WisdomTree Investments, Inc. Contracts & Agreements

56 Contracts & Agreements
Browse by Contract Category
Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Termination Agreement, dated as of August 5, 2024, by and between ETFS Capital Limited and WisdomTree, Inc
Termination Agreements
WisdomTree Investments, Inc.
2024
Stock Repurchase Agreement, dated as of August 5, 2024, by and between WisdomTree, Inc. and ETFS Capital Limited
Repurchase Agreements
WisdomTree Investments, Inc.
2024
Amendment No. 5, dated as of April 30, 2024, to Stockholder Rights Agreement, dated as of March 17, 2023, as amended, between WisdomTree, Inc. and Continental Stock Transfer &...
WisdomTree Investments, Inc.
2024
Amendment No. 3, dated as of March 18, 2024, to Stockholder Rights Agreement, dated as of March 17, 2023, as amended, between WisdomTree, Inc. and Continental Stock Transfer &...
WisdomTree Investments, Inc.
2024
Form of Restricted Stock Agreement for Executive Officers applicable to grants after January 1, 2024 (2022 Equity Plan)
Stock Agreements
WisdomTree Investments, Inc.
2024
Termination Agreement, dated as of November 20, 2023, by and between Gold Bullion Holdings (Jersey) Limited and WisdomTree, Inc
Termination Agreements
WisdomTree Investments, Inc.
2023
Stock Repurchase Agreement, dated as of November 20, 2023, by and between WisdomTree, Inc. and Gold Bullion Holdings (Jersey) Limited
Repurchase Agreements
WisdomTree Investments, Inc.
2023
Investor Rights Agreement, dated as of May 10, 2023, by and between WisdomTree, Inc. and Gold Bullion Holdings (Jersey) Limited
Investor Rights Agreements
WisdomTree Investments, Inc.
2023
Amendment No. 2, dated as of May 10, 2023, to Stockholder Rights Agreement, dated as of March 17, 2023, between WisdomTree, Inc. and Continental Stock Transfer & Trust Company, as...
Stock Agreements
WisdomTree Investments, Inc.
2023
Sale, Purchase and Assignment Deed, dated as of May 10, 2023, by and between WisdomTree, Inc., WisdomTree International Holdings Ltd, Electra Target HoldCo Limited, ETFS Capital...
Purchase Agreements
WisdomTree Investments, Inc.
2023
Amendment to Employment Agreement between the Registrant and Alexis Marinof, dated April 21, 2023
Employment Agreements
WisdomTree Investments, Inc.
2023
Form of Amendment, dated April 21, 2023, to Employment Agreements between the Registrant and each of Jonathan Steinberg, Peter M. Ziemba, R. Jarrett Lilien and Marci Frankenthaler
Employment Agreements
WisdomTree Investments, Inc.
2023
WisdomTree, Inc. Executive Severance Plan
Severance Agreements
WisdomTree Investments, Inc.
2023
Form of Employee Confidentiality, Assignment and Restrictive Covenant Agreement executed by participants of the WisdomTree, Inc. Executive Severance Plan
Severance Agreements
WisdomTree Investments, Inc.
2023
Amendment No. 1, dated as of May 4, 2023, to Stockholder Rights Agreement, dated as of March 17, 2023, between WisdomTree, Inc. and Continental Stock Transfer & Trust Company, as...
Stock Agreements
WisdomTree Investments, Inc.
2023
Form of Performance-Based Restricted Stock Unit Award Agreement for U.S. Executive Officers (2022 Equity Plan)
Bonus & Incentive Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2023
Form of Performance-Based Restricted Stock Unit Award Agreement for U.K. Executive Officers (2022 Equity Plan)
Bonus & Incentive Agreements
WisdomTree Investments, Inc.
Capital Markets
DE
2023
Non-Employee Director Deferred Compensation Program
Compensation Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2023
Form of Restricted Stock Agreement for Executive Officers (2022 Equity Plan)
Stock Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2023
Form of Global Note, representing WisdomTree, Inc.s 5.75% Convertible Senior Notes due 2028 (included as Exhibit A to the Indenture filed as Exhibit 4.1)
Indenture Agreements
WisdomTree Investments, Inc.
Capital Markets
2023
Indenture, dated as of February 14, 2023, by and between WisdomTree, Inc. and U.S. Bank Trust Company, National Association, as Trustee
Indenture Agreements
WisdomTree Investments, Inc.
2023
Form of Restricted Stock Unit Award Agreement (Deferred) for Non-Employee Directors
Stock Agreements
WisdomTree Investments, Inc.
Capital Markets
2022
Form of Restricted Stock Agreement for Non-Employee Directors
Stock Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2022
Cooperation Agreement, dated May 25, 2022, by and among the Investor Group and the Company
Cooperation Agreements
WisdomTree Investments, Inc.
2022
Amendment No. 1 to Stockholder Rights Agreement, dated as of May 25, 2022, between the Company and Continental Stock Transfer & Trust Company, as Rights Agent
Stock Agreements
WisdomTree Investments, Inc.
2022
Letter Agreement, dated as of May 25, 2022, by and between the Company and Deborah A. Fuhr
WisdomTree Investments, Inc.
