Wintrust Financial Corp Contracts & Agreements

Twelfth Amending Agreement, dated as of August 29, 2024 by and between First Insurance Funding of Canada Inc. and CIBC Mellon Trust Company, in its capacity as trustee of Plaza... (Filed With SEC on August 29, 2024)

Performance Guarantee Confirmation made as of August 24, 2024 by Wintrust Financial Corporation in favor of CIBC Mellon Trust Company, Plaza Trust (Filed With SEC on August 29, 2024)

Fee Letter dated as of August 29, 2024 by CIBC Mellon Trust Company, in its capacity as trustee of Plaza Trust, by its Financial Service Agent, Royal Bank of Canada and... (Filed With SEC on August 29, 2024)

Employment Agreement dated as of September 8, 2015 between Wintrust Financial Corporation and Kathleen M. Boege (Filed With SEC on May 9, 2024)

Agreement and Plan of Merger, by and among Wintrust Financial Corporation, Leo Subsidiary LLC and Macatawa Bank Corporation, dated April 15, 2024. (The schedules to the Agreement... (Filed With SEC on April 15, 2024)

Description of the Companys Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on February 28, 2024)

Second Amendment,dated December 11, 2023, to the Amended and Restated Credit Agreement dated December 12, 2022, as amended and restated, among Wintrust Financial Corporation, the... (Filed With SEC on December 12, 2023)

First Amendment, dated as of July 17, 2023, to the Credit Agreement dated December 12, 2022, as amended and restated, among Wintrust Financial Corporation, the lenders named... (Filed With SEC on July 20, 2023)

Eleventh Amending Agreement, dated as of May 31, 2023 by and between First Insurance Funding of Canada Inc. and CIBC Mellon Trust Company, in its capacity as trustee of Plaza... (Filed With SEC on June 6, 2023)

Performance Guarantee Confirmation made as of May 31, 2023 by Wintrust Financial Corporation in favor of CIBC Mellon Trust Company, Plaza Trust (Filed With SEC on June 6, 2023)

Fee Letter dated as of May 31, 2023 by CIBC Mellon Trust Company, in its capacity as trustee of Plaza Trust, by its Financial Service Agent, Royal Bank of Canada and acknowledged... (Filed With SEC on June 6, 2023)

Description of the Companys Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on February 28, 2023)

Amended and Restated Employment Agreement, dated as of January 26, 2023, by and between Wintrust Financial Corporation and Timothy S. Crane (Filed With SEC on January 30, 2023)

Amended and Restated Employment Agreement, dated as of January 26, 2023, by and between Wintrust Financial Corporation and Edward J. Wehmer (Filed With SEC on January 30, 2023)

Amended and Restated Credit Agreement, dated as of December 12, 2022, by and among Wintrust Financial Corporation, as Borrower, the lenders who are party to the Agreement and the... (Filed With SEC on December 15, 2022)

Fifth Amendment, dated as of September 13, 2022, to the Credit Agreement dated as of September 18, 2018, as amended, among Wintrust Financial Corporation, the lenders named... (Filed With SEC on September 15, 2022)

Underwriting Agreement, dated as of June 7, 2022, between Wintrust Financial Corporation and RBC Capital Markets, LLC, as representative of the several underwriters named therein (Filed With SEC on June 10, 2022)

Wintrust Financial Corporation 2022 Stock Incentive Plan (Filed With SEC on May 27, 2022)

Tenth Amending Agreement, dated as of May 2, 2022 by and between First Insurance Funding of Canada Inc. and CIBC Mellon Trust Company, in its capacity as trustee of Plaza Trust,... (Filed With SEC on May 3, 2022)

Performance Guarantee Confirmation made as of May 2, 2022 by Wintrust Financial Corporation in favor of CIBC Mellon Trust Company, Plaza Trust (Filed With SEC on May 3, 2022)

Fee Letter dated as of May 2, 2022 by CIBC Mellon Trust Company, in its capacity as trustee of Plaza Trust, by its Financial Service Agent, Royal Bank of Canada and acknowledged... (Filed With SEC on May 3, 2022)

Third Amendment, dated as of September 14, 2021, to the Credit Agreement dated as of September 18, 2018, as amended, among Wintrust Financial Corporation, the lenders named... (Filed With SEC on September 14, 2021)

