BASED MESSAGES   Grant   17233   CN   11.03.2002   2806506.9
DE60243027.5   CROSS SESSION DICTIONARY FOR COMPRESSION OF TEXT-BASED MESSAGES   Grant   17233   DE   11.03.2002   02707033.3
EP1378064   CROSS SESSION DICTIONARY FOR COMPRESSION OF TEXT-BASED MESSAGES   Allowance   17233   EP   11.03.2002   2707033.3
IN223183   CROSS SESSION DICTIONARY FOR COMPRESSION OF TEXT-BASED MESSAGES   Grant   17233   IN   11.03.2002   1420/CHENP/2
RU2273091   CROSS SESSION DICTIONARY FOR COMPRESSION OF TEXT-BASED MESSAGES   Grant   17233   RU   11.03.2002   2003130270
US7155173   CROSS SESSION DICTIONARY FOR COMPRESSION OF TEXT-BASED MESSAGES   Grant   17233   US   17.12.2001   10/024412
US7693492   CROSS SESSION DICTIONARY FOR COMPRESSION OF TEXT-BASED MESSAGES   Grant   17233   US   12.09.2005   11/225263
DE60331071   GPRS/UMTS GGSN/IGSN ACTING AS MOBILE IP PROXY   Grant   17242   DE   17.07.2003   3765225.2
EP1523840   GPRS/UMTS GGSN/IGSN ACTING AS MOBILE IP PROXY   Grant   17242   EP   17.07.2003   3765225.2
FR1523840   GPRS/UMTS GGSN/IGSN ACTING AS MOBILE IP PROXY   Grant   17242   FR   17.07.2003   3765225.2
GB1523840   GPRS/UMTS GGSN/IGSN ACTING AS MOBILE IP PROXY   Grant   17242   GB   17.07.2003   3765225.2
US7218618   GPRS/UMTS GGSN/IGSN ACTING AS MOBILE IP PROXY   Grant   17242   US   19.07.2002   10/198599
US6128659   Method and apparatus for resolving dynamic channel assignment conflict in AAL2 negotiation procedure   Grant   17304   US   24.2.1998   09/028804

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 30
 

 

Patent/
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DE69901031.4   Method and apparatus for efficient switching of partial minicells in ATM adaptation layer 2   Grant   17307   DE   19.5.1999   99924367.8
EP1080601   Method and apparatus for efficient switching of partial minicells in ATM adaptation layer 2   Grant   17307   EP   19.5.1999   99924367.8
US6449276   Method and apparatus for efficient switching of partial minicells in ATM adaptation layer 2   Grant   17307   US   20.5.1998   09/082031
US6717948   Knowledge-based connection admission method and apparatus for providing efficient multiplexing of data and speech over AAL2   Grant   17309   US   30.7.1998   09/126835
CNZL00804632.8   GENERIC LABEL ENCAPSULATION PROTOCOL FOR CARRYING LABEL SWITCHED PACKETS   Grant   17315   CN   09.03.2000   804632.8
US6331978   GENERIC LABEL ENCAPSULATION PROTOCOL FOR CARRYING LABEL SWITCHED PACKETS   Grant   17315   US   09.03.1999   09/264758
DE60039288   MINI PACKET SWITCHING IN IP BASED CELLULAR ACCESS NETWORKS   Grant   17326   DE   03.03.2000   917722.1
EP1157506   MINI PACKET SWITCHING IN IP BASED CELLULAR ACCESS NETWORKS   Grant   17326   EP   03.03.2000   917722.1
FR1157506   MINI PACKET SWITCHING IN IP BASED CELLULAR ACCESS NETWORKS   Grant   17326   FR   03.03.2000   917722.1
GB1157506   MINI PACKET SWITCHING IN IP BASED CELLULAR ACCESS NETWORKS   Grant   17326   GB   03.03.2000   917722.1
IT29517 BE/2008   MINI PACKET SWITCHING IN IP BASED CELLULAR ACCESS NETWORKS   Grant   17326   IT   03.03.2000   917722.1
US6366961   METHOD AND APPARATUS FOR PROVIDING MINI PACKET SWITCHING INIP BASED   Grant   17326   US   03.03.1999   09/262148
DE60234466.2   Mechanism to create pinhole for existing session in middlebox   Grant   17439   DE   6.12.2002   2788297.6
EP1451705   Mechanism to create pinhole for existing session in middlebox   Grant   17439   EP   6.12.2002   2788297.6
US7420943   Mechanism to create pinhole for existing session in middlebox   Grant   17439   US   6.12.2002   10/314494
CN200580013835   CORRELATION OF SERVICE INSTANCE, R-P CONNECTION AND RADIO CONNECTION IN   Grant   17746   CN   10.03.2005   200580013835
EP1776644   CORRELATION OF SERVICE INSTANCE, R-P CONNECTION AND RADIO CONNECTION IN   Publication   17746   EP   10.03.2005   5725368.4
IN243980   CORRELATION OF SERVICE INSTANCE, R-P CONNECTION AND RADIO CONNECTION IN   Grant   17746   IN   10.03.2005   5366/DELNP/2
JP4672002   CORRELATION OF SERVICE INSTANCE, R-P CONNECTION AND RADIO CONNECTION IN   Grant   17746   JP   10.03.2005   2007-503048

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 31
 

 

