Winmark Corporation Renewable Unsecured Subordinated Note Purchase Confirmation (Investor & Sumner Harrington Ltd.)

Contract Categories: Business Finance Note Agreements
Summary

This agreement confirms the purchase of a Renewable Unsecured Subordinated Note issued by Winmark Corporation to the named investor. The document outlines key transaction details, including the note's principal amount, interest rate, payment schedule, and maturity date. Interest payments will be made directly to the investor's bank account via ACH. Sumner Harrington Ltd. acted as the selling agent and will receive a commission from Winmark, but this does not affect the investor's returns. No physical certificates are issued; all records are maintained electronically.

EX-4.3 5 a06-9992_1ex4d3.htm FORM OF NOTE CONFIRMATION

Exhibit 4.3

 

WINMARK CORPORATION

4200 Dahlberg Drive, Suite 100

Minneapolis, Minnesota ###-###-####

 

PURCHASE CONFIRMATION

 

[Investor name and address]

 

STATEMENT DATE:                     , 200      

 

TRANSACTION INFORMATION

 

SECURITY DESCRIPTION: Winmark Corporation Renewable Unsecured Subordinated Note

TRANSACTION:  PURCHASE

TYPE OF OWNERSHIP:

SSN:

 

NOTE ID

 

TERM

 

PURCHASE DATE

 

MATURITY DATE

 

PAYMENT SCHEDULE

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PRINCIPAL AMOUNT

 

INTEREST RATE

 

INVESTOR FEES

 

NET AMOUNT

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NOTE: These securities are issued in book-entry form only; no physical certificates will be provided.

 

INTEREST PAYMENT INFORMATION

 

 

ACCOUNT NAME:

 

BANK:

ACCOUNT #:

 

ROUTING NUMBER:

INTEREST PAYMENT METHOD: ACH (Direct Deposit)

 

 

 

Your interest payments will be automatically deposited directly into the account listed above. Please verify the account information. If it is incorrect, please call Sumner Harrington Investor Services at ###-###-####.

 

All interest payments will be made in accordance with the Interest payment schedule shown in the previous section. If your note pays interest monthly and the monthly interest payment date you selected is within five business days of the Purchase Date, your first interest payment will be made the following month and will include all of the interest earned since the Note Issue Date. If an interest payment date falls on a Saturday, Sunday, or legal holiday, the payment will be made on the next business day.

 

SECURITIES OFFERED THROUGH SUMNER HARRINGTON LTD.

Sumner Harrington Ltd. was the selling agent for the Issuer in this transaction and is sending you this confirmation statement on the Issuer’s behalf. The Issuer will pay Sumner Harrington Ltd. fees and commissions of up to 3% of the Net Amount as its selling agent plus other fees for providing marketing and other services, but this will not affect your interest or principal.

 

PLEASE CALL SUMNER HARRINGTON LTD. INVESTOR SERVICES AT ###-###-#### IF YOU HAVE ANY QUESTIONS.

 

Sumner Harrington Ltd.

 

(800) 234-5777

11100 Wayzata Blvd., Suite 170

 

***@***

Minneapolis, MN 55305

 

www.sumnerharrington.com