Form of Restricted Share Unit Award Agreement under the Companys 2015 Stock Incentive Plan (Filed With SEC on May 7, 2021)

Form of Performance Award Agreement - Share Settled under the Companys 2015 Stock Incentive Plan (Filed With SEC on May 7, 2021)

Description of the Companys Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on February 26, 2021)

Ninth Amending Agreement, dated as of January 15, 2021 by and between First Insurance Funding of Canada Inc. and CIBC Mellon Trust Company, in its capacity as trustee of Plaza... (Filed With SEC on January 20, 2021)

Performance Guarantee Confirmation made as of January 15, 2021 by Wintrust Financial Corporation in favor of CIBC Mellon Trust Company, Plaza Trust (Filed With SEC on January 20, 2021)

Fee Letter dated as of January 15, 2021 by CIBC Mellon Trust Company, in its capacity as trustee of Plaza Trust, by its Financial Service Agent, Royal Bank of Canada and... (Filed With SEC on January 20, 2021)

Second Amendment, dated as of September 15, 2020, to the Credit Agreement dated as of September 18, 2018, as amended, among Wintrust Financial Corporation, the lenders named... (Filed With SEC on September 17, 2020)

Eighth Amending Agreement, dated as of May 20, 2020 by and between First Insurance Funding of Canada Inc. and CIBC Mellon Trust, in its capacity as trustee of Plaza Trust, by its... (Filed With SEC on May 26, 2020)

Performance Guarantee Confirmation made as of May 20, 2020 by Wintrust Financial Corporation in favor of CIBC Mellon Trust Company, Plaza Trust (Filed With SEC on May 26, 2020)

Fee Letter dated as of May 20, 2020 by CIBC Mellon Trust, in its capacity as trustee of Plaza Trust, by its Financial Service Agent, Royal Bank of Canada and acknowledged by First... (Filed With SEC on May 26, 2020)

Deposit Agreement, dated as of May 15, 2020, among Wintrust Financial Corporation, U.S. Bank National Association, as Depositary, and the holders from time to time of the... (Filed With SEC on May 15, 2020)

Underwriting Agreement, dated as of May 6, 2020, between Wintrust Financial Corporation and RBC Capital Markets, LLC, as representative of the several underwriters named in... (Filed With SEC on May 8, 2020)

Description of the Companys Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on February 28, 2020)

Seventh Amending Agreement, dated as of January 15, 2020 by and between First Insurance Funding of Canada Inc. and CIBC Mellon Trust, in its capacity as trustee of Plaza Trust, by... (Filed With SEC on January 17, 2020)

Performance Guarantee Confirmation made as of January 15, 2020 by Wintrust Financial Corporation in favor of CIBC Mellon Trust Company, Plaza Trust (Filed With SEC on January 17, 2020)

Fee Letter dated as of January 15, 2020 by CIBC Mellon Trust, in its capacity as trustee of Plaza Trust, by its Financial Service Agent, Royal Bank of Canada and acknowledged by... (Filed With SEC on January 17, 2020)

First Amendment, dated as of September 17, 2019, to the Credit Agreement dated as of September 18, 2018, as amended, among Wintrust Financial Corporation, the lenders named... (Filed With SEC on September 19, 2019)

Underwriting Agreement, dated as of June 3, 2019, between Wintrust Financial Corporation and RBC Capital Markets, LLC, as representative of the several Underwriters named therein (Filed With SEC on June 6, 2019)

Second Supplemental Indenture, dated as of June 6, 2019, between Wintrust Financial Corporation and U.S. Bank National Association, as trustee (Filed With SEC on June 6, 2019)

Sixth Amending Agreement, dated as of May 27, 2019 by and between First Insurance Funding of Canada Inc. and CIBC Mellon Trust, in its capacity as trustee of Plaza Trust, by its... (Filed With SEC on May 30, 2019)

Performance Guarantee Confirmation made as of May 27, 2019 by Wintrust Financial Corporation in favor of CIBC Mellon Trust Company, Plaza Trust (Filed With SEC on May 30, 2019)