Patent/
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US7558283   CORRELATION OF SERVICE INSTANCE, R-P CONNECTION AND RADIO CONNECTION IN   Grant   17746   US   02.03.2005   11/071492
ZA2006/8432   CORRELATION OF SERVICE INSTANCE, R-P CONNECTION AND RADIO CONNECTION IN CDMA2000 NETWORK   Grant   17746   ZA   10.03.2005   2006/8432
CN200580026870   CELLULAR ENABLED WLAN OPERATION CONFIGURATION   Grant   17918   CN   23.06.2005   200580026870
EP1767009   CELLULAR ENABLED WLAN OPERATION CONFIGURATION   Local filing   17918   EP   23.06.2005   5754686.3
TW94121076   CELLULAR ENABLED WLAN OPERATION CONFIGURATION   Allowance   17918   TW   24.06.2005   94121076
US7289807   CELLULAR ENABLED WLAN OPERATION CONFIGURATION   Grant   17918   US   23.06.2005   11/159700
US6408063   A SUBSCRIBER RELATED INFO TO B-SUBSCRIBER BEFORE CALL IS ANSWERED   Grant   18052   US   05.10.1999   09/412926
CNZL00806049.5   ROTATING SCH TRANSMISSION   Grant   18319   CN   07.04.2000   806049.5
DE60039231.7   ROTATING SCH TRANSMISSION   Grant   18319   DE   07.04.2000   920976.8
EP1166589   ROTATING SCH TRANSMISSION   Grant   18319   EP   07.04.2000   920976.8
FR1166589   ROTATING SCH TRANSMISSION   Grant   18319   FR   07.04.2000   920976.8
GB1166589   ROTATING SCH TRANSMISSION   Grant   18319   GB   07.04.2000   920976.8
IT1166589   ROTATING SCH TRANSMISSION   Grant   18319   IT   07.04.2000   920976.8
NL1166589   ROTATING SCH TRANSMISSION   Grant   18319   NL   07.04.2000   920976.8
US6973060   ROTATING SCH TRANSMISSION   Grant   18319   US   03.01.2000   09/476500
AT1330933   ASSOCIATION OF TLLI AND SCCP CONNECTION TO ENABLE FAST DEPLOYMENT OF LCS IN   Grant   18965   AT   18.10.2001   1980558.9
BE1330933   ASSOCIATION OF TLLI AND SCCP CONNECTION TO ENABLE FAST DEPLOYMENT OF LCS IN   Grant   18965   BE   18.10.2001   1980558.9
BRPI0114863-   ASSOCIATION OF TLLI AND SCCP CONNECTION TO ENABLE FAST DEPLOYMENT OF LCS IN   Publication   18965   BR   18.10.2001   PI0114863.0
CA2426082   ASSOCIATION OF TLLI AND SCCP CONNECTION TO ENABLE FAST DEPLOYMENT OF LCS IN   Grant   18965   CA   18.10.2001   2426082
CH1330933   ASSOCIATION OF TLLI AND SCCP CONNECTION TO ENABLE FAST DEPLOYMENT OF LCS IN   Grant   18965   CH   18.10.2001   1980558.9
CNZL01817866.9   ASSOCIATION OF TLLI AND SCCP CONNECTION TO ENABLE FAST DEPLOYMENT OF LCS IN   Grant   18965   CN   18.10.2001   1817866.9
DE60115947   ASSOCIATION OF TLLI AND SCCP CONNECTION TO ENABLE FAST DEPLOYMENT OF LCS IN   Grant   18965   DE   18.10.2001   1980558.9
EP1330933   ASSOCIATION OF TLLI AND SCCP CONNECTION TO ENABLE FAST DEPLOYMENT OF LCS IN   Grant   18965   EP   18.10.2001   1980558.9
ES1330933   ASSOCIATION OF TLLI AND SCCP CONNECTION TO ENABLE FAST DEPLOYMENT OF LCS IN   Grant   18965   ES   18.10.2001   1980558.9

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 32
 

 

Patent/
Publication
  Title   Status   Family   County   Filing Date   Filing No.
FI111044   ASSOCIATION OF TLLI AND SCCP CONNECTION TO ENABLE FAST DEPLOYMENT OF LCS IN   Grant   18965   FI   24.10.2000   20002337
FR1330933   ASSOCIATION OF TLLI AND SCCP CONNECTION TO ENABLE FAST DEPLOYMENT OF LCS IN   Grant   18965   FR   18.10.2001   1980558.9
GB1330933   ASSOCIATION OF TLLI AND SCCP CONNECTION TO ENABLE FAST DEPLOYMENT OF LCS IN   Grant   18965   GB   18.10.2001   1980558.9
IT1330933   ASSOCIATION OF TLLI AND SCCP CONNECTION TO ENABLE FAST DEPLOYMENT OF LCS IN   Grant   18965   IT   18.10.2001   1980558.9
JP4638470   ASSOCIATION OF TLLI AND SCCP CONNECTION TO ENABLE FAST DEPLOYMENT OF LCS IN   Grant   18965   JP   05.09.2007   2007-230678
KR509575   ASSOCIATION OF TLLI AND SCCP CONNECTION TO ENABLE FAST DEPLOYMENT OF LCS IN   Grant   18965   KR   18.10.2001   20037005573
NL1330933   ASSOCIATION OF TLLI AND SCCP CONNECTION TO ENABLE FAST DEPLOYMENT OF LCS IN   Grant   18965   NL   18.10.2001   1980558.9
SE1330933   ASSOCIATION OF TLLI AND SCCP CONNECTION TO ENABLE FAST DEPLOYMENT OF LCS IN   Grant   18965   SE   18.10.2001   1980558.9
SG95367   ASSOCIATION OF TLLI AND SCCP CONNECTION TO ENABLE FAST DEPLOYMENT OF LCS IN   Grant   18965   SG   18.10.2001   200301203.6
US7126940   ASSOCIATION OF TLLI AND SCCP CONNECTION TO ENABLE FAST DEPLOYMENT OF LCS IN   Grant   18965   US   23.10.2001   10/004084
ZA2003/3108   ASSOCIATION OF TLLI AND SCCP CONNECTION TO ENABLE FAST DEPLOYMENT OF LCS IN GERAN, SDOMAIN   Grant   18965   ZA   18.10.2001   2003/3108
US7647374   OPTIMIZED SIP SIGNALING FOR MULTIPLE SIMULTANEOUS SIP SESSIONS   Grant   19120   US   03.07.2001   10/483006
CN1701329   A METHOD FOR COLLECTING USAGE BASED INFORMATION FOR CHARGING   Allowance   19264   CN   11.03.2003   3806589.4
EP1500012   A METHOD FOR COLLECTING USAGE BASED INFORMATION FOR CHARGING   Publication   19264   EP   11.03.2003   3706810.3
US7860806   A METHOD FOR COLLECTING USAGE BASED INFORMATION FOR CHARGING   Grant   19264   US   12.03.2002   10/096712
EP1451994   Method and system for handling network congestion   Abandoned   19277   EP   23.11.2001   1274740.8
US7782777   Method and system for handling network congestion   Grant   19277   US   23.11.2001   10/495011
DE60307707.2   SIMPLE ADMISSION CONTROL FOR IP BASED RADIO ACCESS NETWORKS   Grant   19437   DE   20.03.2003   3251763.3
EP1347603   SIMPLE ADMISSION CONTROL FOR IP BASED RADIO ACCESS NETWORKS   Grant   19437   EP   20.03.2003   3251763.3
FR1347603   SIMPLE ADMISSION CONTROL FOR IP BASED RADIO ACCESS NETWORKS   Grant   19437   FR   20.03.2003   3251763.3

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 33
 

 