2022
Form of Global Note, representing WisdomTree Investments, Inc.s 3.25% Convertible Senior Notes due 2026 (included as Exhibit A to the Indenture filed as Exhibit 4.1)
Indenture Agreements
WisdomTree Investments, Inc.
Capital Markets
2021
Indenture, dated as of June 14, 2021, by and between WisdomTree Investments, Inc. and U.S. Bank National Association, as Trustee
Indenture Agreements
WisdomTree Investments, Inc.
Capital Markets
DE
2021
Employment Agreement between the Registrant and Marci Frankenthaler, dated November 5, 2020
Employment Agreements
WisdomTree Investments, Inc.
2020
Indenture, dated as of June 16, 2020, by and between WisdomTree Investments, Inc. and U.S. Bank National Association, as Trustee
Indenture Agreements
WisdomTree Investments, Inc.
Capital Markets
DE
2020
Professional Services Agreement between the Company and David Abner, effective August 1, 2019
Services Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2019
Separation Agreement between the Company and David Abner, dated August 27, 2019
Separation Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2019
Amendment to Employment Agreement between the Registrant and Luciano Siracusano III, dated October 1, 2018
Employment Agreements
WisdomTree Investments, Inc.
Capital Markets
2019
Form of Restricted Stock Agreement for Executive Officers
Stock Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2019
Investor Rights Agreement, dated April 11, 2018, between the Company and ETF Securities
Investor Rights Agreements
WisdomTree Investments, Inc.
2018
Share Sale Agreement among the Registrant, WisdomTree International Holdings Ltd and ETF Securities Limited dated November 13, 2017
Share Agreements
WisdomTree Investments, Inc.
Capital Markets
2018
Employment Agreement between the Registrant and R. Jarrett Lilien, dated November 27, 2017
Employment Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2018
Employment Agreement between the Registrant and David Abner, dated July 25, 2016
Employment Agreements
WisdomTree Investments, Inc.
2018
Amendment to Employment Agreement between the Registrant and David Abner, dated August 9, 2016
Employment Agreements
WisdomTree Investments, Inc.
2018
WISDOMTREE ASSET MANAGEMENT, INC. 245 Park Avenue, 35th Floor New York, New York 10167 May 5, 2017
WisdomTree Investments, Inc.
Capital Markets
2017
[General Form for Grants to US Executive Officers after June 20, 2016] RESTRICTED STOCK AGREEMENT UNDER THE WISDOMTREE INVESTMENTS, INC. 2016 EQUITY PLAN
Stock Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2017
[General Form for Grants to Non-Employee Directors after June 20, 2016] RESTRICTED STOCK AGREEMENT UNDER THE WISDOMTREE INVESTMENTS, INC. 2016 EQUITY PLAN
Stock Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2017
Appendix A to Employment Letter dated January 26, 2017 Executive: Kurt MacAlpine
Employment Agreements
WisdomTree Investments, Inc.
2017
Appendix A to Executive Employment Letter dated December 22, 2016 Executive: Jonathan Steinberg
Employment Agreements
WisdomTree Investments, Inc.
2016
[FORM OF EMPLOYMENT AGREEMENT FOR EXECUTIVE OFFICERS] WISDOMTREE ASSET MANAGEMENT, INC. 245 Park Avenue, 35th Floor New York, New York 10167 December 22, 2016
Employment Agreements
WisdomTree Investments, Inc.
2016
Appendix A to Executive Employment Letter dated December 22, 2016 Executive: Peter M. Ziemba
Employment Agreements
WisdomTree Investments, Inc.
2016
Appendix A to Executive Employment Letter dated December 22, 2016 Executive: Gregory Barton
Employment Agreements
WisdomTree Investments, Inc.
Capital Markets
2016
Appendix A to Executive Employment Letter dated December 22, 2016 Executive: Luciano Siracusano III
Employment Agreements
WisdomTree Investments, Inc.
Capital Markets
2016
Appendix A to Executive Employment Letter dated December 22, 2016 Executive: Amit Muni
Employment Agreements
WisdomTree Investments, Inc.
2016
WISDOMTREE INVESTMENTS, INC. 2016 EQUITY PLAN
WisdomTree Investments, Inc.
Capital Markets
DE
2016
WISDOMTREE ASSET MANAGEMENT, INC. 245 Park Avenue, 35th Floor New York, New York 10167
WisdomTree Investments, Inc.
Capital Markets
2016
WISDOMTREE INVESTMENTS, INC. (a Delaware corporation) 26,000,000 Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreements
WisdomTree Investments, Inc.
2012
WISDOMTREE ASSET MANAGEMENT, INC. 380 MadisonAvenue, 21st Floor New York, New York 10017 October 8, 2012
WisdomTree Investments, Inc.
Capital Markets
NY
2012
AMENDED AND RESTATED LICENSE AGREEMENT
License Agreements
WisdomTree Investments, Inc.
Capital Markets
2012
WISDOMTREE ASSET MANAGEMENT, INC. 380 Madison Avenue, 21st Floor New York, New York 10017 April 24, 2012
WisdomTree Investments, Inc.
Capital Markets
NY
2012
WISDOMTREE INVESTMENTS, INC. (a Delaware corporation) 14,362,251 Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2012