Ex-4.1 Specimen Certificate
EX-4.1 3 b61904a2exv4w1.txt EX-4.1 SPECIMEN CERTIFICATE . . . Exhibit 4.1 016570| 003590|127C|RESTRICTED||4|057-423 COMMON STOCK COMMON STOCK PAR VALUE $.0001 (WORLD ENERGY LOGO) CERTIFICATE WORLD ENERGY SOLUTIONS, INC. SHARES NUMBER INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE **600620****** ZQ 000000 150,000,000 AUTHORIZED SHARES $.0001 PAR VALUE ***600620***** ****600620**** *****600620*** ******600620** THIS CERTIFIES THAT CUSIP 98145W 10 9 SEE REVERSE FOR CERTAIN DEFINITIONS ISIN US 98145W1099 **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample**** **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample**** **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample**** **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample**** **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample**** **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample**** **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample**** **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample**** **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample**** **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample**** **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample**** MR. SAMPLE & MRS. SAMPLE & MR. SAMPLE & MRS. SAMPLE is the owner of ****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares**** ****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares**** ****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares**** ****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares**** ****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares**** ****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares**** ****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares**** ****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares**** ****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares**** ****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares**** ****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares**** ***SIX HUNDRED THOUSAND SIX HUNDRED AND TWENTY*** FULLY-PAID AND NON-ASSESSABLE SHARES OF THE COMMON STOCK OF WORLD ENERGY SOLUTIONS, INC. (HEREINAFTER CALLED THE "COMPANY"), transferable on the books of the Company in person or by duly authorized attorney, upon surrender of this Certificate properly endorsed. This Certificate and the shares represented hereby, are issued and shall be held subject to all of the provisions of the Certificate of Incorporation, as amended, and the By-Laws, as amended, of the Company (copies of which are on file with the Company and with the Transfer Agent), to all of which each holder, by acceptance hereof, assents. This Certificate is not valid unless countersigned and registered by the Transfer Agent and Registrar. WITNESS the facsimile seal of the Company and the facsimile signatures of its duly authorized officers. DATED (Month Day, Year) /s/ Richard Domaleski (SEAL) COUNTERSIGNED AND REGISTERED: COUNTERSIGNED AND REGISTERED: - ----------------------- COMPUTERSHARE INVESTOR SERVICES INC. COMPUTERSHARE INVESTOR SERVICES INC. President and (TORONTO) (DENVER) Chief Executive Officer TRANSFER AGENT AND REGISTRAR, TRANSFER AGENT AND REGISTRAR, /s/ James F. Parslow By By - ----------------------- --------------------------------- ---------------------------------- Secretary AUTHORIZED SIGNATURE AUTHORIZED SIGNATURE SECURITY INSTRUCTIONS ON REVERSE
WORLD ENERGY SOLUTIONS, INC. TRANSFERFEE $25.00 The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN COM - as tenants in common UNIF GIFT MIN ACT- _____________ Custodian _____________ (Cust) (Minor) TEN ENT - as tenants by the entireties under Uniform Gifts to Minor Act _________ (State) JT TEN - as joint tenants with right of UNIF TRF MIN ACT _______________ Custodian (until age __) _______ survivorship and not as tenants (Cust) (Minor) in common under Uniform Transfers to Minor Act _________ (State) Additional abbreviations may also be used though not in the above list. THE COMPANY WILL FURNISH WITHOUT CHARGE TO EACH SHAREHOLDER WHO SO REQUESTS, A SUMMARY OF THE POWERS, DESIGNATIONS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL OR OTHER SPECIAL RIGHTS OF EACH CLASS OF STOCK OF THE COMPANY AND THE QUALIFICATIONS, LIMITATIONS OR RESTRICTIONS OF SUCH PREFERENCES AND RIGHTS, AND THE VARIATIONS IN RIGHTS, PREFERENCES AND LIMITATIONS DETERMINED FOR EACH SERIES, WHICH ARE FIXED BY THE CERTIFICATE OF INCORPORATION OF THE COMPANY, AS AMENDED, AND THE RESOLUTIONS OF THE BOARD OF DIRECTORS OF THE COMPANY, AND THE AUTHORITY OF THE BOARD OF DIRECTORS TO DETERMINE VARIATIONS FOR FUTURE SERIES. SUCH REQUEST MAY BE MADE TO THE OFFICE OF THE SECRETARY OF THE COMPANY OR TO THE TRANSFER AGENT. THE BOARD OF DIRECTORS MAY REQUIRE THE OWNER OF A LOST OR DESTROYED STOCK CERTIFICATE, OR HIS LEGAL REPRESENTATIVES, TO GIVE THE COMPANY A BOND TO INDEMNIFY IT AND ITS TRANSFER AGENTS AND REGISTRARS AGAINST ANY CLAIM THAT MAY BE MADE AGAINST THEM ON ACCOUNT OF THE ALLEGED LOSS OR DESTRUCTION OF ANY SUCH CERTIFICATE. PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE For value received, _________________ hereby sell, assign and transfer unto ___________________________________ _______________________________________________________________________________________________________________ (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE) _______________________________________________________________________________________________________________ _______________________________________________________________________________________________________________ ________________________________________________________________________________________________________ Shares of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint ______________________________________________________________________________________________________ Attorney to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises. Dated: _____________________________________ 20___ Signature(s) Guaranteed: Medallion Guarantee Stamp THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (Banks, Stockbrokers, Savings and Signature: _______________________________________ Loan Associations and Credit Unions) WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15. Signature: _______________________________________ Notice: The signature to this assignment must correspond with the name as written upon the face of the certificate, in every particular, without alteration or enlargement, or any change whatever.
SECURITY INSTRUCTIONS THIS IS WATERMARKED PAPER. DO NOT ACCEPT WITHOUT NOTING WATERMARK. (GRAPHIC) HOLD TO LIGHT TO VERIFY WATERMARK.