Patent/
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  Title   Status   Family   County   Filing Date   Filing No.
US7489632   SIMPLE ADMISSION CONTROL FOR IP BASED RADIO ACCESS NETWORKS   Grant   19437   US   22.03.2002   10/105067
EP1500209   NEW CLIPPING METHOD   Grant   23720   EP   29.04.2003   3722635.4
GB1500209   NEW CLIPPING METHOD   Grant   23720   GB   29.04.2003   3722635.4
US7940857   NEW CLIPPING METHOD   Grant   23720   US   29.04.2003   10/511759
EP1579640   PRIORITIZED RLC RETRANSMISSIONS, WITH MAC BUFFERING   Publication   23857   EP   01.12.2003   3775703.6
US7489691   PRIORITIZED RLC RETRANSMISSIONS, WITH MAC BUFFERING   Grant   23857   US   23.12.2002   10/325736
BE1186119   METHOD FOR TRANSMITTING A SEQUENCE OF SYMBOLS   Grant   24835   BE   06.07.2000   9944091.8
CH1186119   METHOD FOR TRANSMITTING A SEQUENCE OF SYMBOLS   Grant   24835   CH   06.07.2000   9944091.8
CN101969326   METHOD FOR TRANSMITTING A SEQUENCE OF SYMBOLS   Publication   24835   CN   28.10.2010   201010526581
CN1360764   METHOD FOR TRANSMITTING A SEQUENCE OF SYMBOLS   Publication   24835   CN   06.07.2000   810081
DE60010882.1   METHOD FOR TRANSMITTING A SEQUENCE OF SYMBOLS   Grant   24835   DE   06.07.2000   944091.8
EP1186119   METHOD FOR TRANSMITTING A SEQUENCE OF SYMBOLS   Opposition   24835   EP   06.07.2000   944091.8
ES1186119   METHOD FOR TRANSMITTING A SEQUENCE OF SYMBOLS   Grant   24835   ES   06.07.2000   944091.8
FI111438   METHOD FOR TRANSMITTING A SEQUENCE OF SYMBOLS   Grant   24835   FI   09.07.1999   991589
FR1186119   METHOD FOR TRANSMITTING A SEQUENCE OF SYMBOLS   Grant   24835   FR   06.07.2000   944091.8
GB1186119   METHOD FOR TRANSMITTING A SEQUENCE OF SYMBOLS   Grant   24835   GB   06.07.2000   944091.8
IT1186119   METHOD FOR TRANSMITTING A SEQUENCE OF SYMBOLS   Grant   24835   IT   06.07.2000   944091.8
JP3977640   METHOD FOR TRANSMITTING A SEQUENCE OF SYMBOLS   Grant   24835   JP   06.07.2000   2001-509178
KR449817   METHOD FOR TRANSMITTING A SEQUENCE OF SYMBOLS   Grant   24835   KR   06.07.2000   2001 ###-###-####
NL1186119   METHOD FOR TRANSMITTING A SEQUENCE OF SYMBOLS   Grant   24835   NL   06.07.2000   944091.8
SE1186119   METHOD FOR TRANSMITTING A SEQUENCE OF SYMBOLS   Grant   24835   SE   06.07.2000   944091.8

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 34
 

 

Patent/
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  Title   Status   Family   County   Filing Date   Filing No.
US7724720   METHOD FOR TRANSMITTING A SEQUENCE OF SYMBOLS   Grant   24835   US   17.07.2006   11/457879
US20080144570   METHOD AND APPARRATUS OF SCHEDULING AND MODULATION/CODING SELECTION FOR   Pending   25862   US   21.02.2008   12/035133
US6901046   METHOD AND APPARRATUS OF SCHEDULING AND MODULATION/CODING SELECTION FOR   Grant   25862   US   26.12.2001   10/025609
US7561509   METHOD AND APPARRATUS OF SCHEDULING AND MODULATION/CODING SELECTION FOR   Grant   25862   US   26.07.2004   10/898354
US6665309   METHODS AND APPARATUS OF CHANNEL ALLOCATION WITH CODE DIVISION MULTIPLEXING   Grant   25975   US   28.06.2002   10/185402
US7050406   METHODS AND APPARATUS OF CHANNEL ALLOCATION WITH CODE DIVISION MULTIPLEXING   Grant   25975   US   12.12.2003   10/735266
US7085257   Network phonebook   Grant   26053   US   06.04.2000   09/544141
US6965562   POOLING H.323 GATEWAYS TO RESTRICT WAN-LINK OVERLOADING   Grant   26126   US   14.12.2000   09/735516
EP1073295   LOCATION UPDATE PROCEDURE IN INTERNATIONAL (OR INTER OPERATIONAL) WIRELESS   Publication   26505   EP   28.07.2000   306448.2
US7171209   LOCATION UPDATE PROCEDURE IN INTERNATIONAL (OR INTER OPERATIONAL) WIRELESS   Grant   26505   US   30.03.2004   10/812171
DE60002904.2   ASSEMBLY AND ASSOCIATED METHOD, FOR REMOTELY MONITORING A SURVEILLANCE   Grant   27006   DE   14.09.2000   958915.1
EP1221149   ASSEMBLY AND ASSOCIATED METHOD, FOR REMOTELY MONITORING A SURVEILLANCE   Grant   27006   EP   14.09.2000   958915.1
FI1221149   ASSEMBLY AND ASSOCIATED METHOD, FOR REMOTELY MONITORING A SURVEILLANCE   Grant   27006   FI   14.09.2000   958915.1
FR1221149   ASSEMBLY AND ASSOCIATED METHOD, FOR REMOTELY MONITORING A SURVEILLANCE   Grant   27006   FR   14.09.2000   958915.1
GB1221149   ASSEMBLY AND ASSOCIATED METHOD, FOR REMOTELY MONITORING A SURVEILLANCE   Grant   27006   GB   14.09.2000   958915.1
SE1221149   ASSEMBLY AND ASSOCIATED METHOD, FOR REMOTELY MONITORING A SURVEILLANCE   Grant   27006   SE   14.09.2000   958915.1
US6288641   REMOTE AUDIO-SURVEILLANCE WITH A MOBILE PHONE   Grant   27006   US   15.09.1999   09/396692
DE1197036   LICENSE CONTROL AT A GATEWAY SERVER   Grant   27008   DE   07.06.2000   935241
EP1197036   LICENSE CONTROL AT A GATEWAY SERVER   Grant   27008   EP   07.06.2000   935241
FI111583   LICENSE CONTROL AT A GATEWAY SERVER   Grant   27008   FI   30.06.1999   991493
FR1197036   LICENSE CONTROL AT A GATEWAY SERVER   Grant   27008   FR   07.06.2000   935241
GB1197036   LICENSE CONTROL AT A GATEWAY SERVER   Grant   27008   GB   07.06.2000   935241
NL1197036   LICENSE CONTROL AT A GATEWAY SERVER   Grant   27008   NL   07.06.2000   935241
US7193995   LICENSE CONTROL AT A GATEWAY SERVER   Grant   27008   US   07.06.2000   10/019893