Fee Letter dated as of May 27, 2019 by CIBC Mellon Trust, in its capacity as trustee of Plaza Trust, by its Financial Service Agent, Royal Bank of Canada and acknowledged by First... (Filed With SEC on May 30, 2019)

Fifth Amending Agreement, dated as of February 15, 2019 by and between First Insurance Funding of Canada Inc. and CIBC Mellon Trust, in its capacity as trustee of Plaza Trust, by... (Filed With SEC on February 22, 2019)

Performance Guarantee Confirmation made as of February 15, 2019 by Wintrust Financial Corporation in favor of CIBC Mellon Trust Company, Plaza Trust (Filed With SEC on February 22, 2019)

Credit Agreement dated as of September 18, 2018 among Wintrust Financial Corporation, Wells Fargo Bank, N.A., as administrative agent and sole lead arranger, and the lenders named... (Filed With SEC on September 19, 2018)

Fourth Amending Agreement, dated as of June 29, 2018, by and between First Insurance Funding of Canada Inc. and CIBC Mellon Trust Company, in its capacity as trustee of Plaza... (Filed With SEC on July 3, 2018)

Performance Guarantee Confirmation made as of June 28, 2018 by Wintrust Financial Corporation in favor of CIBC Mellon Trust Company, in its capacity as trustee of Plaza Trust (Filed With SEC on July 3, 2018)

Amended and Restated Wintrust Financial Corporation Employee Stock Purchase Plan (Filed With SEC on May 25, 2018)

Second Amending Agreement to the Receivables Purchase Agreement, dated September 6, 2016, by and among First Insurance Funding of Canada, Inc. and CIBC Mellon Trust Company, in... (Filed With SEC on February 28, 2018)

Form of Performance Award Agreement - Cash Settled/Share Settled under the Companys 2015 Stock Incentive Plan (Filed With SEC on February 28, 2018)

Third Amending Agreement, dated as of December 15, 2017, by and between First Insurance Funding of Canada Inc. and CIBC Mellon Trust, in its capacity as trustee of Plaza Trust, by... (Filed With SEC on December 18, 2017)

Performance Guarantee Confirmation made as of December 15, 2017 by Wintrust Financial Corporation in favor of CIBC Mellon Trust Company, Plaza Trust (Filed With SEC on December 18, 2017)

Fifth Amendment, dated as of December 11, 2017, to the Credit Agreement dated as of December 15, 2014, as amended, among Wintrust Financial Corporation, the lenders named therein,... (Filed With SEC on December 11, 2017)

FOURTH AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on June 21, 2017)

THIRD AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on December 14, 2016)

3,000,000 Shares WINTRUST FINANCIAL CORPORATION (an Illinois corporation) Common Stock UNDERWRITING AGREEMENT (Filed With SEC on June 14, 2016)

WINTRUST FINANCIAL CORPORATION PERFORMANCE AWARD AGREEMENT CASH SETTLED (Filed With SEC on May 9, 2016)

WINTRUST FINANCIAL CORPORATION NONQUALIFIED STOCK OPTION AGREEMENT (Filed With SEC on May 9, 2016)

WINTRUST FINANCIAL CORPORATION PERFORMANCE AWARD AGREEMENT SHARE-SETTLED (Filed With SEC on May 9, 2016)

WINTRUST FINANCIAL CORPORATION PERFORMANCE AWARD AGREEMENT CASH SETTLED (Filed With SEC on May 9, 2016)

FIRST AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on February 29, 2016)

SECOND AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on February 29, 2016)

FIRST AMENDING AGREEMENT (First Insurance Funding of Canada Inc.) (Filed With SEC on February 29, 2016)

EMPLOYMENT AGREEMENT (Filed With SEC on February 29, 2016)

FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (Filed With SEC on February 29, 2016)

WINTRUST FINANCIAL CORPORATION PERFORMANCE SHARE UNIT AGREEMENT - SHARES SETTLED (Filed With SEC on February 29, 2016)

WINTRUST FINANCIAL CORPORATION PERFORMANCE SHARE UNIT AGREEMENT - CASH SETTLED (Filed With SEC on February 29, 2016)

WINTRUST FINANCIAL CORPORATION (an Illinois corporation) Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D UNDERWRITING AGREEMENT (Filed With SEC on June 25, 2015)