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 35
 

 

Patent/
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  Title   Status   Family   County   Filing Date   Filing No.
US7333946   TICKETING WITH PRINTING OPTION   Grant   27014   US   30.04.2001   09/843718
FI111899   A BILLING SOLUTION FOR MULTIMEDIA MESSAGING   Grant   29648   FI   16.06.2000   20001437
US7590225   A BILLING SOLUTION FOR MULTIMEDIA MESSAGING   Grant   29648   US   15.06.2001   09/882756
US6930988   Method and system for fast IP connectivity in a mobile network   Grant   30602   US   28.10.2002   10/282926
DE60331848.7   MOBILE ROUTER COST METRIC FOR ROUTING PROTOCOL UPDATES IN MOBILE ROUTER   Grant   30625   DE   08.10.2003   3751094.8
EP1559242   MOBILE ROUTER COST METRIC FOR ROUTING PROTOCOL UPDATES IN MOBILE ROUTER   Grant   30625   EP   08.10.2003   3751094.8
GB1559242   MOBILE ROUTER COST METRIC FOR ROUTING PROTOCOL UPDATES IN MOBILE ROUTER   Grant   30625   GB   08.10.2003   3751094.8
KR745206   MOBILE ROUTER COST METRIC FOR ROUTING PROTOCOL UPDATES IN MOBILE ROUTER   Grant   30625   KR   08.10.2003   7008153/2005
US7035940   MOBILE ROUTER COST METRIC FOR ROUTING PROTOCOL UPDATES IN MOBILE ROUTER   Grant   30625   US   07.11.2002   10/290031
US6741555   ENHANCEMENT OF EXPLICIT CONGESTION FOR NOTIFICATION (ECN) FOR WIRELESS NETWORK   Grant   31502   US   14.6.2000   09/594463
CNZL02122854.X   METHOD OF TELLING A WIRELESS CLIENT FROM A LOCAL SERVER   Grant   33025   CN   07.06.2002   02122854.X
DE60208990.5   METHOD OF TELLING A WIRELESS CLIENT FROM A LOCAL SERVER   Grant   33025   DE   28.05.2002   2396076.8
EP1265420   METHOD OF TELLING A WIRELESS CLIENT FROM A LOCAL SERVER   Grant   33025   EP   28.05.2002   2396076.8
ES1265420   METHOD OF TELLING A WIRELESS CLIENT FROM A LOCAL SERVER   Grant   33025   ES   28.05.2002   2396076.8
FR1265420   METHOD OF TELLING A WIRELESS CLIENT FROM A LOCAL SERVER   Grant   33025   FR   28.05.2002   2396076.8
GB1265420   METHOD OF TELLING A WIRELESS CLIENT FROM A LOCAL SERVER   Grant   33025   GB   28.05.2002   2396076.8
IT1265420   METHOD OF TELLING A WIRELESS CLIENT FROM A LOCAL SERVER   Grant   33025   IT   28.05.2002   2396076.8
US7085808   METHOD OF TELLING A WIRELESS CLIENT FROM A LOCAL SERVER   Grant   33025   US   07.06.2001   09/876480
US7103681   ADAPTATION SYSTEM PROVIDING TERMINAL-SPECIFIC URLS OF DOWNLOADABLE   Grant   36688   US   19.06.2003   10/601278
EP1680879   METHOD OF INFORMING TERMINAL CAPABILITY TO NETWORK AFTER START-UP OR ON   Publication   36740   EP   28.10.2004   4791765.3
US7478146   METHOD OF INFORMING TERMINAL CAPABILITY TO NETWORK AFTER START-UP OR ON   Grant   36740   US   03.11.2003   10/700346

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 36
 

 

Patent/
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  Title   Status   Family   County   Filing Date   Filing No.
US7627692   MULTIPLEXING OF COMPRESSED CONTROL AND USER-PLANE MESSAGES   Grant   37366   US   30.01.2004   10/768343
CN200480020637   A MECHANISM FOR ENABLING A MOBILE NODE TO ENGAGE IN IP SIGNALING WITH ITS OFF-   Grant   39894   CN   23.06.2004   200480020637
DE602004033083   A MECHANISM FOR ENABLING A MOBILE NODE TO ENGAGE IN IP SIGNALING WITH ITS OFF-   Grant   39894   DE   23.06.2004   4743792.6
EP1645157   A MECHANISM FOR ENABLING A MOBILE NODE TO ENGAGE IN IP SIGNALING WITH ITS OFF-   Grant   39894   EP   23.06.2004   4743792.6
GB1645157   A MECHANISM FOR ENABLING A MOBILE NODE TO ENGAGE IN IP SIGNALING WITH ITS OFF-   Grant   39894   GB   23.06.2004   4743792.6
PL1645157   A MECHANISM FOR ENABLING A MOBILE NODE TO ENGAGE IN IP SIGNALING WITH ITS OFF-   Grant   39894   PL   23.06.2004   4743792.6
RO1645157   A MECHANISM FOR ENABLING A MOBILE NODE TO ENGAGE IN IP SIGNALING WITH ITS OFF-   Grant   39894   RO   23.06.2004   4743792.6
SE1645157   A MECHANISM FOR ENABLING A MOBILE NODE TO ENGAGE IN IP SIGNALING WITH ITS OFF-   Grant   39894   SE   23.06.2004   4743792.6
US7917152   A MECHANISM FOR ENABLING A MOBILE NODE TO ENGAGE IN IP SIGNALING WITH ITS OFF-   Grant   39894   US   12.02.2004   10/776502
AT1700419   INDICATING INITIAL FLOOR STATE IN SDP   Grant   40217   AT   16.12.2004   4806376.2
AU2004309946   INDICATING INITIAL FLOOR STATE IN SDP   Grant   40217   AU   16.12.2004   2004309946
CH1700419   INDICATING INITIAL FLOOR STATE IN SDP   Grant   40217   CH   16.12.2004   4806376.2
CN200480041579   INDICATING INITIAL FLOOR STATE IN SDP   Grant   40217   CN   16.12.2004   200480041579
CN200910126587   INDICATING INITIAL FLOOR STATE IN SDP   Grant   40217   CN   16.03.2009   200910126587
DE1700419   INDICATING INITIAL FLOOR STATE IN SDP   Grant   40217   DE   16.12.2004   4806376.2
EP1700419   INDICATING INITIAL FLOOR STATE IN SDP   Grant   40217   EP   16.12.2004   4806376.2
ES1700419   INDICATING INITIAL FLOOR STATE IN SDP   Grant   40217   ES   16.12.2004   4806376.2
FR1700419   INDICATING INITIAL FLOOR STATE IN SDP   Grant   40217   FR   16.12.2004   4806376.2
GB1700419   INDICATING INITIAL FLOOR STATE IN SDP   Grant   40217   GB   16.12.2004   4806376.2
HU1700419   INDICATING INITIAL FLOOR STATE IN SDP   Grant   40217   HU   16.12.2004   4806376.2
IN3722/DELNP/2   INDICATING INITIAL FLOOR STATE IN SDP   Filing   40217   IN   16.12.2004   3722/DELNP/2
IT1700419   INDICATING INITIAL FLOOR STATE IN SDP   Grant   40217   IT   16.12.2004   4806376.2
JP4078381   INDICATING INITIAL FLOOR STATE IN SDP   Grant   40217   JP   16.12.2004   2006-546370
KR761805   INDICATING INITIAL FLOOR STATE IN SDP   Grant   40217   KR   16.12.2004   2006 ###-###-####
NL1700419   INDICATING INITIAL FLOOR STATE IN SDP   Grant   40217   NL   16.12.2004   4806376.2
RO1700419   INDICATING INITIAL FLOOR STATE IN SDP   Grant   40217   RO   16.12.2004   4806376.2
SE1700419   INDICATING INITIAL FLOOR STATE IN SDP   Grant   40217   SE   16.12.2004   4806376.2
TR1700419   INDICATING INITIAL FLOOR STATE IN SDP   Grant   40217   TR   16.12.2004   4806376.2
US7920499   INDICATING INITIAL FLOOR STATE IN SDP   Grant   40217   US   26.03.2004   10/809710
DE602005020445   DISCOVERY OF V4-V6 INTERWORKING ROUTER   Grant   40233   DE   08.06.2005   5748845.4
EP1759519   DISCOVERY OF V4-V6 INTERWORKING ROUTER   Grant   40233   EP   08.06.2005   5748845.4

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 37
 

 

Patent/
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  Title   Status   Family   County   Filing Date   Filing No.
IN388/DELNP/20   DISCOVERY OF V4-V6 INTERWORKING ROUTER   Filing   40233   IN   08.06.2005   388/DELNP/20
US7710964   DISCOVERY OF V4-V6 INTERWORKING ROUTER   Grant   40233   US   20.08.2004   10/921849
EA10335   PS HANDOVER MECHANISM - LLC SYCHRONISATION   Grant   40284   EA   18.02.2005   EA200601344/
EP1719352   PS HANDOVER MECHANISM - LLC SYCHRONISATION   Publication   40284   EP   18.02.2005   5717234.8
RU10335   PS HANDOVER MECHANISM - LLC SYCHRONISATION   Grant   40284   RU   18.02.2005   200601344
US20080062930   PS HANDOVER MECHANISM - LLC SYCHRONISATION   Pending   40284   US   14.09.2007   11/898773
US7333793   PS HANDOVER MECHANISM - LLC SYCHRONISATION   Grant   40284   US   05.04.2004   10/816931
AU2005212893   HSDPA HS-DPCCH DUTY CYCLE   Grant   40312   AU   14.02.2005   2005212893
CN200580010576   HSDPA HS-DPCCH DUTY CYCLE   Grant   40312   CN   14.02.2005   200580010576
IN4685/DELNP/2   HSDPA HS-DPCCH DUTY CYCLE   Filing   40312   IN   14.02.2005   4685/DELNP/2
JP4551902   HSDPA HS-DPCCH DUTY CYCLE   Grant   40312   JP   14.02.2005   2006-553605
US20050278420   METHOD TO GET SUBCRIBER'S IDENTITIES FROM IMS BASED ON IMSI.METHOD TO CHECK   Allowance   40322   US   26.04.2005   11/114216
EP1797693   REQUEST RATE LIMITER   Publication   40333   EP   26.08.2005   5784113.2
US7583647   REQUEST RATE LIMITER   Grant   40333   US   24.02.2005   11/063967
EP1779697   SCHEDULING NODE B CHANGE DURING SHO   Publication   40609   EP   12.08.2005   5772926.1
IN1569/DELNP/2   SCHEDULING NODE B CHANGE DURING SHO   Local filing   40609   IN   12.08.2005   1569/DELNP/2
JP4954073   SCHEDULING NODE B CHANGE DURING SHO   Grant   40609   JP   12.08.2005   2007-526603
KR927525   SCHEDULING NODE B CHANGE DURING SHO   Grant   40609   KR   12.08.2005   2007 ###-###-####
CN101044771   LACK OF CHANNEL CODINGS IMPLIES A HANDOVER   Publication   40773   CN   03.11.2004   200480044232
DE602004021646   LACK OF CHANNEL CODINGS IMPLIES A HANDOVER   Grant   40773   DE   03.11.2004   4798766.4
DK1808029   LACK OF CHANNEL CODINGS IMPLIES A HANDOVER   Grant   40773   DK   03.11.2004   4798766.4
EP1808029   LACK OF CHANNEL CODINGS IMPLIES A HANDOVER   Grant   40773   EP   03.11.2004   4798766.4
GB1808029   LACK OF CHANNEL CODINGS IMPLIES A HANDOVER   Grant   40773   GB   03.11.2004   4798766.4
IN2238/DELNP/2   LACK OF CHANNEL CODINGS IMPLIES A HANDOVER   Local filing   40773   IN   03.11.2004   2238/DELNP/2
JP4612050   LACK OF CHANNEL CODINGS IMPLIES A HANDOVER   Grant   40773   JP   03.11.2004   2007-539641
KR912629   LACK OF CHANNEL CODINGS IMPLIES A HANDOVER   Grant   40773   KR   03.11.2004   2007 ###-###-####
MYMY-142706-A   LACK OF CHANNEL CODINGS IMPLIES A HANDOVER   Grant   40773   MY   03.11.2004   PI20055102
PK783/2005   LACK OF CHANNEL CODINGS IMPLIES A HANDOVER   Filing   40773   PK   24.08.2005   783/2005
RO1808029   LACK OF CHANNEL CODINGS IMPLIES A HANDOVER   Grant   40773   RO   03.11.2004   4798766.4
TW94137753   LACK OF CHANNEL CODINGS IMPLIES A HANDOVER   Filing   40773   TW   28.10.2005   94137753
US20090156215   LACK OF CHANNEL CODINGS IMPLIES A HANDOVER   Pending   40773   US   27.04.2007   11/666578

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 38
 

 