WINTRUST FINANCIAL CORPORATION Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D (no par value) (liquidation preference $25 per share) (Filed With SEC on June 25, 2015)

WINTRUST FINANCIAL CORPORATION 2015 STOCK INCENTIVE PLAN (Filed With SEC on June 1, 2015)

WINTRUST FINANCIAL CORPORATION PERFORMANCE SHARE UNIT AGREEMENT - SHARES SETTLED (Filed With SEC on February 27, 2015)

WINTRUST FINANCIAL CORPORATION PERFORMANCE SHARE UNIT AGREEMENT - CASH SETTLED (Filed With SEC on February 27, 2015)

CREDIT AGREEMENT Dated as of December 15, 2014 Among WINTRUST FINANCIAL CORPORATION, as the Borrower, WELLS FARGO BANK, N.A., as Administrative Agent and Sole Lead Arranger, and... (Filed With SEC on December 19, 2014)

FIRST INSURANCE FUNDING OF CANADA INC. as Seller and Servicer -and- CIBC MELLON TRUST COMPANY, in its capacity as Trustee of PLAZA TRUST as Purchaser RECEIVABLES PURCHASE... (Filed With SEC on December 19, 2014)

PERFORMANCE GUARANTEE (Filed With SEC on December 19, 2014)

EIGHTH AMENDMENT AGREEMENT (Filed With SEC on November 7, 2014)

WINTRUST FINANCIAL CORPORATION (an Illinois corporation) $140,000,000 5.000% Subordinated Notes Due 2024 UNDERWRITING AGREEMENT (Filed With SEC on June 13, 2014)

WINTRUST FINANCIAL CORPORATION as the Company and U.S. BANK NATIONAL ASSOCIATION as Trustee Subordinated Indenture Dated as of June 13, 2014 CROSS-REFERENCE TABLE Trust Indenture... (Filed With SEC on June 13, 2014)

WINTRUST FINANCIAL CORPORATION, as Issuer and U.S. BANK NATIONAL ASSOCIATION, as Trustee First Supplemental Indenture Dated as of June 13, 2014 Supplement to Subordinated... (Filed With SEC on June 13, 2014)

SEVENTH AMENDMENT AGREEMENT (Filed With SEC on November 7, 2013)

WINTRUST FINANCIAL CORPORATION PERFORMANCE SHARE UNIT AGREEMENT (Filed With SEC on August 8, 2013)

WINTRUST FINANCIAL CORPORATION PERFORMANCE CASH AWARD AGREEMENT (Filed With SEC on August 8, 2013)

FIFTH AMENDMENT AGREEMENT (Filed With SEC on November 1, 2012)

WINTRUST FINANCIAL CORPORATION (an Illinois corporation) 110,000 Shares 5.00% Non-Cumulative Perpetual Convertible Preferred Stock, Series C PURCHASE AGREEMENT (Filed With SEC on March 19, 2012)

WINTRUST FINANCIAL CORPORATION 5.00% Non-Cumulative Perpetual ConvertiblePreferred Stock, Series C (no par value) (liquidation preference $1,000 per share) (Filed With SEC on March 19, 2012)

EMPLOYMENT AGREEMENT (Filed With SEC on February 29, 2012)

FOURTH AMENDMENT AGREEMENT (Filed With SEC on November 2, 2011)

EX-101 INSTANCE DOCUMENT (Filed With SEC on March 1, 2011)

1,643,295 Warrants (Filed With SEC on February 14, 2011)

FIRST AMENDMENT AGREEMENT (Filed With SEC on December 16, 2009)

AMENDED AND RESTATED CREDIT AGREEMENT Dated as of October 30, 2009 among WINTRUST FINANCIAL CORPORATION, as the Borrower, BANK OF AMERICA, N.A., as Administrative Agent, and The... (Filed With SEC on November 5, 2009)

TENTH AMENDMENT TO LOAN AGREEMENT (Filed With SEC on October 5, 2009)

Form of Replacement Term A Note REPLACEMENT TERM A NOTE $25,000,000 Dated as of September 30, 2009 (Filed With SEC on October 5, 2009)

NINTH AMENDMENT TO LOAN AGREEMENT (Filed With SEC on September 4, 2009)