Patent/
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  Title   Status   Family   County   Filing Date   Filing No.
US7283092   ENHANCED SWITCHED BEAM SMART ANTENNAS FOR TD-SCDMA   Grant   40837   US   20.05.2005   11/133277
EP1842386   DOWNLINK DATA OPTIMIZATION FOR PS HANDOVER   Publication   40985   EP   08.12.2005   5824117.5
HR39569   DOWNLINK DATA OPTIMIZATION FOR PS HANDOVER   Publication   40985   HR   08.12.2005   P200703056A
RU2405285   DOWNLINK DATA OPTIMIZATION FOR PS HANDOVER   Grant   40985   RU   08.12.2005   2007132872
UA93039   DOWNLINK DATA OPTIMIZATION FOR PS HANDOVER   Grant   40985   UA   08.12.2005   2007 09534
US7817622   UMA WITH OPTIMISED USER PLANE   Grant   41305   US   12.12.2005   11/298622
EP1964357   SUBSCRIPTION TO RSS/ATOM FEEDS WITH SIP   Local filing   41410   EP   26.10.2006   6809713.8
US20070143502   SUBSCRIPTION TO RSS/ATOM FEEDS WITH SIP   Pending   41410   US   27.03.2006   11/389026
AU2005268547   FORBIDDING OF CONTENT ADAPTATION WHEN SENDING A MESSAGE   Grant   43895   AU   25.07.2005   2005268547
BRPI0514400   FORBIDDING OF CONTENT ADAPTATION WHEN SENDING A MESSAGE   Publication   43895   BR   25.07.2005   PI0514400.0
CA2575106   FORBIDDING OF CONTENT ADAPTATION WHEN SENDING A MESSAGE   Filing   43895   CA   25.07.2005   2575106
CN200580032286   FORBIDDING OF CONTENT ADAPTATION WHEN SENDING A MESSAGE   Grant   43895   CN   25.07.2005   200580032286
EP1779684   FORBIDDING OF CONTENT ADAPTATION WHEN SENDING A MESSAGE   Publication   43895   EP   25.07.2005   5772981.6
HK8102265.6   FORBIDDING OF CONTENT ADAPTATION WHEN SENDING A MESSAGE   Publication   43895   HK   28.02.2008   8102265.6
IDW00200700292   FORBIDDING OF CONTENT ADAPTATION WHEN SENDING A MESSAGE   Filing   43895   ID   25.07.2005   W00200700292
IN856/DELNP/20   FORBIDDING OF CONTENT ADAPTATION WHEN SENDING A MESSAGE   Local filing   43895   IN   25.07.2005   856/DELNP/20
JP4750114   FORBIDDING OF CONTENT ADAPTATION WHEN SENDING A MESSAGE   Grant   43895   JP   25.07.2005   2007-523168
KR899132   FORBIDDING OF CONTENT ADAPTATION WHEN SENDING A MESSAGE   Grant   43895   KR   25.07.2005   2007 ###-###-####
MX277338   FORBIDDING OF CONTENT ADAPTATION WHEN SENDING A MESSAGE   Grant   43895   MX   25.07.2005   MX/a/2007/001
RU2407236   FORBIDDING OF CONTENT ADAPTATION WHEN SENDING A MESSAGE   Grant   43895   RU   25.07.2005   2007105981
SG200700603.4   FORBIDDING OF CONTENT ADAPTATION WHEN SENDING A MESSAGE   Allowance   43895   SG   26.01.2007   200700603.4
SG200905097.2   FORBIDDING OF CONTENT ADAPTATION WHEN SENDING A MESSAGE   Publication   43895   SG   27.07.2009   200905097.2

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 39
 

 

Patent/
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  Title   Status   Family   County   Filing Date   Filing No.
US20060020669   FORBIDDING OF CONTENT ADAPTATION WHEN SENDING A MESSAGE   Pending   43895   US   26.07.2004   10/899322
ZA2007/1602   FORBIDDING OF CONTENT ADAPTATION WHEN SENDING A MESSAGE   Grant   43895   ZA   25.07.2005   2007/1602
US20060015520   METHOD TO ENHANCE APPLICATION CONTENT PURCHASE PROCEDURE   Pending   44802   US   14.06.2004   10/868499
CN101112048   SMART WLAN NETWORK SCANNING   Allowance   44839   CN   20.12.2005   200580047549
EP1829292   SMART WLAN NETWORK SCANNING   Local filing   44839   EP   20.12.2005   5850701.3
KR899331   SMART WLAN NETWORK SCANNING   Grant   44839   KR   20.12.2005   2007 ###-###-####
US7366511   SMART WLAN NETWORK SCANNING   Grant   44839   US   20.12.2004   11/017426
CN200580023268   A SYSTEM AND ARCHITECTURE FOR VIRTUAL PRIVATE NETWORKING   Grant   45193   CN   31.05.2005   200580023268
EP1769377   A SYSTEM AND ARCHITECTURE FOR VIRTUAL PRIVATE NETWORKING   Publication   45193   EP   31.05.2005   5751741.9
JP4657294   A SYSTEM AND ARCHITECTURE FOR VIRTUAL PRIVATE NETWORKING   Grant   45193   JP   31.05.2005   2007-514186
US7730294   A SYSTEM AND ARCHITECTURE FOR VIRTUAL PRIVATE NETWORKING   Grant   45193   US   04.06.2004   10/861226
CN101053201   IP CAROUSELS FOR BANDWIDTH USAGE OPTIMIZATION IN DVB-H IP ENCAPSULATORS   Publication   45236   CN   27.10.2005   200580037510
EP1807970   IP CAROUSELS FOR BANDWIDTH USAGE OPTIMIZATION IN DVB-H IP ENCAPSULATORS   Publication   45236   EP   27.10.2005   5809969.8
US7729385   IP CAROUSELS FOR BANDWIDTH USAGE OPTIMIZATION IN DVB-H IP ENCAPSULATORS   Grant   45236   US   01.11.2004   10/976851
CN200580044792   MOBILE CONFERENCING   Grant   45410   CN   26.10.2005   200580044792
EP1810445   MOBILE CONFERENCING   Publication   45410   EP   26.10.2005   5819781.5
IN3635/DELNP/2   MOBILE CONFERENCING   Local filing   45410   IN   26.10.2005   3635/DELNP/2
KR895028   MOBILE CONFERENCING   Grant   45410   KR   26.10.2005   2007 ###-###-####
US8150920   MOBILE CONFERENCING   Grant   45410   US   01.11.2004   10/978861
EP1869929   A METHOD FOR PACKET TRAFFIC OPTIMIZED RADIO RESOURCE MANAGEMENT   Local filing   46645   EP   12.04.2006   6727470.4
US7630338   A METHOD FOR PACKET TRAFFIC OPTIMIZED RADIO RESOURCE MANAGEMENT   Grant   46645   US   12.04.2006   11/403695
APAP/P/08/00440   PSI/SI INDICATOR AND TRANSFERING PSI/SI BLOCKS IN THE TRANSPARENT CONTAINER FOR   Allowance   46841   AP   29.09.2006   AP/P/08/00440
CN101278589   PSI/SI INDICATOR AND TRANSFERING PSI/SI BLOCKS IN THE TRANSPARENT CONTAINER FOR   Publication   46841   CN   29.09.2006   200680036107
EP1938648   PSI/SI INDICATOR AND TRANSFERING PSI/SI BLOCKS IN THE TRANSPARENT CONTAINER FOR   Publication   46841   EP   29.09.2006   6808913.5

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 40
 

 

Patent/
Publication
  Title   Status   Family   County   Filing Date   Filing No.
IN1917/DELNP/2   PSI/SI INDICATOR AND TRANSFERING PSI/SI BLOCKS IN THE TRANSPARENT CONTAINER FOR   Local filing   46841   IN   29.09.2006   1917/DELNP/2
JP2009-   PSI/SI INDICATOR AND TRANSFERING PSI/SI BLOCKS IN THE TRANSPARENT CONTAINER FOR   Publication   46841   JP   29.09.2006   2008-531818
KR992075   PSI/SI INDICATOR AND TRANSFERING PSI/SI BLOCKS IN THE TRANSPARENT CONTAINER FOR   Grant   46841   KR   29.09.2006   2008 ###-###-####
PK1286/2006   PSI/SI INDICATOR AND TRANSFERING PSI/SI BLOCKS IN THE TRANSPARENT CONTAINER FOR   Filing   46841   PK   29.09.2006   1286/2006
TW95136469   PSI/SI INDICATOR AND TRANSFERING PSI/SI BLOCKS IN THE TRANSPARENT CONTAINER FOR   Filing   46841   TW   29.09.2006   95136469
US20070070949   PSI/SI INDICATOR AND TRANSFERING PSI/SI BLOCKS IN THE TRANSPARENT CONTAINER FOR   Pending   46841   US   28.09.2006   11/540940
US20070238525   EVENT TRIGGERED MICRO AND MINIGAMES   Pending   51553   US   30.03.2006   11/393588
EP2011311   UTILIZING PRESENCE SERVICE FOR SERVICE DISCOVERY IN MOBILE BROADCAST   Abandoned   52014   EP   05.04.2007   7754821.2
US20070240189   UTILIZING PRESENCE SERVICE FOR SERVICE DISCOVERY IN MOBILE BROADCAST   Abandoned   52014   US   06.04.2006   11/398757
US7869837   MOBILE IP NODE LOSSLESS TRANSITION FROM IDLE TO AWAKE STATE   Grant   52069   US   13.12.2006   11/610436
US8112075   HARQ-AWARE CQI REPORTING   Grant   52716   US   23.03.2007   11/728265
EP1873998   USER PRIVACY: PROTECTING IMSI FROM ACTIVE ATTACKERS IN 3GPPLTE (REL 8)   Publication   53394   EP   22.06.2007   7252548.8
US20080002829   USER PRIVACY: PROTECTING IMSI FROM ACTIVE ATTACKERS IN 3GPPLTE (REL 8)   Pending   53394   US   27.06.2007   11/769621
US20080153510   UPDATING SERVER WHEN NO TAG EXISTING   Pending   54228   US   22.12.2006   11/615327
CN101653023   I-HSPA ADAPTER IDENTIFICATION IN SGSN   Publication   56536   CN   31.03.2008   200880010870
EP2132915   I-HSPA ADAPTER IDENTIFICATION IN SGSN   Local filing   56536   EP   31.03.2008   8736805.6
IN5874/CHENP/2   I-HSPA ADAPTER IDENTIFICATION IN SGSN   Publication   56536   IN   31.03.2008   5874/CHENP/2
US7907969   I-HSPA ADAPTER IDENTIFICATION IN SGSN   Grant   56536   US   30.03.2007   11/731127
US20080256627   COPYRIGHTS WITH POST-PAYMENTS FOR P2P FILE SHARING   Pending   56542   US   13.04.2007   11/734863

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 41
 

 

Exhibit B

 


ESSENTIAL CELLULAR PATENTS

 

Patent/
Publication
  STD
Org.
  Standard   Title   Status   Family   County   Filing Date   Filing No.
US5722074   ETSI   WC DMA   SOFT HANDOFF IN A CELLULAR TELECOMMUNICATIONS SYSTEM   Grant   2314   US   24.09.1993   08/619701
  ARIB   T63            
US5805301   ETSI   GSM   FACSIMILE TRANSMISSION IN A MOBILE COMMUNICATION SYSTEM   Grant   2390   US   06.03.1996   08/732467
EP740875   ATM   ATM   METHOD AND SYSTEM FOR CONTROLLING STATISTICALLY MULTIPLEXEDATM BUS   Grant   2704   EP   13.1.1995   95905653.2
US6295286   ETSI   GSM   A METHOD FOR INDICATING A MULTI-SLOT CHANNEL IN A TDMA RADIOSYSTEM   Grant   7158   US   24.11.1995   08/836969
US6081534   ETSI   GSM, DECT   IMPLEMENTATION OF MUTUAL RATE ADAPTATIONS IN DATA SERVICES BETWEEN GSM AND   Grant   7164   US   06.06.1996   08/659590
US7420948   ETSI   GSM   NEW 14.4 KBIT/S SERVICE FOR GSM   Grant   7272   US   09.09.2005   11/221797
US6859447   ETSI   WC DMA   A BASESTATION CONTROLLER (BSC) BASED ON AN ATM SWITCH   Grant   7794   US   30.12.1997   09/607065
  ARIB   T63            
US6456237   ETSI   GSM, WC DMA   TRACKING OF REAL TIME AND OBSERVED TIME DIFFERENCE VALUES INTIME   Grant   7882   US   30.03.1999   09/677114
  ARIB   T63            
US6393121   ETSI   GSM   SCP.N OHJAAMAN LISÄVALINNAN KERÄÄMISEN MONIPUOLISTAMINEN   Grant   14028   US   26.10.1998   09/331874
  ITU   Q1238.2            
US7792092   IETF   IETF   Data transmission method and a network element   Grant   14268   US   23.12.1999   09/868819
US7072358   ETSI   GSM, WC DMA   TRANSMISSION AND INTERCONNECTION METHOD   Grant   14734   US   31.05.1999   09/997200
  ARIB   T63            
US7242933   ETSI   LTE, WC DMA   RELOCATION OF RRC PROTOCOL IN SRNS RELOCATION   Grant   15038   US   13.09.2000   10/088452
  ARIB   T63            
EP1221212   ETSI   GSM, WC DMA   SYNCHRONIZATION OF PROTOCOL REMAPPING   Grant   15081   EP   11.10.1999   99950691.8
  ARIB   T63            
US7043246   ETSI   GSM, WC DMA, SAE   PROVIDING MT SERVICES FOR UNREGISTERED SUBSCRIBERS IN R2000IM NETWORKS   Grant   15483   US   04.01.2002   10/035339
  ARIB   T63            