REPLACEMENT TERM A NOTE $25,000,000 Dated as of August 31, 2009 (Filed With SEC on September 4, 2009)

In thousands (Filed With SEC on August 10, 2009)

ASSET PURCHASE AGREEMENT by and between AMERICAN INTERNATIONAL GROUP, INC. and FIRST INSURANCE FUNDING CORP. Dated as of July 28, 2009 (Filed With SEC on July 28, 2009)

In thousands (Filed With SEC on May 11, 2009)

United States Department of the Treasury 1500 Pennsylvania Avenue, NW Washington, D.C. 20220 (Filed With SEC on December 24, 2008)

Waiver Agreement (Filed With SEC on December 24, 2008)

AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on December 24, 2008)

CERTIFICATE OF DESIGNATIONS (Filed With SEC on September 2, 2008)

INVESTMENT AGREEMENT dated as of August 26, 2008 between Wintrust Financial Corporation and CIVC-WTFC LLC (Filed With SEC on September 2, 2008)

SEVENTH AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on September 2, 2008)

In thousands (Filed With SEC on August 11, 2008)

WINTRUST FINANCIAL CORPORATION (Filed With SEC on April 15, 2008)

AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on January 30, 2008)

Amendment to Credit agreement (Filed With SEC on May 10, 2007)

Employment Agreement (Filed With SEC on March 1, 2007)

Form of Nonqualified Stock Option Agreement (Filed With SEC on March 1, 2007)

Form of Restricted Stock Award (Filed With SEC on March 1, 2007)

WINTRUST FINANCIAL CORPORATION 2007 STOCK INCENTIVE PLAN (Filed With SEC on January 16, 2007)

Amended and Restated Declaration of Trust (Filed With SEC on September 6, 2006)

Guarantee Agreement (Filed With SEC on September 6, 2006)

Employment Agreement with Thomas P. Zidar (Filed With SEC on August 9, 2006)

Amended and Restated Confirmation (Filed With SEC on December 16, 2005)

Credit Agreement (Filed With SEC on December 15, 2005)

Third Amendment to Second Amended and Restated Loan Agreement (Filed With SEC on November 9, 2005)

Fourth Amendment to Second Amended and Restated Loan Agreement (Filed With SEC on November 9, 2005)

Amended and Restated $1.0 Million Note (Filed With SEC on November 9, 2005)

$50.0 Million Revolving Note (Filed With SEC on November 9, 2005)

Amended and Restated Pledge and Security Agreement (Filed With SEC on November 9, 2005)

Amended and Restated Collateral Safekeeping Agreement (Filed With SEC on November 9, 2005)

SUBORDINATED NOTE (Filed With SEC on October 28, 2005)

AMENDMENT AND ALLONGE TO THAT CERTAIN SUBORDINATED NOTE DATED OCTOBER 29, 2002 EXECUTED BY WINTRUST FINANCIAL CORPORATION (UNDERSIGNED) IN FAVOR OF LASALLE BANK NATIONAL... (Filed With SEC on August 5, 2005)

AMENDMENT AND ALLONGE TO THAT CERTAIN SUBORDINATED NOTE DATED APRIL 30, 2003 EXECUTED BY WINTRUST FINANCIAL CORPORATION (UNDERSIGNED) IN FAVOR OF LASALLE BANK NATIONAL ASSOCIATION... (Filed With SEC on August 5, 2005)

Junior Subordinated Indenture (Filed With SEC on August 4, 2005)

Amended and Restated Trust Agreement (Filed With SEC on August 4, 2005)

Guarantee Agreement (Filed With SEC on August 4, 2005)

Second Amendment to Second Amended and Restated Loan Agreement (Filed With SEC on May 10, 2005)

First Amendment to Second Amended and Restated Loan Agreement (Filed With SEC on March 16, 2005)

Form of Employment Agreements (Filed With SEC on March 16, 2005)

Form of Nonqualified Stock Option Agreement (Filed With SEC on March 16, 2005)

Form of Restricted Stock Award (Filed With SEC on March 16, 2005)

Second Amended and Restated Loan Agreement (Filed With SEC on March 15, 2004)

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Wintrust Financial Corp Contracts & Agreements