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 42
 

 

Patent/
Publication
  STD
Org.
  Standard   Title   Status   Family   County   Filing Date   Filing No.
US7155173   IETF   IETF   CROSS SESSION DICTIONARY FOR COMPRESSION OF TEXT-BASED MESSAGES   Grant   17233   US   17.12.2001   10/024412
US7218618   IETF   IETF   GPRS/UMTS GGSN/IGSN ACTING AS MOBILE IP PROXY   Grant   17242   US   19.07.2002   10/198599
US6331978   ITU-T   G.7041/Y.1303   GENERIC LABEL ENCAPSULATION PROTOCOL FOR CARRYING LABEL SWITCHED PACKETS   Grant   17315   US   09.03.1999   09/264758
US7558283   ARIB   T64(cdma2000)   CORRELATION OF SERVICE INSTANCE, R-P CONNECTION AND RADIO CONNECTION IN   Grant   17746   US   02.03.2005   11/071492
US6408063   ETSI   GSM, WC DMA   A SUBSCRIBER RELATED INFO   Grant   18052   US   05.10.1999   09/412926
    ARIB   T63, T64   TO B-SUBSCRIBER BEFORE CALL IS ANSWERED                    
US6973060   ETSI   GSM   ROTATING SCH TRANSMISSION   Grant   18319   US   03.01.2000   09/476500
US7126940   ETSI   GSM   ASSOCIATION OF TLLI AND SCCP CONNECTION TO ENABLE FAST DEPLOYMENT OF LCS IN   Grant   18965   US   23.10.2001   10/004084
US7724720   ETSI   WC DMA   METHOD FOR TRANSMITTING A   Grant   24835   US   17.07.2006   11/457879
    ARIB   T63   SEQUENCE OF SYMBOLS                    
US6901046   ETSI   WC DMA   METHOD AND APPARRATUS OF   Grant   25862   US   26.12.2001   10/025609
    ARIB   T63, T64   SCHEDULING AND MODULATION/CODING SELECTION FOR                    
US7050406   ETSI   WC DMA   METHODS AND APPARATUS OF   Grant   25975   US   12.12.2003   10/735266
    ARIB   T63, T64   CHANNEL ALLOCATION WITH CODE DIVISION MULTIPLEXING                    
US7920499   OMA   OMA   INDICATING INITIAL FLOOR STATE IN SDP   Grant   40217   US   26.03.2004   10/809710
US7333793   ETSI   GSM   PS HANDOVER MECHANISM - LLC SYCHRONISATION   Grant   40284   US   05.04.2004   10/816931
AU2005212893   ETSI   WC DMA   HSDPA HS-DPCCH DUTY CYCLE   Grant   40312   AU   14.02.2005   2005212893
    ARIB   T63                        
EP1779697   ETSI   WC DMA   SCHEDULING NODE B CHANGE   Publication   40609   EP   12.08.2005   5772926.1
    ARIB   T63   DURING SHO                    
US20090156215   ETSI   GSM, WC DMA   LACK OF CHANNEL CODINGS   Pending   40773   US   27.04.2007   11/666578
    ARIB   T63   IMPLIES A HANDOVER                    
EP1842386   ETSI   GSM   DOWNLINK DATA   Publication   40985   EP   08.12.2005   5824117.5
            OPTIMIZATION FOR PS HANDOVER                    
US20070070949   ETSI   WC DMA   PSI/SI INDICATOR AND   Pending   46841   US   28.09.2006   11/540940
    ARIB   T63   TRANSFERING PSI/SI BLOCKS IN THE TRANSPARENT CONTAINER FOR                    

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 43
 

 

Exhibit C


ASSIGNMENT

 

For good and valuable consideration, the receipt of which is hereby acknowledged, Nokia Corporation, with a registered address at Keilalahdentie 2-4, 02150 Espoo, Finland (“Assignor”), does hereby assign, transfer and convey unto _________________________, with an office at ____________________________________________________ (“Assignee”), all of Assignor’s entire right, title and interest in and to (a) all Assigned Patents and patent applications listed below (including all inventions and discoveries claimed or otherwise disclosed therein); (b) all reissues, reexaminations, continuations, parents, continuations-in-part, divisionals and extensions (collectively “Related Cases”) of such Assigned Patents and patent applications; (c) Assigned Patents or patent applications (i) to which any or all of the foregoing directly or indirectly claims priority, and (ii) for which any or all of the foregoing directly or indirectly forms a basis for priority; and (d) all Related Cases (whether pending, issued, abandoned or filed in the future) and foreign counterparts to any or all of the foregoing , certificates of invention and equivalent rights worldwide (collectively “Patent Rights”):

Assigned Patents specified in Exhibit A attached hereto.


In addition, Assignor agrees to and hereby does sell, assign, transfer and convey unto Assignee all rights (i) in and to causes of action and enforcement rights for the Patent Rights including all rights to pursue damages, injunctive relief and other remedies for past, present and future infringement of the Patent Rights, (ii) the right to apply (or continue prosecution) in any and all countries of the world for Assigned Patents, design Assigned Patents, utility models, certificates of invention or other governmental grants for the Patent Rights, including under the Paris Convention for the Protection of Industrial Property, the International Patent Cooperation Treaty, or any other convention, treaty, agreement or understanding, and (iii) the rights, if any, to revive prosecution of any abandoned Patent Rights.

Assignor also hereby authorizes the respective patent office or governmental agency in each jurisdiction to issue any and all Assigned Patents or certificates of invention or equivalent which may be granted upon any of the Patent Rights in the name of Assignee, as the assignee to the entire interest therein.

The terms and conditions of this Assignment shall inure to the benefit of Assignee, its successors, assigns and other legal representatives, and shall be binding upon Assignor, its successor, assigns and other legal representatives.

IN WITNESS WHEREOF, this Assignment of Patent Rights is executed at ________ on __________________________.

 

ASSIGNOR
     
By:    
     
Name:    
     
Title:    

 

(Signature must be notarized)

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 44
 

 

Exhibit D

 

[***]

 

Portions of this Exhibit, indicated by the mark “[***],” were omitted and have been filed separately with the Securities and Exchange Commission pursuant to the Registrant’s application requesting confidential treatment pursuant to Rule 24b-2 of the Exchange Act of 1934, as amended.

 

Confidential – Page 45